N-PX/A 1 wbi_2011npx-a.txt AMENDED ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07959 NAME OF REGISTRANT: Advisors Series Trust ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Douglas G. Hess Advisors Series Trust, c/o U.S. Bancorp Fund Services, LLC 777 East Wisconsin Avenue, 5th Floor Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6609 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2010 - 06/30/2011 WBI Absolute Return Balanced Fund -------------------------------------------------------------------------------------------------------------------------- AMERICAN STATES WATER COMPANY Agenda Number: 933398655 -------------------------------------------------------------------------------------------------------------------------- Security: 029899101 Meeting Type: Annual Meeting Date: 10-May-2011 Ticker: AWR ISIN: US0298991011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JAMES F. MCNULTY Mgmt For For ROBERT J. SPROWLS Mgmt For For JANICE F. WILKINS Mgmt For For 02 TO APPROVE THE AMENDMENT TO THE BYLAWS TO INCREASE Mgmt For For THE MAXIMUM AND MINIMUM SIZE OF THE BOARD FROM A RANGE OF FIVE TO NINE DIRECTORS TO A RANGE OF SIX TO ELEVEN DIRECTORS. 03 NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION Mgmt For For PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION. 04 NON-BINDING RESOLUTION TO DETERMINE HOW FREQUENTLY Mgmt 1 Year Against (EVERY ONE, TWO OR THREE YEARS), WE SHOULD CONDUCT AN ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. 05 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- BLACK HILLS CORPORATION Agenda Number: 933426024 -------------------------------------------------------------------------------------------------------------------------- Security: 092113109 Meeting Type: Annual Meeting Date: 25-May-2011 Ticker: BKH ISIN: US0921131092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR DAVID R. EMERY Mgmt For For REBECCA B. ROBERTS Mgmt For For WARREN L. ROBINSON Mgmt For For JOHN B. VERING Mgmt For For 02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For LLP TO SERVE AS BLACK HILLS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For COMPENSATION. 04 APPROVE HOLDING THE ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. -------------------------------------------------------------------------------------------------------------------------- EXELON CORPORATION Agenda Number: 933389517 -------------------------------------------------------------------------------------------------------------------------- Security: 30161N101 Meeting Type: Annual Meeting Date: 03-May-2011 Ticker: EXC ISIN: US30161N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: JOHN A. CANNING, JR. Mgmt For For 1B ELECTION OF DIRECTOR: M. WALTER D'ALESSIO Mgmt For For 1C ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For 1D ELECTION OF DIRECTOR: NELSON A. DIAZ Mgmt For For 1E ELECTION OF DIRECTOR: SUE L. GIN Mgmt For For 1F ELECTION OF DIRECTOR: ROSEMARIE B. GRECO Mgmt For For 1G ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For 1H ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For 1I ELECTION OF DIRECTOR: JOHN M. PALMS Mgmt For For 1J ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON Mgmt For For 1K ELECTION OF DIRECTOR: THOMAS J. RIDGE Mgmt For For 1L ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For 1M ELECTION OF DIRECTOR: JOHN W. ROWE Mgmt For For 1N ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For 1O ELECTION OF DIRECTOR: DON THOMPSON Mgmt For For 02 THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For AS EXELON'S INDEPENDENT ACCOUNTANT FOR THE YEAR 2011 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year For VOTE ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- IGATE CORPORATION Agenda Number: 933423600 -------------------------------------------------------------------------------------------------------------------------- Security: 45169U105 Meeting Type: Annual Meeting Date: 05-May-2011 Ticker: IGTE ISIN: US45169U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR SUNIL WADHWANI Mgmt For For GORAN LINDAHL Mgmt For For 02 TO APPROVE THE REMOVAL OF THE CONVERSION CAP Mgmt For For LIMITATION TO WHICH OUR 8% SERIES B PREFERRED STOCK IS CURRENTLY SUBJECT. 