0000894189-13-004717.txt : 20130826 0000894189-13-004717.hdr.sgml : 20130826 20130826102253 ACCESSION NUMBER: 0000894189-13-004717 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130826 DATE AS OF CHANGE: 20130826 EFFECTIVENESS DATE: 20130826 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 131059519 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000035415 Scharf Fund C000108787 Investor Class LOGIX 0001027596 S000039497 Scharf Balanced Opportunity Fund C000121649 Investor Class LOGOX N-PX 1 ast-scharf_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Douglas G. Hess Advisors Series Trust, c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6609 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013 Scharf Balanced Opportunity Fund -------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Agenda Number: 933795025 -------------------------------------------------------------------------------------------------------------------------- Security: 00751Y106 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: AAP ISIN: US00751Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN F. BERGSTROM Mgmt For For JOHN C. BROUILLARD Mgmt For For FIONA P. DIAS Mgmt For For DARREN R. JACKSON Mgmt For For WILLIAM S. OGLESBY Mgmt For For J. PAUL RAINES Mgmt For For GILBERT T. RAY Mgmt For For CARLOS A. SALADRIGAS Mgmt For For JIMMIE L. WADE Mgmt For For 2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 3. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. 4. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO CALL A SPECIAL MEETING. 5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED Agenda Number: 933751833 -------------------------------------------------------------------------------------------------------------------------- Security: 001055102 Meeting Type: Annual Meeting Date: 06-May-2013 Ticker: AFL ISIN: US0010551028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For 1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For 1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For 1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For 1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For 1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For 1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For M.D. 1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For DRPH 1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For 1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For 1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For 2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For ADVISORY PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT" 3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013 -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For 1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For 1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For 1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For 1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For 1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For 1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For 1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For 1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For 2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN. 3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. 5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG. -------------------------------------------------------------------------------------------------------------------------- APACHE CORPORATION Agenda Number: 933774944 -------------------------------------------------------------------------------------------------------------------------- Security: 037411105 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: APA ISIN: US0374111054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Mgmt For For 2. ELECTION OF DIRECTOR: CHANSOO JOUNG Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY Mgmt For For 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For APACHE'S INDEPENDENT AUDITORS 5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF APACHE'S NAMED EXECUTIVE OFFICERS 6. APPROVAL OF AMENDMENT TO APACHE'S 2011 Mgmt For For OMNIBUS EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN 7. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 933725042 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 27-Feb-2013 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM CAMPBELL Mgmt For For TIMOTHY COOK Mgmt For For MILLARD DREXLER Mgmt For For AL GORE Mgmt For For ROBERT IGER Mgmt For For ANDREA JUNG Mgmt For For ARTHUR LEVINSON Mgmt For For RONALD SUGAR Mgmt For For 2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For APPROVE EXECUTIVE COMPENSATION. 5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK." 6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For COMMITTEE ON HUMAN RIGHTS." -------------------------------------------------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Agenda Number: 933755451 -------------------------------------------------------------------------------------------------------------------------- Security: 067901108 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: ABX ISIN: CA0679011084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR H.L. BECK Mgmt For For C.W.D. BIRCHALL Mgmt For For D.J. CARTY Mgmt For For G. CISNEROS Mgmt For For R.M. FRANKLIN Mgmt For For J.B. HARVEY Mgmt For For D. MOYO Mgmt For For B. MULRONEY Mgmt For For A. MUNK Mgmt For For P. MUNK Mgmt For For S.J. SHAPIRO Mgmt For For J.C. SOKALSKY Mgmt For For J.L. THORNTON Mgmt For For 02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against COMPENSATION APPROACH. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 933747529 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 04-May-2013 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WARREN E. BUFFETT Mgmt For For CHARLES T. MUNGER Mgmt For For HOWARD G. BUFFETT Mgmt For For STEPHEN B. BURKE Mgmt For For SUSAN L. DECKER Mgmt For For WILLIAM H. GATES III Mgmt For For DAVID S. GOTTESMAN Mgmt For For CHARLOTTE GUYMAN Mgmt For For DONALD R. KEOUGH Mgmt For For THOMAS S. MURPHY Mgmt For For RONALD L. OLSON Mgmt For For WALTER SCOTT, JR. Mgmt For For MERYL B. WITMER Mgmt For For 2. SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For GAS AND OTHER AIR EMISSIONS. -------------------------------------------------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 933752847 -------------------------------------------------------------------------------------------------------------------------- Security: 13645T100 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: CP ISIN: CA13645T1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPOINTMENT OF AUDITOR AS NAMED IN THE Mgmt For For MANAGEMENT PROXY CIRCULAR. 02 ADVISORY VOTE ACCEPTING THE CORPORATION'S Mgmt For For APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR. 03 DIRECTOR WILLIAM A. ACKMAN Mgmt For For GARY F. COLTER Mgmt For For ISABELLE COURVILLE Mgmt For For PAUL G. HAGGIS Mgmt For For E. HUNTER HARRISON Mgmt For For PAUL C. HILAL Mgmt For For KRYSTYNA T. HOEG Mgmt For For RICHARD C. KELLY Mgmt For For REBECCA MACDONALD Mgmt For For DR. ANTHONY R. MELMAN Mgmt For For LINDA J. MORGAN Mgmt For For ANDREW F. REARDON Mgmt For For STEPHEN C. TOBIAS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933837695 -------------------------------------------------------------------------------------------------------------------------- Security: M22465104 Meeting Type: Annual Meeting Date: 25-Jun-2013 Ticker: CHKP ISIN: IL0010824113 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, DR. TAL SHAVIT 2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. APPROVE CHECK POINT'S EXECUTIVE Mgmt For For COMPENSATION POLICY. 4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS. 5A. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against PERSONAL INTEREST IN ITEM 3. MARK "FOR" = YES OR "AGAINST" = NO. 5B. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against PERSONAL INTEREST IN ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 933786874 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For 1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For 1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For 1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For 1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For 1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For INCENTIVE PLAN 5. SHALE ENERGY OPERATIONS Shr Against For 6. OFFSHORE OIL WELLS Shr Against For 7. CLIMATE RISK Shr Against For 8. LOBBYING DISCLOSURE Shr Against For 9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For POLITICAL PURPOSES 10. CUMULATIVE VOTING Shr Against For 11. SPECIAL MEETINGS Shr Against For 12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 13. COUNTRY SELECTION GUIDELINES Shr Against For -------------------------------------------------------------------------------------------------------------------------- CVS CAREMARK CORPORATION Agenda Number: 933763509 -------------------------------------------------------------------------------------------------------------------------- Security: 126650100 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: CVS ISIN: US1266501006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For 1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For 1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For WILLIAMS 1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For 1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For 2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For ACCOUNTING FIRM FOR 2013. 3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For APPROVAL OF EXECUTIVE COMPENSATION. 4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN TO ADD SHARES TO THE PLAN. 5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For VOTING THRESHOLDS IN THE FAIR PRICE PROVISION. 6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS AND EXPENDITURES. 7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr For Against ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. 8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For EXPENDITURES. -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 933779158 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RAJ AGRAWAL Mgmt For For WARREN F. BRYANT Mgmt For For MICHAEL M. CALBERT Mgmt For For SANDRA B. COCHRAN Mgmt For For RICHARD W. DREILING Mgmt For For P.D. FILI-KRUSHEL Mgmt For For ADRIAN JONES Mgmt For For WILLIAM C. RHODES, III Mgmt For For DAVID B. RICKARD Mgmt For For 2. TO APPROVE AN AMENDMENT TO DOLLAR GENERAL Mgmt For For CORPORATION'S AMENDED AND RESTATED CHARTER TO IMPLEMENT A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS. 3. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. -------------------------------------------------------------------------------------------------------------------------- GDL FD Agenda Number: 933760072 -------------------------------------------------------------------------------------------------------------------------- Security: 361570302 Meeting Type: Annual Meeting Date: 13-May-2013 Ticker: GDLPRB ISIN: US3615703028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ANTHONY J. COLAVITA Mgmt For For EDWARD T. TOKAR Mgmt For For SALVATORE J. ZIZZA Mgmt For For -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 933767317 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For 1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For 1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For 1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For 1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For 1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For 1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For 1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For 1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For 1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For 1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For 2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For OF AUDITORS. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. 