<SEC-DOCUMENT>0000894189-16-009079-index.html : 20160422 <SEC-HEADER>0000894189-16-009079.hdr.sgml : 20160422 <ACCEPTANCE-DATETIME>20160422104210 ACCESSION NUMBER: 0000894189-16-009079 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 17 FILED AS OF DATE: 20160422 DATE AS OF CHANGE: 20160422 EFFECTIVENESS DATE: 20160427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 333-17391 FILM NUMBER: 161585640 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 161585641 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001027596 <SERIES-ID>S000053713 <SERIES-NAME>Pzena Small Cap Value Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000168873 <CLASS-CONTRACT-NAME>Investor Class </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000168874 <CLASS-CONTRACT-NAME>Institutional Class </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>pzna-smcapval_485b.htm <DESCRIPTION>POST EFFECTIVE AMENDMENT - RULE 485BPOS <TEXT> Document 1 - file: pzna-smcapval_485b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.I <SEQUENCE>2 <FILENAME>invst-adv_agmt.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE INVESTMENT ADVISORY AGREEMENT <TEXT> Document 2 - file: invst-adv_agmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.E.I <SEQUENCE>3 <FILENAME>dist_agmt.htm <DESCRIPTION>FIRST AMENDMENT TO THE DISTRIBUTION AGREEMENT <TEXT> Document 3 - file: dist_agmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.G.II <SEQUENCE>4 <FILENAME>cust_agmt.htm <DESCRIPTION>AMENDMENT TO THE AMENDED AND RESTATED CUSTODY AGREEMENT <TEXT> Document 4 - file: cust_agmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.I.B <SEQUENCE>5 <FILENAME>fndadmin-srvg_agmt.htm <DESCRIPTION>AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT <TEXT> Document 5 - file: fndadmin-srvg_agmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.II.C <SEQUENCE>6 <FILENAME>ta_agmt.htm <DESCRIPTION>AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENT <TEXT> Document 6 - file: ta_agmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.III.B <SEQUENCE>7 <FILENAME>fndacctg_agmt.htm <DESCRIPTION>AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENT <TEXT> Document 7 - file: fndacctg_agmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.IV.A <SEQUENCE>8 <FILENAME>shr-srvcgpln.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE SHAREHOLDER SERVICING PLAN <TEXT> Document 8 - file: shr-srvcgpln.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.V.A <SEQUENCE>9 <FILENAME>opexpns_agmt.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE OPERATING EXPENSES LIMITATION AGREEMENT <TEXT> Document 9 - file: opexpns_agmt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.I.II <SEQUENCE>10 <FILENAME>legal-cnsnt.htm <DESCRIPTION>OPINION OF COUNSEL RELATING TO THE PZENA SMALL CAP VALUE FUND <TEXT> Document 10 - file: legal-cnsnt.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J <SEQUENCE>11 <FILENAME>auditor-cnst.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 11 - file: auditor-cnst.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.M.I <SEQUENCE>12 <FILENAME>rule12b-1.htm <DESCRIPTION>AMENDED SCHEDULE B TO THE RULE 12B-1 PLAN <TEXT> Document 12 - file: rule12b-1.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.N.1 <SEQUENCE>13 <FILENAME>rule18f-3.htm <DESCRIPTION>AMENDED EXHIBIT A TO THE RULE 18F-3 PLAN <TEXT> Document 13 - file: rule18f-3.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>image00001.jpg <TEXT> Document 16 - file: image00001.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>image1.jpg <TEXT> Document 17 - file: image1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>image00004.jpg <TEXT> Document 18 - file: image00004.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>image00005.jpg <TEXT> Document 19 - file: image00005.jpg
</DOCUMENT> </SEC-DOCUMENT>