N-PX 1 ast-ataf_npx.htm ANNUAL REPORT OF PROXY VOTING ast-ataf_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-07959

Advisors Series Trust
(Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, Wisconsin  53202
(Address of principal executive offices) (Zip code)


Douglas G. Hess, President
Advisors Series Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin  53202
 (Name and address of agent for service)


Registrant's telephone number, including area code: (414) 765-6609
 
 


Date of fiscal year end: February 28


Date of reporting period: July 1, 2013 - June 30, 2014

 

 
 
 
 

Item 1. Proxy Voting Record.
 
Name of Fund:(1)
AMERICAN TRUST ALLEGIANCE FUND
  
Period:
JULY 1, 2013 - JUNE 30, 2014
  
       
       
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
FREEPORT-MCMORAN COPPER & GOLD
7/16/2013
35671D857
FCX
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
1. DIRECTORS
ISSUER
   
1) RICHARD C. ADKERSON
  
   
2) ROBERT J. ALLISON, JR.
  
   
3) ALAN R. BUCKWALTER, III
  
   
4) ROBERT A. DAY
  
   
5) JAMES C. FLORES
  
   
6) GERALD J. FORD
  
   
7) THOMAS A. FRY, III
  
   
8) H. DEVON GRAHAM, JR.
  
   
9) CHARLES C. KRULAK
  
   
10) BOBBY LEE LACKEY
  
   
11) JON C. MADONNA
  
   
12) DUSTAN E. MCCOY
  
   
13) JAMES R. MOFFETT
  
   
14)  B.M.RANKIN, JR.
  
   
15) STEPHEN H. SIEGELE
  
       
FOR
FOR
2. APPROVAL, ON AN ADVISORY BASIS, OF THE
ISSUER
   
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
  
       
FOR
FOR
3) RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
ISSUER
   
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
 
   
FIRM
  
       
AGAINST
AGAINST
4) PROPOSAL REGARDING THE SELECTION OF A
SHAREHOLDER
    CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE  
    RECOMMENDED FOR ELECTION TO THE BOARD OF  
   
DIRECTORS
  
       
FOR
AGAINST
5) PROPOSAL REGARDING THE REQUIREMENT THAT OUR
SHAREHOLDER
   
CHAIRMAN OF THE BOARD OF DIRECTORS BE AN
 
   
INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS
  
       
AGAINST
AGAINST
6) PROPOSAL REGARDING THE ADOPTION BY THE BOARD
SHAREHOLDER
   
OF DIRECTORS OF A POLICY ON BOARD DIVERSITY
  
       
AGAINST
AGAINST
7) PROPOSAL REGARDING THE AMENDMENT OF OUR
SHAREHOLDER
   
BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF
 
   
OUR OUTSTANDING COMMON STOCK TO CALL A
 
   
SPECIAL MEETING OF STOCKHOLDERS.
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
ACXIOM CORPORATION
8/6/2013
005125109
ACXM
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1.DIRECTORS
ISSUER
FOR
  
1.1. RICHARD P. FOX
  
FOR
  
1.2 JERRY D. GRAMAGLIA
  
FOR
  
1.3 CLARK M. KOKICH
  
       
FOR
FOR
2. AMENDMENT AND RESTATEMENT OF THE COMPANY'S
ISSUER
   
2005 EQUITY COMPENSATION PLAN AND REAPPROVAL
  
   
OF THE PLAN'S PERFORMANCE GOALS
  
       
FOR
FOR
3) ADVISORY (NON-BINDING) VOTE TO APPROVE THE
ISSUER
   
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
  
   
OFFICERS
  
       
FOR
FOR
4) RATIFY KPMG LLP AS INDEPENDENT REGISTERED
ISSUER
   
PUBLIC ACCOUNTANT
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
CONAGRA FOODS, INC.
9/27/2013
205887102
CAG
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1.DIRECTORS
ISSUER
FOR
  
1) MOGENS C. BAY
  
FOR
  
2) STEPHEN G. BUTLER
  
FOR
  
3) STEVEN F. GOLDSTONE
  
FOR
  
4) JOIE A. GREGOR
  
FOR
  
5) RAJIVE JOHRI
  
FOR
  
6) W.G. JURGENSEN
  
FOR
  
7) RICHARD H. LENNY
  
FOR
  
8) RUTH ANN MARSHALL
  
FOR
  
9) GARY M. RODKIN
  
FOR
  
10) ANDREW J. SCHINDLER
  
FOR
  
11) KENNETH E. STINSON
  
       
FOR
FOR
2) RATIFY OF THE APPOINTMENT OF INDEPENDENT
ISSUER
   
AUDITOR
  
       
FOR
FOR
3) ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
ISSUER
   
OFFICER COMPENSATION
  
       
AGAINST
AGAINST
4) PROPOSAL REGARDING BYLAW CHANGE IN REGARD
SHAREHOLDER
   
TO VOTE COUNTING
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
NIKE, INC.
9/19/2013
654106103
NKE
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1.DIRECTORS
ISSUER
FOR
  
1. ALAN B. GRAF, JR.
  
FOR
  
2. JOHN C. LECHLEITER
  
FOR
  
3. PHYLLIS M. WISE
  
       
FOR
FOR
2. TO HOLD AN ADVISORY VOTE ON EXECUTIVE
ISSUER
   
COMPENSATION
  
       
FOR
FOR
3. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSE
ISSUER
   
COOPERS LLP AS INDEPENDENT REGISTERED PUBLIC
  
   
ACCOUNTING FIRM
  
       
AGAINST
AGAINST
4. PROPOSAL REGARDING POLITICAL CONTRIBUTIONS
SHAREHOLDER
   
DISCLOSURE
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
JACOBS ENGINEERING GROUP INC.
1/23/14
469814107
JEC
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1.DIRECTORS
ISSUER
FOR
  
1A. JUAN JOSE SUAREZ COPPEL
  
FOR
  
1B. JOHN F. COYNE
  
FOR
  
1C. LINDA FAYNE LEVINSON
  
FOR
  
1D. CRAIG L. MARTIN
  
FOR
  
1E. CHRISTOPHER M.T. THOMPSON
  
       
FOR
FOR
2. TO APPROVE THE AMENDMENT TO AND RESTATEMENT
ISSUER
   
OF THE 1999 STOCK INCENTIVE PLAN
  
       
FOR
FOR
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
ISSUER
   
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
  
       
FOR
FOR
4. APPROVE BY NON-BINDING VOTE, THE COMPANY'S
ISSUER
   
EXECUTIVE COMPENSATION
  
       
FOR
FOR
5. APPROVE AN AMENDMENT TO THE COMPANY'S
ISSUER
   
AMENDED AND RESTATED CERTIFICATE OF
  
   
INCORPORATION TO DECLASSIFY THE BOARD OF
  
   
DIRECTORS
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
ULTRAPAR PARTICPIPACOES SA-
ULTRAPAR HLDGS
1/31/2014
90400P101
UGP
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
1. APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF
ISSUER
   