5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For 1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For 1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For 1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For 1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For 1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For 1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For 1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For 1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For 1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For 1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For 1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For (PAGE 72) 4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For LOBBYING POLICIES AND PRACTICES (PAGE 73) 5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against WRITTEN CONSENT (PAGE 74) 6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against CHAIR (PAGE 75) 7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For RETAIN SIGNIFICANT STOCK (PAGE 76) -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 933745068 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For 1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 3. RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For SIGNIFICANT STOCK 5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For CONTRIBUTIONS AND CORPORATE VALUES 6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 933743949 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For 1B. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For 1F. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1G. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For 1I. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For MCCORKINDALE 1J. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For 1K. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For 1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against OF OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY") 4. STOCKHOLDER ACTION BY WRITTEN CONSENT Shr For Against 5. ADOPT A POLICY THAT REQUIRES THE BOARD Shr For Against CHAIRMAN TO BE AN INDEPENDENT DIRECTOR 6. REPORT ON CORPORATE LOBBYING EXPENDITURES Shr Against For -------------------------------------------------------------------------------------------------------------------------- MCDONALD'S CORPORATION Agenda Number: 933781999 -------------------------------------------------------------------------------------------------------------------------- Security: 580135101 Meeting Type: Annual Meeting Date: 23-May-2013 Ticker: MCD ISIN: US5801351017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WALTER E. MASSEY Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: ROGER W. STONE Mgmt For For 1D. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2013. 4. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED. 5. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED. 6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED. 7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For REQUESTING A NUTRITION REPORT, IF PRESENTED. -------------------------------------------------------------------------------------------------------------------------- NCR CORPORATION Agenda Number: 933743836 -------------------------------------------------------------------------------------------------------------------------- Security: 62886E108 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: NCR ISIN: US62886E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD P. BOYKIN* Mgmt For For LINDA FAYNE LEVINSON* Mgmt For For DEANNA W. OPPENHEIMER* Mgmt For For KURT P. KUEHN$ Mgmt For For 2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS. 4. TO APPROVE THE NCR CORPORATION 2013 STOCK Mgmt For For INCENTIVE PLAN. 5. STOCKHOLDER PROPOSAL TO REPEAL THE Shr For Against CLASSIFIED BOARD OF DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 933730081 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 22-Feb-2013 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2012 2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Against Against THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For NOVARTIS AG AND DECLARATION OF DIVIDEND 4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For SYSTEM 5.1 ELECTION OF VERENA A. BRINER, M.D., FOR A Mgmt For For THREE-YEAR TERM 5.2 ELECTION OF JOERG REINHARDT, PH.D., FOR A Mgmt For For TERM OF OFFICE BEGINNING ON AUGUST 1, 2013 AND ENDING ON THE DAY OF AGM IN 2016 5.3 ELECTION OF CHARLES L. SAWYERS, M.D., FOR A Mgmt For For THREE-YEAR TERM 5.4 ELECTION OF WILLIAM T. WINTERS FOR A Mgmt For For THREE-YEAR TERM 6 APPOINTMENT OF THE AUDITOR Mgmt For For 7 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For For PRESENTED AT THE MEETING -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 933783753 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For DIVIDEND O4 APPOINTMENT OF A DIRECTOR (FABIENNE Mgmt For For LECORVAISIER) O5 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt Against Against AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt Against Against AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING E8 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE Mgmt Against Against RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY E9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS E10 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS E11 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR E12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES E13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES E14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E15 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Agenda Number: 933783056 -------------------------------------------------------------------------------------------------------------------------- Security: 883556102 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: TMO ISIN: US8835561023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For 1B. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For 1C. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For 1D. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For 1E. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For 1F. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For 1G. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For 1H. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For 2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For SCIENTIFIC 2013 STOCK INCENTIVE PLAN. 4. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN. 5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2013. -------------------------------------------------------------------------------------------------------------------------- TOTAL S.A. Agenda Number: 933802387 -------------------------------------------------------------------------------------------------------------------------- Security: 89151E109 Meeting Type: Annual Meeting Date: 17-May-2013 Ticker: TOT ISIN: US89151E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For For STATEMENTS DATED DECEMBER 31, 2012. O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS DATED DECEMBER 31, 2012. O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For DIVIDEND. O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For TRADE IN SHARES OF THE COMPANY. O5 RENEWAL OF THE APPOINTMENT OF MR. THIERRY Mgmt For For DESMAREST AS A DIRECTOR. O6 RENEWAL OF THE APPOINTMENT OF MR. GUNNAR Mgmt For For BROCK AS A DIRECTOR. O7 RENEWAL OF THE APPOINTMENT OF MR. GERARD Mgmt For For LAMARCHE AS A DIRECTOR. Z APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For EMPLOYEE SHAREHOLDERS: TO VOTE FOR CANDIDATE: MR. CHARLES KELLER*-ELECT FOR TO VOTE FOR CANDIDATE: MR. PHILIPPE MARCHANDISE*-ELECT AGAINST O10 DETERMINATION OF THE TOTAL AMOUNT OF Mgmt For For DIRECTORS COMPENSATION. E11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY'S SHARES TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES, ENTAILING SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED AS A RESULT OF THE EXERCISE OF SUBSCRIPTION OPTIONS. E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES. O13 ESTABLISHMENT OF AN INDEPENDENT ETHICS Shr Against For COMMITTEE. O14 COMPONENTS OF THE COMPENSATION OF CORPORATE Shr Against For OFFICERS AND EMPLOYEES THAT ARE LINKED TO INDUSTRIAL SAFETY INDICATORS. O15 TOTAL'S COMMITMENT TO THE DIVERSITY LABEL. Shr Against For O16 EMPLOYEE REPRESENTATIVE ON THE COMPENSATION Shr Against For COMMITTEE. E17 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Shr Against For (LOYALTY DIVIDEND). Scharf Fund -------------------------------------------------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Agenda Number: 933795025 -------------------------------------------------------------------------------------------------------------------------- Security: 00751Y106 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: AAP ISIN: US00751Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JOHN F. BERGSTROM Mgmt For For JOHN C. BROUILLARD Mgmt For For FIONA P. DIAS Mgmt For For DARREN R. JACKSON Mgmt For For WILLIAM S. OGLESBY Mgmt For For J. PAUL RAINES Mgmt For For GILBERT T. RAY Mgmt For For CARLOS A. SALADRIGAS Mgmt For For JIMMIE L. WADE Mgmt For For 2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For OF OUR NAMED EXECUTIVE OFFICERS. 3. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. 4. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO CALL A SPECIAL MEETING. 5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED Agenda Number: 933751833 -------------------------------------------------------------------------------------------------------------------------- Security: 001055102 Meeting Type: Annual Meeting Date: 06-May-2013 Ticker: AFL ISIN: US0010551028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: DANIEL P. AMOS Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN SHELBY AMOS II Mgmt For For 1C. ELECTION OF DIRECTOR: PAUL S. AMOS II Mgmt For For 1D. ELECTION OF DIRECTOR: W. PAUL BOWERS Mgmt For For 1E. ELECTION OF DIRECTOR: KRISS CLONINGER III Mgmt For For 1F. ELECTION OF DIRECTOR: ELIZABETH J. HUDSON Mgmt For For 1G. ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT B. JOHNSON Mgmt For For 1I. ELECTION OF DIRECTOR: CHARLES B. KNAPP Mgmt For For 1J. ELECTION OF DIRECTOR: E. STEPHEN PURDOM, Mgmt For For M.D. 1K. ELECTION OF DIRECTOR: BARBARA K. RIMER, Mgmt For For DRPH 1L. ELECTION OF DIRECTOR: MELVIN T. STITH Mgmt For For 1M. ELECTION OF DIRECTOR: DAVID GARY THOMPSON Mgmt For For 1N. ELECTION OF DIRECTOR: TAKURO YOSHIDA Mgmt For For 2. TO CONSIDER THE FOLLOWING NON-BINDING Mgmt For For ADVISORY PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING AS DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCUSSION IN THE PROXY STATEMENT" 3. TO CONSIDER AND ACT UPON THE RATIFICATION Mgmt For For OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2013 -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For 1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For 1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For 1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For 1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For 1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For 1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For 1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For 1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For 2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN. 3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. 5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG. -------------------------------------------------------------------------------------------------------------------------- APACHE CORPORATION Agenda Number: 933774944 -------------------------------------------------------------------------------------------------------------------------- Security: 037411105 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: APA ISIN: US0374111054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: EUGENE C. FIEDOREK Mgmt For For 2. ELECTION OF DIRECTOR: CHANSOO JOUNG Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY Mgmt For For 4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For APACHE'S INDEPENDENT AUDITORS 5. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For OF APACHE'S NAMED EXECUTIVE OFFICERS 6. APPROVAL OF AMENDMENT TO APACHE'S 2011 Mgmt For For OMNIBUS EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN 7. APPROVAL OF AMENDMENT TO APACHE'S RESTATED Mgmt For For CERTIFICATE OF INCORPORATION TO ELIMINATE APACHE'S CLASSIFIED BOARD OF DIRECTORS -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 933725042 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Meeting Date: 27-Feb-2013 Ticker: AAPL ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WILLIAM CAMPBELL Mgmt For For TIMOTHY COOK Mgmt For For MILLARD DREXLER Mgmt For For AL GORE Mgmt For For ROBERT IGER Mgmt For For ANDREA JUNG Mgmt For For ARTHUR LEVINSON Mgmt For For RONALD SUGAR Mgmt For For 2. AMENDMENT OF APPLE'S RESTATED ARTICLES OF Mgmt For For INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 4. A NON-BINDING ADVISORY RESOLUTION TO Mgmt For For APPROVE EXECUTIVE COMPENSATION. 5. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK." 6. A SHAREHOLDER PROPOSAL ENTITLED "BOARD Shr Against For COMMITTEE ON HUMAN RIGHTS." -------------------------------------------------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Agenda Number: 933755451 -------------------------------------------------------------------------------------------------------------------------- Security: 067901108 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: ABX ISIN: CA0679011084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR H.L. BECK Mgmt For For C.W.D. BIRCHALL Mgmt For For D.J. CARTY Mgmt For For G. CISNEROS Mgmt For For R.M. FRANKLIN Mgmt For For J.B. HARVEY Mgmt For For D. MOYO Mgmt For For B. MULRONEY Mgmt For For A. MUNK Mgmt For For P. MUNK Mgmt For For S.J. SHAPIRO Mgmt For For J.C. SOKALSKY Mgmt For For J.L. THORNTON Mgmt For For 02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. 03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt Against Against COMPENSATION APPROACH. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 933747529 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Meeting Date: 04-May-2013 Ticker: BRKB ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR WARREN E. BUFFETT Mgmt For For CHARLES T. MUNGER Mgmt For For HOWARD G. BUFFETT Mgmt For For STEPHEN B. BURKE Mgmt For For SUSAN L. DECKER Mgmt For For WILLIAM H. GATES III Mgmt For For DAVID S. GOTTESMAN Mgmt For For CHARLOTTE GUYMAN Mgmt For For DONALD R. KEOUGH Mgmt For For THOMAS S. MURPHY Mgmt For For RONALD L. OLSON Mgmt For For WALTER SCOTT, JR. Mgmt For For MERYL B. WITMER Mgmt For For 2. SHAREHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For GAS AND OTHER AIR EMISSIONS. -------------------------------------------------------------------------------------------------------------------------- CANADIAN PACIFIC RAILWAY LIMITED Agenda Number: 933752847 -------------------------------------------------------------------------------------------------------------------------- Security: 13645T100 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: CP ISIN: CA13645T1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPOINTMENT OF AUDITOR AS NAMED IN THE Mgmt For For MANAGEMENT PROXY CIRCULAR. 02 ADVISORY VOTE ACCEPTING THE CORPORATION'S Mgmt For For APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR. 03 DIRECTOR WILLIAM A. ACKMAN Mgmt For For GARY F. COLTER Mgmt For For ISABELLE COURVILLE Mgmt For For PAUL G. HAGGIS Mgmt For For E. HUNTER HARRISON Mgmt For For PAUL C. HILAL Mgmt For For KRYSTYNA T. HOEG Mgmt For For RICHARD C. KELLY Mgmt For For REBECCA MACDONALD Mgmt For For DR. ANTHONY R. MELMAN Mgmt For For LINDA J. MORGAN Mgmt For For ANDREW F. REARDON Mgmt For For STEPHEN C. TOBIAS Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CHECK POINT SOFTWARE TECHNOLOGIES LTD. Agenda Number: 933837695 -------------------------------------------------------------------------------------------------------------------------- Security: M22465104 Meeting Type: Annual Meeting Date: 25-Jun-2013 Ticker: CHKP ISIN: IL0010824113 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTORS: GIL SHWED, MARIUS Mgmt For For NACHT, JERRY UNGERMAN, DAN PROPPER, DAVID RUBNER, DR. TAL SHAVIT 2. TO RATIFY THE APPOINTMENT AND COMPENSATION Mgmt For For OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. APPROVE CHECK POINT'S EXECUTIVE Mgmt For For COMPENSATION POLICY. 4. APPROVE COMPENSATION TO CHECK POINT'S CHIEF Mgmt For For EXECUTIVE OFFICER WHO IS ALSO CHAIRMAN OF THE BOARD OF DIRECTORS. 5A. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against PERSONAL INTEREST IN ITEM 3. MARK "FOR" = YES OR "AGAINST" = NO. 5B. I AM A CONTROLLING SHAREHOLDER OR HAVE A Mgmt Against PERSONAL INTEREST IN ITEM 4. MARK "FOR" = YES OR "AGAINST" = NO. -------------------------------------------------------------------------------------------------------------------------- CHEVRON CORPORATION Agenda Number: 933786874 -------------------------------------------------------------------------------------------------------------------------- Security: 166764100 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: CVX ISIN: US1667641005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: L.F. DEILY Mgmt For For 1B. ELECTION OF DIRECTOR: R.E. DENHAM Mgmt For For 1C. ELECTION OF DIRECTOR: A.P. GAST Mgmt For For 1D. ELECTION OF DIRECTOR: E. HERNANDEZ Mgmt For For 1E. ELECTION OF DIRECTOR: G.L. KIRKLAND Mgmt For For 1F. ELECTION OF DIRECTOR: C.W. MOORMAN Mgmt For For 1G. ELECTION OF DIRECTOR: K.W. SHARER Mgmt For For 1H. ELECTION OF DIRECTOR: J.G. STUMPF Mgmt For For 1I. ELECTION OF DIRECTOR: R.D. SUGAR Mgmt For For 1J. ELECTION OF DIRECTOR: C. WARE Mgmt For For 1K. ELECTION OF DIRECTOR: J.S. WATSON Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 4. APPROVAL OF AMENDMENTS TO LONG-TERM Mgmt For For INCENTIVE PLAN 5. SHALE ENERGY OPERATIONS Shr Against For 6. OFFSHORE OIL WELLS Shr Against For 7. CLIMATE