3A TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK. 3B TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS THAT MAY SERVE ON THE BOARD FROM NINE TO FOURTEEN. 04 TO APPROVE THE IGATE CORPORATION 2011 ANNUAL Mgmt For For INCENTIVE COMPENSATION PLAN. 05 TO APPROVE THE PERFORMANCE MEASURES FOR PERFORMANCE-BASED Mgmt Against Against AWARDS UNDER THE IGATE CORPORATION 2006 STOCK INCENTIVE PLAN. 06 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 07 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- M&T BANK CORPORATION Agenda Number: 933379011 -------------------------------------------------------------------------------------------------------------------------- Security: 55261F104 Meeting Type: Annual Meeting Date: 19-Apr-2011 Ticker: MTB ISIN: US55261F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR BRENT D. BAIRD Mgmt For For ROBERT J. BENNETT Mgmt For For C. ANGELA BONTEMPO Mgmt For For ROBERT T. BRADY Mgmt For For MICHAEL D. BUCKLEY Mgmt For For T.J. CUNNINGHAM III Mgmt For For MARK J. CZARNECKI Mgmt For For GARY N. GEISEL Mgmt For For PATRICK W.E. HODGSON Mgmt For For RICHARD G. KING Mgmt For For JORGE G. PEREIRA Mgmt For For MICHAEL P. PINTO Mgmt For For MELINDA R. RICH Mgmt For For ROBERT E. SADLER, JR. Mgmt For For HERBERT L. WASHINGTON Mgmt For For ROBERT G. WILMERS Mgmt For For 02 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S Mgmt For For NAMED EXECUTIVE OFFICERS. 03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2011. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 933370784 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Meeting Date: 22-Feb-2011 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL Mgmt For For STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2010 02 DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE Mgmt For For BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE 03 APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS Mgmt For For AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND 04 CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM Mgmt Against Against 5B1 RE-ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM Mgmt For For TO THE BOARD OF DIRECTORS 5B2 RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR Mgmt For For TERM TO THE BOARD OF DIRECTORS 5B3 RE-ELECTION OF ULRICH LEHNER, PH.D. FOR A THREE-YEAR Mgmt For For TERM TO THE BOARD OF DIRECTORS 5C ELECTION OF NEW MEMBER THE BOARD OF DIRECTORS Mgmt For For PROPOSES TO VOTE FOR THE ELECTION OF ENRICO VANNI, PH.D.,FOR A THREE YEAR TERM 06 APPOINTMENT OF THE AUDITOR Mgmt For For 07 ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED Mgmt Against Against AT THE MEETING -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 933380898 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Special Meeting Date: 08-Apr-2011 Ticker: NVS ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A THE BOARD OF DIRECTORS PROPOSES THE APPROVAL Mgmt For For OF THE MERGER AGREEMENT BETWEEN ALCON, INC. ("ALCON") AND NOVARTIS AG ("NOVARTIS") DATED DECEMBER 14, 2010. 1B THE BOARD OF DIRECTORS PROPOSES THE CREATION Mgmt For For OF AUTHORISED CAPITAL THROUGH THE ISSUANCE OF UP TO 108 MILLION NEW SHARES FOR THE PURPOSE OF COMPLETING THE MERGER OF ALCON INTO NOVARTIS BY MEANS OF INTRODUCING A NEW ARTICLE 4A OF THE ARTICLES OF INCORPORATION. 02 FOR ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED Mgmt Against Against AT THE MEETING, I/WE INSTRUCT TO VOTE ACCORDING TO THE PROPOSAL OF THE BOARD OF DIRECTORS. -------------------------------------------------------------------------------------------------------------------------- PEPCO HOLDINGS, INC. Agenda Number: 933412289 -------------------------------------------------------------------------------------------------------------------------- Security: 713291102 Meeting Type: Annual Meeting Date: 20-May-2011 Ticker: POM ISIN: US7132911022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR JACK B. DUNN, IV Mgmt For For TERENCE C. GOLDEN Mgmt For For PATRICK T. HARKER Mgmt For For FRANK O. HEINTZ Mgmt For For BARBARA J. KRUMSIEK Mgmt For For GEORGE F. MACCORMACK Mgmt For For LAWRENCE C. NUSSDORF Mgmt