<SEC-DOCUMENT>0000894189-15-003071-index.html : 20150625 <SEC-HEADER>0000894189-15-003071.hdr.sgml : 20150625 <ACCEPTANCE-DATETIME>20150625165320 ACCESSION NUMBER: 0000894189-15-003071 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 19 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 EFFECTIVENESS DATE: 20150628 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 333-17391 FILM NUMBER: 15952310 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 15952311 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 <SERIES-AND-CLASSES-CONTRACTS-DATA> <EXISTING-SERIES-AND-CLASSES-CONTRACTS> <SERIES> <OWNER-CIK>0001027596 <SERIES-ID>S000031753 <SERIES-NAME>Vivaldi Orinda Hedged Equity Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098870 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>OHEAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000098872 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>OHEIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001027596 <SERIES-ID>S000036614 <SERIES-NAME>Vivaldi Orinda Macro Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000111961 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>OMOAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000111962 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>OMOIX </CLASS-CONTRACT> </SERIES> <SERIES> <OWNER-CIK>0001027596 <SERIES-ID>S000041252 <SERIES-NAME>Orinda Income Opportunities Fund <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127906 <CLASS-CONTRACT-NAME>Class A <CLASS-CONTRACT-TICKER-SYMBOL>OIOAX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000127907 <CLASS-CONTRACT-NAME>Class I <CLASS-CONTRACT-TICKER-SYMBOL>OIOIX </CLASS-CONTRACT> <CLASS-CONTRACT> <CLASS-CONTRACT-ID>C000131940 <CLASS-CONTRACT-NAME>Class D <CLASS-CONTRACT-TICKER-SYMBOL>OIODX </CLASS-CONTRACT> </SERIES> </EXISTING-SERIES-AND-CLASSES-CONTRACTS> </SERIES-AND-CLASSES-CONTRACTS-DATA> </SEC-HEADER> <DOCUMENT> <TYPE>485BPOS <SEQUENCE>1 <FILENAME>vivaldiorinda_485b.htm <DESCRIPTION>POST EFFECTIVE AMENDMENT RULE 485B <TEXT> Document 1 - file: vivaldiorinda_485b.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.D.VII <SEQUENCE>2 <FILENAME>invest_agr.htm <DESCRIPTION>INVESTMENT SUB-ADVISORY AGREEMENT (KORTRIGHT) <TEXT> Document 2 - file: invest_agr.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.IV.A <SEQUENCE>3 <FILENAME>appendixa.htm <DESCRIPTION>AMENDED APPENDIX A TO THE OPERATING EXPENSES LIMITATION AGREEMENT <TEXT> Document 3 - file: appendixa.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.H.VI.A <SEQUENCE>4 <FILENAME>amendscheda.htm <DESCRIPTION>AMENDED SCHEDULE A TO THE AMENDED AND RESTATED SHAREHOLDER SERVICING PLAN <TEXT> Document 4 - file: amendscheda.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.J.I <SEQUENCE>5 <FILENAME>consent.htm <DESCRIPTION>CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM <TEXT> Document 5 - file: consent.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.N <SEQUENCE>6 <FILENAME>rule_18f3.htm <DESCRIPTION>AMENDED AND RESTATED RULE 18F-3 PLAN <TEXT> Document 6 - file: rule_18f3.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.II <SEQUENCE>7 <FILENAME>coe.htm <DESCRIPTION>CODE OF ETHICS FOR THE ADVISOR <TEXT> Document 7 - file: coe.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.IV <SEQUENCE>8 <FILENAME>coe_crescat.htm <DESCRIPTION>CODE OF ETHICS FOR SUB-ADVISOR (CRESCAT) <TEXT> Document 8 - file: coe_crescat.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.VIII <SEQUENCE>9 <FILENAME>coe_brookmont.htm <DESCRIPTION>CODE OF ETHIC FOR SUB-ADVISOR (BROOKMONT) <TEXT> Document 9 - file: coe_brookmont.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.P.IX <SEQUENCE>10 <FILENAME>coe_kortright.htm <DESCRIPTION>CODE OF ETHICS FOR SUB-ADVISOR (KORTRIGHT) <TEXT> Document 10 - file: coe_kortright.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>13 <FILENAME>crescat_logo.jpg <DESCRIPTION>CRESCAT LOGO <TEXT> Document 13 - file: crescat_logo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>14 <FILENAME>ph_newlogo.jpg <TEXT> Document 14 - file: ph_newlogo.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>15 <FILENAME>rhf150603001_v1.jpg <TEXT> Document 15 - file: rhf150603001_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>16 <FILENAME>rhf150603002_v1.jpg <TEXT> Document 16 - file: rhf150603002_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>17 <FILENAME>rhf150603003_v1.jpg <TEXT> Document 17 - file: rhf150603003_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>18 <FILENAME>rhf150603004_v1.jpg <TEXT> Document 18 - file: rhf150603004_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>19 <FILENAME>rhf150603005_v1.jpg <TEXT> Document 19 - file: rhf150603005_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>20 <FILENAME>rhf150603006_v1.jpg <TEXT> Document 20 - file: rhf150603006_v1.jpg
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>21 <FILENAME>oiof_logo.jpg <TEXT> Document 21 - file: oiof_logo.jpg
</DOCUMENT> </SEC-DOCUMENT>