INCORPORACAO DE ACOES (MERGER OF SHARES) OF
  
   
IMIFARMA PRODUTOS  FARMACEUTICOS E COSMETICOS
  
   
S.A. BY ULTRAPAR PARTICIPACOES S.A. (THE "PROTOCOL
  
   
AND JUSTIFCATION")
  
       
FOR
FOR
2. RATIFY OF THE APPOINTMENT AND ENGAGEMENT OF
ISSUER
   
ERNST & YOUNG ASSESSORIA EMPRESARIAL LTDAL, AS
  
   
THE SPECIALIZED FIRM RESPONSIBLE FOR THE
  
   
PREPARATION OF THE ECONOMIC APPRAISAL REPORT
  
   
OF THE SHARES O FIMIFARMA PRODUTOS FARMACEUTICOS
  
   
E COSMETICOS S.A. FOR THE CAPITAL INCREASE OF THE
  
   
COMPANY AS A CONSEQUENCE OF THE MERGER OF
  
   
SHARES, PURSUANT TO ARTICLES 8 AND 226 OF LAW
  
   
6,404/76 (THE "APPRAISAL REPORT")
  
       
FOR
FOR
3. APPROVAL OF THE APPRAISAL REPORT
ISSUER
       
FOR
FOR
4. APPROVAL OF THE COMPANY'S CAPITAL INCREASE
ISSUER
   
AND RELATED ISSUANCE OF NEW SHARES OF COMMON,
  
   
BOOK-ENTRY SHARES WITH NO PAR VALUE, RESULTING
  
   
FROM THE MERGER OF SHARES
  
       
FOR
FOR
5. AMENDMENT TO ARTICLE 5 OF THE COMPANY'S BYLAWS
ISSUER
   
DUE TO THE CAPITAL INCREASE RESULTING FROM THE
  
   
MERGER OF SHARES
  
       
FOR
FOR
6. ISSUANCE OF SUBSCRIPTION WARRANTS, AS SET FORTH
ISSUER
   
IN THE PROTOCOL AND JUSTIFICATION
  
       
FOR
FOR
7. APPROVAL OF ALL ACTS BY THE COMPANY'S
ISSUER
   
MANAGEMENT WHICH MAY BE NECESSARY TO FORMALIZE
  
   
THE MERGER OF SHARES, INCLUDING IN RELATION TO ANY
  
   
RELEVENT PUBLIC ENTITIES AND OTHER THIRD PARTIES IN
  
   
GENERAL
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
       
APPLE INC.
2/28/2014
37833100
AAPL
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1. WILLIAM V. CAMPBELL
  
FOR
  
2. TIMOTHY D. COOK
  
FOR
  
3. MILLARD S. DREXLER
  
FOR
  
4. AL GORE
  
FOR
  
5. ROBERT A. IGER
  
FOR
  
6. ANDREA JUNG
  
FOR
  
7. ARTHUR D. LEVINSON
  
FOR
  
8. RONALD D. SUGAR
  
       
FOR
FOR
2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF
ISSUER
   
INCORPORATION (THE "ARTICLES") TO FACILITATE THE
  
   
IMPLEMENTATION OF MAJORITY VOTING FOR THE ELECTION
  
   
OF DIRECTORS IN AN UNCONTESTED ELECTION OF
  
   
DIRECTORS IN AN UNCONTESTED ELECTION BY ELIMINATING
  
   
ARTICLE VII, WHICH RELATES TO THE TERM OF DIRECTORS
  
   
AND THE TRANSITION FROM A CLASSIFIED BOARD OF
  
   
DIRECTORS TO A DECLASSIFIED STRUCTURE
  
       
FOR
FOR
3. AMENDMENT OF THE ARTICLES TO ELIMINATE THE
ISSUER
   
"BLANK CHECK" AUTHORITY OF THE BOARD TO ISSUE
  
   
PREFERRED STOCK
  
       
FOR
FOR
4. AMENDMENT OF THE ARTICLES TO ESTABLISH A PAR
ISSUER
   
VALUE FOR THE COMPANY'S COMMON STOCK OF
  
   
$0.00001 PER SHARE
  
       
FOR
FOR
5. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS THE
ISSUER
   
COMPANY'S INDEPENDENT REGISTERED PUBLIC
  
   
ACCOUNTING FIRM FOR 2014
  
       
FOR
FOR
6. A NON-BINDING ADVISORY RESOLUTION TO APPROVE
ISSUER
   
EXECUTIVE COMPENSATION
  
       
FOR
FOR
7. THE APPROVAL OF THE APPLE INC. 2014 EMPLOYEE
ISSUER
   
STOCK PLAN
  
       
AGAINST
AGAINST
8. PROPOSAL BY JOHN HARRINGTON AND NORTHSTAR
SHAREHOLDER
   
ASSET MANAGEMENT INC. ENTITLED "BOARD COMMITTEE
  
   
ON HUMAN RIGHTS" TO AMEND THE COMPANY'S BYLAWS
  
       
AGAINST
AGAINST
9. PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC
SHAREHOLDER
   
POLICY RESEARCH OF A NON-BINDING ADVISORY
  
   
RESOLUTION ENTITLED "REPORT ON COMPANY
  
   
MEMBERSHIP AND INVOLVEMENT WITH CERTAIN TRADE
  
   
ASSOCIATIONS AND BUSINESS ORGANIZATIONS"
  
       
AGAINST
AGAINST
10. PROPOSAL BY CARL ICAHN OF A NON-BINDING ADVISORY
SHAREHOLDER
   
RESOLUTION THAT THE COMPANY COMMIT TO COMPLETING
  
   
NOT LESS THAN $50 BILLION OF SHARE REPURCHASES
  
   
DURING ITS 2014 FISCAL YEAR (AND INCREASE THE
  
   
AUTHORIZATION UNDER ITS CAPITAL RETURN PROGRAM
  
   
ACCORDINGLY)
  
       
AGAINST
AGAINST
11. PROPOSAL BY JAMES MCRITCHIE OF A NON-BINDING
SHAREHOLDER
   
ADVISORY RESOLUTION ENTITLED "PROXY ACCESS FOR
  
   
SHAREHOLDERS"
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
QUALCOMM INC.
3/4/2014
747525103
QCOM
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1.DIRECTORS
ISSUER
FOR
  
1A. BARBARA T. ALEXANDER
  
FOR
  
1B. DONALD G. CRUICKSHANK
  
FOR
  
1C. RAYMOND V. DITTAMORE
  
FOR
  
1D. SUSAN HOCKFIELD
  
FOR
  
1E.. THOMAS W. HORTON
  
FOR
  
1F. PAUL E. JACOBS
  
FOR
  
1G. SHERRY LANSING
  
FOR
  
1H. STEVEN M. MOLLENKOPF
  
FOR
  
1I. DUANE A. NELLES
  
FOR
  
1J. CLARK T. RANDT, JR.
  
