0000894189-12-005195.txt : 20120831 0000894189-12-005195.hdr.sgml : 20120831 20120831121305 ACCESSION NUMBER: 0000894189-12-005195 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120831 DATE AS OF CHANGE: 20120831 EFFECTIVENESS DATE: 20120831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 121067726 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000018427 Huber Capital Equity Income Fund C000050919 Investor Class HULIX C000106239 Institutional Class HULEX 0001027596 S000018428 Huber Capital Small Cap Value Fund C000050920 Investor Class HUSIX C000106240 Institutional Class HUSEX N-PX 1 hubercapital_npx.htm ANNUAL REPORT OF PROXY VOTING hubercapital_npx.htm
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-07959

Advisors Series Trust
(Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, Wisconsin  53202
(Address of principal executive offices) (Zip code)


Douglas G. Hess, President
Advisors Series Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin  53202
 (Name and address of agent for service)


Registrant's telephone number, including area code: (414) 765-6609
 
 


Date of fiscal year end: October 31


Date of reporting period: July 1, 2011 - June 30, 2012


 
 
 
 

Item 1. Proxy Voting Record.
 
Huber Capital Equity Income Fund
                    
Vote Summary Report
                      
Period:  07/01/11 to 06/30/12
                    
                       
                       
Company Name
Ticker
Security ID
Meeting Date
Record Date
Meeting Type
Proponent
Item #
Proposal
Mgmt Rec
Vote Instruction
Voted YN
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
1
Accept Financial Statements and Statutory Reports
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
2
Elect Gerard Kleisterlee as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
3
Re-elect John Buchanan as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
4
Re-elect Vittorio Colao as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
5
Re-elect Michel Combes as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
6
Re-elect Andy Halford as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
7
Re-elect Stephen Pusey as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
8
Elect Renee James as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
9
Re-elect Alan Jebson as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
10
Re-elect Samuel Jonah as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
11
Re-elect Nick Land as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
12
Re-elect Anne Lauvergeon as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
13
Re-elect Luc Vandevelde as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
14
Re-elect Anthony Watson as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
15
Re-elect Philip Yea as Director
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
16
Approve Final Dividend
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
17
Approve Remuneration Report
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
18
Reappoint Deloitte LLP as Auditors
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
19
Authorise Audit Committee to Fix Remuneration of Auditors
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
20
Authorise Issue of Equity with Pre-emptive Rights
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
21
Authorise Issue of Equity without Pre-emptive Rights
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
22
Authorise Market Purchase
For
For
Yes
Vodafone Group plc
VOD
92857W209
 26-Jul-11
 03-Jun-11
Annual
Management
23
Authorise the Company to Call EGM with Two Weeks' Notice
For
For
Yes
                       
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
1
Elect Director Raymond J. Bromark
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
2
Elect Director Gary J. Fernandes
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
3
Elect Director Rohit Kapoor
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
4
Elect Director Kay Koplovitz
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
5
Elect Director Christopher B. Lofgren
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
6
Elect Director William E. McCracken
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
7
Elect Director Richard Sulpizio
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
8
Elect Director Laura S. Unger
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
9
Elect Director Arthur F. Weinbach
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
10
Elect Director Renato (Ron) Zambonini
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
11
Ratify Auditors
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
12
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
13
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
14
Approve Omnibus Stock Plan
For
For
Yes
CA, Inc.
CA
12673P105
 03-Aug-11
 07-Jun-11
Annual
Management
15
Approve Qualified Employee Stock Purchase Plan
For
For
Yes
                       
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.1
Elect Director Mogens C. Bay
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.2
Elect Director Stephan G. Butler
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.3
Elect Director Steven F. Goldstone
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.4
Elect Director Joie A. Gregor
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.5
Elect Director Rajive Johri
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.6
Elect Director w.G. Jurgensen
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.7
Elect Director Richard H. Lenny
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.8
Elect Director Ruth Ann Marshall
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.9
Elect Director Gary M. Rodkin
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.10
Elect Director Andrew J. Schindler
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
1.11
Elect Director Kenneth E. Stinson
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
2
Ratify Auditors
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
ConAgra Foods, Inc.
CAG
205887102
 23-Sep-11
 29-Jul-11
Annual
Management
4
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
                       
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
1
Elect Director James L. Barksdale
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
2
Elect Director John A. Edwardson
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
3
Elect Director Shirley Ann Jackson
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
4
Elect Director Steven R. Loranger
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
5
Elect Director Gary W. Loveman
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
6
Elect Director R. Brad Martin
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
7
Elect Director Joshua Cooper Ramo
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
8
Elect Director Susan C. Schwab
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
9
Elect Director Frederick W. Smith
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
10
Elect Director Joshua I. Smith
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
11
Elect Director David P. Steiner
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
12
Elect Director Paul S. Walsh
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
13
Provide Right to Call Special Meeting
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
14
Ratify Auditors
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
15
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Management
16
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Share Holder
17
Require Independent Board Chairman
Against
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Share Holder
18
Stock Retention/Holding Period
Against
For
Yes
FedEx Corporation
FDX
31428X106
 26-Sep-11
 01-Aug-11
Annual
Share Holder
19
Report on Political Contributions
Against
For
Yes
                       
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
1.1
Elect Director Robert R. Mcmaster
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
1.2
Elect Director Gregory A. Pratt
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
2
Ratify Auditors
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
3
Amend Omnibus Stock Plan
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
4
Amend Executive Incentive Bonus Plan
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
5
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
6
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
                       
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.1
Elect Director Jeffrey S. Berg
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.2
Elect Director H. Raymond Bingham
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.3
Elect Director Michael J. Boskin
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.4
Elect Director Safra A. Catz
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.5
Elect Director Bruce R. Chizen
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.6
Elect Director George H. Conrades
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.7
Elect Director Lawrence J. Ellison
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.8
Elect Director Hector Garcia-Molina
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.9
Elect Director Jeffrey O. Henley
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.10
Elect Director Mark V. Hurd
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.11
Elect Director Donald L. Lucas
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
1.12
Director Naomi O. Seligman
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
3
Advisory Vote on Say on Pay Frequency
None
One Year
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Management
4
Ratify Auditors
For
For
Yes
Oracle Corporation
ORCL
68389X105
 12-Oct-11
 15-Aug-11
Annual
Share Holder
5
Stock Retention/Holding Period
Against
For
Yes
                       
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
1
Elect Director Steven A. Ballmer
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
2
Elect Director Dina Dublon
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
3
Elect Director William H. Gates, III
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
4
Elect Director Raymond V. Gilmartin
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
5
Elect Director Reed Hastings
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
6
Elect Director Maria M. Klawe
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
7
Elect Director David F. Marquardt
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
8
Elect Director Charles H. Noski
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
9
Elect Director Helmut Panke
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
10
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
11
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Management
12
Ratify Auditors
For
For
Yes
Microsoft Corporation
MSFT
594918104
 15-Nov-11
 02-Sep-11
Annual
Share Holder
13
Amend Bylaws to Establish a Board Committee on Environmental Sustainability
Against
Against
Yes
                       
Exelon Corporation
EXC
30161N101
 17-Nov-11
 07-Oct-11
Special
Management
1
Issue Shares in Connection with Acquisition
For
For
Yes
Exelon Corporation
EXC
30161N101
 17-Nov-11
 07-Oct-11
Special
Management
2
Adjourn Meeting
For
For
Yes
                       
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.1
Elect Director John Tyson
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.2
Elect Director Kathleen M. Bader
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.3
Elect Director Gaurdie E. Banister, Jr.
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.4
Elect Director Jim Kever
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.5
Elect Director Kevin M. McNamara
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.6
Elect Director Brad T. Sauer
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.7
Elect Director Robert Thurber
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.8
Elect Director Barbara A. Tyson
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
1.9
Elect Director Albert C. Zapanta
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
2
Amend Omnibus Stock Plan
For
For
Yes
Tyson Foods, Inc.
TSN
902494103
 03-Feb-12
 05-Dec-11
Annual
Management
3
Ratify Auditors
For
For
Yes
                       