For For PATRICIA A. OELRICH Mgmt For For JOSEPH M. RIGBY Mgmt For For FRANK K. ROSS Mgmt For For PAULINE A. SCHNEIDER Mgmt For For LESTER P. SILVERMAN Mgmt For For 02 A PROPOSAL TO APPROVE, BY NON-BINDING VOTE, Mgmt For For THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 03 A PROPOSAL RECOMMENDING, BY NON-BINDING VOTE, Mgmt 1 Year For THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 04 A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERSMgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2011. -------------------------------------------------------------------------------------------------------------------------- PPL CORPORATION Agenda Number: 933416756 -------------------------------------------------------------------------------------------------------------------------- Security: 69351T106 Meeting Type: Annual Meeting Date: 18-May-2011 Ticker: PPL ISIN: US69351T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR FREDERICK M. BERNTHAL Mgmt For For JOHN W. CONWAY Mgmt Withheld Against STEVEN G. ELLIOTT Mgmt For For LOUISE K. GOESER Mgmt For For STUART E. GRAHAM Mgmt For For STUART HEYDT Mgmt For For JAMES H. MILLER Mgmt For For CRAIG A. ROGERSON Mgmt For For NATICA VON ALTHANN Mgmt For For KEITH W. WILLIAMSON Mgmt For For 02 APPROVAL OF THE SHORT-TERM INCENTIVE PLAN Mgmt For For 03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year For COMPENSATION VOTES 06 SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY Shr For Against VOTE STANDARD PROPOSAL 07 SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS Shr For Against -------------------------------------------------------------------------------------------------------------------------- SANOFI-AVENTIS Agenda Number: 933428410 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 06-May-2011 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2010 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For FOR THE YEAR ENDED DECEMBER 31, 2010 O3 APPROPRIATION OF PROFITS; DECLARATION OF DIVIDEND Mgmt For For O4 AGREEMENTS AND COMMITMENTS SUBJECT TO ARTICLE Mgmt For For L. 225-38 ET SEQ OF THE COMMERCIAL CODE O5 DIRECTORS ATTENDANCE FEES Mgmt For For O6 RATIFICATION OF THE CO-OPTING OF A DIRECTOR Mgmt For For (MS. CAROLE PIWNICA) O7 APPOINTMENT OF A DIRECTOR (MS. SUET-FERN LEE) Mgmt For For O8 REAPPOINTMENT OF A DIRECTOR (MR. THIERRY DESMAREST) Mgmt For For O9 REAPPOINTMENT OF A DIRECTOR (MR. IGOR LANDAU) Mgmt For For O10 REAPPOINTMENT OF A DIRECTOR (MR. GERARD VAN Mgmt For For KEMMEL) O11 REAPPOINTMENT OF A DIRECTOR (MR. SERGE WEINBERG) Mgmt For For O12 REAPPOINTMENT OF A STATUTORY AUDITOR (PRICEWATERHOUSECOOPERSMgmt For For AUDIT) O13 APPOINTMENT OF A DEPUTY STATUTORY AUDITOR (MR. Mgmt For For YVES NICOLAS) O14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY Mgmt For For OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E15 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR BY ISSUANCE OF SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E16 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt Against Against TO DECIDE TO CARRY OUT BY PUBLIC OFFERING INCREASES IN THE SHARE CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE RIGHTS, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR THE ISSUANCE OF SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E17 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHTS, Mgmt Against Against SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY E18 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt Against Against TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS E19 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS E20 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY ISSUANCE, OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR FAVOR E21 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES E22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Mgmt For For THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E23 AMENDMENT TO ARTICLE 11 OF THE ARTICLES OF ASSOCIATION Mgmt For For E24 AMENDMENT TO ARTICLE 12 OF THE ARTICLES OF ASSOCIATION Mgmt For For E25 AMENDMENT TO ARTICLE 19 OF THE ARTICLES OF ASSOCIATION Mgmt For For E26 CHANGE OF NAME AND CORRESPONDING