FOR
  
1K. FRANCISCO ROS
  
FOR
  
1L. JONATHAN J. RUBINSTEIN
  
FOR
  
1M. BRENT SCOWCROFT
  
FOR
  
1N. MARC I. STERN
  
       
FOR
FOR
2. RATIFY THE SELCETION OF PRICEWATERHOUSECOOPERS
ISSUER
   
LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR
  
   
OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014
  
       
FOR
FOR
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE
ISSUER
   
COMPENSATION
  
       
1 YEAR
1 YEAR
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ISSUER
   
ADVISORY VOTES ON EXECUTIVE COMPENSATION
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
APPLIED MATERIALS, INC.
3/4/2014
038222105
AMAT
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1.DIRECTORS
ISSUER
FOR
  
1A. AART J. DEGEUS
  
FOR
  
1B. GARY E. DICERSON
  
FOR
  
1C. STEPHEN R. FORREST
  
FOR
  
1D. THOMAS J. IANNOTTI
  
FOR
  
1E. SUSAN M. JAMES
  
FOR
  
1F. ALEXANDER A. KARSNER
  
FOR
  
1G. GERHARD H. PARKER
  
FOR
  
1H. DENNIS D. POWELL
  
FOR
  
1I. WILLEM P. ROELANDTS
  
FOR
  
1J. JAMES E. ROGERS
  
FOR
  
1K. MICHAEL R. SPLINTER
  
FOR
  
1L. ROBERT H. SWAN
  
       
FOR
FOR
2. TO APPROVE, ON AN ADVISORY BASIS, THE
ISSUER
   
COMPENSATION OF APPLIED MATERIALS' NAMED
  
   
EXECUTIVE OFFICERS
  
       
FOR
FOR
3. RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED
ISSUER
   
MATERIALS' INDEPENDENT REGISTERED PUBLIC
  
   
ACCOUNTING FIRM FOR FISCAL 2014
  
       
AGAINST
AGAINST
4. PROPOSAL TITLED "SPECIAL SHAREOWNER MEETINGS"
SHAREHOLDER
       
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
GRUMA, S.A.B. DEC.V.
3/21/2014
400131306
GMK
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
I. PROPOSAL AND , AS THE CASE MAY BE, APPROVAL
ISSUER
   
OF A PROJECT UNDER WHICH GRUMA, SOCIEDAD ANONIMA
  
   
BURSATIL DE CAPITAL VARIABLE AND ITS SUBSIDIARY
  
   
INVESTIGACION DE TECNOLOGIA AVANZADA, SOCIEDAD
  
   
ANONIMA DE CAPITAL VARIABLE, WILL ENTER INTO A
  
   
MERGER AGREEMENT, WITH THE LATTER BEING MERGED
  
   
ENTITY AND THE COMPANY BEING THE SURVIVING ENTITY.
  
       
FOR
FOR
II. APPOINTMENT OF SPECIAL DELEGATES TO COMPLY
ISSUER
   
WITH AND FORMALIZE THE RESOLUTIONS ADOPTED BY THE
  
   
MEETING
  
       
FOR
FOR
III. ELABORATION, READING AND, AS THE CASE MAY BE,
ISSUER
   
APPROVAL OF THE MINUTES DRAFTED DURING THE
  
   
SHAREHOLDERS' MEETING
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
SCHLUMBERGER
4/9/2014
806857108
SLB
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. PETER L.S. CURRIE
  
FOR
  
1B. TONY ISAAC
  
FOR
  
1C. K. VAMAN KAMATH
  
FOR
  
1D. MAUREEN KEMPSTON DARKES
  
FOR
  
1E. PAAL KIBSGAARD
  
FOR
  
1F. NIKOLAY KURDRYAVTSEV
  
FOR
  
1G. MICHAEL E. MARKS
  
FOR
  
1H. LUBNA S. OLAYAN
  
FOR
  
1I. LEO RAFAEL REIF
  
FOR
  
1J. TORE I. SANDVOLD
  
FOR
  
1K. HENRI SEYDOUX
  
       
FOR
FOR
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S
ISSUER
   
EXECUTIVE COMPENSATION
  
       
FOR
FOR
3. TO APPROVE THE COMPANY'S 2013 FINANCIAL
ISSUER
   
STATEMENTS AND DECLARATIONS OF DIVIDENDS
  
       
FOR
FOR
4. TO APPROVE THE APPOINTMENT OF THE
ISSUER
   
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
  
   
FIRM
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
WHIRLPOOL CORP.
4/15/2014
963320106
WHR
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. ANUEL R. ALLEN
  
FOR
  
1B. GARY T. DICAMILLO
  
FOR
  
1C. DIANE M. DIETZ
  
FOR
  
1D. GERALDINE T. ELLIOTT
  
FOR
  
1E. JEFF M. FETTIG
  
FOR
  
1F. MICHAEL F. JOHNSTON
  
FOR
  
1G. WILLIAM T. KERR
  
FOR
  
1H. JOHN D. LIU
  
FOR
  
1I. HARISH MANWANI
  
FOR
  
1J. WILLIAM D. PEREZ
  
FOR
  
1K. MICHAEL A. TODMAN
  
FOR
  
1L. MICHAEL D. WHITE
  
       
FOR
FOR
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S EXECUTIVE
ISSUER
   
COMPENSATION
  
       
FOR
FOR
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
ISSUER
   
WHIRLPOOL'S INDEPENDENT REGISTERED PUBLIC
  
   
ACCOUNTING FIRM
  
       
FOR
FOR
4. APPROVAL OF THE WHIRLPOOL CORPORATION 2014
ISSUER
   
EXECUTIVE PERFORMANCE EXCELLENCE PLAN
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
PRAXAIR
4/22/14
74005P104
PX
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. STEPHEN F. ANGEL
  
FOR
  
1B. OSCAR BENARDES
  
FOR
  
1C. NANCE K. DICCIANI
  
FOR
  
1D. EDWARD G. GALANTE
  
FOR
  
1E. CLAIRE W. GARGALLI
  
FOR
  
1F. IRA D. HALL
  
FOR
  
1G. RAYMOND W. LEBOEUF
  
FOR
  
1H. LARRY D. MCVAY
  
FOR
  
1I. DENISE L. RAMOS
  
FOR
  
1J. WAYNE T. SMITH
  
FOR
  
1K. ROBERT L. WOOD
  
       
FOR
FOR
2. APPROVE ON AN ADVISORY AND NON-BINDING BASIS,
ISSUER
   
THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE
  
   
OFFICERS
  
       
FOR
FOR
3. TO APPROVE THE AMENDED AND RESTATED 2009
ISSUER
   
PRAXAIR, INC. LONG TERM INCENTIVE PLAN
  
       
FOR
FOR
4. RATIFY THE APPOINTMENT OF THE INDEPENDENT
ISSUER
   
AUDITOR
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
METLIFE, INC.
4/22/14
59156R108
MET
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. CHERYL W. GRISE
  
FOR
  
1B. CARLOS M. GUTIERREZ
  
FOR
  
1C. R. GLENN HUBBARD
  
FOR
  
1D. STEVEN A. KANDARIAN
  
FOR
  
1E. JOHN M. KEANE
  
FOR
  
1F. ALFRED F. KELLY, JR.
  