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
1
Reelect Pierre Brondeau as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
2
Reelect Juergen Gromer as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
3
Reelect William A. Jeffrey as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
4
Reelect Thomas Lynch as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
5
Reelect Yong Nam as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
6
Reelect Daniel Phelan as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
7
Reelect Frederic Poses as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
8
Reelect Lawrence Smith as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
9
Reelect Paula Sneed as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
10
Reelect David Steiner as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
11
Reelect John Van Scoter as Director
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
12
Accept Annual Report for Fiscal 2010/2011
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
13
Accept Statutory Financial Statements for Fiscal 2011/2012
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
14
Accept Consolidated Financial Statements for Fiscal 2011/2012
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
15
Approve Discharge of Board and Senior Management
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
16
Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
17
Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
18
Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
19
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
20
Amend Omnibus Stock Plan
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
21
Approve  Reduction in Share Capital
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
22
Authorize Share Repurchase Program
For
Against
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
23
Approve Ordinary Cash Dividend
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
24
Approve Reallocation of Free Reserves to Legal Reserves
For
For
Yes
TE Connectivity Ltd.
TEL
H84989104
 07-Mar-12
 17-Feb-12
Annual
Management
25
Adjourn Meeting
For
Against
Yes
                       
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
1
Elect Director Marc L. Andreessen
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
2
Elect Director Shumeet Banerji
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
3
Elect Director Rajiv L. Gupta
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
4
Elect Director John H. Hammergren
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
5
Elect Director Raymond. J. Lane
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
6
Elect Director Ann M. Livermore
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
7
Elect Director G. M. Reiner
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
8
Elect Director Patricia. F. Russo
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
9
Elect Director G. Kennedy Thompson
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
10
Elect Director Margaret C. Whitman
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
11
Elect Director Ralph. V. Whitworth
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
12
Ratify Auditors
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Management
13
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Hewlett-Packard Company
HPQ
428236103
 21-Mar-12
 23-Jan-12
Annual
Share Holder
14
Adopt Retention Ratio for Executives
Against
For
Yes
                       
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
1
Elect Director John A. Canning, Jr.
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
2
Elect Director Christopher M. Crane
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
3
Elect Director M. Walter D'Alessio
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
4
Elect Director Nicholas DeBenedictis
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
5
Elect Director Nelson A. Diaz
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
6
Elect Director Sue L. Gin
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
7
Elect Director Rosemarie B. Greco
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
8
Elect Director Paul L. Joskow, Ph. D.
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
9
Elect Director Richard W. Mies
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
10
Elect Director John M. Palms, Ph. D.
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
11
Elect Director William C. Richardson, Ph. D.
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
12
Elect Director Thomas J. Ridge
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
13
Elect Director John W. Rogers, Jr.
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
14
Elect Director John W. Rowe
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
15
Elect Director Stephen D. Steinour
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
16
Elect Director Don Thompson
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
17
Elect Director Ann C. Berzin
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
18
Elect Director Yves C. de Balmann
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
19
Elect Director Robert J. Lawless
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
20
Elect Director Mayo A. Shattuck III
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
21
Ratify Auditors
For
For
Yes
Exelon Corporation
EXC
30161N101
 02-Apr-12
 07-Feb-12
Annual
Management
22
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Yes
                       
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.1
Elect Director Irving Bolotin
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.2
Elect Director Steven L. Gerard
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.3
Elect Director Theron I. Gilliam
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.4
Elect Director Sherrill W. Hudson
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.5
Elect Director R. Kirk Landon
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.6
Elect Director Sidney Lapidus
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.7
Elect Director Stuart A. Miller
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.8
Elect Director Jeffrey Sonnenfeld
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
3
Amend Omnibus Stock Plan
For
Against
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
4
Approve Executive Incentive Bonus Plan
For
Against
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
5
Ratify Auditors
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Share Holder
6
Assess Energy Use and Establish Reduction Targets
Against
For
Yes
                       
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
1
Elect Director K. Baicker
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
2
Elect Director J. E. Fyrwald
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
3
Elect Director E. R. Marram
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
4
Elect Director D. R. Oberhelman
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
5
Ratify Auditors
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
6
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
7
Declassify the Board of Directors
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Management
8
Reduce Supermajority Vote Requirement
For
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Share Holder
9
Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote
Against
For
Yes
Eli Lilly and Company
LLY
532457108
 16-Apr-12
 15-Feb-12
Annual
Share Holder
10
Report on Research Animal Care and Promotion of Testing Alternatives
Against
Against
Yes
                       
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
1
Elect Director Franz B. Humer
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
2
Elect Director Robert L. Joss
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
3
Elect Director Michael E. O'Neill
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
4
Elect Director Vikram S. Pandit
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
5
Elect Director Lawrence R. Ricciardi
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
6
Elect Director Judith Rodin
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
7
Elect Director Robert L. Ryan
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
8
Elect Director Anthony M. Santomero
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
9
Elect Director Joan E. Spero
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
10
Elect Director Diana L. Taylor
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
11
Elect Director William S. Thompson, Jr.
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
12
Elect Director Ernesto Zedillo Ponce de Leon
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
13
Ratify Auditors
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
14
Amend Omnibus Stock Plan
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Management
15
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Share Holder
16
Disclose Prior Government Service
Against
Against
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Share Holder
17
Report on Political Contributions and Lobbying Expenditures
Against
Against
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Share Holder
18
Stock Retention/Holding Period
Against
Against
Yes
Citigroup Inc.
C
172967424
 17-Apr-12
 21-Feb-12
Annual
Share Holder
19
Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations
Against
Against
Yes
                       
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
1
Elect Director Nicholas K. Akins
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
2
Elect Director David J. Anderson
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
3
Elect Director James F. Cordes
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
4
Elect Director Ralph D. Crosby, Jr.
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
5
Elect Director Linda A. Goodspeed
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
6
Elect Director Thomas E. Hoaglin
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
7
Elect Director Michael G. Morris
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
8
Elect Director Richard C. Notebaert
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
9
Elect Director Lionel L. Nowell, III
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
10
Elect Director Richard L. Sandor
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
11
Elect Director Sara Martinez Tucker
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
12
Elect Director John F. Turner
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
13
Approve Executive Incentive Bonus Plan
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
14
Ratify Auditors
For
For
Yes
American Electric Power Company, Inc.
AEP
025537101
 24-Apr-12
 27-Feb-12
Annual
Management
15
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
                       
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
1
Elect Director Herbert A. Allen
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
2
Elect Director Ronald W. Allen
For
Against
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
3
Elect Director Howard G. Buffett
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
4
Elect Director Richard M. Daley
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
5
Elect Director Barry Diller
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
6
Elect Director Evan G. Greenberg
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
7
Elect Director Alexis M. Herman
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
8
Elect Director Muhtar Kent
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
9
Elect Director Donald R. Keough
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
10
Elect Director Robert A. Kotick
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
11
Elect Director Maria Elena Lagomasino
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
12
Elect Director Donald F. McHenry
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
13
Elect Director Sam Nunn
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
14
Elect Director James D. Robinson, III
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
15
Elect Director Peter V. Ueberroth
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
16
Elect Director Jacob Wallenberg
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
17
Elect Director James B. Williams
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
18
Ratify Auditors
For
For
Yes
The Coca-Cola Company
KO
191216100
 25-Apr-12
 27-Feb-12
Annual
Management
19
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
                       
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
1
Elect Director Dennis A. Ausiello
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
2
Elect Director M. Anthony Burns
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
3
Elect Director W. Don Cornwell
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
4
Elect Director Frances D. Fergusson
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
5
Elect Director William H. Gray, III
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
6
Elect Director Helen H. Hobbs
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
7
Elect Director Constance J. Horner
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
8
Elect Director James M. Kilts
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
9
Elect Director George A. Lorch
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
10
Elect Director John P. Mascotte
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
11
Elect Director Suzanne Nora Johnson
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
12
Elect Director Ian C. Read
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
13
Elect Director Stephen W. Sanger
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
14
Elect Director Marc Tessier-Lavigne
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
15
Ratify Auditors
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Management
16
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Share Holder
17
Publish Political Contributions
Against
Against
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Share Holder
18
Provide Right to Act by Written Consent
Against
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Share Holder
19
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
For
Yes
Pfizer Inc.
PFE
717081103
 26-Apr-12
 28-Feb-12
Annual
Share Holder
20
Non-Employee Director Compensation
Against
Against
Yes
                       