CHANGE TO THE Mgmt For For ARTICLES OF ASSOCIATION E27 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- STRAYER EDUCATION, INC. Agenda Number: 933397641 -------------------------------------------------------------------------------------------------------------------------- Security: 863236105 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: STRA ISIN: US8632361056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For 1B ELECTION OF DIRECTOR: DAVID A. COULTER Mgmt For For 1C ELECTION OF DIRECTOR: DR. CHARLOTTE F. BEASON Mgmt For For 1D ELECTION OF DIRECTOR: WILLIAM E. BROCK Mgmt For For 1E ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For 1F ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For 1G ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For 1H ELECTION OF DIRECTOR: TODD A. MILANO Mgmt For For 1I ELECTION OF DIRECTOR: G THOMAS WAITE, III Mgmt For For 1J ELECTION OF DIRECTOR: J. DAVID WARGO Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ENDING DECEMBER 31, 2011 03 APPROVE 2011 EQUITY COMPENSATION PLAN, WHICH Mgmt For For INCREASES SHARES AVAILABLE FOR ISSUANCE AS EQUITY COMPENSATION BY 300,000 SHARES 04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against OF THE NAMED EXECUTIVE OFFICERS 05 TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 933387397 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 02-May-2011 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For 1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For 1D ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, Mgmt For For JR. 1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For 1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For 1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 03 RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON Mgmt 1 Year Against EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. 05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shr Against For 06 REPORT ON POLITICAL ACTIVITY. Shr Against For 07 ACTION BY WRITTEN CONSENT. Shr For Against 08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. Shr For Against 09 INDEPENDENT CHAIRMAN. Shr For Against -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 933382929 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 28-Apr-2011 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR P.M. ARWAY Mgmt For For R.F. CAVANAUGH Mgmt For For C.A. DAVIS Mgmt For For J.M. MEAD Mgmt For For J.E. NEVELS Mgmt For For A.J. PALMER Mgmt For For T.J. RIDGE Mgmt For For D.L. SHEDLARZ Mgmt For For D.J. WEST Mgmt For For 02 RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For AUDITORS FOR 2011. 03 APPROVE, ON A NON-BINDING ADVISORY BASIS, A Mgmt For For RESOLUTION APPROVING EXECUTIVE COMPENSATION. 04 SELECT, ON A NON-BINDING ADVISORY BASIS, THE Mgmt 1 Year For FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. 05 APPROVE THE HERSHEY COMPANY AMENDED AND RESTATED Mgmt For For EQUITY AND INCENTIVE COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Agenda Number: 933416821 -------------------------------------------------------------------------------------------------------------------------- Security: 969457100 Meeting Type: Annual Meeting Date: 19-May-2011 Ticker: WMB ISIN: US9694571004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ALAN S. ARMSTRONG Mgmt For For 1B ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND Mgmt For For 1C ELECTION OF DIRECTOR: JUANITA H. HINSHAW Mgmt For For 1D ELECTION OF DIRECTOR: FRANK T. MACINNIS Mgmt For For 1E ELECTION OF DIRECTOR: JANICE D. STONEY Mgmt For For 1F ELECTION OF DIRECTOR: LAURA A. SUGG Mgmt For For 02 RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS Mgmt For For FOR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- UIL HOLDINGS CORPORATION Agenda Number: 933394974 -------------------------------------------------------------------------------------------------------------------------- Security: 902748102 Meeting Type: Annual Meeting Date: 10-May-2011 Ticker: UIL ISIN: US9027481020 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR THELMA R. ALBRIGHT Mgmt For For ARNOLD L. CHASE Mgmt For For BETSY HENLEY-COHN Mgmt For For SUEDEEN G. KELLY Mgmt For For JOHN L. LAHEY Mgmt For For DANIEL J. MIGLIO Mgmt For For WILLIAM F. MURDY Mgmt For For DONALD R. SHASSIAN Mgmt For For JAMES P. TORGERSON Mgmt For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS UIL HOLDINGS CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 APPROVAL, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. Mgmt For For 04 RECOMMENDATION, BY NON-BINDING VOTE, THE FREQUENCY Mgmt 1 Year For OF EXECUTIVE COMPENSATION VOTES. 