FOR
  
1G. WILLIAM E. KENNARD
  
FOR
  
1H. JAMES M. KILTS
  
FOR
  
1I. CATHERINE R. KINNEY
  
FOR
  
1J. DENISE M. MORRISON
  
FOR
  
1K. KENTON J. SICCHITANO
  
FOR
  
1L. LULU C. WANG
  
       
FOR
FOR
2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP
ISSUER
   
AS INDEPENDENT AUDITOR FOR 2014
  
       
FOR
FOR
3. ADVISORY VOTE TO APPROVE THE COMPENSATION PAID
ISSUER
   
TO THE COMPANY'S NAMED EXECUTIVE OFFICERS
  
       
FOR
FOR
4. APPROVAL OF THE METLIFE, INC. 2015 STOCK AND
ISSUER
   
INCENTIVE COMPENSATION PLAN
  
       
FOR
FOR
5. APPROVAL OF THE METLIFE, INC. 2015 NON-MANAGEMENT
ISSUER
   
DIRECTOR STOCK COMPENSATION PLAN
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
VF CORPORATION
4/23/12
918204108
VFC
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1. RICHARD T. CARUCCI
  
FOR
  
2. JULIANA L. CHUGG
  
FOR
  
3. JUAN ERNESTO DE BEDOUT
  
FOR
  
4. URSULA O. FAIRBAIRN
  
FOR
  
5. GEORGE FELLOWS
  
FOR
  
6. CLARENCE OTIS, JR
  
FOR
  
7. MATTHEW J. SHATTOCK
  
FOR
  
8. ERIC C. WISEMAN
  
       
FOR
FOR
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
ISSUER
   
OFFICER COMPENSATION
  
       
FOR
FOR
3. RATIFY THE SELECTION OF
ISSUER
   
PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT
  
   
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
  
   
2014 FISCAL YEAR
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
TERADATA CORPORATION
4/29/2014
88076W103
TDC
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. NANCY E. COOPER
  
FOR
  
1B. DAVID E. KEPLER
  
FOR
  
1C. WILLIAM S. STAVROPOULOS
  
       
FOR
FOR
2. AN ADVISORY (NON-BINDING) VOTE TO APPROVE
ISSUER
   
EXECUTIVE COMPENSATION
  
       
FOR
FOR
3. APPROVAL OF AN AMENDMENT OF THE COMPANY'S
ISSUER
   
CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE
  
   
DECLASSIFICATION OF OUR BOARD OF DIRECTORS
  
       
FOR
FOR
4. RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED
ISSUER
   
PUBLIC ACCOUNTING FIRM FOR 2014
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
INTERNATIONAL BUSINESS MACHINES
4/29/2014
4592000101
IBM
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. A.J.P. BELDA
  
FOR
  
1B. W.R. BRODY
  
FOR
  
1C. K.I. CHENAULT
  
FOR
  
1D. M.L. ESKEW
  
FOR
  
1E. D.N. FARR
  
FOR
  
1F. S.A. JACKSON
  
FOR
  
1G. A.N. LIVERIS
  
FOR
  
1H. W.J. MCNERNEY, JR
  
FOR
  
1I. J.W. OWENS
  
FOR
  
IJ. V.M. ROMETTY
  
FOR
  
1K. J.E. SPERO
  
FOR
  
1L. S. TAUREL
  
FOR
  
1M. L.H. ZAMBRANO
  
       
FOR
FOR
2. RATIFY INDEPENDENT REGISTERED PUBLIC
ISSUER
   
ACCOUNTING FIRM
  
       
FOR
FOR
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
       
FOR
FOR
4. APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE
ISSUER
   
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION
  
   
162 (M) OF THE INTERNAL REVENUE CODE
  
       
FOR
FOR
5. ADOPTION OF THE IBM 2014 EMPLOYEES STOCK
ISSUER
   
PURCHASE PLAN
  
       
FOR
AGAINST
6. PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES
SHAREHOLDER
   
AND PRACTICES
  
       
AGAINST
AGAINST
7. PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT
SHAREHOLDER
       
AGAINST
AGAINST
8. PROPOSAL TO LIMIT ACCELERATED EXECUTIVE PAY
SHAREHOLDER
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
EMC CORPORATION
4/30/2014
268648102
EMC
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. MICHAEL W. BROWN
  
FOR
  
1B. RANDOLPH L. COWEN
  
FOR
  
1C. GAIL DEEGAN
  
FOR
  
1D. JAMES S. DISTASIO
  
FOR
  
1E. JOHN R. EGAN
  
FOR
  
1F. WILLIAM D. GREEN
  
FOR
  
1G. EDMUND F. KELLY
  
FOR
  
1H. JAMI MISCIK
  
FOR
  
1I. PAUL SAGAN
  
FOR
  
1J. DAVID N. STROHM
  
FOR
  
1K. JOSEPH M. TUCCI
  
       
FOR
FOR
2. RATIFICATION OF THE SELECTION BY THE AUDIT
ISSUER
   
COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS
   
EMC'S INDEPENDENT AUDITORS.
  
       
FOR
FOR
3. ADVISORY APPROVAL OF OUR EXECUTIVE
ISSUER
   
COMPENSATION AS DESCRIBED IN EMC'S PROXY STATEMENT
       
FOR
AGAINST
4. PROPOSAL RELATING TO AN INDEPENDENT BOARD
SHAREHOLDER
   
CHAIRMAN
  
       
FOR
AGAINST
5. PROPOSAL RELATING TO POLITICAL CONTIBUTIONS, AS
SHAREHOLDER
   
DESCRIBED IN EMC'S PROXY'S STATEMENT
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
CHICAGO BRIDGE & IRON COMPANY
4/30/2014
167250109
CBI
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
1. TO VOTE FOR OR WITHHOLD VOTE FOR THE ELECTION OF
ISSUER
   
THE MEMBER OF THE SUPERVISORY BOARD TO FILL A NEW
   
POSITION AND SERVE UNTIL THE ANNUAL MEETING OF
   
SHAREHOLDERS IN 2016
  
   
1A) JAMES H. MILLER
  
       
FOR
FOR
2A. TO VOTE FOR OR WITHHOLD VOTE FOR THE ELECTION
ISSUER
   
OF THE MEMBER OF THE SUPERVISORY BOARD TO FILL A
   
NEW POSITION AND SERVE UNTIL THE ANNUAL MEETING OF
   
SHAREHOLDERS IN 2017
  
   
2A) JAMES R. BOLCH
  
       
FOR
FOR
2B. TO VOTE FOR OR WITHHOLD VOTE FOR THE ELECTION
ISSUER
   
OF THE MEMBER OF THE SUPERVISORY BOARD TO FILL A NEW
   
POSITION AND SERVE UNTIL THE ANNUAL MEETING OF
   
SHAREHOLDERS IN 2017
  
   
2B) LARRY D. MCVAY
  
       
FOR
FOR
2C) TO VOTE FOR OR WITHHOLD VOTE FOR THE ELECTION OF
ISSUER
   
THE MEMBER OF THE SUPERVISORY BOARD TO FILL A NEW
   
POSITION AND SERVE UNTIL THE ANNUAL MEETING OF
   
SHAREHOLDERS IN 2017
  
   
2C) MARSHA C. WILLIAMS
  
       
FOR
FOR
3. TO VOTE FOR OR WITHHOLD VOTE FOR THE ELECTION OF
ISSUER
   
THE MEMBER OF THE MANAGEMENT BOARD TO FILL A NEW
   
POSITION AND SERVE UNTIL THE ANNUAL MEEETING OF
   
SHAREHOLDERS IN 2018
  
   
3A) CHICAGO BRIDGE & IRON COMPANY B.V.
  