BASF SE
BAS
055262505
 27-Apr-12
 20-Mar-12
Annual
Management
1
Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting)
  
 
Yes
BASF SE
BAS
055262505
 27-Apr-12
 20-Mar-12
Annual
Management
2
Approve Allocation of Income and Dividends of EUR 2.50 per Share
For
For
Yes
BASF SE
BAS
055262505
 27-Apr-12
 20-Mar-12
Annual
Management
3
Approve Discharge of Supervisory Board for Fiscal 2011
For
For
Yes
BASF SE
BAS
055262505
 27-Apr-12
 20-Mar-12
Annual
Management
4
Approve Discharge of Management Board for Fiscal 2011
For
For
Yes
BASF SE
BAS
055262505
 27-Apr-12
 20-Mar-12
Annual
Management
5
Ratify KPMG AG as Auditors for Fiscal 2012
For
For
Yes
BASF SE
BAS
055262505
 27-Apr-12
 20-Mar-12
Annual
Management
6
Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
For
For
Yes
BASF SE
BAS
055262505
 27-Apr-12
 20-Mar-12
Annual
Management
7
Amend Articles Re: Electronic and Postal Voting at AGM
For
For
Yes
                       
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
1
Elect Ramani Ayer as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
2
Elect Dale R. Comey as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
3
Elect Robert R. Glauber as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
4
Elect Suzanne B. Labarge as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
5
Ratify Auditors
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
6
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
                       
Fluor Corporation
FLR
343412102
 03-May-12
 09-Mar-12
Annual
Management
1
Elect Director Peter K. Barker
For
Against
Yes
Fluor Corporation
FLR
343412102
 03-May-12
 09-Mar-12
Annual
Management
2
Elect Director Alan M. Bennett
For
For
Yes
Fluor Corporation
FLR
343412102
 03-May-12
 09-Mar-12
Annual
Management
3
Elect Director Dean R. O'Hare
For
For
Yes
Fluor Corporation
FLR
343412102
 03-May-12
 09-Mar-12
Annual
Management
4
Elect Director David T. Seaton
For
For
Yes
Fluor Corporation
FLR
343412102
 03-May-12
 09-Mar-12
Annual
Management
5
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Fluor Corporation
FLR
343412102
 03-May-12
 09-Mar-12
Annual
Management
6
Provide Right to Call Special Meeting
For
For
Yes
Fluor Corporation
FLR
343412102
 03-May-12
 09-Mar-12
Annual
Management
7
Ratify Auditors
For
For
Yes
                       
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.1
Elect Director Robert E. Brown
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.1
Elect Director Robert E. Brown
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.2
Elect Director Roman Doroniuk
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.2
Elect Director Roman Doroniuk
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.3
Elect Director Rupert Duchesne
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.3
Elect Director Rupert Duchesne
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.4
Elect Director Joanne Ferstman
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.4
Elect Director Joanne Ferstman
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.5
Elect Director Michael M. Fortier
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.5
Elect Director Michael M. Fortier
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.6
Elect Director John M. Forzani
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.6
Elect Director John M. Forzani
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.7
Elect Director David H. Laidley
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.7
Elect Director David H. Laidley
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.8
Elect Director Douglas D. Port
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.8
Elect Director Douglas D. Port
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.9
Elect Director Alan P. Rossy
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
1.9
Elect Director Alan P. Rossy
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
2
Ratify PricewaterhouseCoopers LLP as Auditors
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
2
Ratify PricewaterhouseCoopers LLP as Auditors
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
3
Change Company Name to Aimia Inc.
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
3
Change Company Name to Aimia Inc.
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
4
Advisory Vote on Executive Compensation Approach
For
For
Yes
Aimia Inc.
AIM
399453109
 04-May-12
 20-Mar-12
Annual/Special
Management
4
Advisory Vote on Executive Compensation Approach
For
For
Yes
                       
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
1
Elect Director Kathryn S. Fuller
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
2
Elect Director Judith M. Gueron
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
3
Elect Director Patricia F. Russo
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
4
Elect Director Ernesto Zedillo
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
5
Ratify Auditors
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
6
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
7
Reduce Supermajority Vote Requirement for the Fair Price Provision
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
8
Reduce Supermajority Vote Requirement for Director Elections
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
9
Reduce Supermajority Vote Requirement for Director Removals
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
10
Declassify the Board of Directors
For
For
Yes
Alcoa Inc.
AA
013817101
 04-May-12
 06-Feb-12
Annual
Management
11
Provide Right to Act by Written Consent
For
For
Yes
                       
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
1
Elect Director Maureen Scannell Bateman
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
2
Elect Director Gary W. Edwards
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
3
Elect Director Alexis M. Herman
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
4
Elect Director Donald C. Hintz
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
5
Elect Director J. Wayne Leonard
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
6
Elect Director Stuart L. Levenick
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
7
Elect Director Blanche L. Lincoln
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
8
Elect Director Stewart C. Myers
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
9
Elect Director William A. Percy, II
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
10
Elect Director W.J. Tauzin
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
11
Elect Director Steven V. Wilkinson
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
12
Ratify Auditors
For
For
Yes
Entergy Corporation
ETR
29364G103
 04-May-12
 06-Mar-12
Annual
Management
13
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
                       
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
1
Elect Director Mukesh D. Ambani
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
2
Elect Director Susan S. Bies
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
3
Elect Director Frank P. Bramble, Sr.
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
4
Elect Director Virgis W. Colbert
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
5
Elect Director Charles K. Gifford
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
6
Elect Director Charles O. Holliday, Jr.
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
7
Elect Director Monica C. Lozano
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
8
Elect Director Thomas J. May
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
9
Elect Director Brian T. Moynihan
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
10
Elect Director Donald E. Powell
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
11
Elect Director Charles O. Rossotti
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
12
Elect Director Robert W. Scully
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
13
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Management
14
Ratify Auditors
For
For
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Share Holder
15
Disclose Prior Government Service
Against
Against
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Share Holder
16
Report on Lobbying Payments and Policy
Against
Against
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Share Holder
17
Stock Retention/Holding Period
Against
Against
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Share Holder
18
Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations
Against
Against
Yes
Bank of America Corporation
BAC
060505104
 09-May-12
 14-Mar-12
Annual
Share Holder
19
Prohibit Political Contributions
Against
Against
Yes
                       
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
1
Elect Director Edward J. Bonach
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
2
Elect Director Ellyn L. Brown
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
3
Elect Director Robert C. Greving
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
4
Elect Director R. Keith Long
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
5
Elect Director Charles W. Murphy
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
6
Elect Director Neal C. Schneider
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
7
Elect Director Frederick J. Sievert
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
8
Elect Director Michael T. Tokarz
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
9
Elect Director John G. Turner
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
10
Amend NOL Rights Plan (NOL Pill)
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
11
Ratify Auditors
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
12
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
                       
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
1
Elect Director Harold Brown
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
2
Elect Director Mathis Cabiallavetta
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
3
Elect DirectorLouis C. Camilleri
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
4
Elect DirectorJ. Dudley Fishburn
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
5
Elect DirectorJennifer Li
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
6
Elect Director Graham Mackay
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
7
Elect Director Sergio Marchionne
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
8
Elect Director Kalpana Morparia
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
9
Elect DirectorLucio A. Noto
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
10
Elect DirectorRobert B. Polet
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
11
Elect DirectorCarlos Slim Helu
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
12
Elect DirectorStephen M. Wolf
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
13
Ratify Auditors
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
14
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Management
15
Approve Restricted Stock Plan
For
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Share Holder
16
Require Independent Board Chairman
Against
For
Yes
Philip Morris International Inc.
PM
718172109
 09-May-12
 16-Mar-12
Annual
Share Holder
17
Establish Ethics Committee to Review Marketing Activities
Against
Against
Yes
                       