05 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Mgmt Against Against OF UIL HOLDINGS CORPORATION TO INCREASE THE NUMBER OF SHARES AUTHORIZED. WBI Absolute Return Dividend Growth Fund -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 933386319 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 29-Apr-2011 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR R.J. ALPERN Mgmt For For R.S. AUSTIN Mgmt For For W.J. FARRELL Mgmt For For H.L. FULLER Mgmt For For E.M. LIDDY Mgmt For For P.N. NOVAKOVIC Mgmt For For W.A. OSBORN Mgmt For For S.C. SCOTT III Mgmt For For G.F. TILTON Mgmt For For M.D. WHITE Mgmt For For 02 RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. Mgmt For For 03 SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt Against Against OF EXECUTIVE COMPENSATION. 04 SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL Mgmt 1 Year For OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. 05 SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BLACKROCK, INC. Agenda Number: 933435605 -------------------------------------------------------------------------------------------------------------------------- Security: 09247X101 Meeting Type: Annual Meeting Date: 25-May-2011 Ticker: BLK ISIN: US09247X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR MURRY S. GERBER Mgmt For For JAMES GROSFELD Mgmt For For SIR DERYCK MAUGHAN Mgmt For For THOMAS K. MONTAG Mgmt For For LINDA GOSDEN ROBINSON Mgmt For For JOHN S. VARLEY Mgmt Withheld Against 02 APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION Mgmt For For OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. 03 RECOMMENDATION, IN A NON-BINDING VOTE, OF THE Mgmt 1 Year For FREQUENCY OF SHAREHOLDER VOTES CAST ON EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. -------------------------------------------------------------------------------------------------------------------------- EMPRESA NACIONAL DE ELECTRICIDAD S.A. Agenda Number: 933399885 -------------------------------------------------------------------------------------------------------------------------- Security: 29244T101 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: EOC ISIN: US29244T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPROVAL OF THE ANNUAL REPORT, FINANCIAL STATEMENTS Mgmt For For AND REPORT OF THE EXTERNAL AUDITORS AND INSPECTORS OF ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2010. 02 APPROVAL OF PROFITS AND DIVIDENDS DISTRIBUTION. Mgmt For For 04 APPROVAL OF THE INVESTMENT AND FINANCING POLICY Mgmt For For PROPOSED BY THE BOARD OF DIRECTORS. 05 SETTING THE COMPENSATION OF THE BOARD OF DIRECTORS. Mgmt Abstain Against 06 SETTING THE COMPENSATION OF THE DIRECTORS' COMMITTEE Mgmt Abstain Against AND THE APPROVAL OF THEIR BUDGET FOR THE YEAR 2011. 08 APPOINTMENT OF AN EXTERNAL AUDITING FIRM FOR Mgmt For For 2011, GOVERNED BY CHAPTER XXVIII OF THE SECURITIES MARKET LAW 18,045. 09 ELECTION OF TWO ACCOUNT INSPECTORS AND THEIR Mgmt For For ALTERNATES, AND SETTING THEIR COMPENSATION. 11 OTHER MATTERS OF SOCIAL INTEREST AND COMPETENCE Mgmt Against Against OF THE MEETING. -------------------------------------------------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Agenda Number: 933417063 -------------------------------------------------------------------------------------------------------------------------- Security: 29472R108 Meeting Type: Annual Meeting Date: 11-May-2011 Ticker: ELS ISIN: US29472R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR PHILIP CALIAN Mgmt For For DAVID CONTIS Mgmt For For THOMAS DOBROWSKI Mgmt For For THOMAS HENEGHAN Mgmt For For SHELI ROSENBERG Mgmt For For HOWARD WALKER Mgmt For For GARY WATERMAN Mgmt For For SAMUEL ZELL Mgmt For For 02 THE RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. 