0000894189-13-004893.txt : 20130828 0000894189-13-004893.hdr.sgml : 20130828 20130828171800 ACCESSION NUMBER: 0000894189-13-004893 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130828 DATE AS OF CHANGE: 20130828 EFFECTIVENESS DATE: 20130828 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 131066728 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000022607 Davidson Multi-Cap Equity Fund C000065364 Class A DFMAX C000065365 Class C DFMCX 0001027596 S000030916 Davidson Equity Income Fund C000095903 Class A C000095904 Class C 0001027596 S000030917 Davidson Small/Mid Equity Fund C000095905 Class A C000095906 Class C 0001027596 S000030918 Davidson Intermediate Fixed Income Fund C000095907 Class A C000095908 Class I N-PX 1 ast-df_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Douglas G. Hess 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6609 DATE OF FISCAL YEAR END: 06/30 DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013 The Davidson Equity Income Fund and Davidson Intermediate Fixed Income Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period. The proxy voting for the Davidson Multi-Cap Equity Fund and Davidson Small/Mid Equity Fund during the reporting period was as follows: Davidson Multi-Cap Equity Fund -------------------------------------------------------------------------------------------------------------------------- 3M COMPANY Agenda Number: 933754966 -------------------------------------------------------------------------------------------------------------------------- Security: 88579Y101 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: MMM ISIN: US88579Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LINDA G. ALVARADO Mgmt For For 1B. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1D. ELECTION OF DIRECTOR: W. JAMES FARRELL Mgmt For For 1E. ELECTION OF DIRECTOR: HERBERT L. HENKEL Mgmt For For 1F. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For 1G. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For 1I. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt Against Against 1J. ELECTION OF DIRECTOR: INGE G. THULIN Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT J. ULRICH Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr For Against CONSENT. 5. STOCKHOLDER PROPOSAL ON PROHIBITING Shr Against For POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS. -------------------------------------------------------------------------------------------------------------------------- AMGEN INC. Agenda Number: 933774968 -------------------------------------------------------------------------------------------------------------------------- Security: 031162100 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: AMGN ISIN: US0311621009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For 1B. ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, Mgmt For For JR. 1C. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For 1D. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For CARBONNEL 1E. ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN Mgmt For For 1F. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For 1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For HENDERSON 1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For HERRINGER 1I. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For 1J. ELECTION OF DIRECTOR: DR. GILBERT S. OMENN Mgmt For For 1K. ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM Mgmt For For 1L. ELECTION OF DIRECTOR: MR. LEONARD D. Mgmt For For SCHAEFFER 1M. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVAL OF OUR PROPOSED AMENDED AND Mgmt For For RESTATED 2009 EQUITY INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 933725042 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 27-Feb-2013 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM CAMPBELL Mgmt For For TIMOTHY COOK Mgmt For For MILLARD DREXLER Mgmt For For AL GORE Mgmt For For ROBERT IGER Mgmt For For ANDREA JUNG Mgmt For For ARTHUR LEVINSON Mgmt For For RONALD SUGAR Mgmt For For 2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For APPROVE EXECUTIVE COMPENSATION. 5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK." 6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For COMMITTEE ON HUMAN RIGHTS." -------------------------------------------------------------------------------------------------------------------------- APPLIED MICRO CIRCUITS CORPORATION Agenda Number: 933666274 -------------------------------------------------------------------------------------------------------------------------- Security: 03822W406 Meeting Type: Annual Meeting Date: 14-Aug-2012 Ticker: AMCC ISIN: US03822W4069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CESAR CESARATTO Mgmt No vote 1B. ELECTION OF DIRECTOR: H.K. DESAI Mgmt No vote 1C. ELECTION OF DIRECTOR: PARAMESH GOPI, PH.D. Mgmt No vote 1D. ELECTION OF DIRECTOR: PAUL R. GRAY, PH.D. Mgmt No vote 1E. ELECTION OF DIRECTOR: FRED SHLAPAK Mgmt No vote 1F. ELECTION OF DIRECTOR: ROBERT F. SPROULL, Mgmt No vote PH.D. 1G. ELECTION OF DIRECTOR: ARTHUR B. STABENOW Mgmt No vote 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE Mgmt No vote COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2013. 3. TO ADOPT AND APPROVE THE APPLIED MICRO Mgmt No vote CIRCUITS CORPORATION 2012 EMPLOYEE STOCK PURCHASE PLAN AND TO RESERVE UP TO 1,800,000 SHARES OF COMMON STOCK FOR ISSUANCE THEREUNDER. 4. TO APPROVE BY ADVISORY VOTE THE EXECUTIVE Mgmt No vote COMPENSATION DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933690807 -------------------------------------------------------------------------------------------------------------------------- Security: 039483102 Meeting Type: Annual Meeting Date: 01-Nov-2012 Ticker: ADM ISIN: US0394831020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For 1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For 1D. ELECTION OF DIRECTOR: T. CREWS Mgmt For For 1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For 1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For 1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For 1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For 1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For 1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For 1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For 1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For 2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS FOR THE SIX-MONTH PERIOD ENDING DECEMBER 31, 2012. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER'S PROPOSAL REGARDING SPECIAL Shr For Against SHAREOWNER MEETINGS. -------------------------------------------------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Agenda Number: 933759396 -------------------------------------------------------------------------------------------------------------------------- Security: 039483102 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: ADM ISIN: US0394831020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.L. BOECKMANN Mgmt For For 1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: M.H. CARTER Mgmt For For 1D. ELECTION OF DIRECTOR: T.K. CREWS Mgmt For For 1E. ELECTION OF DIRECTOR: P. DUFOUR Mgmt For For 1F. ELECTION OF DIRECTOR: D.E. FELSINGER Mgmt For For 1G. ELECTION OF DIRECTOR: A. MACIEL Mgmt For For 1H. ELECTION OF DIRECTOR: P.J. MOORE Mgmt For For 1I. ELECTION OF DIRECTOR: T.F. O'NEILL Mgmt For For 1J. ELECTION OF DIRECTOR: D. SHIH Mgmt For For 1K. ELECTION OF DIRECTOR: K.R. WESTBROOK Mgmt For For 1L. ELECTION OF DIRECTOR: P.A. WOERTZ Mgmt For For 2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Agenda Number: 933745032 -------------------------------------------------------------------------------------------------------------------------- Security: 057224107 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: BHI ISIN: US0572241075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LARRY D. BRADY Mgmt For For CLARENCE P. CAZALOT,JR. Mgmt For For MARTIN S. CRAIGHEAD Mgmt For For LYNN L. ELSENHANS Mgmt For For ANTHONY G. FERNANDES Mgmt For For CLAIRE W. GARGALLI Mgmt For For PIERRE H. JUNGELS Mgmt For For JAMES A. LASH Mgmt For For J. LARRY NICHOLS Mgmt For For JAMES W. STEWART Mgmt For For CHARLES L. WATSON Mgmt For For 2. AN ADVISORY VOTE RELATED TO THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION PROGRAM. 3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. 4. AN AMENDMENT TO THE BAKER HUGHES Mgmt For For INCORPORATED EMPLOYEE STOCK PURCHASE PLAN. 5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE CRITERIA FOR AWARDS UNDER THE 2002 DIRECTOR & OFFICER LONG-TERM INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- BECTON, DICKINSON AND COMPANY Agenda Number: 933718756 -------------------------------------------------------------------------------------------------------------------------- Security: 075887109 Meeting Type: Annual Meeting Date: 29-Jan-2013 Ticker: BDX ISIN: US0758871091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BASIL L. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: HENRY P. BECTON, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: CATHERINE M. BURZIK Mgmt For For 1D. ELECTION OF DIRECTOR: EDWARD F. DEGRAAN Mgmt For For 1E. ELECTION OF DIRECTOR: VINCENT A. FORLENZA Mgmt For For 1F. ELECTION OF DIRECTOR: CLAIRE M. FRASER Mgmt For For 1G. ELECTION OF DIRECTOR: CHRISTOPHER JONES Mgmt For For 1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For 1I. ELECTION OF DIRECTOR: ADEL A.F. MAHMOUD Mgmt For For 1J. ELECTION OF DIRECTOR: GARY A. MECKLENBURG Mgmt For For 1K. ELECTION OF DIRECTOR: JAMES F. ORR Mgmt For For 1L. ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, Mgmt For For JR. 1M. ELECTION OF DIRECTOR: REBECCA W. RIMEL Mgmt For For 1N. ELECTION OF DIRECTOR: BERTRAM L. SCOTT Mgmt For For 1O. ELECTION OF DIRECTOR: ALFRED SOMMER Mgmt For For 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. AMENDMENT TO THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION. 5. AMENDMENTS TO THE 2004 EMPLOYEE AND Mgmt For For DIRECTOR EQUITY-BASED COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- BLACK HILLS CORPORATION Agenda Number: 933748571 -------------------------------------------------------------------------------------------------------------------------- Security: 092113109 Meeting Type: Annual Meeting Date: 23-Apr-2013 Ticker: BKH ISIN: US0921131092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JACK W. EUGSTER Mgmt For For GARY L. PECHOTA Mgmt For For THOMAS J. ZELLER Mgmt For For 2. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP TO SERVE AS BLACK HILLS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- BLUE NILE, INC. Agenda Number: 933779235 -------------------------------------------------------------------------------------------------------------------------- Security: 09578R103 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: NILE ISIN: US09578R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHRIS BRUZZO Mgmt For For HARVEY KANTER Mgmt For For LESLIE LANE Mgmt For For 2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BLUE NILE FOR FISCAL YEAR ENDING DECEMBER 29, 2013 3. TO APPROVE THE BLUE NILE, INC. 2013 EQUITY Mgmt Against Against INCENTIVE PLAN 4. TO APPROVE AN ADVISORY RESOLUTION APPROVING Mgmt For For EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. Agenda Number: 933769424 -------------------------------------------------------------------------------------------------------------------------- Security: 119848109 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: BWLD ISIN: US1198481095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR SALLY J. SMITH Mgmt For For J. OLIVER MAGGARD Mgmt For For JAMES M. DAMIAN Mgmt For For DALE M. APPLEQUIST Mgmt For For WARREN E. MACK Mgmt Withheld Against MICHAEL P. JOHNSON Mgmt For For JERRY R. ROSE Mgmt For For 2 ADVISORY VOTE RELATING TO EXECUTIVE OFFICER Mgmt For For COMPENSATION AS DISCLOSED IN THE 2013 PROXY STATEMENT 3 RATIFY THE APPOINTMENT OF KPMG LLP Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 933786874 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For 1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For 1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For 1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For 1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For 1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For INCENTIVE PLAN 5. SHALE ENERGY OPERATIONS Shr Against For 6. OFFSHORE OIL WELLS Shr Against For 7. CLIMATE RISK Shr Against For 8. LOBBYING DISCLOSURE Shr Against For 9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For POLITICAL PURPOSES 10. CUMULATIVE VOTING Shr Against For 11. SPECIAL MEETINGS Shr Against For 12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 13. COUNTRY SELECTION GUIDELINES Shr Against For -------------------------------------------------------------------------------------------------------------------------- CHURCH & DWIGHT CO., INC. Agenda Number: 933750348 -------------------------------------------------------------------------------------------------------------------------- Security: 171340102 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: CHD ISIN: US1713401024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADLEY C. IRWIN Mgmt For For 1B. ELECTION OF DIRECTOR: PENRY W. PRICE Mgmt For For 1C. ELECTION OF DIRECTOR: ARTHUR B. WINKLEBLACK Mgmt For For 2. APPROVAL OF THE CHURCH & DWIGHT CO., INC. Mgmt For For AMENDED AND RESTATED OMNIBUS EQUITY COMPENSATION PLAN. 3. ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Agenda Number: 933691708 -------------------------------------------------------------------------------------------------------------------------- Security: 17275R102 Meeting Type: Annual Meeting Date: 15-Nov-2012 Ticker: CSCO ISIN: US17275R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For 1B. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For 1C. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For 1E. ELECTION OF DIRECTOR: LARRY R. CARTER Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For 1G. ELECTION OF DIRECTOR: BRIAN L. HALLA Mgmt For For 1H. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt Against Against 1I ELECTION OF DIRECTOR: DR. KRISTINA M. Mgmt For For JOHNSON 1J. ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH Mgmt For For 1K. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For 1L. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For 1M. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For 2. APPROVAL OF AMENDMENT AND RESTATEMENT OF Mgmt For For THE EXECUTIVE INCENTIVE PLAN. 3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For EXECUTIVE COMPENSATION. 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. 5. APPROVAL TO HAVE CISCO'S BOARD ADOPT A Shr For Against POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE. 6. APPROVAL TO REQUEST CISCO MANAGEMENT TO Shr Against For PREPARE A REPORT ON "CONFLICT MINERALS" IN CISCO'S SUPPLY CHAIN. -------------------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC Agenda Number: 933692748 -------------------------------------------------------------------------------------------------------------------------- Security: G24140108 Meeting Type: Special Meeting Date: 26-Oct-2012 Ticker: CBE ISIN: IE00B40K9117 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE SCHEME OF ARRANGEMENT. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- COOPER INDUSTRIES PLC Agenda Number: 933692736 -------------------------------------------------------------------------------------------------------------------------- Security: G24140111 Meeting Type: Special Meeting Date: 26-Oct-2012 Ticker: ISIN: -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF THE SCHEME OF ARRANGEMENT. Mgmt For For 2. CANCELLATION OF COOPER SHARES PURSUANT TO Mgmt For For THE SCHEME OF ARRANGEMENT. 3. DIRECTORS' AUTHORITY TO ALLOT SECURITIES Mgmt For For AND APPLICATION OF RESERVES. 4. AMENDMENT TO ARTICLES OF ASSOCIATION. Mgmt For For 5. CREATION OF DISTRIBUTABLE RESERVES OF NEW Mgmt For For EATON. 6. APPROVAL ON AN ADVISORY BASIS OF SPECIFIED Mgmt Against Against COMPENSATORY ARRANGEMENTS BETWEEN COOPER AND ITS NAMED EXECUTIVES. 7. ADJOURNMENT OF THE EXTRAORDINARY GENERAL Mgmt For For MEETING. -------------------------------------------------------------------------------------------------------------------------- D.R. HORTON, INC. Agenda Number: 933721020 -------------------------------------------------------------------------------------------------------------------------- Security: 23331A109 Meeting Type: Annual Meeting Date: 24-Jan-2013 Ticker: DHI ISIN: US23331A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DONALD R. HORTON Mgmt For For 1B. ELECTION OF DIRECTOR: BRADLEY S. ANDERSON Mgmt For For 1C. ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL W. HEWATT Mgmt For For 1E. ELECTION OF DIRECTOR: BOB G. SCOTT Mgmt For For 1F. ELECTION OF DIRECTOR: DONALD J. TOMNITZ Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. APPROVE THE PERFORMANCE CRITERIA UNDER OUR Mgmt For For 2000 INCENTIVE BONUS PLAN FOR SECTION 162(M) PURPOSES. 4. RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Agenda Number: 933803086 -------------------------------------------------------------------------------------------------------------------------- Security: 25179M103 Meeting Type: Annual Meeting Date: 05-Jun-2013 Ticker: DVN ISIN: US25179M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT H. HENRY Mgmt Withheld Against JOHN A. HILL Mgmt For For MICHAEL M. KANOVSKY Mgmt For For ROBERT A. MOSBACHER, JR Mgmt For For J. LARRY NICHOLS Mgmt For For DUANE C. RADTKE Mgmt For For MARY P. RICCIARDELLO Mgmt For For JOHN RICHELS Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For INDEPENDENT AUDITORS FOR 2013. 4. REPORT DISCLOSING LOBBYING POLICIES AND Shr For Against PRACTICES. 5. MAJORITY VOTE STANDARD FOR DIRECTOR Shr For Against ELECTIONS. 6. RIGHT TO ACT BY WRITTEN CONSENT. Shr For Against -------------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Agenda Number: 933745145 -------------------------------------------------------------------------------------------------------------------------- Security: 263534109 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: DD ISIN: US2635341090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. BROWN Mgmt For For 1C. ELECTION OF DIRECTOR: ROBERT A. BROWN Mgmt For For 1D. ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Mgmt For For 1E. ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Mgmt For For 1F. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1G. ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Mgmt For For 1H. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1I. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For 1J. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For 1K. ELECTION OF DIRECTOR: LEE M. THOMAS Mgmt For For 2. ON RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 3. TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Mgmt For For COMPENSATION 4. ON INDEPENDENT BOARD CHAIR Shr For Against 5. ON LOBBYING REPORT Shr For Against 6. ON GENETICALLY ENGINEERED SEED Shr Against For 7. ON EXECUTIVE COMPENSATION REPORT Shr Against For -------------------------------------------------------------------------------------------------------------------------- EATON CORPORATION PLC Agenda Number: 933749143 -------------------------------------------------------------------------------------------------------------------------- Security: G29183103 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: ETN ISIN: IE00B8KQN827 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GEORGE S. BARRETT Mgmt For For 1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For 1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For 1E. ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Mgmt For For 1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For 1G. ELECTION OF DIRECTOR: LINDA A. HILL Mgmt For For 1H. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: NED C. LAUTENBACH Mgmt For For 1J. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For 1K. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For 1L. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For 2. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITOR FOR 2013 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. 3. APPROVING THE SENIOR EXECUTIVE INCENTIVE Mgmt For For COMPENSATION PLAN. 4. APPROVING THE EXECUTIVE STRATEGIC INCENTIVE Mgmt For For PLAN. 5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 6. AUTHORIZING THE COMPANY AND OR ANY Mgmt For For SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. 