Watson Pharmaceuticals, Inc.
WPI
942683103
 11-May-12
 16-Mar-12
Annual
Management
1
Elect Director Jack Michelson
For
For
Yes
Watson Pharmaceuticals, Inc.
WPI
942683103
 11-May-12
 16-Mar-12
Annual
Management
2
Elect Director Ronald R. Taylor
For
For
Yes
Watson Pharmaceuticals, Inc.
WPI
942683103
 11-May-12
 16-Mar-12
Annual
Management
3
Elect Director Andrew L. Turner
For
For
Yes
Watson Pharmaceuticals, Inc.
WPI
942683103
 11-May-12
 16-Mar-12
Annual
Management
4
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Watson Pharmaceuticals, Inc.
WPI
942683103
 11-May-12
 16-Mar-12
Annual
Management
5
Approve Executive Incentive Bonus Plan
For
For
Yes
Watson Pharmaceuticals, Inc.
WPI
942683103
 11-May-12
 16-Mar-12
Annual
Management
6
Ratify Auditors
For
For
Yes
                       
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
1
Elect Director James A. Bell
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
2
Elect Director Crandall C. Bowles
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
3
Elect Director Stephen B. Burke
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
4
Elect Director David M. Cote
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
5
Elect Director James S. Crown
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
6
Elect Director James Dimon
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
7
Elect Director Timothy P. Flynn
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
8
Elect Director Ellen V. Futter
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
9
Elect Director Laban P. Jackson, Jr.
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
10
Elect Director Lee R. Raymond
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
11
Elect Director William C. Weldon
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
12
Ratify Auditors
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Management
13
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Share Holder
14
Affirm Political Non-Partisanship
Against
Against
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Share Holder
15
Require Independent Board Chairman
Against
For
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Share Holder
16
Report on Loan Modifications
Against
Against
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Share Holder
17
Report on Political Contributions
Against
Against
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Share Holder
18
Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
Against
Against
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Share Holder
19
Provide Right to Act by Written Consent
Against
Against
Yes
JPMorgan Chase & Co.
JPM
46625H100
 15-May-12
 16-Mar-12
Annual
Share Holder
20
Stock Retention
Against
Against
Yes
                       
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
1
Elect Director Wesley G. Bush
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
2
Elect Director Lewis W. Coleman
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
3
Elect Director  Victor H. Fazio
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
4
Elect Director Donald E. Felsinger
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
5
Elect Director Stephen E. Frank
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
6
Elect Director Bruce S. Gordon
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
7
Elect Director  Madeleine A. Kleiner
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
8
Elect Director Karl J. Krapek
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
9
Elect Director Richard B. Myers
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
10
Elect Director  Aulana L. Peters
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
11
Elect Director Gary Roughead
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
12
Elect Director Thomas M. Schoewe
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
13
Elect Director Kevin W. Sharer
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
14
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
15
Ratify Auditors
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
16
Amend Certificate of Incorporation of Titan II, Inc.
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Management
17
Provide Right to Act by Written Consent
For
For
Yes
Northrop Grumman Corporation
NOC
666807102
 16-May-12
 20-Mar-12
Annual
Share Holder
18
Require Independent Board Chairman
Against
For
Yes
                       
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
1.1
Elect Director Mark A. Blinn
For
For
Yes
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
1.2
Elect Director Roger L. Fix
For
For
Yes
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
1.3
Elect Director David E. Roberts
For
For
Yes
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
1.4
Elect Director James O. Rollans
For
For
Yes
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
3
Declassify the Board of Directors
For
For
Yes
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
4
Provide Right to Call Special Meeting
For
For
Yes
Flowserve Corporation
FLS
34354P105
 17-May-12
 23-Mar-12
Annual
Management
5
Ratify Auditors
For
For
Yes
                       
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
1.1
Elect Director W. Frank Blount
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
1.2
Elect Director Loren K. Carroll
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
1.3
Elect Director Linda Z. Cook
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
1.4
Elect Director Jack B. Moore
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
2
Declassify the Board of Directors
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
3
Amend Certificate of Incorporation to Remove Certain Provisions
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
4
Ratify Auditors
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
5
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
KBR, Inc.
KBR
48242W106
 17-May-12
 29-Mar-12
Annual
Management
6
Amend Omnibus Stock Plan
For
For
Yes
                       
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
1
Elect Director F. Duane Ackerman
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
2
Elect Director Francis S. Blake
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
3
Elect Director Ari Bousbib
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
4
Elect Director Gregory D. Brenneman
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
5
Elect Director J. Frank Brown
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
6
Elect Director Albert P. Carey
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
7
Elect Director Armando Codina
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
8
Elect Director Bonnie G. Hill
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
9
Elect Director Karen L. Katen
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
10
Elect Director Ronald L. Sargent
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
11
Ratify Auditors
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
12
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Management
13
Amend Qualified Employee Stock Purchase Plan
For
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Share Holder
14
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote
Against
Against
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Share Holder
15
Prepare Employment Diversity Report
Against
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Share Holder
16
Amend Right to Act by Written Consent
Against
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Share Holder
17
Amend Bylaws -- Call Special Meetings
Against
For
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Share Holder
18
Report on Charitable Contributions
Against
Against
Yes
The Home Depot, Inc.
HD
437076102
 17-May-12
 19-Mar-12
Annual
Share Holder
19
Adopt Storm Water Run-off Management Policy
Against
Against
Yes
                       
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
1
Re-elect C. Christopher Gaut as Director
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
2
Re-elect Gerald W. Haddock as Director
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
3
Re-elect Paul E. Rowsey, III as Director
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
4
Re-elect Francis S. Kalman as Director
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
5
Re-elect David A. B. Brown as Director
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
6
Reappoint KPMG LLP as Auditors of the Company
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
7
Reappoint KPMG Audit Plc as Auditors of the Company
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
8
Authorize Board to Fix Remuneration of Auditors
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
9
Approve Omnibus Stock Plan
For
For
Yes
Ensco plc
ESV
29358Q109
 22-May-12
 30-Mar-12
Annual
Management
10
Advisory Vote to Ratify Named Executive Officers Compensation
For
Against
Yes
                       
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
1
Elect Director Leslie A. Brun
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
2
Elect Director Thomas R. Cech
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
3
Elect Director Kenneth C. Frazier
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
4
Elect Director Thomas H. Glocer
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
5
Elect Director William B. Harrison Jr.
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
6
Elect Director C. Robert Kidder
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
7
Elect Director Rochelle B. Lazarus
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
8
Elect Director Carlos E. Represas
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
9
Elect Director Patricia F. Russo
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
10
Elect Director Craig B. Thompson
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
11
Elect Director Wendell P. Weeks
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
12
Elect Director Peter C. Wendell
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
13
Ratify Auditors
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Management
14
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Share Holder
15
Provide Right to Act by Written Consent
Against
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Share Holder
16
Amend Bylaws -- Call Special Meetings
Against
For
Yes
Merck & Co., Inc.
MRK
58933Y105
 22-May-12
 23-Mar-12
Annual
Share Holder
17
Report on Charitable and Political Contributions
Against
Against
Yes
                       
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
1
Accept Financial Statements and Statutory Reports
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
2
Approve Remuneration Report
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
3
Elect Sir Nigel Sheinwald as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
4
Re-elect Josef Ackermann as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
5
Re-elect Guy Elliott as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
6
Re-elect Simon Henry as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
7
Re-elect Charles Holliday as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
8
Re-elect Gerard Kleisterlee as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
9
Re-elect Christine Morin-Postel as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
10
Re-elect Jorma Ollila as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
11
Re-elect Linda Stuntz as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
12
Re-elect Jeroen van der Veer as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
13
Re-elect Peter Voser as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
14
Re-elect Hans Wijers as Director
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
15
Reappoint PricewaterhouseCoopers LLP as Auditors
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
16
Authorise Board to Fix Remuneration of Auditors
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
17
Authorise Issue of Equity with Pre-emptive Rights
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
18
Authorise Issue of Equity without Pre-emptive Rights
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
19
Authorise Market Purchase of Ordinary Shares
For
For
Yes
Royal Dutch Shell plc
RDSB
780259206
 22-May-12
 12-Apr-12
Annual
Management
20
Authorise EU Political Donations and Expenditure
For
For
Yes
                       
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Management
1
Elect Director Richard A. Goodman
For
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Management
2
Elect Director Roberto G. Mendoza
For
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Management
3
Elect Director Michael A. Miles, Jr.
For
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Management
4
Declassify the Board of Directors
For
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Management
5
Ratify Auditors
For
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Management
6
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Management
7
Amend Omnibus Stock Plan
For
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Share Holder
8
Adopt Proxy Access Right
Against
For
Yes
The Western Union Company
WU
959802109
 23-May-12
 26-Mar-12
Annual
Share Holder
9
Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote
Against
Against
Yes
                       