       
FOR
FOR
4. TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION
ISSUER
   
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
       
FOR
FOR
5. TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY
ISSUER
   
ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR
   
MANAGEMENT BOARD IN THE ENGLISH LANGUAGE, TO DISCUSS
   
OUR ANNUAL REPORT OF THE MANAGEMENT BOARD FOR THE
   
YEAR ENDED DECEMBER 31, 2013 AND TO ADOPT OUR DUTCH
   
STATUTORY ANNUAL ACCOUNTS FOR THE YEAR
  
   
ENDED DECEMBER 31, 2013
  
       
FOR
FOR
6. TO APPROVE THE FINAL DIVIDEND FOR THE YEAR ENDED
ISSUER
   
DECEMBER 31, 2013, IN AN AMOUNT OF $.20 PER SHARE,
   
WHICH HAS PERVIOUSLY BEEN PAID OUT TO SHAREHOLDERS
   
IN THE FORM OF INERIM DIVIDENDS
  
       
FOR
FOR
7. TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT
ISSUER
   
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS
   
DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013
       
FOR
FOR
8. TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY
ISSUER
   
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR
   
DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013
       
FOR
FOR
9. TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT
ISSUER
   
REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR
   
ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2014
       
FOR
FOR
10. TO APPROVE THE CHICAGO BRIDGE & IRON 2008 LONG-
ISSUER
   
TERM INCENTIVE PLAN
  
       
FOR
FOR
11. TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR
ISSUER
   
MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE
   
SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR
   
ISSUED SHARE CAPITAL UNTIL OCTOBER 30, 2015 ON THE OPEN
   
MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACATIONS
   
OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER
   
SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE
   
AND NOT HIGHER THAN 110% OF THE MOST RECENT
   
AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A
   
SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES
   
ARE TRADED
  
       
FOR
FOR
12. TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR
ISSUER
   
SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT
   
RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO
   
SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER
   
OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR
   
EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH
   
RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT
   
OF THE RIGHT TO ACQUIRE SHARES, UNTIL APRIL 30,2019
       
FOR
FOR
13. TO APPROVE THE COMPENSATION OF THE MEMBERS
ISSUER
   
OF THE SUPERVISORY BOARD
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
OCCIDENTAL PETROLEUM CORP.
5/2/2014
674599105
OXY
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. SPENCER ABRAHAM
  
FOR
  
1B. HOWARD I. ATKINS
  
FOR
  
1C. EUGENE L. BATCHELDER
  
FOR
  
1D. STEPHEN I. CHAZEN
  
FOR
  
1E. EDWARD P. DJEREJIAN
  
FOR
  
1F. JOHN E. FEICK
  
FOR
  
1G. MARGARET M. FORAN
  
FOR
  
1H. CARLOS M. GUTIERREZ
  
FOR
  
1I. WILLIAM R. KLESSE
  
FOR
  
1J. AVEDICK B. POLADIAN
  
FOR
  
1K. ELISSE B. WALTER
  
       
FOR
FOR
2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR
ISSUER
   
EDWARD P. DJEREJIAN, AN INDEPENDENT DIRECTOR
       
FOR
FOR
3. ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION
ISSUER
       
FOR
FOR
4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT
ISSUER
       
FOR
FOR
5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE
ISSUER
   
BOARD AND THE CHIEF EXECUTIVE OFFICER
  
       
FOR
FOR
6. RATIFY INDEPENDENT AUDITORS
ISSUER
       
AGAINST
AGAINST
7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK
SHAREHOLDER
       
FOR
AGAINST
8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS
SHAREHOLDER
       
AGAINST
AGAINST
9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR
SHARHOLDER
   
HYDRAULIC FRACTURING OPERATIONS
  
       
AGAINST
AGAINST
10. FUGITIVE METHANE EMISSIONS AND FLARING REPORT
SHAREHOLDER
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
BERKSHIRE HATHAWAY, INC.
5/3/2014
084670702
BRKB
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1. WARREN E. BUFFETT
  
FOR
  
2. CHARLES T. MUNGER
  
FOR
  
3. HOWARD G. BUFFETT
  
FOR
  
4. STEPHEN B. BURKE
  
FOR
  
5. SUSAN L. DECKER
  
FOR
  
6. WILLIAM H. GATES, III
  
FOR
  
7. DAVID S. GOTTESMAN
  
FOR
  
8. CHARLOTTE GUYMAN
  
FOR
  
9. DONALD R. KEOUGH
  
FOR
  
10. THOMAS S. MURPHY
  
FOR
  
11. RONALD L. OLSON
  
FOR
  
12. WALTER SCOTT, JR.
  
FOR
  
13. MERYL B. WITMER
  
       
FOR
FOR
2. NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION
ISSUER
   
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS
   
DESCRIBED IN THE 2014 PROXY STATEMENT.
  
       
1 YEAR
3 YEARS
3. NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
   
   
 
   
 
       
AGAINST
AGAINST
4. PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS
SHAREHOLDER
       
       
AGAINST
AGAINST
5. PROPOSAL REGARDING DIVIDENDS
SHAREHOLDER
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
DISCOVER FINANCIAL SERVICES
5/7/2014
254709108
DFS
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. JEFFREY S. ARONIN
  
FOR
  
1B. MARY K. BUSH
  
FOR
  
1C. GREGORY C. CASE
  
FOR
  
1D. CANDACE H. DUNCAN
  
FOR
  
1E. CYNTHIA A. GLASSMAN
  
FOR
  
1F. RICHARD H. LENNY
  
FOR
  
1G. THOMAS G. MAHERAS
  
FOR
  
1H. MICHAEL H. MOSKOW
  
FOR
  
1I. DAVID W. NELMS
  
FOR
  
1J. MARK A. THIERER
  
FOR
  
1K. LAWRENCE A. WEINBACH
  
       
FOR
FOR
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER
ISSUER
   
COMPENSATION
  
       
FOR
FOR
3. TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR
ISSUER
   
OMNIBUS INCENTIVE PLAN
  
       
FOR
FOR
4. RATIFY THE APPOINTMENT FO DELOITTE & TOUCHE LLP AS
ISSUER
   
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
   
ACCOUNTING FIRM
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
FORD MOTOR COMPANY
5/8/2014
345370860
F
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. STEPHEN G. BUTLER
  
FOR
  
1B. KIMBERLY A. CASIANO
  
FOR
  
1C. ANTHONY F. EARLEY, JR.
  