RISK Shr Against For 8. LOBBYING DISCLOSURE Shr Against For 9. CESSATION OF USE OF CORPORATE FUNDS FOR Shr Against For POLITICAL PURPOSES 10. CUMULATIVE VOTING Shr Against For 11. SPECIAL MEETINGS Shr Against For 12. INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr Against For EXPERTISE 13. COUNTRY SELECTION GUIDELINES Shr Against For -------------------------------------------------------------------------------------------------------------------------- CVS CAREMARK CORPORATION Agenda Number: 933763509 -------------------------------------------------------------------------------------------------------------------------- Security: 126650100 Meeting Type: Annual Meeting Date: 09-May-2013 Ticker: CVS ISIN: US1266501006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: C. DAVID BROWN II Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID W. DORMAN Mgmt For For 1C. ELECTION OF DIRECTOR: ANNE M. FINUCANE Mgmt For For 1D. ELECTION OF DIRECTOR: KRISTEN GIBNEY Mgmt For For WILLIAMS 1E. ELECTION OF DIRECTOR: LARRY J. MERLO Mgmt For For 1F. ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Mgmt For For 1G. ELECTION OF DIRECTOR: RICHARD J. SWIFT Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For 1I. ELECTION OF DIRECTOR: TONY L. WHITE Mgmt For For 2. PROPOSAL TO RATIFY INDEPENDENT PUBLIC Mgmt For For ACCOUNTING FIRM FOR 2013. 3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For APPROVAL OF EXECUTIVE COMPENSATION. 4. AMEND THE COMPANY'S 2007 EMPLOYEE STOCK Mgmt For For PURCHASE PLAN TO ADD SHARES TO THE PLAN. 5. AMEND THE COMPANY'S CHARTER TO REDUCE Mgmt For For VOTING THRESHOLDS IN THE FAIR PRICE PROVISION. 6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr Against For CONTRIBUTIONS AND EXPENDITURES. 7. STOCKHOLDER PROPOSAL REGARDING POLICY ON Shr For Against ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. 8. STOCKHOLDER PROPOSAL REGARDING LOBBYING Shr Against For EXPENDITURES. -------------------------------------------------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Agenda Number: 933779158 -------------------------------------------------------------------------------------------------------------------------- Security: 256677105 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: DG ISIN: US2566771059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RAJ AGRAWAL Mgmt For For WARREN F. BRYANT Mgmt For For MICHAEL M. CALBERT Mgmt For For SANDRA B. COCHRAN Mgmt For For RICHARD W. DREILING Mgmt For For P.D. FILI-KRUSHEL Mgmt For For ADRIAN JONES Mgmt For For WILLIAM C. RHODES, III Mgmt For For DAVID B. RICKARD Mgmt For For 2. TO APPROVE AN AMENDMENT TO DOLLAR GENERAL Mgmt For For CORPORATION'S AMENDED AND RESTATED CHARTER TO IMPLEMENT A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS. 3. TO RATIFY ERNST & YOUNG LLP AS THE Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 933767317 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.M. BENNETT Mgmt For For 1B. ELECTION OF DIRECTOR: J.R. BOYD Mgmt For For 1C. ELECTION OF DIRECTOR: M. CARROLL Mgmt For For 1D. ELECTION OF DIRECTOR: N.K. DICCIANI Mgmt For For 1E. ELECTION OF DIRECTOR: M.S. GERBER Mgmt For For 1F. ELECTION OF DIRECTOR: J.C. GRUBISICH Mgmt For For 1G. ELECTION OF DIRECTOR: A.S. JUM'AH Mgmt For For 1H. ELECTION OF DIRECTOR: D.J. LESAR Mgmt For For 1I. ELECTION OF DIRECTOR: R.A. MALONE Mgmt For For 1J. ELECTION OF DIRECTOR: J.L. MARTIN Mgmt For For 1K. ELECTION OF DIRECTOR: D.L. REED Mgmt For For 2. PROPOSAL FOR RATIFICATION OF THE SELECTION Mgmt For For OF AUDITORS. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. PROPOSAL TO AMEND AND RESTATE THE Mgmt For For HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. 5. PROPOSAL ON HUMAN RIGHTS POLICY. Shr Against For -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 933744004 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Meeting Date: 30-Apr-2013 Ticker: IBM ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.J.P. BELDA Mgmt For For 1B. ELECTION OF DIRECTOR: W.R. BRODY Mgmt For For 1C. ELECTION OF DIRECTOR: K.I. CHENAULT Mgmt For For 1D. ELECTION OF DIRECTOR: M.L. ESKEW Mgmt For For 1E. ELECTION OF DIRECTOR: D.N. FARR Mgmt For For 1F. ELECTION OF DIRECTOR: S.A. JACKSON Mgmt For For 1G. ELECTION OF DIRECTOR: A.N. LIVERIS Mgmt For For 1H. ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: J.W. OWENS Mgmt For For 1J. ELECTION OF DIRECTOR: V.M. ROMETTY Mgmt For For 1K. ELECTION OF DIRECTOR: J.E. SPERO Mgmt For For 1L. ELECTION OF DIRECTOR: S. TAUREL Mgmt For For 1M. ELECTION OF DIRECTOR: L.H. ZAMBRANO Mgmt For For 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For (PAGE 72) 4. STOCKHOLDER PROPOSAL FOR DISCLOSURE OF Shr Against For LOBBYING POLICIES AND PRACTICES (PAGE 73) 5. STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY Shr For Against WRITTEN CONSENT (PAGE 74) 6. STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against CHAIR (PAGE 75) 7. STOCKHOLDER PROPOSAL FOR EXECUTIVES TO Shr Against For RETAIN SIGNIFICANT STOCK (PAGE 76) -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 933745068 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For 1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 3. RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For SIGNIFICANT STOCK 5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For CONTRIBUTIONS AND CORPORATE VALUES 6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr For Against CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- LIFE TECHNOLOGIES CORPORATION Agenda Number: 933743913 -------------------------------------------------------------------------------------------------------------------------- Security: 53217V109 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: LIFE ISIN: US53217V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: GEORGE F. ADAM, JR. Mgmt For For 1.2 ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE Mgmt For For 1.3 ELECTION OF DIRECTOR: DONALD W. GRIMM Mgmt For For 1.4 ELECTION OF DIRECTOR: CRAIG J. MUNDIE Mgmt For For 1.5 ELECTION OF DIRECTOR: ORA H. PESCOVITZ, Mgmt For For M.D. 1.6 ELECTION OF DIRECTOR: PER A. PETERSON, Mgmt For For PH.D. 