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.1
Elect Director Daniel E. Berce
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.2
Elect Director Jack R. Daugherty
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.3
Elect Director Daniel R. Feehan
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.4
Elect Director Albert Goldstein
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.5
Elect Director James H. Graves
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.6
Elect Director B.d. Hunter
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.7
Elect Director Timothy J. McKibben
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
1.8
Elect Director Alfred M. Micallef
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
2
Ratify Auditors
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Cash America International, Inc.
CSH
14754D100
 24-May-12
 27-Mar-12
Annual
Management
4
Amend Executive Incentive Bonus Plan
For
For
Yes
                       
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
1
Elect Director Sherry S. Barrat
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
2
Elect Director Robert M. Beall, Ii
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
3
Elect Director James L. Camaren
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
4
Elect Director Kenneth B. Dunn
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
5
Elect Director J. Brian Ferguson
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
6
Elect Director Lewis Hay, Iii
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
7
Elect Director Toni Jennings
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
8
Elect Director Oliver D. Kingsley, Jr.
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
9
Elect Director Rudy E. Schupp
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
10
Elect Director William H. Swanson
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
11
Elect Director Michael H. Thaman
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
12
Elect Director Hansel E. Tookes, Ii
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
13
Ratify Auditors
For
For
Yes
NextEra Energy, Inc.
NEE
65339F101
 25-May-12
 27-Mar-12
Annual
Management
14
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Yes
                       
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
1
Elect Director Aida M. Alvarez
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
2
Elect Director James W. Breyer
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
3
Elect Director M. Michele Burns
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
4
Elect Director James I. Cash, Jr.
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
5
Elect Director Roger C. Corbett
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
6
Elect Director Douglas N. Daft
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
7
Elect Director Michael T. Duke
For
Against
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
8
Elect Director Marissa A. Mayer
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
9
Elect Director Gregory B. Penner
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
10
Elect Director Steven S. Reinemund
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
11
Elect Director H. Lee Scott, Jr.
For
Against
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
12
Elect Director Arne M. Sorenson
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
13
Elect Director Jim C. Walton
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
14
Elect Director S. Robson Walton
For
Against
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
15
Elect Director Christopher J. Williams
For
Against
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
16
Elect Director Linda S. Wolf
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
17
Ratify Auditors
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Management
18
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Share Holder
19
Report on Political Contributions
Against
Against
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Share Holder
20
Request Director Nominee with  Patient Safety and Healthcare Quality Experience
Against
Against
Yes
Wal-Mart Stores, Inc.
WMT
931142103
 01-Jun-12
 04-Apr-12
Annual
Share Holder
21
Performance-Based Equity Awards
Against
For
Yes
                       
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
1
Elect Director Ajay Banga
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
2
Elect Director David R. Carlucci
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
3
Elect Director Steven J. Freiberg
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
4
Elect Director Richard Haythornthwaite
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
5
Elect Director Marc Olivie
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
6
Elect Director Rima Qureshi
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
7
Elect Director Mark Schwartz
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
8
Elect Director Jackson P. Tai
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
9
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
10
Amend Non-Employee Director Omnibus Stock Plan
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
11
Amend Omnibus Stock Plan
For
For
Yes
MasterCard Incorporated
MA
57636Q104
 05-Jun-12
 10-Apr-12
Annual
Management
12
Ratify Auditors
For
For
Yes
                       
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Management
1.1
Elect Director Richard K. Davidson
For
Withhold
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Management
1.2
Elect Director V. Burns Hargis
For
Withhold
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Management
2
Adopt Majority Voting for Uncontested Election of Directors
For
For
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Management
4
Amend Omnibus Stock Plan
For
For
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Management
5
Approve Executive Incentive Bonus Plan
For
Against
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Management
6
Ratify Auditors
For
For
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Share Holder
7
Reincorporate in Another State [from Oklahoma to Delaware]
Against
For
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Share Holder
8
Report on Lobbying Payments and Policy
Against
For
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Share Holder
9
Reduce Supermajority Vote Requirement
Against
For
Yes
Chesapeake Energy Corporation
CHK
165167107
 08-Jun-12
 10-Apr-12
Annual
Share Holder
10
Adopt Proxy Access Right
Against
For
Yes
                       
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
1
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2
Elect Ron V. Adams, Donald W. Cameron, Brian W. Jamieson, John E. Richardson, Michael S. Skea, Robert J. Wright, Mark D. Anderson, Farouk M. Ahamed, and J. Mark Richardson as Directors
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.1
Elect Director Ron V. Adams
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.2
Elect Director Donald W. Cameron
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.3
Elect Director Brian W. Jamieson
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.4
Elect Director John E. Richardson
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.5
Elect Director Michael S. Skea
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.6
Elect Director Robert J. Wright
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.7
Elect Director Mark D. Anderson
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.8
Elect Director Farouk M. Ahamed
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.9
Elect Director J. Mark Richardson
For
For
Yes
 
 
 
 
 
 

Huber Capital Small Cap Value Fund
                    
Vote Summary Report
                      
Period:  07/01/11 to 06/30/12
                    
                       
                       