FOR
  
1D. EDSEL B. FORD II
  
FOR
  
1E. WILLIAM CLAY FORD, JR.
  
FOR
  
1F. RICHARD A. GEPHARDT
  
FOR
  
1G. JAMES P. HACKETT
  
FOR
  
1H. JAMES H. HANCE, JR.
  
FOR
  
1I. WILLIAM W. HELMAN IV
  
FOR
  
1J. JON M. HUNTSMAN, JR
  
FOR
  
1K. JOHN C. LECHLEITER
  
FOR
  
1L. ELLEN R. MARRAM
  
FOR
  
1M. ALAN MULALLY
  
FOR
  
1N. HOMER A. NEAL
  
FOR
  
1O. GERALD L. SHAHEEN
  
FOR
  
1P. JOHN L. THORNTON
  
       
FOR
FOR
2. RATIFY SELECTION OF INDPENDENT REGISTERED
ISSUER
   
PUBLIC ACCOUNTING FIRM
  
       
FOR
FOR
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE
ISSUER
   
THE COMPENSATION OF THE NAMED EXECUTIVES
       
FOR
FOR
4. APPROVAL OF THE 2014 STOCK PLAN FOR NON-EMPLOYEE
ISSUER
   
DIRECTORS
  
       
AGAINST
AGAINST
5. RELATING TO CONSIDERATION OF A RECAPITALIZATION PLAN
SHAREHOLDER
   
TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING
   
STOCK HAVE ONE VOTE PER SHARE
  
       
AGAINST
AGAINST
6. RELATING TO ALLOWING HOLDERS OF 10% OF OUTSTANDING
SHAREHOLDER
   
COMMON STOCK TO CALL SPECIAL MEETINGS OF
   
SHAREHOLDERS
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
COLGATE-PALMOLIVE COMPANY
5/9/2014
194162103
CL
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. NIKESH ARORA
  
FOR
  
1B. JOHN T. CAHILL
  
FOR
  
1C. IAN COOK
  
FOR
  
1D. HELENE D. GAYLE
  
FOR
  
1E. ELLEN M. HANCOCK
  
FOR
  
1F. JOSEPH JIMENEZ
  
FOR
  
1G. RICHARD J. KOGAN
  
FOR
  
1H. DELANO E. LEWIS
  
FOR
  
1I. J. PEDRO REINHARD
  
FOR
  
1J. STEPHEN I. SADOVE
  
       
FOR
FOR
2. RATIFY PRICEWATERHOUSECOOPERS LLP AS
ISSUER
   
COLGATE'S INDEPENDENT REGISTERED PUBLIC
  
   
ACCOUNTING FIRM
  
       
FOR
FOR
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION
ISSUER
       
AGAINST
AGAINST
4. PROPOSAL ON EXECUTIVE STOCK RETENTION
SHAREHOLDER
   
REQUIREMENT
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
TUPPERWARE BRANDS CORP.
5/9/14
899896104
TUP
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. CATHERINE A. BERTINI
  
FOR
  
1B. SUSAN M. CAMERON
  
FOR
  
1C. KRISS CLONINGER, III
  
FOR
  
1D. E.V. GOINGS
  
FOR
  
1E. JOE R. LEE
  
FOR
  
1F. ANGEL R. MARTINEZ
  
FOR
  
1G. ANTONIO MONTEIRO DE CASTRO
  
FOR
  
1H. ROBERT J. MURRAY
  
FOR
  
1I. DAVID R. PARKER
  
FOR
  
1J. JOYCE M. ROCHE
  
FOR
  
1K. M. ANNE SZOSTAK
  
       
FOR
FOR
2. ADVISORY VOTE OT APPROVE THE COMPANY'S EXECUTIVE
ISSUER
   
COMPENSATION PROGRAM
  
       
FOR
FOR
3. RATIFY THE APPOINTMENT OF THE INDEPENDENT
ISSUER
   
REGISTERED PUBLIC ACCOUNTING FIRM
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
CUMMINS INC.
5/13/14
231021106
CMI
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
 DIRECTORS
ISSUER
FOR
  
1. N. THOMAS LINEBARGER
  
FOR
  
2. WILLIAM I. MILLER
  
FOR
  
3. ALEXIS M. HERMAN
  
FOR
  
4. GEORGIA R. NELSON
  
FOR
  
5. ROBERT K. HERDMAN
  
FOR
  
6. ROBERT J. BERNHARD
  
FOR
  
7. DR. FRANKLIN R. CHANG-DIAZ
  
FOR
  
8. STEPHEN B. DOBBS
  
       
FOR
FOR
9. ADVISORY VOTE TO APPROVE THE COMPENSATION
ISSUER
   
OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED
   
IN THE PROXY STATEMENT
  
       
FOR
FOR
10. RATIFY PRICEWATERHOUSECOOPERS LLP AS
ISSUER
   
AUDITORS FOR THE YEAR 2014
  
       
AGAINST
AGAINST
12. PROPOSAL REGARDING CONFIDENTIAL VOTING
SHAREHOLDER
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
LOEWS CORPORATION
5/13/2014
540424108
L
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1A. LAWRENCE S. BACOW
  
FOR
  
1B. ANN E. BERMAN
  
FOR
  
1C. JOSEPH L. BOWER
  
FOR
  
1D. CHARLES M. DIKER
  
FOR
  
1E. JACOB A. FRENKEL
  
FOR
  
1F. PAUL J. FRIBOURG
  
FOR
  
1G. WALTER L. HARRIS
  
FOR
  
1H. PHILIP A. LASKAWY
  
FOR
  
1I. KEN MILLER
  
FOR
  
1J. ANDREW H. TISCH
  
FOR
  
1K. JAMES S. TISCH
  
FOR
  
1L. JONATHAN M. TISCH
  
FOR
  
1M. ANTHONY WELTERS
  
       
FOR
FOR
2. APPROVE, BY ADVISORY VOTE, EXECUTIVE
ISSUER
   
COMPENSATION
  
       
FOR
FOR
3. RATIFY DELOITEE & TOUCHE LLP AS INDEPENDENT
ISSUER
   
AUDITORS
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
GOOGLE INC.
5/14/2014
38259P508
GOOG
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
01. LARRY PAGE
  
FOR
  
02. SERGEY BRIN
  
FOR
  
03. ERIC E. SCHMIDT
  
FOR
  
04. L. JOHN DOERR
  
FOR
  
05. DIANE B. GREENE
  
FOR
  
06. JOHN L. HENNESSY
  
FOR
  
07. ANN MATHER
  
FOR
  
08. PAUL S. OTELLINI
  
FOR
  
09. K. RAM SHRIRAM
  
FOR
  
10. SHIRLEY M. TILGHMAN
  
       
FOR
FOR
2. RATIFY ERNST & YOUNG LLP AS
ISSUER
   
INDEPENDENT REGISTERED PUBLIC
  
   
ACCOUNTING FIRM FOR THE FISCAL YEAR
  
   
ENDING DECEMBER 31, 2014
  
       
FOR
FOR
3. APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED
ISSUER
   
EXECUTIVE OFFICERS
  
       
AGAINST
AGAINST
4. PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING,
SHAREHOLDER
   
IF PROPERLY PRESENTED AT THE MEETING
  
       
FOR
AGAINST
5. PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY
SHAREHOLDER
   
PRESENTED AT THE MEETING
  
       
AGAINST
AGAINST
6. PROPOSAL REGARDING THE ADOPTION OF A MARJORITY
SHAREHOLDER
   
VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF
   
PROPERLY PRESENTED AT THE MEETING
  
       
AGAINST
AGAINST
7. PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF
SHAREHOLDER
   
PROPERLY PRESENTED AT THE MEETING.
  