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. 3. APPROVAL OF A NON-BINDING ADVISORY Mgmt For For RESOLUTION REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012. 4. APPROVAL OF THE COMPANY'S 2013 EQUITY Mgmt For For INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 933743949 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For 1B. ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For 1C. ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For 1D. ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For 1E. ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For 1F. ELECTION OF DIRECTOR: MARILLYN A. HEWSON Mgmt For For 1G. ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For 1I. ELECTION OF DIRECTOR: DOUGLAS H. Mgmt For For MCCORKINDALE 1J. ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For 1K. ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For 1L. ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT AUDITORS FOR 2013 3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt Against Against OF OUR NAMED EXECUTIVE OFFICERS ("SAY-ON-PAY") 4. STOCKHOLDER ACTION BY WRITTEN CONSENT Shr For Against 5. ADOPT A POLICY THAT REQUIRES THE BOARD Shr For Against CHAIRMAN TO BE AN INDEPENDENT DIRECTOR 6. REPORT ON CORPORATE LOBBYING EXPENDITURES Shr Against For -------------------------------------------------------------------------------------------------------------------------- MCKESSON CORPORATION Agenda Number: 933661399 -------------------------------------------------------------------------------------------------------------------------- Security: 58155Q103 Meeting Type: Annual Meeting Date: 25-Jul-2012 Ticker: MCK ISIN: US58155Q1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ANDY D. BRYANT Mgmt For For 1B. ELECTION OF DIRECTOR: WAYNE A. BUDD Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN H. HAMMERGREN Mgmt For For 1D. ELECTION OF DIRECTOR: ALTON F. IRBY III Mgmt For For 1E. ELECTION OF DIRECTOR: M. CHRISTINE JACOBS Mgmt For For 1F. ELECTION OF DIRECTOR: MARIE L. KNOWLES Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID M. LAWRENCE, Mgmt For For M.D. 1H. ELECTION OF DIRECTOR: EDWARD A. MUELLER Mgmt For For 1I. ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN Shr Against For CONSENT OF STOCKHOLDERS. 5. STOCKHOLDER PROPOSAL ON AN INDEPENDENT Shr Against For BOARD CHAIRMAN. 6. STOCKHOLDER PROPOSAL ON SIGNIFICANT Shr Against For EXECUTIVE STOCK RETENTION UNTIL REACHING NORMAL RETIREMENT AGE. 7. STOCKHOLDER PROPOSAL ON ACCELERATED VESTING Shr Against For OF EQUITY AWARDS. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933691784 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 28-Nov-2012 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- NCR CORPORATION Agenda Number: 933743836 -------------------------------------------------------------------------------------------------------------------------- Security: 62886E108 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: NCR ISIN: US62886E1082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD P. BOYKIN* Mgmt For For LINDA FAYNE LEVINSON* Mgmt For For DEANNA W. OPPENHEIMER* Mgmt For For KURT P. KUEHN$ Mgmt For For 2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION AS DISCLOSED IN THESE PROXY MATERIALS. 4. TO APPROVE THE NCR CORPORATION 2013 STOCK Mgmt For For INCENTIVE PLAN. 5. STOCKHOLDER PROPOSAL TO REPEAL THE Shr For Against CLASSIFIED BOARD OF DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 933730081 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 22-Feb-2013 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2012 2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Against Against THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt For For NOVARTIS AG AND DECLARATION OF DIVIDEND 4 CONSULTATIVE VOTE ON THE COMPENSATION Mgmt For For SYSTEM 5.1 ELECTION OF VERENA A. BRINER, M.D., FOR A Mgmt For For THREE-YEAR TERM 5.2 ELECTION OF JOERG REINHARDT, PH.D., FOR A Mgmt For For TERM OF OFFICE BEGINNING ON AUGUST 1, 2013 AND ENDING ON THE DAY OF AGM IN 2016 5.3 ELECTION OF CHARLES L. SAWYERS, M.D., FOR A Mgmt For For THREE-YEAR TERM 5.4 ELECTION OF WILLIAM T. WINTERS FOR A Mgmt For For THREE-YEAR TERM 6 APPOINTMENT OF THE AUDITOR Mgmt For For 7 ADDITIONAL AND/OR COUNTER-PROPOSALS Mgmt For For PRESENTED AT THE MEETING -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 933690302 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 07-Nov-2012 Ticker: ORCL ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR JEFFREY S. BERG Mgmt For For H. RAYMOND BINGHAM Mgmt For For MICHAEL J. BOSKIN Mgmt For For SAFRA A. CATZ Mgmt For For BRUCE R. CHIZEN Mgmt For For GEORGE H. CONRADES Mgmt For For LAWRENCE J. ELLISON Mgmt For For HECTOR GARCIA-MOLINA Mgmt For For JEFFREY O. HENLEY Mgmt For For MARK V. HURD Mgmt For For DONALD L. LUCAS Mgmt For For NAOMI O. SELIGMAN Mgmt For For 2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt For For DIRECTORS' STOCK PLAN. 4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. 5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr Against For PERFORMANCE METRICS. 6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For BOARD CHAIRMAN. 7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For RETENTION POLICY. 