7. AUTHORIZING THE PRICE RANGE AT WHICH THE Mgmt Against Against COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY SHARES. -------------------------------------------------------------------------------------------------------------------------- ENERGIZER HOLDINGS, INC. Agenda Number: 933718251 -------------------------------------------------------------------------------------------------------------------------- Security: 29266R108 Meeting Type: Annual Meeting Date: 28-Jan-2013 Ticker: ENR ISIN: US29266R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL J. HEINRICH Mgmt For For 1B. ELECTION OF DIRECTOR: R. DAVID HOOVER Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN C. HUNTER, III Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN E. KLEIN Mgmt For For 2. RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR 3. NON-BINDING ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION -------------------------------------------------------------------------------------------------------------------------- ENSCO PLC Agenda Number: 933777320 -------------------------------------------------------------------------------------------------------------------------- Security: G3157S106 Meeting Type: Annual Meeting Date: 20-May-2013 Ticker: ESV ISIN: GB00B4VLR192 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO RE-ELECT FRANCIS S. KALMAN AS A DIRECTOR Mgmt For For OF ENSCO PLC. 2. TO ELECT ROXANNE J. DECYK AS A DIRECTOR OF Mgmt For For ENSCO PLC. 3. TO ELECT MARY FRANCIS CBE AS A DIRECTOR OF Mgmt For For ENSCO PLC. 4. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED 31 DECEMBER 2013. 5. TO RE-APPOINT KPMG AUDIT PLC AS OUR U.K. Mgmt For For STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE FROM THE CONCLUSION OF THE MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY). 6. TO AUTHORIZE THE AUDIT COMMITTEE TO Mgmt For For DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. 7. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. 8. A NON-BINDING VOTE TO APPROVE THE Mgmt For For DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2012. 9. A NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For REPORTS OF THE AUDITORS AND THE DIRECTORS AND THE U.K. STATUTORY ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2012. 10. TO ADOPT THE ARTICLES OF ASSOCIATION Mgmt For For (PRODUCED AT THE MEETING AND INITIALED BY THE CHAIRMAN FOR THE PURPOSE OF IDENTIFICATION) AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR AND TO THE EXCLUSION OF THE EXISTING ARTICLES OF ASSOCIATION, WITH EFFECT FROM THE CONCLUSION OF THIS MEETING, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 11. TO (I) APPROVE THE TERMS OF THE PROPOSED Mgmt For For PURCHASE AGREEMENT OR AGREEMENTS AND (II) AUTHORISE THE COMPANY TO MAKE OFF-MARKET PURCHASES OF CLASS A ORDINARY SHARES PURSUANT TO SUCH AGREEMENT OR AGREEMENTS, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- EXPRESS SCRIPTS HOLDING COMPANY Agenda Number: 933758306 -------------------------------------------------------------------------------------------------------------------------- Security: 30219G108 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: ESRX ISIN: US30219G1085 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GARY G. BENANAV Mgmt Against Against 1B. ELECTION OF DIRECTOR: MAURA C. BREEN Mgmt For For 1C. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt For For 1D. ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS P. MAC MAHON Mgmt Against Against 1F. ELECTION OF DIRECTOR: FRANK MERGENTHALER Mgmt For For 1G. ELECTION OF DIRECTOR: WOODROW A. MYERS, Mgmt For For JR., MD 1H. ELECTION OF DIRECTOR: JOHN O. PARKER, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For 1J. ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, Mgmt For For MPH 1K. ELECTION OF DIRECTOR: SAMUEL K. SKINNER Mgmt For For 1L. ELECTION OF DIRECTOR: SEYMOUR STERNBERG Mgmt Against Against 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 933791243 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M.J. BOSKIN Mgmt For For P. BRABECK-LETMATHE Mgmt For For U.M. BURNS Mgmt For For L.R. FAULKNER Mgmt For For J.S. FISHMAN Mgmt For For H.H. FORE Mgmt For For K.C. FRAZIER Mgmt For For W.W. GEORGE Mgmt For For S.J. PALMISANO Mgmt For For S.S REINEMUND Mgmt For For R.W. TILLERSON Mgmt For For W.C. WELDON Mgmt For For E.E. WHITACRE, JR. Mgmt For For 2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For 60) 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION (PAGE 61) 4. INDEPENDENT CHAIRMAN (PAGE 63) Shr For Against 5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr For Against 6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For 7. REPORT ON LOBBYING (PAGE 66) Shr Against For 8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For 9. AMENDMENT OF EEO POLICY (PAGE 69) Shr For Against 10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For 11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For -------------------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION Agenda Number: 933677099 -------------------------------------------------------------------------------------------------------------------------- Security: 31428X106 Meeting Type: Annual Meeting Date: 24-Sep-2012 Ticker: FDX ISIN: US31428X1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For 1C. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For 1D. ELECTION OF DIRECTOR: STEVEN R. LORANGER Mgmt For For 1E. ELECTION OF DIRECTOR: GARY W. LOVEMAN Mgmt For For 1F. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For 1G. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For 1H. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1I. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For 1J. ELECTION OF DIRECTOR: JOSHUA I. SMITH Mgmt For For 1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt Against Against 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against BOARD CHAIRMAN. 5. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr For Against CONTRIBUTIONS REPORT. -------------------------------------------------------------------------------------------------------------------------- FIRST REPUBLIC BANK Agenda Number: 933768218 -------------------------------------------------------------------------------------------------------------------------- Security: 33616C100 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: FRC ISIN: US33616C1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES H. HERBERT, II Mgmt For For K. AUGUST-DEWILDE Mgmt For For THOMAS J. BARRACK, JR. Mgmt For For F.J. FAHRENKOPF, JR. Mgmt For For WILLIAM E. FORD Mgmt Withheld Against L. MARTIN GIBBS Mgmt For For SANDRA R. HERNANDEZ Mgmt For For PAMELA J. JOYNER Mgmt For For REYNOLD LEVY Mgmt For For JODY S. LINDELL Mgmt For For GEORGE G.C. PARKER Mgmt Withheld Against 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, Mgmt Against Against THE COMPENSATION OF OUR EXECUTIVE OFFICERS (A "SAY ON PAY" VOTE). -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 933751720 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For 1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For 1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt Against Against JR. 1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt Against Against 1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For 1I. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: RICHARD A. MANOOGIAN Mgmt Against Against 1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For 1L. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For 1M. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For 1N. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For 1O. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt Against Against THE COMPENSATION OF THE NAMED EXECUTIVES. 4. APPROVAL OF THE TERMS OF THE COMPANY'S Mgmt For For ANNUAL INCENTIVE COMPENSATION PLAN. 5. APPROVAL OF THE TERMS OF THE COMPANY'S 2008 Mgmt For For LONG-TERM INCENTIVE PLAN. 6. APPROVAL OF THE TAX BENEFIT PRESERVATION Mgmt For For PLAN. 7. RELATING TO CONSIDERATION OF A Shr For Against RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. 8. RELATING TO ALLOWING HOLDERS OF 10% OF Shr For Against OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- FORTINET INC. Agenda Number: 933819762 -------------------------------------------------------------------------------------------------------------------------- Security: 34959E109 Meeting Type: Annual Meeting Date: 20-Jun-2013 Ticker: FTNT ISIN: US34959E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR MING HSIEH Mgmt For For CHRISTOPHER B. PAISLEY Mgmt Withheld Against 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS FORTINETS INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. TO APPROVE THE ADOPTION OF THE FORTINET, Mgmt For For INC. CASH AND EQUITY INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 933750196 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: GE ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For A2 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For A3 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For A6 ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For A7 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For A11 ELECTION OF DIRECTOR: RALPH S. LARSEN Mgmt For For A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt Against Against A13 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For A14 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Mgmt For For A16 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For A17 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Mgmt For For B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For COMPENSATION B2 RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM C1 CESSATION OF ALL STOCK OPTIONS AND BONUSES Shr Against For C2 DIRECTOR TERM LIMITS Shr Against For C3 INDEPENDENT CHAIRMAN Shr For Against C4 RIGHT TO ACT BY WRITTEN CONSENT Shr For Against C5 EXECUTIVES TO RETAIN SIGNIFICANT STOCK Shr Against For C6 MULTIPLE CANDIDATE ELECTIONS Shr Against For -------------------------------------------------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Agenda Number: 933759031 -------------------------------------------------------------------------------------------------------------------------- Security: 375558103 Meeting Type: Annual Meeting Date: 08-May-2013 Ticker: GILD ISIN: US3755581036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN F. COGAN Mgmt For For ETIENNE F. DAVIGNON Mgmt For For CARLA A. HILLS Mgmt For For KEVIN E. LOFTON Mgmt For For JOHN W. MADIGAN Mgmt For For JOHN C. MARTIN Mgmt For For NICHOLAS G. MOORE Mgmt For For RICHARD J. WHITLEY Mgmt For For GAYLE E. WILSON Mgmt Withheld Against PER WOLD-OLSEN Mgmt For For 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. TO APPROVE A RESTATEMENT OF GILEAD Mgmt For For SCIENCES, INC.'S 2004 EQUITY INCENTIVE PLAN. 4. TO APPROVE AN AMENDMENT TO GILEAD'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 5. TO APPROVE, ON THE ADVISORY BASIS, THE Mgmt For For COMPENSATION OF GILEAD'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. 6. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR, IF PROPERLY PRESENTED AT THE MEETING. 7. TO VOTE ON A STOCKHOLDER PROPOSAL Shr For Against REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- GOOGLE INC. Agenda Number: 933801905 -------------------------------------------------------------------------------------------------------------------------- Security: 38259P508 Meeting Type: Annual Meeting Date: 06-Jun-2013 Ticker: GOOG ISIN: US38259P5089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LARRY PAGE Mgmt For For SERGEY BRIN Mgmt For For ERIC E. SCHMIDT Mgmt For For L. JOHN DOERR Mgmt For For DIANE B. GREENE Mgmt For For JOHN L. HENNESSY Mgmt Withheld Against ANN MATHER Mgmt For For PAUL S. OTELLINI Mgmt For For K. RAM SHRIRAM Mgmt For For SHIRLEY M. TILGHMAN Mgmt For For 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For ON LEAD BATTERIES IN GOOGLE'S SUPPLY CHAIN, IF PROPERLY PRESENTED AT THE MEETING. 4. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr For Against SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. 5. A STOCKHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For STOCK RETENTION, IF PROPERLY PRESENTED AT THE MEETING. 6. A STOCKHOLDER PROPOSAL REGARDING SUCCESSION Shr Against For PLANNING, IF PROPERLY PRESENTED AT THE MEETING. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt Against Against 1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For 1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For 1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt Against Against 1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For 1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For 1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt Against Against 1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For 1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For 1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For 1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For 1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt Against Against 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For (PAGE 72) 4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For LOBBYING POLICIES AND PRACTICES (PAGE 73) 5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against WRITTEN CONSENT (PAGE 74) 6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against CHAIR (PAGE 75) 7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For RETAIN SIGNIFICANT STOCK (PAGE 76) -------------------------------------------------------------------------------------------------------------------------- INTUIT INC. Agenda Number: 933716803 -------------------------------------------------------------------------------------------------------------------------- Security: 461202103 Meeting Type: Annual Meeting Date: 17-Jan-2013 Ticker: INTU ISIN: US4612021034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY Mgmt For For 1B. ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL Mgmt For For 1C. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: DIANE B. GREENE Mgmt For For 1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For 1F. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1G. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For 1H. ELECTION OF DIRECTOR: BRAD D. SMITH Mgmt For For 1I. ELECTION OF DIRECTOR: JEFF WEINER Mgmt For For 2. RATIFY THE SELECTION OF ERNST & YOUNG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 31, 2013. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVE THE MATERIAL TERMS OF THE Mgmt For For PERFORMANCE GOALS UNDER THE INTUIT INC. SENIOR EXECUTIVE INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Agenda Number: 933779728 -------------------------------------------------------------------------------------------------------------------------- Security: 46625H100 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: JPM ISIN: US46625H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt Against Against 1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt Against Against 1C. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt Against Against 1E. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt Against Against 1F. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For 1G. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For 1H. ELECTION OF DIRECTOR: ELLEN V. FUTTER Mgmt Against Against 1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt Against Against 1J. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For 1K. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. AMENDMENT TO THE FIRM'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT 5. REAPPROVAL OF KEY EXECUTIVE PERFORMANCE Mgmt For For PLAN 6. REQUIRE SEPARATION OF CHAIRMAN AND CEO Shr For Against 7. REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT Shr Against For STOCK UNTIL REACHING NORMAL RETIREMENT AGE 8. ADOPT PROCEDURES TO AVOID HOLDING OR Shr Against For RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS 9. DISCLOSE FIRM PAYMENTS USED DIRECTLY OR Shr Against For INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES -------------------------------------------------------------------------------------------------------------------------- LABORATORY CORP. OF AMERICA HOLDINGS Agenda Number: 933756643 -------------------------------------------------------------------------------------------------------------------------- Security: 50540R409 Meeting Type: Annual Meeting Date: 08-May-2013 Ticker: LH ISIN: US50540R4092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: KERRII B. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: JEAN-LUC BELINGARD Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID P. KING Mgmt For For 1D. ELECTION OF DIRECTOR: WENDY E. LANE Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT E. Mgmt For For MITTELSTAEDT, JR. 1F. ELECTION OF DIRECTOR: PETER M. NEUPERT Mgmt For For 1G. ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, Mgmt For For MBBCH 1H. ELECTION OF DIRECTOR: ADAM H. SCHECHTER Mgmt For For 1I. ELECTION OF DIRECTOR: M. KEITH WEIKEL, Mgmt For For PH.D. 1J. ELECTION OF DIRECTOR: R. SANDERS WILLIAMS, Mgmt For For M.D. 2. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS LABORATORY CORPORATION OF AMERICA HOLDINGS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- MARATHON OIL CORPORATION Agenda Number: 933743103 -------------------------------------------------------------------------------------------------------------------------- Security: 565849106 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: MRO ISIN: US5658491064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: GREGORY H. BOYCE Mgmt For For 1B. ELECTION OF DIRECTOR: PIERRE BRONDEAU Mgmt For For 1C. ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, Mgmt For For JR. 1D. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1E. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For 1F. ELECTION OF DIRECTOR: PHILIP LADER Mgmt For For 1G. ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS Mgmt For For 1H. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2013. 3. BOARD PROPOSAL FOR A NON-BINDING ADVISORY Mgmt For For VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL SEEKING A REPORT Shr For Against REGARDING THE COMPANY'S LOBBYING ACTIVITIES, POLICIES AND PROCEDURES. -------------------------------------------------------------------------------------------------------------------------- MICROS SYSTEMS, INC. Agenda Number: 933692813 -------------------------------------------------------------------------------------------------------------------------- Security: 594901100 Meeting Type: Annual Meeting Date: 16-Nov-2012 Ticker: MCRS ISIN: US5949011002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LOUIS M. BROWN, JR. Mgmt For For B. GARY DANDO Mgmt For For A.L. GIANNOPOULOS Mgmt For For F. SUZANNE JENNICHES Mgmt For For JOHN G. PUENTE Mgmt Withheld Against DWIGHT S. TAYLOR Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2013 FISCAL YEAR 3. PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK Mgmt For For OPTION PLAN TO AUTHORIZE THE ISSUANCE OF AN ADDITIONAL 1,200,000 SHARES OF COMMON STOCK UNDER THE PLAN 4. ADVISORY VOTE ON COMPENSATION OF COMPANY'S Mgmt For For NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY Agenda Number: 933767228 -------------------------------------------------------------------------------------------------------------------------- Security: 617446448 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: MS ISIN: US6174464486 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For 1B. ELECTION OF DIRECTOR: HOWARD J. DAVIES Mgmt For For 1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For 1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For 1F. ELECTION OF DIRECTOR: C. ROBERT KIDDER Mgmt For For 1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For 1H. ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For 1I. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For 1J. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt Against Against 1K. ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Mgmt For For 1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For 1M. ELECTION OF DIRECTOR: MASAAKI TANAKA Mgmt For For 1N. ELECTION OF DIRECTOR: LAURA D. TYSON Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT AUDITOR 3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt Against Against AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) 4. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For For COMPENSATION PLAN TO INCREASE SHARES AVAILABLE FOR GRANT 5. TO AMEND THE 2007 EQUITY INCENTIVE Mgmt For For COMPENSATION PLAN TO PROVIDE FOR QUALIFYING PERFORMANCE-BASED LONG-TERM INCENTIVE AWARDS UNDER SECTION 162(M) 6. TO AMEND THE SECTION 162(M) PERFORMANCE Mgmt For For FORMULA GOVERNING ANNUAL INCENTIVE COMPENSATION FOR CERTAIN OFFICERS -------------------------------------------------------------------------------------------------------------------------- PACCAR INC Agenda Number: 933742149 -------------------------------------------------------------------------------------------------------------------------- Security: 693718108 Meeting Type: Annual Meeting Date: 29-Apr-2013 Ticker: PCAR ISIN: US6937181088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ALISON J. CARNWATH Mgmt For For 1B ELECTION OF DIRECTOR: LUIZ KAUFMANN Mgmt For For 1C ELECTION OF DIRECTOR: JOHN M. PIGOTT Mgmt For For 1D ELECTION OF DIRECTOR: GREGORY M. E. Mgmt For For SPIERKEL 2 STOCKHOLDER PROPOSAL REGARDING THE ANNUAL Shr For Against ELECTION OF ALL DIRECTORS 3 STOCKHOLDER PROPOSAL REGARDING THE Shr For Against SUPERMAJORITY VOTE PROVISIONS -------------------------------------------------------------------------------------------------------------------------- PEPSICO, INC. Agenda Number: 933748521 -------------------------------------------------------------------------------------------------------------------------- Security: 713448108 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: PEP ISIN: US7134481081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: S.L. BROWN Mgmt For For 1B. ELECTION OF DIRECTOR: G.W. BUCKLEY Mgmt For For 1C. ELECTION OF DIRECTOR: I.M. COOK Mgmt For For 1D. ELECTION OF DIRECTOR: D. DUBLON Mgmt For For 1E. ELECTION OF DIRECTOR: V.J. DZAU Mgmt For For 1F. ELECTION OF DIRECTOR: R.L. HUNT Mgmt For For 1G. ELECTION OF DIRECTOR: A. IBARGUEN Mgmt For For 1H. ELECTION OF DIRECTOR: I.K. NOOYI Mgmt For For 1I. ELECTION OF DIRECTOR: S.P. ROCKEFELLER Mgmt For For 1J. ELECTION OF DIRECTOR: J.J. SCHIRO Mgmt For For 1K. ELECTION OF DIRECTOR: L.G. TROTTER Mgmt For For 1L. ELECTION OF DIRECTOR: D. VASELLA Mgmt For For 1M. ELECTION OF DIRECTOR: A. WEISSER Mgmt For For 2. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013. 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. Agenda Number: 933743088 -------------------------------------------------------------------------------------------------------------------------- Security: 74005P104 Meeting Type: Annual Meeting Date: 23-Apr-2013 Ticker: PX ISIN: US74005P1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL Mgmt For For 1B. ELECTION OF DIRECTOR: OSCAR BERNARDES Mgmt For For 1C. ELECTION OF DIRECTOR: BRET. K. CLAYTON Mgmt For For 1D. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt For For 1E. ELECTION OF DIRECTOR: EDWARD G. GALANTE Mgmt For For 1F. ELECTION OF DIRECTOR: CLAIRE W. GARGALLI Mgmt For For 1G. ELECTION OF DIRECTOR: IRA D. HALL Mgmt For For 1H. ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF Mgmt For For 1I. ELECTION OF DIRECTOR: LARRY D. MCVAY Mgmt For For 1J. ELECTION OF DIRECTOR: WAYNE T. SMITH Mgmt For For 1K. ELECTION OF DIRECTOR: ROBERT L. WOOD Mgmt For For 2. TO APPROVE, ON AN ADVISORY AND NON-BINDING Mgmt For For BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. 3. A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS. 4. TO RATIFY THE APPOINTMENT OF THE Mgmt For For INDEPENDENT AUDITOR. -------------------------------------------------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Agenda Number: 933781622 -------------------------------------------------------------------------------------------------------------------------- Security: 74251V102 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: PFG ISIN: US74251V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: MICHAEL T. DAN Mgmt For For 1B ELECTION OF DIRECTOR: C. DANIEL GELATT Mgmt For For 1C ELECTION OF DIRECTOR: SANDRA L. HELTON Mgmt For For 1D ELECTION OF DIRECTOR: LARRY D. ZIMPLEMAN Mgmt For For 2 ANNUAL ELECTION OF DIRECTORS Mgmt For For 3 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4 RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- QUALCOMM INCORPORATED Agenda Number: 933726397 -------------------------------------------------------------------------------------------------------------------------- Security: 747525103 Meeting Type: Annual Meeting Date: 05-Mar-2013 Ticker: QCOM ISIN: US7475251036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt Against Against 1B ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK Mgmt For For 1C ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For 1D ELECTION OF DIRECTOR: SUSAN HOCKFIELD Mgmt For For 1E ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For 1F ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For 1G ELECTION OF DIRECTOR: SHERRY LANSING Mgmt For For 1H ELECTION OF DIRECTOR: DUANE A. NELLES Mgmt For For 1I ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For 1J ELECTION OF DIRECTOR: BRENT SCOWCROFT Mgmt For For 1K ELECTION OF DIRECTOR: MARC I. STERN Mgmt For For 02 TO APPROVE THE 2006 LONG-TERM INCENTIVE Mgmt For For PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES. 03 TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 29, 2013. 04 ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- REDWOOD TRUST, INC. Agenda Number: 933786723 -------------------------------------------------------------------------------------------------------------------------- Security: 758075402 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: RWT ISIN: US7580754023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD D. BAUM Mgmt For For 1B. ELECTION OF DIRECTOR: MARIANN BYERWALTER Mgmt For For 1C. ELECTION OF DIRECTOR: JEFFREY T. PERO Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY RESOLUTION TO APPROVE NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION. 4. AMENDMENT TO THE COMPANY'S CHARTER TO Mgmt For For INCREASE THE NUMBER OF SHARES OF CAPITAL STOCK AUTHORIZED FOR ISSUANCE FROM 165 MILLION SHARES TO 180 MILLION SHARES. 5. AMENDMENT AND RESTATEMENT OF THE 2002 Mgmt Against Against INCENTIVE PLAN, INCLUDING AN AMENDMENT TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 1,000,000 SHARES. 6. AMENDMENT TO THE 2002 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR PURCHASE UNDER THAT PLAN BY 150,000 SHARES. -------------------------------------------------------------------------------------------------------------------------- SEMPRA ENERGY Agenda Number: 933753332 -------------------------------------------------------------------------------------------------------------------------- Security: 816851109 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: SRE ISIN: US8168511090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALAN L. BOECKMANN Mgmt Against Against 1B. ELECTION OF DIRECTOR: JAMES G. BROCKSMITH Mgmt For For JR. 1C. ELECTION OF DIRECTOR: WILLIAM D. JONES Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM G. OUCHI Mgmt Against Against 1E. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM C. RUSNACK Mgmt Against Against 1G. ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE Mgmt Against Against 1H. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For 1I. ELECTION OF DIRECTOR: JACK T. TAYLOR Mgmt For For 1J. ELECTION OF DIRECTOR: LUIS M. TELLEZ Mgmt Against Against 1K. ELECTION OF DIRECTOR: JAMES C. YARDLEY Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt Against Against COMPENSATION. 4. APPROVAL OF 2013 LONG-TERM INCENTIVE PLAN. Mgmt For For 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr For Against BOARD CHAIRMAN. -------------------------------------------------------------------------------------------------------------------------- STARWOOD PROPERTY TRUST INC Agenda Number: 933777700 -------------------------------------------------------------------------------------------------------------------------- Security: 85571B105 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: STWD ISIN: US85571B1052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD D. BRONSON Mgmt For For JEFFREY F. DIMODICA Mgmt For For JEFFREY G. DISHNER Mgmt Withheld Against CAMILLE J. DOUGLAS Mgmt For For BOYD W. FELLOWS Mgmt For For BARRY S. STERNLICHT Mgmt For For STRAUSS ZELNICK Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. 3. TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT Mgmt For For OF DELOITTE & TOUCHE LLP AS STARWOOD PROPERTY TRUST, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. 4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt Against Against MANAGER EQUITY PLAN AND EQUITY PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AVAILABLE UNDER SUCH PLANS TO 6,000,000 SHARES AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- STATE STREET CORPORATION Agenda Number: 933768662 -------------------------------------------------------------------------------------------------------------------------- Security: 857477103 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: STT ISIN: US8574771031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: K. BURNES Mgmt For For 1B ELECTION OF DIRECTOR: P. COYM Mgmt For For 1C ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN Mgmt For For 1D ELECTION OF DIRECTOR: A. FAWCETT Mgmt For For 1E ELECTION OF DIRECTOR: L. HILL Mgmt For For 1F ELECTION OF DIRECTOR: J. HOOLEY Mgmt For For 1G ELECTION OF DIRECTOR: R. KAPLAN Mgmt For For 1H ELECTION OF DIRECTOR: R. SERGEL Mgmt For For 1I ELECTION OF DIRECTOR: R. SKATES Mgmt For For IJ ELECTION OF DIRECTOR: G. SUMME Mgmt For For IK ELECTION OF DIRECTOR: T. WILSON Mgmt For For 2 TO APPROVE AN ADVISORY PROPOSAL ON Mgmt For For EXECUTIVE COMPENSATION. 3 TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. -------------------------------------------------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Agenda Number: 933787232 -------------------------------------------------------------------------------------------------------------------------- Security: 460690100 Meeting Type: Annual Meeting Date: 23-May-2013 Ticker: IPG ISIN: US4606901001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: JOCELYN CARTER-MILLER Mgmt For For 1B ELECTION OF DIRECTOR: JILL M. CONSIDINE Mgmt For For 1C ELECTION OF DIRECTOR: RICHARD A. GOLDSTEIN Mgmt For For 1D ELECTION OF DIRECTOR: MARY J. Mgmt For For STEELE-GUILFOILE 1E ELECTION OF DIRECTOR: H. JOHN GREENIAUS Mgmt For For 1F ELECTION OF DIRECTOR: DAWN HUDSON Mgmt For For 1G ELECTION OF DIRECTOR: WILLIAM T. KERR Mgmt For For 1H ELECTION OF DIRECTOR: MICHAEL I. ROTH Mgmt For For 1I ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For 2 CONFIRM THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INTERPUBLIC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4 SHAREHOLDER PROPOSAL ENTITLED "ANNUAL Shr Against For DISCLOSURE OF EEO-1 DATA" 5 SHAREHOLDER PROPOSAL ENTITLED "LIMIT Shr For Against ACCELERATED EXECUTIVE PAY" -------------------------------------------------------------------------------------------------------------------------- THE MCGRAW-HILL COMPANIES, INC. Agenda Number: 933766959 -------------------------------------------------------------------------------------------------------------------------- Security: 580645109 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: MHP ISIN: US5806451093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: PEDRO ASPE Mgmt For For 1B. ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For 1C. ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For 1D. ELECTION OF DIRECTOR: CHARLES E. HALDEMAN, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For 1F. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For 1H. ELECTION OF DIRECTOR: HILDA Mgmt For For OCHOA-BRILLEMBOURG 1I. ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For 1J. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt Against Against 1K. ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For 1L. ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For 1M. ELECTION OF DIRECTOR: RICHARD E. THORNBURGH Mgmt For For 2. VOTE TO AMEND THE COMPANY'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO "MCGRAW HILL FINANCIAL, INC." FROM "THE MCGRAW-HILL COMPANIES, INC." 3. VOTE TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For EXECUTIVE COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS 4. VOTE TO RATIFY THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 5. SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr For Against ACTION BY WRITTEN CONSENT -------------------------------------------------------------------------------------------------------------------------- TIME WARNER CABLE INC Agenda Number: 933770643 -------------------------------------------------------------------------------------------------------------------------- Security: 88732J207 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: TWC ISIN: US88732J2078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: CAROLE BLACK Mgmt For For 1B. ELECTION OF DIRECTOR: GLENN A. BRITT Mgmt For For 1C. ELECTION OF DIRECTOR: THOMAS H. CASTRO Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID C. CHANG Mgmt For For 1E. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: PETER R. HAJE Mgmt For For 1G. ELECTION OF DIRECTOR: DONNA A. JAMES Mgmt For For 1H. ELECTION OF DIRECTOR: DON LOGAN Mgmt For For 1I. ELECTION OF DIRECTOR: N.J. NICHOLAS, JR. Mgmt For For 1J. ELECTION OF DIRECTOR: WAYNE H. PACE Mgmt For For 1K. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt For For 1L. ELECTION OF DIRECTOR: JOHN E. SUNUNU Mgmt For For 2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. STOCKHOLDER PROPOSAL ON DISCLOSURE OF Shr For Against LOBBYING ACTIVITIES. 5. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For OF EQUITY AWARDS IN A CHANGE IN CONTROL. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 933743684 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Meeting Date: 29-Apr-2013 Ticker: UTX ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LOUIS R. CHENEVERT Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For 1C. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For 1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt For For 1E. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For 1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For 1G. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For 1H. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For 1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1J. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For 1K. ELECTION OF DIRECTOR: ANDRE VILLENEUVE Mgmt For For 1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For WHITMAN 2. APPOINTMENT OF THE FIRM OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2013. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Agenda Number: 933747872 -------------------------------------------------------------------------------------------------------------------------- Security: 92343V104 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: VZ ISIN: US92343V1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For 1B ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For 1C ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For 1D ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For 1E ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For 1F ELECTION OF DIRECTOR: SANDRA O. MOOSE Mgmt For For 1G ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt Against Against 1H ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Mgmt For For 1I ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For 1J ELECTION OF DIRECTOR: HUGH B. PRICE Mgmt For For 1K ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For 1L ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For 1M ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For 02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 03 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 04 APPROVAL OF LONG-TERM INCENTIVE PLAN Mgmt For For 05 NETWORK NEUTRALITY Shr Against For 06 LOBBYING ACTIVITIES Shr Against For 07 PROXY ACCESS BYLAWS Shr For Against 08 SEVERANCE APPROVAL POLICY Shr Against For 09 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shr For Against 10 SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT Shr For Against -------------------------------------------------------------------------------------------------------------------------- WATERS CORPORATION Agenda Number: 933761012 -------------------------------------------------------------------------------------------------------------------------- Security: 941848103 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: WAT ISIN: US9418481035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOSHUA BEKENSTEIN Mgmt For For MICHAEL J. BERENDT, PHD Mgmt For For DOUGLAS A. BERTHIAUME Mgmt For For EDWARD CONARD Mgmt For For LAURIE H. GLIMCHER, M.D Mgmt For For CHRISTOPHER A. KUEBLER Mgmt For For WILLIAM J. MILLER Mgmt For For JOANN A. REED Mgmt For For THOMAS P. SALICE Mgmt For For 2. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- WELLS FARGO & COMPANY Agenda Number: 933743696 -------------------------------------------------------------------------------------------------------------------------- Security: 949746101 Meeting Type: Annual Meeting Date: 23-Apr-2013 Ticker: WFC ISIN: US9497461015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against 1B) ELECTION OF DIRECTOR: ELAINE L. CHAO Mgmt For For 1C) ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1D) ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For 1E) ELECTION OF DIRECTOR: SUSAN E. ENGEL Mgmt For For 1F) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For JR. 1G) ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against 1H) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against 1I) ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For 1J) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON Mgmt For For 1K) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Mgmt For For 1L) ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For 1M) ELECTION OF DIRECTOR: JOHN G. STUMPF Mgmt For For 1N) ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For 2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. PROPOSAL TO APPROVE THE COMPANY'S AMENDED Mgmt For For AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN. 4. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 5. STOCKHOLDER PROPOSAL TO ADOPT A POLICY Shr For Against REQUIRING AN INDEPENDENT CHAIRMAN. 6. STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON Shr Against For THE COMPANY'S LOBBYING POLICIES AND PRACTICES. 7. STOCKHOLDER PROPOSAL TO REVIEW AND REPORT Shr Against For ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. Davidson Small Mid Equity Fund -------------------------------------------------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Agenda Number: 933757114 -------------------------------------------------------------------------------------------------------------------------- Security: 01741R102 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: ATI ISIN: US01741R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD J. HARSHMAN Mgmt For For CAROLYN CORVI Mgmt For For BARBARA S. JEREMIAH Mgmt For For JOHN D. TURNER Mgmt For For 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 3. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013. -------------------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 933797411 -------------------------------------------------------------------------------------------------------------------------- Security: 018581108 Meeting Type: Annual Meeting Date: 06-Jun-2013 Ticker: ADS ISIN: US0185811082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: LAWRENCE M. Mgmt For For BENVENISTE 1B ELECTION OF DIRECTOR: D. KEITH COBB Mgmt For For 1C ELECTION OF DIRECTOR: KENNETH R. JENSEN Mgmt For For 2. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 3. TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For OF ALLIANCE DATA SYSTEMS CORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. 4. TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt For For OF ALLIANCE DATA SYSTEMS CORPORATION TO PROVIDE STOCKHOLDERS CERTAIN RIGHTS TO CALL A SPECIAL MEETING. 5. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ALLIANCE DATA SYSTEMS CORPORATION FOR 2013. -------------------------------------------------------------------------------------------------------------------------- BLUE NILE, INC. Agenda Number: 933779235 -------------------------------------------------------------------------------------------------------------------------- Security: 09578R103 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: NILE ISIN: US09578R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHRIS BRUZZO Mgmt For For HARVEY KANTER Mgmt For For LESLIE LANE Mgmt For For 2. TO RATIFY THE SELECTION BY THE AUDIT Mgmt For For COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BLUE NILE FOR FISCAL YEAR ENDING DECEMBER 29, 2013 3. TO APPROVE THE BLUE NILE, INC. 2013 EQUITY Mgmt Against Against INCENTIVE PLAN 4. TO APPROVE AN ADVISORY RESOLUTION APPROVING Mgmt For For EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Agenda Number: 933763078 -------------------------------------------------------------------------------------------------------------------------- Security: 133131102 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: CPT ISIN: US1331311027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD J. CAMPO Mgmt For For SCOTT S. INGRAHAM Mgmt For For LEWIS A. LEVEY Mgmt For For WILLIAM B. MCGUIRE, JR. Mgmt For For WILLIAM F. PAULSEN Mgmt For For D. KEITH ODEN Mgmt For For F. GARDNER PARKER Mgmt For For F.A. SEVILLA-SACASA Mgmt For For STEVEN A. WEBSTER Mgmt For For KELVIN R. WESTBROOK Mgmt For For 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. APPROVAL, BY