       
FOR
AGAINST
8. PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF
SHAREHOLDER
   
THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
CBRE GROUP, INC.
5/16/2014
12504L109
CBG
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1. RICHARD C. BLUM
  
FOR
  
2. BRANDON B. BOZE
  
FOR
  
3. CURTIS F. FEENY
  
FOR
  
4. BRADFORD M. FREEMAN
  
FOR
  
5. MICHAEL KANTOR
  
FOR
  
6. FREDERIC V. MALEK
  
FOR
  
7. ROBERT E. SULENTIC
  
FOR
  
8. LAURA D. TYSON
  
FOR
  
9. GARY L. WILSON
  
FOR
  
10. RAY WIRTA
  
       
FOR
FOR
2. RATIFY KPMG LLP AS OUR INDEPENDENT REGISTERED
ISSUER
   
PUBLIC ACCOUNTING FIRM FOR 2014
  
       
FOR
FOR
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
ISSUER
   
OFFICER  COMPENSATION FOR 201
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
AMERICAN TOWER CORP
5/20/2014
03027X100
AMT
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
DIRECTORS
ISSUER
FOR
  
1A. RAYMOND P. DOLAN
  
FOR
  
1B. RONALD M. DYKES
  
FOR
  
1C. CAROLYN F. KATZ
  
FOR
  
1D. GUSTAVO LARA CANTU
  
FOR
  
1E. JOANN A. REED
  
FOR
  
1F. PAMELA D.A. REEVE
  
FOR
  
1G. DAVID E. SHARBUTT
  
FOR
  
1H. JAMES D. TAICLET, JR.
  
FOR
  
1I. SAMME L. THOMPSON
  
       
FOR
FOR
2. RATIFY SELECTION OF DELOITTE & TOUCHE LLP AS
ISSUER
   
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
   
FOR 2014
  
       
FOR
FOR
3. APPROVE ON AN ADVISORY BASIS THE COMPANY'S
ISSUER
   
EXECUTIVE COMPENSATION
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
PRINCIPAL FINANCIAL GROUP, INC.
5/20/2014
74251V102
PFG
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
1. DIRECTORS
ISSUER
FOR
  
1.1 BETSY J. BERNARD
  
FOR
  
1.2 JOCELYN CARTER-MILLER
  
FOR
  
1.3 GARY E. COSTLEY
  
FOR
  
1.4 DENNIS H. FERRO
  
       
FOR
FOR
2. APPROVAL OF 2014 DIRECTORS STOCK PLAN
ISSUER
       
FOR
FOR
3. APPROVAL OF 2014 STOCK INCENTIVE
ISSUER
       
FOR
FOR
4. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
ISSUER
       
FOR
FOR
5. RATIFY OF INDEPENDENT AUDITORS
ISSUER
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
MONDELEZ INTL INC.
5/21/2014
609207105
MDLZ
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
DIRECTORS
ISSUER
FOR
  
1A. STEPHEN F. BOLLENBACH
  
FOR
  
1B. LEWIS W.K. BOOTH
  
FOR
  
1C. LOIS D. JULIBER
  
FOR
  
1D. MARK D. KETCHUM
  
FOR
  
1E. JORGE S. MESQUITA
  
FOR
  
1F. NELSON PELTZ
  
FOR
  
1G. FREDRIC G. REYNOLDS
  
FOR
  
1H. IRENE B. ROSENFELD
  
FOR
  
1I. PATRICK T. SIEWERT
  
FOR
  
1J. RUTH J. SIMMONS
  
FOR
  
1K. RATAN N. TATA
  
FOR
  
1L. JEAN-FRANCOIS M.L. VAN BOXMEER
  
       
FOR
FOR
2. ADVISORY VOTE TO APPROVE EXECUTIVE
ISSUER
   
COMPENSATION
  
       
FOR
FOR
3. APPROVE AMENDED AND RESTATED 2005 PERFORMANCE
ISSUER
   
INCENTIVE PLAN
  
       
FOR
FOR
3. RATIFY PRICEWATERHOUSECOOPERS LLP AS
ISSUER
   
OUR INDEPENDENT AUDITORS FOR 2014
  
       
AGAINST
AGAINST
4. PROPOSAL: REPORT ON PACKAGING
SHAREHOLDER
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
COMCAST CORP
5/21/2014
20030N101
CMCSA
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
DIRECTORS
ISSUER
FOR
  
1. KENNETH J. BACON
  
FOR
  
2. SHELDON M. BONOVITZ
  
FOR
  
3. EDWARD D. BREEN
  
FOR
  
4. JOSEPH J. COLLINS
  
FOR
  
5. J. MICHAEL COOK
  
FOR
  
6. GERALD L. HASSELL
  
FOR
  
7. JEFFREY A. HONICKMAN
  
FOR
  
8. EDUARDO G. MESTRE
  
FOR
  
9. BRIAN L. ROBERTS
  
FOR
  
10. RALPH J. ROBERTS
  
FOR
  
11. JOHNATHAN A. RODGERS
  
FOR
  
12. DR. JUDITH RODIN
  
       
FOR
FOR
2. RATIFY THE APPOINTMENT OF OUR INDEPENDENT
ISSUER
   
AUDITORS
  
       
FOR
FOR
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE
ISSUER
   
COMPENSATION
  
       
FOR
AGAINST
4. TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES
SHAREHOLDER
       
AGAINST
AGAINST
5. TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN
SHAREHOLDER
   
CONTROL
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
THE WILLIAMS COMPANIES, INC.
5/22/14
969457100
WMB
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
DIRECTORS
ISSUER
FOR
  