Company Name
Ticker
Security ID
Meeting Date
Record Date
Meeting Type
Proponent
Item #
Proposal
Mgmt Rec
Vote Instruction
Voted YN
Crown Crafts, Inc.
CRWS
228309100
 09-Aug-11
 10-Jun-11
Annual
Management
1.1
Elect Director Donald Ratajczak
For
For
Yes
Crown Crafts, Inc.
CRWS
228309100
 09-Aug-11
 10-Jun-11
Annual
Management
1.2
Elect Director Patricia Stensrud
For
For
Yes
Crown Crafts, Inc.
CRWS
228309100
 09-Aug-11
 10-Jun-11
Annual
Management
2
Ratify Auditors
For
For
Yes
Crown Crafts, Inc.
CRWS
228309100
 09-Aug-11
 10-Jun-11
Annual
Management
3
Reduce Authorized Common
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
1.1
Elect Director Robert R. Mcmaster
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
1.2
Elect Director Gregory A. Pratt
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
2
Ratify Auditors
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
3
Amend Omnibus Stock Plan
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
4
Amend Executive Incentive Bonus Plan
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
5
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Carpenter Technology Corporation
CRS
144285103
 10-Oct-11
 12-Aug-11
Annual
Management
6
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
1
Elect Director John Ellis  Jeb  Bush
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
2
Elect Director Trevor Fetter
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
3
Elect Director Brenda J. Gaines
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
4
Elect Director Karen M. Garrison
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
5
Elect Director Edward A. Kangas
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
6
Elect Director J. Robert Kerrey
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
7
Elect Director Floyd D. Loop, M.D.
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
8
Elect Director Richard R. Pettingill
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
9
Elect Director Ronald A. Rittenmeyer
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
10
Elect Director James A. Unruh
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
11
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
12
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
Tenet Healthcare Corporation
THC
88033G100
 03-Nov-11
 07-Sep-11
Annual
Management
13
Ratify Auditors
For
For
Yes
Global Industries, Ltd.
GLBL
379336100
 30-Nov-11
 26-Oct-11
Special
Management
1
Approve Merger Agreement
For
For
Yes
Global Industries, Ltd.
GLBL
379336100
 30-Nov-11
 26-Oct-11
Special
Management
2
Amend Articles of Incorporation to Remove Limitation on Ownership by Non-US Person
For
For
Yes
Global Industries, Ltd.
GLBL
379336100
 30-Nov-11
 26-Oct-11
Special
Management
3
Advisory Vote on Golden Parachutes
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.1
Elect Director Howard L. Clark, Jr.
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.2
Elect Director Shirley C. Franklin
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.3
Elect Director Thomas J. Hansen
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.4
Elect Director Gregory E. Hyland
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.5
Elect Director Jerry W. Kolb
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.6
Elect Director Joseph B. Leonard
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.7
Elect Director Mark J. O'brien
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.8
Elect Director Bernard G. Rethore
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.9
Elect Director Neil A. Springer
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.10
Elect Director Lydia W. Thomas
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
1.11
Elect Director Michael T. Tokarz
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
3
Amend Omnibus Stock Plan
For
For
Yes
Mueller Water Products, Inc.
MWA
624758108
 25-Jan-12
 28-Nov-11
Annual
Management
4
Ratify Auditors
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.1
Elect Director Irving Bolotin
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.2
Elect Director Steven L. Gerard
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.3
Elect Director Theron I. Gilliam
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.4
Elect Director Sherrill W. Hudson
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.5
Elect Director R. Kirk Landon
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.6
Elect Director Sidney Lapidus
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.7
Elect Director Stuart A. Miller
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
1.8
Elect Director Jeffrey Sonnenfeld
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
3
Amend Omnibus Stock Plan
For
Against
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
4
Approve Executive Incentive Bonus Plan
For
Against
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Management
5
Ratify Auditors
For
For
Yes
Lennar Corporation
LEN
526057302
 11-Apr-12
 15-Feb-12
Annual
Share Holder
6
Assess Energy Use and Establish Reduction Targets
Against
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.1
Elect Director K. G. Eddy
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.2
Elect Director D. C. Everitt
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.3
Elect Director S. E. Graham
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.4
Elect Director T. D. Growcock
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.5
Elect Director H. W. Knueppel
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.6
Elect Director J. M. Loree
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.7
Elect Director A. J. Sordoni, III
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
1.8
Elect Director R. C. Wilburn
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
2
Ratify Auditors
For
For
Yes
Harsco Corporation
HSC
415864107
 24-Apr-12
 02-Mar-12
Annual
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.1
Elect Director Brian P. Anderson
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.2
Elect Director Reuben S. Donnelley
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.3
Elect Director Ann M. Drake
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.4
Elect Director Michael H. Goldberg
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.5
Elect Director Patrick J. Herbert, III
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.6
Elect Director Terrence J. Keating
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.7
Elect Director James D. Kelly
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.8
Elect Director Pamela Forbes Lieberman
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.9
Elect Director Gary A. Masse
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
1.10
Elect Director John McCartney
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
2
Approve Conversion of Securities
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
3
Increase Authorized Common Stock
For
For
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
4
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
Yes
A. M. Castle & Co.
CAS
148411101
 26-Apr-12
 01-Mar-12
Annual
Management
5
Ratify Auditors
For
For
Yes
Global Cash Access Holdings, Inc.
GCA
378967103
 26-Apr-12
 09-Mar-12
Annual
Management
1.1
Elect Director Scott Betts
For
For
Yes
Global Cash Access Holdings, Inc.
GCA
378967103
 26-Apr-12
 09-Mar-12
Annual
Management
1.2
Elect Director E. Miles Kilburn
For
For
Yes
Global Cash Access Holdings, Inc.
GCA
378967103
 26-Apr-12
 09-Mar-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Global Cash Access Holdings, Inc.
GCA
378967103
 26-Apr-12
 09-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Management
1
Elect Director W. Roy Dunbar
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Management
2
Elect Director Michael J. Maples
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Management
3
Elect Director Stephen R. Hardis
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Management
4
Elect Director William R. Fields
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Management
5
Elect Director Robert Holland, Jr.
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Management
6
Ratify Auditors
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Management
7
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Lexmark International, Inc.
LXK
529771107
 26-Apr-12
 29-Feb-12
Annual
Share Holder
8
Declassify the Board of Directors
Against
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
1
Elect Ramani Ayer as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
2
Elect Dale R. Comey as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
3
Elect Robert R. Glauber as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
4
Elect Suzanne B. Labarge as Director
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
5
Ratify Auditors
For
For
Yes
XL Group plc
XL
G98290102
 27-Apr-12
 07-Mar-12
Annual
Management
6
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.1
Elect Director Terry Bassham
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.2
Elect Director David L. Bodde
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.3
Elect Director Michael J. Chesser
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.4
Elect Director Randall C. Ferguson, Jr.
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.5
Elect Director Gary D. Forsee
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.6
Elect Director Thomas D. Hyde
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.7
Elect Director James A. Mitchell
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.8
Elect Director John J. Sherman
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.9
Elect Director Linda H. Talbott
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
1.10
Elect Director Robert H. West
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Great Plains Energy Incorporated
GXP
391164100
 01-May-12
 21-Feb-12
Annual
Management
3
Ratify Auditors
For
For
Yes
The Second Cup Ltd.
SCU
81313P106
 03-May-12
 02-Apr-12
Annual
Management
1
Elect James S. Anas, Bryna Goldberg, Bryan Held, Michael T. Rosicki, and Peter B. Saunders as Directors
For
For
Yes
The Second Cup Ltd.
SCU
81313P106
 03-May-12
 02-Apr-12
Annual
Management
2
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
1
Elect Director Edward J. Bonach
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
2
Elect Director Ellyn L. Brown
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
3
Elect Director Robert C. Greving
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
4
Elect Director R. Keith Long
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
5