8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr Against For ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. -------------------------------------------------------------------------------------------------------------------------- SANOFI Agenda Number: 933783753 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 03-May-2013 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF THE INDIVIDUAL COMPANY Mgmt For For FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 O3 APPROPRIATION OF PROFITS, DECLARATION OF Mgmt For For DIVIDEND O4 APPOINTMENT OF A DIRECTOR (FABIENNE Mgmt For For LECORVAISIER) O5 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E6 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt Against Against AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E7 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt Against Against AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING E8 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE Mgmt Against Against RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY E9 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS E10 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS E11 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR E12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES E13 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES E14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E15 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Agenda Number: 933783056 -------------------------------------------------------------------------------------------------------------------------- Security: 883556102 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: TMO ISIN: US8835561023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For 1B. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For 1C. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For 1D. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For 1E. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For 1F. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For 1G. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For 1H. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For 2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 3. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For SCIENTIFIC 2013 STOCK INCENTIVE PLAN. 4. APPROVAL AND ADOPTION OF THE THERMO FISHER Mgmt For For SCIENTIFIC 2013 ANNUAL INCENTIVE PLAN. 5. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2013. -------------------------------------------------------------------------------------------------------------------------- TOTAL S.A. Agenda Number: 933802387 -------------------------------------------------------------------------------------------------------------------------- Security: 89151E109 Meeting Type: Annual Meeting Date: 17-May-2013 Ticker: TOT ISIN: US89151E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF PARENT COMPANY FINANCIAL Mgmt For For STATEMENTS DATED DECEMBER 31, 2012. O2 APPROVAL OF CONSOLIDATED FINANCIAL Mgmt For For STATEMENTS DATED DECEMBER 31, 2012. O3 ALLOCATION OF EARNINGS, DECLARATION OF Mgmt For For DIVIDEND. O4 AUTHORIZATION FOR THE BOARD OF DIRECTORS TO Mgmt For For TRADE IN SHARES OF THE COMPANY. O5 RENEWAL OF THE APPOINTMENT OF MR. THIERRY Mgmt For For DESMAREST AS A DIRECTOR. O6 RENEWAL OF THE APPOINTMENT OF MR. GUNNAR Mgmt For For BROCK AS A DIRECTOR. O7 RENEWAL OF THE APPOINTMENT OF MR. GERARD Mgmt For For LAMARCHE AS A DIRECTOR. Z APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For EMPLOYEE SHAREHOLDERS: TO VOTE FOR CANDIDATE: MR. CHARLES KELLER*-ELECT FOR TO VOTE FOR CANDIDATE: MR. PHILIPPE MARCHANDISE*-ELECT AGAINST O10 DETERMINATION OF THE TOTAL AMOUNT OF Mgmt For For DIRECTORS COMPENSATION. E11 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY'S SHARES TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES, ENTAILING SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED AS A RESULT OF THE EXERCISE OF SUBSCRIPTION OPTIONS. E12 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES. O13 ESTABLISHMENT OF AN INDEPENDENT ETHICS Shr Against For COMMITTEE. O14 COMPONENTS OF THE COMPENSATION OF CORPORATE Shr Against For OFFICERS AND EMPLOYEES THAT ARE LINKED TO INDUSTRIAL SAFETY INDICATORS. O15 TOTAL'S COMMITMENT TO THE DIVERSITY LABEL. Shr Against For O16 EMPLOYEE REPRESENTATIVE ON THE COMPENSATION Shr Against For COMMITTEE. E17 EXPANSION OF INDIVIDUAL SHARE OWNERSHIP Shr Against For (LOYALTY DIVIDEND). -------------------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC Agenda Number: 933661123 -------------------------------------------------------------------------------------------------------------------------- Security: 92857W209 Meeting Type: Annual Meeting Date: 24-Jul-2012 Ticker: VOD ISIN: US92857W2098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 TO RECEIVE THE COMPANY'S ACCOUNTS AND Mgmt For REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 MARCH 2012 2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) 3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For 4 TO RE-ELECT ANDY HALFORD AS A DIRECTOR Mgmt For 5 TO RE-ELECT STEPHEN PUSEY AS A DIRECTOR Mgmt For 6 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For 7 TO RE-ELECT ALAN JEBSON AS A DIRECTOR Mgmt For (MEMBER OF THE AUDIT AND RISK COMMITTEE) 8 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For (MEMBER OF THE REMUNERATION COMMITTEE) 9 TO RE-ELECT NICK LAND AS A DIRECTOR (MEMBER Mgmt For OF THE AUDIT AND RISK COMMITTEE) 10 TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR Mgmt For (MEMBER OF THE AUDIT AND RISK COMMITTEE) 11 TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR Mgmt For (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) 12 TO RE-ELECT ANTHONY WATSON AS A DIRECTOR Mgmt For (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE AND MEMBER OF THE REMUNERATION COMMITTEE) 13 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For (MEMBER OF THE REMUNERATION COMMITTEE) 14 TO APPROVE A FINAL DIVIDEND OF 6.47 PENCE Mgmt For PER ORDINARY SHARE 15 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For BOARD FOR THE YEAR ENDED 31 MARCH 2012 16 TO RE-APPOINT DELOITTE LLP AS AUDITOR Mgmt For 17 TO AUTHORISE THE AUDIT & RISK COMMITTEE TO Mgmt For DETERMINE THE REMUNERATION OF THE AUDITOR 18 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For S19 TO AUTHORISE THE DIRECTORS TO DIS-APPLY Mgmt For PRE-EMPTION RIGHTS S20 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For OWN SHARES (SECTION 701, COMPANIES ACT 2006) 21 TO AUTHORISE POLITICAL DONATIONS AND Mgmt For EXPENDITURE S22 TO AUTHORISE THE CALLING OF A GENERAL Mgmt For MEETING OTHER THAN AN ANNUAL GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Douglas G. Hess Name Douglas G. Hess Title President Date 08/21/2013