1A. ALAN S. ARMSTRONG
  
FOR
  
1B. JOSEPH R. CLEVELAND
  
FOR
  
1C. KATHLEEN B. COOPER
  
FOR
  
1D. JOHN A. HAGG
  
FOR
  
1E. JUANITA H. HINSHAW
  
FOR
  
1F. RALPH IZZO
  
FOR
  
1G. FRANK T. MACINNIS
  
FOR
  
1H. ERIC W. MANDELBLATT
  
FOR
  
1I. STEVEN W. NANCE
  
FOR
  
1J. MURRAY D. SMITH
  
FOR
  
1K. JANICE D. STONEY
  
FOR
  
1L. LAURA A. SUGG
  
       
FOR
FOR
2. APPROVAL OF THE AMENDMENT TO THE WILLIAMS
ISSUER
   
COMPANIES, INC. 2007 INCENTIVE PLAN
  
       
FOR
FOR
3. APPROVAL OF THE AMENDMENT TO THE WILLIAMS
ISSUER
   
COMPANIES, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN
       
FOR
FOR
4. RATIFY ERNST & YOUNG LLP AS AUDITORS FOR 2014
ISSUER
       
FOR
FOR
5. APPROVAL, NONBINDING ADVISORY VOTE, OF THE
ISSUER
   
COMPANY'S EXECUTIVE COMPENSATION
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
NVIDIA CORP
5/23/2014
67066G104
NVDA
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
DIRECTORS
ISSUER
FOR
  
1A. ROBERT K. BURGESS
  
FOR
  
1B. TENCH COXE
  
FOR
  
1C. JAMES C. GAITHER
  
FOR
  
1D. JEN-HSUN HUANG
  
FOR
  
1E. DAWN HUDSON
  
FOR
  
1F. HARVEY C. JONES
  
FOR
  
1G. WILLIAM J. MILLER
  
FOR
  
1H. MARK L. PERRY
  
FOR
  
1I. A. BROOKE SEAWELL
  
FOR
  
1J. MARK A STEVENS
  
       
FOR
FOR
2. TO APPROVE OUR EXECUTIVE COMPENSATION
ISSUER
       
FOR
FOR
3. RATIFY THE SELECTION OF
ISSUER
   
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
   
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
       
FOR
FOR
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR
ISSUER
   
AMENDED AND RESTATED 2007 EQUITY INCENTIVE PLAN
       
FOR
FOR
5. TO APPROVE AN AMENDMENT AND RESTATEMENT OF OUR
ISSUER
   
2012 EMPLOYEE STOCK PURCHASE PLAN
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
PACIFIC RUBIALES ENERGY CORP.
5/27/2014
69480U206
PRE
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
01. IN RESPECT OF DETERMINATION OF THE NUMBER
ISSUER
   
OF DIRECTORS AT TWELVE (12):
  
       
 
FOR
02. DIRECTOR
ISSUER
FOR
  
1 JOSE FRANCISCO ARATA
  
FOR
  
2 MIGUEL DE LA CAMPA
  
FOR
  
3 GERMAN EFROMOVICH
  
FOR
  
4 SERAFINO IACONO
  
FOR
  
5 AUGUSTO LOPEZ
  
FOR
  
6 HERNAN MARTINEZ
  
FOR
  
7 DENNIS MILLS
  
FOR
  
8 RONALD PANTIN
  
FOR
  
9 VICTOR RIVERA
  
FOR
  
10 MIGUEL RODRIGUEZ
  
FOR
  
11 FRANCISCO SOLE
  
FOR
  
12 NEIL WOODYER
  
       
FOR
FOR
03. APPOINTMENT OF ERNST AND YOUNG LLP
ISSUER
   
AS AUDITORS OF THE CORPORATION AT
  
   
A REMUNERATION TO BE FIXED BY THE DIRECTORS
       
FOR
FOR
04. APPROVAL OF UNALLOCATED ENTITLEMENTS UNDER THE
ISSUER
   
CORPORATION'S STOCK OPTION PLAN, AS DESCRIBED IN THE
   
MANAGEMENT PROXY CIRCULAR DATED APRIL 25, 2014
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
THE PRICELINE GROUP INC.
6/5/2014
741503403
PCLN
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
 
FOR
1. DIRECTORS
ISSUER
FOR
  
1) TIMOTHY M. ARMSTRONG
  
FOR
  
2) HOWARD W. BARKER, JR.
  
FOR
  
3) JEFFERY H. BOYD
  
FOR
  
4) JAN L. DOCTER
  
FOR
  
5) JEFFREY E. EPSTEIN
  
FOR
  
6) JAMES M. GUYETTE
  
FOR
  
7) DARREN R. HUSTON
  
FOR
  
8) NANCY B. PERETSMAN
  
FOR
  
9) THOMAS E. ROTHMAN
  
   
10) CRAIG W. RYDIN
  
     
ISSUER
FOR
FOR
2. RATIFY DELOITTE & TOUCHE LLP AS THE INDEPENDENT
   
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
   
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014
       
FOR
FOR
3. TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION
ISSUER
   
PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS
       
AGAINST
AGAINST
4. TO CONSIDER AND VOTE UPON A NONBINDING
SHAREHOLDER
   
STOCKHOLDERS PROPOSAL CONCERNING STOCKHOLDER
   
ACTION BY WRITTEN CONSENT
  
       
Company Name
Meeting Date
CUSIP(2)
Ticker (2)
       
APPLIED MATERIALS, INC.
6/23/2014
038222105
AMAT
       
Vote (3)
MRV (4)
Proposal (5)
Proposed by Issuer or Security Holder (6)
FOR
FOR
1. ADOPTION OF THE BUSINESS COMBINATION AGREEMENT,
ISSUER
   
DATED AS OF SEPTEMBER 24, 2013, AS AMENDED, BY AND
   
AMONG APPLIED MATERIALS, INC., TOKYO ELECTION LIMITED,
   
AND TEL-APPLIED HOLDINGS B.V.
  
       
FOR
FOR
2. APPROVAL, ON AN ADVISORY BASIS, OF CERTAIN
ISSUER
   
COMPENSATORY ARRANGMENTS BETWEEN APPLIED
   
MATERIALS AND ITS NAMED EXECUTIVE OFFICERS BASED ON
   
OR OTHERWISE RELATING TO THE BUSINESS COMBINATION
       
FOR
FOR
3. APPROVAL OF ANY PROPOSAL THAT  MAY BE MADE BY
ISSUER
   
THE EXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS TO
   
ADJOURN THE SPECIAL MEETING (1) TO THE EXTENT NECESSARY
   
 TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE
   
PROXY STATEMENT THAT IS REQUIRED BY APPLICABLE LEGAL
   
REQUIREMENTS IS TIMELY PROVIDED TO STOCKHOLDERS,
   
(2) IF, AS OF THE TIME FOR WHICH THE SPECIAL MEETING IS
   
ORIGINALLY SCHEDULED, THERE ARE INSUFFICIENT SHARES OF
   
COMMON STOCK REPRESENTED, IN PERSON OR BY PROXY, TO
   
CONSTITUTE A QUORUM, OR (3) TO SOLICIT ADDITIONAL PROXIES
   
IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE
   
SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE
   
BUSINESS COMBINATION AGREEMENT
  
 
 
 
 
 

SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Advisors Series Trust                                                                                                                                                         

 
By (Signature and Title) /s/ Douglas G. Hess                                                                                                                                       
Douglas G. Hess, President
(Principal Executive Officer)
 
Date  8/12/14