Elect Director Charles W. Murphy
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
6
Elect Director Neal C. Schneider
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
7
Elect Director Frederick J. Sievert
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
8
Elect Director Michael T. Tokarz
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
9
Elect Director John G. Turner
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
10
Amend NOL Rights Plan (NOL Pill)
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
11
Ratify Auditors
For
For
Yes
CNO Financial Group, Inc.
CNO
12621E103
 09-May-12
 12-Mar-12
Annual
Management
12
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Innospec Inc.
IOSP
45768S105
 09-May-12
 15-Mar-12
Annual
Management
1.1
Elect Director Milton C. Blackmore
For
For
Yes
Innospec Inc.
IOSP
45768S105
 09-May-12
 15-Mar-12
Annual
Management
1.2
Elect Director Robert I. Paller
For
Withhold
Yes
Innospec Inc.
IOSP
45768S105
 09-May-12
 15-Mar-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Innospec Inc.
IOSP
45768S105
 09-May-12
 15-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
1
Elect Director Joseph B. Anderson, Jr.
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
2
Elect Director Glenn C. Christenson
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
3
Elect Director Susan F. Clark
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
4
Elect Director Stephen E. Frank
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
5
Elect Director Brian J. Kennedy
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
6
Elect Director Maureen T. Mullarkey
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
7
Elect Director John F. O'Reilly
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
8
Elect Director Philip G. Satre
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
9
Elect Director Donald D. Snyder
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
10
Elect Director Michael W. Yackira
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
11
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
12
Amend Non-Employee Director Restricted  Stock Plan
For
For
Yes
NV Energy, Inc.
NVE
67073Y106
 10-May-12
 19-Mar-12
Annual
Management
13
Ratify Auditors
For
For
Yes
Rent-A-Center, Inc.
RCII
76009N100
 10-May-12
 20-Mar-12
Annual
Management
1
Elect Director Michael J. Gade
For
For
Yes
Rent-A-Center, Inc.
RCII
76009N100
 10-May-12
 20-Mar-12
Annual
Management
2
Elect Director J. V. Lentell
For
For
Yes
Rent-A-Center, Inc.
RCII
76009N100
 10-May-12
 20-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Rent-A-Center, Inc.
RCII
76009N100
 10-May-12
 20-Mar-12
Annual
Management
4
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
1
Elect Director John Ellis  'Jeb'  Bush
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
2
Elect Director Trevor Fetter
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
3
Elect Director Brenda J. Gaines
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
4
Elect Director Karen M. Garrison
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
5
Elect Director Edward A. Kangas
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
6
Elect Director Floyd D. Loop
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
7
Elect Director Richard R. Pettingill
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
8
Elect Director Ronald A. Rittenmeyer
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
9
Elect Director James A. Unruh
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
10
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
11
Ratify Auditors
For
For
Yes
Tenet Healthcare Corporation
THC
88033G100
 10-May-12
 14-Mar-12
Annual
Management
12
Approve Executive Incentive Bonus Plan
For
For
Yes
Cal Dive International, Inc.
DVR
12802T101
 15-May-12
 16-Mar-12
Annual
Management
1.1
Elect Director Quinn J. Hebert
For
For
Yes
Cal Dive International, Inc.
DVR
12802T101
 15-May-12
 16-Mar-12
Annual
Management
1.2
Elect Director Todd A. Dittmann
For
For
Yes
Cal Dive International, Inc.
DVR
12802T101
 15-May-12
 16-Mar-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Cal Dive International, Inc.
DVR
12802T101
 15-May-12
 16-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
KapStone Paper and Packaging Corporation
KS
48562P103
 16-May-12
 16-Apr-12
Annual
Management
1.1
Elect Director Jonathan R. Furer
For
For
Yes
KapStone Paper and Packaging Corporation
KS
48562P103
 16-May-12
 16-Apr-12
Annual
Management
1.2
Elect Director Matthew H. Paull
For
For
Yes
KapStone Paper and Packaging Corporation
KS
48562P103
 16-May-12
 16-Apr-12
Annual
Management
1.3
Elect Director Roger W. Stone
For
For
Yes
KapStone Paper and Packaging Corporation
KS
48562P103
 16-May-12
 16-Apr-12
Annual
Management
2
Ratify Auditors
For
For
Yes
KapStone Paper and Packaging Corporation
KS
48562P103
 16-May-12
 16-Apr-12
Annual
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.1
Elect Director Harold J. Bouillion
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.2
Elect Director Enoch L. Dawkins
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.3
Elect Director David D. Dunlap
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.4
Elect Director James M. Funk
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.5
Elect Director Terence E. Hall
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.6
Elect Director Ernest E. 'Wyn' Howard, III
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.7
Elect Director Peter D. Kinnear
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.8
Elect Director Michael M. McShane
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.9
Elect Director W. Matt Ralls
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
1.10
Elect Director Justin L. Sullivan
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Superior Energy Services, Inc.
SPN
868157108
 16-May-12
 30-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Virtus Investment Partners, Inc.
VRTS
92828Q109
 16-May-12
 19-Mar-12
Annual
Management
1.1
Elect Director Diane M. Coffey
For
For
Yes
Virtus Investment Partners, Inc.
VRTS
92828Q109
 16-May-12
 19-Mar-12
Annual
Management
1.2
Elect Director Timothy A. Holt
For
For
Yes
Virtus Investment Partners, Inc.
VRTS
92828Q109
 16-May-12
 19-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Alliant Energy Corporation
LNT
018802108
 17-May-12
 15-Mar-12
Annual
Management
1.1
Elect Director Patrick E. Allen
For
For
Yes
Alliant Energy Corporation
LNT
018802108
 17-May-12
 15-Mar-12
Annual
Management
1.2
Elect Director Patricia L. Kampling
For
For
Yes
Alliant Energy Corporation
LNT
018802108
 17-May-12
 15-Mar-12
Annual
Management
1.3
Elect Director Ann K. Newhall
For
For
Yes
Alliant Energy Corporation
LNT
018802108
 17-May-12
 15-Mar-12
Annual
Management
1.4
Elect Director Dean C. Oestreich
For
For
Yes
Alliant Energy Corporation
LNT
018802108
 17-May-12
 15-Mar-12
Annual
Management
1.5
Elect Director Carol P. Sanders
For
For
Yes
Alliant Energy Corporation
LNT
018802108
 17-May-12
 15-Mar-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Alliant Energy Corporation
LNT
018802108
 17-May-12
 15-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Par Pharmaceutical Companies, Inc.
PRX
69888P106
 17-May-12
 23-Mar-12
Annual
Management
1.1
Elect Director Peter S. Knight
For
For
Yes
Par Pharmaceutical Companies, Inc.
PRX
69888P106
 17-May-12
 23-Mar-12
Annual
Management
1.2
Elect Director Thomas P. Rice
For
For
Yes
Par Pharmaceutical Companies, Inc.
PRX
69888P106
 17-May-12
 23-Mar-12
Annual
Management
2
Ratify Auditors
For
For
Yes
Par Pharmaceutical Companies, Inc.
PRX
69888P106
 17-May-12
 23-Mar-12
Annual
Management
3
Approve Omnibus Stock Plan
For
For
Yes
Par Pharmaceutical Companies, Inc.
PRX
69888P106
 17-May-12
 23-Mar-12
Annual
Management
4
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.1
Elect Director Oliver G. Brewer, III
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.2
Elect Director Samuel H. Armacost
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.3
Elect Director Ronald S. Beard
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.4
Elect Director John C. Cushman, III
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.5
Elect Director Yotaro Kobayashi
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.6
Elect Director John F. Lundgren
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.7
Elect Director Adebayo O. Ogunlesi
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.8
Elect Director Richard L. Rosenfield
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
1.9
Elect Director Anthony S. Thornley
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
2
Ratify Auditors
For
For
Yes
Callaway Golf Company
ELY
131193104
 23-May-12
 26-Mar-12
Annual
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.1
Elect Director John W. Ballantine
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.2
Elect Director Rodney L. Brown, Jr.
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.3
Elect Director David A. Dietzler
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.4
Elect Director Kirby A. Dyess
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.5
Elect Director Mark B. Ganz
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.6
Elect Director Corbin A. McNeill, Jr.
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.7
Elect Director Neil J. Nelson
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.8
Elect Director M. Lee Pelton
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.9
Elect Director James J. Piro
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
1.10
Elect Director Robert T. F. Reid
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Portland General Electric Company
POR
736508847
 23-May-12
 19-Mar-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Collective Brands, Inc.
PSS
19421W100
 24-May-12
 02-Apr-12
Annual
Management
1.1
Elect Director Mylle H. Mangum
For
For
Yes
Collective Brands, Inc.
PSS
19421W100
 24-May-12
 02-Apr-12
Annual
Management
1.2
Elect Director John F. McGovern
For
For
Yes
Collective Brands, Inc.
PSS
19421W100
 24-May-12
 02-Apr-12
Annual
Management
1.3
Elect Director D. Scott Olivet
For
For
Yes
Collective Brands, Inc.
PSS
19421W100
 24-May-12
 02-Apr-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Collective Brands, Inc.
PSS
19421W100
 24-May-12
 02-Apr-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Collective Brands, Inc.
PSS
19421W100
 24-May-12
 02-Apr-12
Annual
Management
4
Amend Executive Incentive Bonus Plan
For
For
Yes
Collective Brands, Inc.
PSS
19421W100
 24-May-12
 02-Apr-12
Annual
Management
5
Approve Omnibus Stock Plan
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
1