AN ADVISORY VOTE, OF EXECUTIVE Mgmt For For COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CAPELLA EDUCATION CO. Agenda Number: 933747240 -------------------------------------------------------------------------------------------------------------------------- Security: 139594105 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: CPLA ISIN: US1395941057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR J. KEVIN GILLIGAN Mgmt Withheld Against MICHAEL A. LINTON Mgmt Withheld Against MICHAEL L. LOMAX Mgmt Withheld Against JODY G. MILLER Mgmt Withheld Against HILARY C. PENNINGTON Mgmt For For STEPHEN G. SHANK Mgmt Withheld Against ANDREW M. SLAVITT Mgmt Withheld Against DAVID W. SMITH Mgmt Withheld Against JEFFREY W. TAYLOR Mgmt Withheld Against DARRELL R. TUKUA Mgmt Withheld Against 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE ON THE EXECUTIVE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS (SAY ON PAY). -------------------------------------------------------------------------------------------------------------------------- COBIZ FINANCIAL INC. Agenda Number: 933768939 -------------------------------------------------------------------------------------------------------------------------- Security: 190897108 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: COBZ ISIN: US1908971088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STEVEN BANGERT Mgmt For For MICHAEL B. BURGAMY Mgmt Withheld Against MORGAN GUST Mgmt For For EVAN MAKOVSKY Mgmt Withheld Against DOUGLAS L. POLSON Mgmt For For MARY K. RHINEHART Mgmt For For NOEL N. ROTHMAN Mgmt Withheld Against BRUCE H. SCHROFFEL Mgmt For For TIMOTHY J. TRAVIS Mgmt Withheld Against MARY BETH VITALE Mgmt For For MARY M. WHITE Mgmt For For 2. AN ADVISORY (NONBINDING) SHAREHOLDER Mgmt For For APPROVAL OF EXECUTIVE COMPENSATION. 3. THE RATIFICATION (NONBINDING) OF THE Mgmt For For SELECTION OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 4. THE SHAREHOLDER PROPOSAL ON THE Shr For Against INDEPENDENCE OF THE CHAIRMAN OF THE BOARD. -------------------------------------------------------------------------------------------------------------------------- DICE HOLDINGS, INC. Agenda Number: 933794047 -------------------------------------------------------------------------------------------------------------------------- Security: 253017107 Meeting Type: Annual Meeting Date: 17-May-2013 Ticker: DHX ISIN: US2530171071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN W. BARTER Mgmt For For SCOT W. MELLAND Mgmt For For 2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- FIRST CASH FINANCIAL SERVICES, INC. Agenda Number: 933807022 -------------------------------------------------------------------------------------------------------------------------- Security: 31942D107 Meeting Type: Annual Meeting Date: 12-Jun-2013 Ticker: FCFS ISIN: US31942D1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR AMB. JORGE MONTANO Mgmt For For 2. RATIFICATION OF THE SELECTION OF HEIN & Mgmt For For ASSOCIATES LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013. 3. APPROVE, BY NON-BINDING VOTE, THE Mgmt For For COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Agenda Number: 933746325 -------------------------------------------------------------------------------------------------------------------------- Security: 302445101 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: FLIR ISIN: US3024451011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: JOHN D. CARTER Mgmt Against Against 1.2 ELECTION OF DIRECTOR: MICHAEL T. SMITH Mgmt For For 1.3 ELECTION OF DIRECTOR: JOHN W. WOOD, JR. Mgmt For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2013. 3. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For SECOND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION OF THE COMPANY'S BOARD OF DIRECTORS. 4. TO APPROVE AMENDMENTS TO THE COMPANY'S Mgmt For For SECOND RESTATED ARTICLES OF INCORPORATION TO ADOPT A MAJORITY VOTE STANDARD TO BE USED IN UNCONTESTED DIRECTOR ELECTIONS. -------------------------------------------------------------------------------------------------------------------------- FORTINET INC. Agenda Number: 933819762 -------------------------------------------------------------------------------------------------------------------------- Security: 34959E109 Meeting Type: Annual Meeting Date: 20-Jun-2013 Ticker: FTNT ISIN: US34959E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR MING HSIEH Mgmt For For CHRISTOPHER B. PAISLEY Mgmt Withheld Against 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS FORTINETS INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. TO APPROVE THE ADOPTION OF THE FORTINET, Mgmt For For INC. CASH AND EQUITY INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- GEOEYE, INC. Agenda Number: 933704327 -------------------------------------------------------------------------------------------------------------------------- Security: 37250W108 Meeting Type: Special Meeting Date: 03-Dec-2012 Ticker: GEOY ISIN: US37250W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF Mgmt For For MERGER (THE "MERGER AGREEMENT"), DATED AS OF JULY 22, 2012, AS AMENDED, AND AS MAY BE FURTHER AMENDED, BY AND AMONG DIGITALGLOBE, INC., 20/20 ACQUISITION SUB, INC., WORLDVIEW, LLC, AND GEOEYE, INC., AND TO APPROVE THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. 2. PROPOSAL TO APPROVE, BY A NON-BINDING Mgmt For For ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR GEOEYE, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. 3. PROPOSAL TO APPROVE ANY MOTION TO ADJOURN Mgmt For For THE GEOEYE, INC. SPECIAL MEETING OF STOCKHOLDERS, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES. -------------------------------------------------------------------------------------------------------------------------- GREEN DOT CORPORATION Agenda Number: 933785529 -------------------------------------------------------------------------------------------------------------------------- Security: 39304D102 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: GDOT ISIN: US39304D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR STEVEN W. STREIT Mgmt For For TIMOTHY R. GREENLEAF Mgmt For For MICHAEL J. MORITZ Mgmt Withheld Against 2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GREEN DOT CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2013. -------------------------------------------------------------------------------------------------------------------------- HOUSTON WIRE & CABLE COMPANY Agenda Number: 933754423 -------------------------------------------------------------------------------------------------------------------------- Security: 44244K109 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: HWCC ISIN: US44244K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES L. POKLUDA III Mgmt For For MICHAEL T. CAMPBELL Mgmt For For I. STEWART FARWELL Mgmt For For PETER M. GOTSCH Mgmt For For WILSON B. SEXTON Mgmt For For WILLIAM H. SHEFFIELD Mgmt For For SCOTT L. THOMPSON Mgmt For For 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. 3. TO HOLD AN ADVISORY VOTE RELATING TO THE Mgmt For For COMPANY'S EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- IMAX CORPORATION Agenda Number: 933811057 -------------------------------------------------------------------------------------------------------------------------- Security: 45245E109 Meeting Type: Annual and Special Meeting Date: 11-Jun-2013 Ticker: IMAX ISIN: CA45245E1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD L. GELFOND Mgmt For For MICHAEL MACMILLAN Mgmt For For I. MARTIN POMPADUR Mgmt For For BRADLEY J. WECHSLER Mgmt For For 02 IN RESPECT OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. 03 IN RESPECT OF THE APPROVAL OF CERTAIN Mgmt For For AMENDMENTS TO THE ARTICLES OF AMALGAMATION OF THE COMPANY. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. 04 IN RESPECT OF THE CONFIRMATION OF CERTAIN Mgmt For For AMENDMENTS TO BY-LAW NO. 1 OF THE COMPANY AS OUTLINED IN APPENDIX "A" TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. 05 IN RESPECT OF THE APPROVAL OF THE COMPANY'S Mgmt For For 2013 LONG-TERM INCENTIVE PLAN AS OUTLINED IN APPENDIX "B" TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. 06 ADVISORY RESOLUTION TO APPROVE THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING ABSTAIN IS THE EQUIVALENT TO VOTING WITHHOLD. -------------------------------------------------------------------------------------------------------------------------- INNERWORKINGS, INC. Agenda Number: 933816956 -------------------------------------------------------------------------------------------------------------------------- Security: 45773Y105 Meeting Type: Annual Meeting Date: 20-Jun-2013 Ticker: INWK ISIN: US45773Y1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ERIC D. BELCHER Mgmt For For JACK M. GREENBERG Mgmt For For LINDA S. WOLF Mgmt For For CHARLES K. BOBRINSKOY Mgmt For For J. PATRICK GALLAGHER JR Mgmt For For DAVID FISHER Mgmt For For JULIE M. HOWARD Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- LPL FINANCIAL HOLDINGS INC. Agenda Number: 933757063 -------------------------------------------------------------------------------------------------------------------------- Security: 50212V100 Meeting Type: Annual Meeting Date: 08-May-2013 Ticker: LPLA ISIN: US50212V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR RICHARD W. BOYCE Mgmt For For JOHN J. BRENNAN Mgmt For For MARK S. CASADY Mgmt For For JEFFREY A. GOLDSTEIN Mgmt For For JAMES S. PUTNAM Mgmt For For ANNE M. MULCAHY Mgmt Withheld Against JAMES S. RIEPE Mgmt For For RICHARD P. SCHIFTER Mgmt For For JEFFREY E. STIEFLER Mgmt For For ALLEN R. THORPE Mgmt Withheld Against 2. APPROVE AN INCREASE OF THE SIZE OF THE Mgmt For For BOARD OF DIRECTOR'S FROM NINE SEATS TO ELEVEN SEATS. 3. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For ACCOUNTING FIRM FOR 2013. 