0000894189-12-005118.txt : 20120830 0000894189-12-005118.hdr.sgml : 20120830 20120830101117 ACCESSION NUMBER: 0000894189-12-005118 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120830 DATE AS OF CHANGE: 20120830 EFFECTIVENESS DATE: 20120830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 121064708 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000031090 Alpha Defensive Growth Fund C000096439 Class I ACDEX C000096440 Class R 0001027596 S000031091 Alpha Opportunistic Growth Fund C000096441 Class I ACOPX C000096442 Class R N-PX 1 alphacapital_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Douglas G. Hess Advisors Series Trust c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6609 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012 Alpha Defensive Growth Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. Alpha Opportunistic Growth Fund -------------------------------------------------------------------------------------------------------------------------- RBB FUNDS INC Agenda Number: 933636308 -------------------------------------------------------------------------------------------------------------------------- Security: 749255261 Meeting Type: Annual Meeting Date: 19-Jun-2012 Ticker: BPLSX ISIN: US7492552614 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JULIAN A. BRODSKY Mgmt No vote ROBERT SABLOWSKY Mgmt No vote JAY F. NUSBLATT Mgmt No vote J. RICHARD CARNALL Mgmt No vote NICHOLAS A. GIORDANO Mgmt No vote ARNOLD M. REICHMAN Mgmt No vote ROBERT A. STRANIERE Mgmt No vote GREGORY P. CHANDLER Mgmt No vote 2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt No vote LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2012. -------------------------------------------------------------------------------------------------------------------------- YACKTMAN FUND, INC. Agenda Number: 933645573 -------------------------------------------------------------------------------------------------------------------------- Security: 984281204 Meeting Type: Special Meeting Date: 26-Jun-2012 Ticker: YAFFX ISIN: US9842812045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE AN AGREEMENT AND PLAN OF Mgmt No vote REORGANIZATION, WHICH PROVIDES FOR THE ACQUISITION OF THE ASSETS AND ASSUMPTION OF THE LIABILITIES OF THE YACKTMAN FOCUSED FUND IN EXCHANGE FOR SHARES OF YACKTMAN FOCUSED FUND. A VOTE TO APPROVE THE PLAN WILL ALSO CONSTITUTE A VOTE TO APPROVE THE LIQUIDATION AND DISSOLUTIION OF THE YACKTMAN FOCUSED FUND IN CONNECTION WITH THE REORGANIZATION * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Douglas G. Hess Name Douglas G. Hess Title President Date 08/09/2012