Elect Director Michael S. Dunlap
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
2
Elect Director Stephen F. Butterfield
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
3
Elect Director James P. Abel
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
4
Elect Director William R. Cintani
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
5
Elect Director Kathleen A. Farrell
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
6
Elect Director Thomas E. Henning
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
7
Elect Director Kimberly K. Rath
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
8
Elect Director Michael D. Reardon
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
9
Ratify Auditors
For
For
Yes
Nelnet, Inc.
NNI
64031N108
 24-May-12
 30-Mar-12
Annual
Management
10
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Miller Industries, Inc.
MLR
600551204
 25-May-12
 05-Apr-12
Annual
Management
1.1
Elect Director Theodore H. Ashford, III
For
For
Yes
Miller Industries, Inc.
MLR
600551204
 25-May-12
 05-Apr-12
Annual
Management
1.2
Elect Director Jeffrey I. Badgley
For
For
Yes
Miller Industries, Inc.
MLR
600551204
 25-May-12
 05-Apr-12
Annual
Management
1.3
Elect Director A. Russell Chandler, III
For
For
Yes
Miller Industries, Inc.
MLR
600551204
 25-May-12
 05-Apr-12
Annual
Management
1.4
Elect Director William G. Miller
For
For
Yes
Miller Industries, Inc.
MLR
600551204
 25-May-12
 05-Apr-12
Annual
Management
1.5
Elect Director Richard H. Roberts
For
For
Yes
Miller Industries, Inc.
MLR
600551204
 25-May-12
 05-Apr-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.1
Elect Director Craig M. Nash
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.2
Elect Director Gregory R. Blatt
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.3
Elect Director David Flowers
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.4
Elect Director Gary S. Howard
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.5
Elect Director Lewis J. Korman
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.6
Elect Director Thomas J. Kuhn
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.7
Elect Director Thomas J. McInerney
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.8
Elect Director Thomas P. Murphy, Jr.
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
1.9
Elect Director Avy H. Stein
For
For
Yes
Interval Leisure Group, Inc.
IILG
46113M108
 29-May-12
 09-Apr-12
Annual
Management
2
Ratify Auditors
For
For
Yes
Park Sterling Corporation
PSTB
70086Y105
 30-May-12
 28-Mar-12
Annual
Management
1.1
Elect Director James C. Cherry
For
For
Yes
Park Sterling Corporation
PSTB
70086Y105
 30-May-12
 28-Mar-12
Annual
Management
1.2
Elect Director Patricia C. Hartung
For
For
Yes
Park Sterling Corporation
PSTB
70086Y105
 30-May-12
 28-Mar-12
Annual
Management
1.3
Elect Director Thomas B. Henson
For
For
Yes
Park Sterling Corporation
PSTB
70086Y105
 30-May-12
 28-Mar-12
Annual
Management
2
Ratify Auditors
For
For
Yes
Park Sterling Corporation
PSTB
70086Y105
 30-May-12
 28-Mar-12
Annual
Management
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Park Sterling Corporation
PSTB
70086Y105
 30-May-12
 28-Mar-12
Annual
Management
4
Advisory Vote on Say on Pay Frequency
One Year
One Year
Yes
Pizza Pizza Royalty Income Fund
PZA.UN
725852107
 30-May-12
 30-Apr-12
Annual/Special
Management
1
Elect Arnold Cader, Richard McCoy, Robert Nobes, Terence Reid, and Elizabeth Wright as Trustees
For
For
Yes
Pizza Pizza Royalty Income Fund
PZA.UN
725852107
 30-May-12
 30-Apr-12
Annual/Special
Management
2
Approve Ernst & Young LLP as Auditors and Authorize Trustees to Fix Their Remuneration
For
For
Yes
Pizza Pizza Royalty Income Fund
PZA.UN
725852107
 30-May-12
 30-Apr-12
Annual/Special
Management
3
Approve Conversion from Fund to Corporation
For
For
Yes
Kaiser Aluminum Corporation
KALU
483007704
 07-Jun-12
 12-Apr-12
Annual
Management
1.1
Elect Director David Foster
For
For
Yes
Kaiser Aluminum Corporation
KALU
483007704
 07-Jun-12
 12-Apr-12
Annual
Management
1.2
Elect Director Teresa A. Hopp
For
For
Yes
Kaiser Aluminum Corporation
KALU
483007704
 07-Jun-12
 12-Apr-12
Annual
Management
1.3
Elect Director William F. Murdy
For
For
Yes
Kaiser Aluminum Corporation
KALU
483007704
 07-Jun-12
 12-Apr-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
Kaiser Aluminum Corporation
KALU
483007704
 07-Jun-12
 12-Apr-12
Annual
Management
3
Ratify Auditors
For
For
Yes
Boston Pizza Royalties Income Fund
BPF.UN
101084101
 13-Jun-12
 23-Apr-12
Annual
Management
1.1
Elect Trustee John L. Cowperthwaite
For
For
Yes
Boston Pizza Royalties Income Fund
BPF.UN
101084101
 13-Jun-12
 23-Apr-12
Annual
Management
1.2
Elect Trustee W. Murray Sadler
For
For
Yes
Boston Pizza Royalties Income Fund
BPF.UN
101084101
 13-Jun-12
 23-Apr-12
Annual
Management
1.3
Elect Trustee William C. Brown
For
For
Yes
Boston Pizza Royalties Income Fund
BPF.UN
101084101
 13-Jun-12
 23-Apr-12
Annual
Management
2
Approve KPMG LLP as Auditors and Authorize Trustees to Fix Their Remuneration
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
1.1
Elect Director Michael Brody
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
1.2
Elect Director Peter Dey
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
1.3
Elect Director Barry Gilbertson
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
1.4
Elect Director Thomas Heslip
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
1.5
Elect Director Gerald J. Miller
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
1.6
Elect Director Scott I. Oran
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
1.7
Elect Director G. Wesley Voorheis
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
2
Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
3
Change Company Name to Granite Real Estate Inc.
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
4
Approve Executive Share Unit Plan
For
For
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
5
Amend Quorum Requirements
For
Against
Yes
Granite Real Estate Inc.
MIM
55304X104
 13-Jun-12
 09-May-12
Annual/Special
Management
6
Change Jurisdiction of Incorporation [OBCA to QBCA]
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
1.1
Elect Director Paul H. McDowell
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
1.2
Elect Director William R. Pollert
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
1.3
Elect Director Michael E. Gagliardi
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
1.4
Elect Director Catherine F. Long
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
1.5
Elect Director Jeffrey F. Rogatz
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
1.6
Elect Director Howard A. Silver
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
2
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
Yes
CapLease, Inc.
LSE
140288101
 14-Jun-12
 09-Apr-12
Annual
Management
3
Ratify Auditors
For
For
Yes
UFP Technologies, Inc.
UFPT
902673102
 14-Jun-12
 25-Apr-12
Annual
Management
1.1
Elect Director R. Jeffrey Bailly
For
For
Yes
UFP Technologies, Inc.
UFPT
902673102
 14-Jun-12
 25-Apr-12
Annual
Management
1.2
Elect Director David B. Gould
For
Withhold
Yes
UFP Technologies, Inc.
UFPT
902673102
 14-Jun-12
 25-Apr-12
Annual
Management
1.3
Elect Director Marc Kozin
For
Withhold
Yes
UFP Technologies, Inc.
UFPT
902673102
 14-Jun-12
 25-Apr-12
Annual
Management
2
Ratify Auditors
For
For
Yes
UFP Technologies, Inc.
UFPT
902673102
 14-Jun-12
 25-Apr-12
Annual
Management
3
Adjourn Meeting
For
Against
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
1
Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2
Elect Ron V. Adams, Donald W. Cameron, Brian W. Jamieson, John E. Richardson, Michael S. Skea, Robert J. Wright, Mark D. Anderson, Farouk M. Ahamed, and J. Mark Richardson as Directors
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.1
Elect Director Ron V. Adams
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.2
Elect Director Donald W. Cameron
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.3
Elect Director Brian W. Jamieson
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.4
Elect Director John E. Richardson
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.5
Elect Director Michael S. Skea
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.6
Elect Director Robert J. Wright
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.7
Elect Director Mark D. Anderson
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.8
Elect Director Farouk M. Ahamed
For
For
Yes
Armtec Infrastructure Inc
ARF
04248B109
 21-Jun-12
 20-Apr-12
Annual
Management
2.9
Elect Director J. Mark Richardson
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.1
Elect Director Rainer H. Bosselmann
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.2
Elect Director Henry A. Crumpton
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.3
Elect Director Cynthia A. Flanders
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.4
Elect Director William F. Griffin, Jr.
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.5
Elect Director William F. Leimkuhler
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.6
Elect Director W.G. Champion Mitchell
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.7
Elect Director James W. Quinn
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
1.8
Elect Director Brian R. Sherras
For
For
Yes
Argan, Inc.
AGX
04010E109
 26-Jun-12
 30-Apr-12
Annual
Management
2
Ratify Auditors
For
For
Yes
Overhill Farms, Inc.
OFI
690212105
 27-Jun-12
 23-May-12
Annual
Management
1.1
Elect Director James Rudis
For
For
Yes
Overhill Farms, Inc.
OFI
690212105
 27-Jun-12
 23-May-12
Annual
Management
1.2
Elect Director Harold Estes
For
For
Yes
Overhill Farms, Inc.
OFI
690212105
 27-Jun-12
 23-May-12
Annual
Management
1.3
Elect Director Geoffrey A. Gerard
For
For
Yes
Overhill Farms, Inc.
OFI
690212105
 27-Jun-12
 23-May-12
Annual
Management
1.4
Elect Director Alexander Auerbach
For
Withhold
Yes
Overhill Farms, Inc.
OFI
690212105
 27-Jun-12
 23-May-12
Annual
Management
1.5
Elect Director Alexander Rodetis, Jr.
For
For
Yes
Overhill Farms, Inc.
OFI
690212105
 27-Jun-12
 23-May-12
Annual
Management
2
Ratify Auditors
For
For
Yes



 
 
 

SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Advisors Series Trust                                                                                                                                                                     


By (Signature and Title) /s/ Douglas G. Hess                                                                                                                                          
 Douglas G. Hess, President
 (Principal Executive Officer)


Date  08/31/2012