4. PROPOSAL TO APPROVE THE LPL FINANCIAL Mgmt Against Against HOLDINGS INC. 2012 EMPLOYEE STOCK PURCHASE PLAN. -------------------------------------------------------------------------------------------------------------------------- MICROS SYSTEMS, INC. Agenda Number: 933692813 -------------------------------------------------------------------------------------------------------------------------- Security: 594901100 Meeting Type: Annual Meeting Date: 16-Nov-2012 Ticker: MCRS ISIN: US5949011002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LOUIS M. BROWN, JR. Mgmt For For B. GARY DANDO Mgmt For For A.L. GIANNOPOULOS Mgmt For For F. SUZANNE JENNICHES Mgmt For For JOHN G. PUENTE Mgmt Withheld Against DWIGHT S. TAYLOR Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2013 FISCAL YEAR 3. PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK Mgmt For For OPTION PLAN TO AUTHORIZE THE ISSUANCE OF AN ADDITIONAL 1,200,000 SHARES OF COMMON STOCK UNDER THE PLAN 4. ADVISORY VOTE ON COMPENSATION OF COMPANY'S Mgmt For For NAMED EXECUTIVE OFFICERS -------------------------------------------------------------------------------------------------------------------------- REACHLOCAL INC Agenda Number: 933780149 -------------------------------------------------------------------------------------------------------------------------- Security: 75525F104 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: RLOC ISIN: US75525F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ZORIK GORDON Mgmt For For ROBERT DYKES Mgmt For For ALAN SALZMAN Mgmt For For 2. THE APPROVAL OF THE AMENDED AND RESTATED Mgmt Against Against 2008 STOCK INCENTIVE PLAN 3. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013 -------------------------------------------------------------------------------------------------------------------------- REALPAGE, INC. Agenda Number: 933804115 -------------------------------------------------------------------------------------------------------------------------- Security: 75606N109 Meeting Type: Annual Meeting Date: 31-May-2013 Ticker: RP ISIN: US75606N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR STEPHEN T. WINN Mgmt For For JASON A. WRIGHT Mgmt For For 2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- RITCHIE BROS. AUCTIONEERS INCORPORATED Agenda Number: 933752861 -------------------------------------------------------------------------------------------------------------------------- Security: 767744105 Meeting Type: Annual and Special Meeting Date: 25-Apr-2013 Ticker: RBA ISIN: CA7677441056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 TO SET THE NUMBER OF DIRECTORS AT 7. Mgmt For For 02 DIRECTOR ROBERT WAUGH MURDOCH Mgmt For For PETER JAMES BLAKE Mgmt For For ERIC PATEL Mgmt Withheld Against BEVERLEY ANNE BRISCOE Mgmt For For EDWARD B. PITONIAK Mgmt For For CHRISTOPHER ZIMMERMAN Mgmt For For ROBERT GEORGE ELTON Mgmt For For 03 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 04 APPROVAL OF THE RECONFIRMATION OF THE Mgmt For For SHAREHOLDER RIGHTS PLAN IN ACCORDANCE WITH THE SHAREHOLDER RIGHTS PLAN AGREEMENT DATED AS OF FEBRUARY 27, 2007 BETWEEN THE COMPANY AND COMPUTERSHARE INVESTOR SERVICES INC., THE FULL TEXT OF WHICH RESOLUTION IS SET OUT IN SCHEDULE "A" TO THE INFORMATION CIRCULAR OF THE COMPANY DATED MARCH 21, 2013. -------------------------------------------------------------------------------------------------------------------------- SELECT COMFORT CORPORATION Agenda Number: 933768434 -------------------------------------------------------------------------------------------------------------------------- Security: 81616X103 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: SCSS ISIN: US81616X1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL J. HARRISON Mgmt For For 1B. ELECTION OF DIRECTOR: SHELLY R. IBACH Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID T. KOLLAT Mgmt For For 2. VOTE ON A PROPOSED AMENDMENT TO THE SELECT Mgmt Against Against COMFORT CORPORATION AMENDED AND RESTATED 2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE BY 4,500,000 SHARES. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4. ADVISORY VOTE ON THE RATIFICATION OF THE Mgmt For For SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013. -------------------------------------------------------------------------------------------------------------------------- SERVICESOURCE INTERNATIONAL INC. Agenda Number: 933812124 -------------------------------------------------------------------------------------------------------------------------- Security: 81763U100 Meeting Type: Annual Meeting Date: 30-May-2013 Ticker: SREV ISIN: US81763U1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES C. MADDEN Mgmt Withheld Against THOMAS F. MENDOZA Mgmt For For RICHARD J. CAMPIONE Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against 3. RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. -------------------------------------------------------------------------------------------------------------------------- SIMPSON MANUFACTURING CO., INC. Agenda Number: 933742783 -------------------------------------------------------------------------------------------------------------------------- Security: 829073105 Meeting Type: Annual Meeting Date: 23-Apr-2013 Ticker: SSD ISIN: US8290731053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES S. ANDRASICK Mgmt For For GARY M. CUSUMANO Mgmt For For PETER N. LOURAS, JR. Mgmt For For 2. RE-APPROVAL OF THE EXECUTIVE OFFICER CASH Mgmt For For PROFIT SHARING PLAN 3. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 5. STOCKHOLDER PROPOSAL ON MAJORITY VOTING Shr For Against 6. STOCKHOLDER PROPOSAL ON SUSTAINABILITY Shr For Against REPORTING -------------------------------------------------------------------------------------------------------------------------- SUPERIOR ENERGY SERVICES, INC. Agenda Number: 933815625 -------------------------------------------------------------------------------------------------------------------------- Security: 868157108 Meeting Type: Annual Meeting Date: 06-Jun-2013 Ticker: SPN ISIN: US8681571084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HAROLD J. BOUILLION Mgmt For For ENOCH L. DAWKINS Mgmt Withheld Against DAVID D. DUNLAP Mgmt For For JAMES M. FUNK Mgmt For For TERENCE E. HALL Mgmt For For E.E. "WYN" HOWARD, III Mgmt Withheld Against PETER D. KINNEAR Mgmt For For MICHAEL M. MCSHANE Mgmt For For W. MATT RALLS Mgmt For For JUSTIN L. SULLIVAN Mgmt For For 2. AN ADVISORY VOTE ON THE COMPENSATION OF OUR Mgmt For For NAMED EXECUTIVE OFFICERS. 3. THE ADOPTION OF THE 2013 STOCK INCENTIVE Mgmt For For PLAN. 4. THE ADOPTION OF THE 2013 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN. 5. THE ADOPTION OF AN AMENDMENT TO OUR Mgmt For For CERTIFICATE OF INCORPORATION TO REMOVE THE LIMITATION ON NON-U.S. CITIZEN STOCK OWNERSHIP. 6. THE RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- SVB FINANCIAL GROUP Agenda Number: 933743595 -------------------------------------------------------------------------------------------------------------------------- Security: 78486Q101 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: SIVB ISIN: US78486Q1013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR GREG W. BECKER Mgmt For For ERIC A. BENHAMOU Mgmt For For DAVID M. CLAPPER Mgmt For For ROGER F. DUNBAR Mgmt For For JOEL P. FRIEDMAN Mgmt For For C. RICHARD KRAMLICH Mgmt For For LATA KRISHNAN Mgmt For For JEFFREY N. MAGGIONCALDA Mgmt For For KATE D. MITCHELL Mgmt For For JOHN F. ROBINSON Mgmt For For GAREN K. STAGLIN Mgmt For For 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2013. 3. TO APPROVE AN ADVISORY (NON-BINDING) Mgmt For For PROPOSAL ON THE COMPANY'S EXECUTIVE COMPENSATION ("SAY ON PAY"). -------------------------------------------------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Agenda Number: 933755374 -------------------------------------------------------------------------------------------------------------------------- Security: 88146M101 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: TRNO ISIN: US88146M1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. BLAKE BAIRD Mgmt For For MICHAEL A. COKE Mgmt Withheld Against LEROY E. CARLSON Mgmt For For PETER J. MERLONE Mgmt For For DOUGLAS M. PASQUALE Mgmt For For DENNIS POLK Mgmt For For 2. ADOPTION OF A RESOLUTION TO APPROVE, ON A Mgmt For For NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF CERTAIN EXECUTIVES, AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. -------------------------------------------------------------------------------------------------------------------------- U.S. PHYSICAL THERAPY, INC. Agenda Number: 933783385 -------------------------------------------------------------------------------------------------------------------------- Security: 90337L108 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: USPH ISIN: US90337L1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JERALD L. PULLINS Mgmt For For CHRISTOPHER J. READING Mgmt For For LAWRANCE W. MCAFEE Mgmt Withheld Against DANIEL C. ARNOLD Mgmt For For MARK J. BROOKNER Mgmt For For HARRY S. CHAPMAN Mgmt For For BERNARD A. HARRIS, JR. Mgmt For For MARLIN W. JOHNSTON Mgmt For For REGINALD E. SWANSON Mgmt For For CLAYTON K. TRIER Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. APPROVAL OF THE AMENDMENT TO THE AMENDED Mgmt For For AND RESTATED 2003 STOCK INCENTIVE PLAN. 4. RATIFICATION OF THE APPOINTMENT OF GRANT Mgmt For For THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Agenda Number: 933743709 -------------------------------------------------------------------------------------------------------------------------- Security: 930059100 Meeting Type: Annual Meeting Date: 17-Apr-2013 Ticker: WDR ISIN: US9300591008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR HENRY J. HERRMANN Mgmt For For JAMES M. RAINES Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013. -------------------------------------------------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION Agenda Number: 933758142 -------------------------------------------------------------------------------------------------------------------------- Security: 966387102 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: WLL ISIN: US9663871021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR THOMAS L. ALLER Mgmt For For MICHAEL B. WALEN Mgmt For For 2. APPROVAL OF THE WHITING PETROLEUM Mgmt For For CORPORATION 2013 EQUITY INCENTIVE PLAN. 3. APPROVAL, BY ADVISORY VOTE, OF THE Mgmt For For COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- WOODWARD, INC. Agenda Number: 933719619 -------------------------------------------------------------------------------------------------------------------------- Security: 980745103 Meeting Type: Annual Meeting Date: 23-Jan-2013 Ticker: WWD ISIN: US9807451037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES R. RULSEH Mgmt For For GREGG C. SENGSTACK Mgmt For For JOHN D. COHN Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013. 3. PROPOSAL REGARDING THE ADVISORY RESOLUTION Mgmt For For REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Douglas G. Hess Name Douglas G. Hess Title President Date 08/19/2013