03 A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 04 A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For OF A STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- GAP INC. Agenda Number: 933405424 -------------------------------------------------------------------------------------------------------------------------- Security: 364760108 Meeting Type: Annual Meeting Date: 17-May-2011 Ticker: GPS ISIN: US3647601083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR ADRIAN D.P. BELLAMY Mgmt For For DOMENICO DE SOLE Mgmt For For ROBERT J. FISHER Mgmt For For WILLIAM S. FISHER Mgmt For For BOB L. MARTIN Mgmt For For JORGE P. MONTOYA Mgmt For For GLENN K. MURPHY Mgmt For For MAYO A. SHATTUCK III Mgmt For For KATHERINE TSANG Mgmt For For KNEELAND C. YOUNGBLOOD Mgmt For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. 03 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF Mgmt For For THE GAP, INC. 2006 LONG-TERM INCENTIVE PLAN. 04 APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 05 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Mgmt 1 Year For FOR AN ADVISORY VOTE ON THE OVERALL COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- GENERAL DYNAMICS CORPORATION Agenda Number: 933387854 -------------------------------------------------------------------------------------------------------------------------- Security: 369550108 Meeting Type: Annual Meeting Date: 04-May-2011 Ticker: GD ISIN: US3695501086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: MARY T. BARRA Mgmt For For 1B ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For 1C ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For 1D ELECTION OF DIRECTOR: WILLIAM P. FRICKS Mgmt For For 1E ELECTION OF DIRECTOR: JAY L. JOHNSON Mgmt For For 1F ELECTION OF DIRECTOR: GEORGE A. JOULWAN Mgmt For For 1G ELECTION OF DIRECTOR: PAUL G. KAMINSKI Mgmt For For 1H ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For 1I ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For 1J ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For 1K ELECTION OF DIRECTOR: ROBERT WALMSLEY Mgmt For For 02 SELECTION OF INDEPENDENT AUDITORS. Mgmt For For 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt Against Against 04 ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year Against COMPENSATION ADVISORY VOTES. 05 SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN Shr Against For RIGHTS POLICY. 06 SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL Shr Against For SHAREHOLDER MEETINGS. -------------------------------------------------------------------------------------------------------------------------- HARTE-HANKS, INC. Agenda Number: 933406058 -------------------------------------------------------------------------------------------------------------------------- Security: 416196103 Meeting Type: Annual Meeting Date: 04-May-2011 Ticker: HHS ISIN: US4161961036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR HOUSTON H. HARTE Mgmt For For JUDY C. ODOM Mgmt For For KAREN A. PUCKETT Mgmt For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS HARTE-HANKS' Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. 03 TO APPROVE (ON AN ADVISORY BASIS) THE COMPENSATION Mgmt For For OF NAMED EXECUTIVE OFFICERS. 04 TO RECOMMEND (ON AN ADVISORY BASIS) THE FREQUENCY Mgmt 1 Year Against OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- IGATE CORPORATION Agenda Number: 933423600 -------------------------------------------------------------------------------------------------------------------------- Security: 45169U105 Meeting Type: Annual Meeting Date: 05-May-2011 Ticker: IGTE ISIN: US45169U1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR SUNIL WADHWANI Mgmt For For GORAN LINDAHL Mgmt For For 02 TO APPROVE THE REMOVAL OF THE CONVERSION CAP Mgmt For For LIMITATION TO WHICH OUR 8% SERIES B PREFERRED STOCK IS CURRENTLY SUBJECT. 3A TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK. 3B TO APPROVE TO AMEND AND RESTATE OUR SECOND AMENDED Mgmt For For AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS THAT MAY SERVE ON THE BOARD FROM NINE TO FOURTEEN. 04 TO APPROVE THE IGATE CORPORATION 2011 ANNUAL Mgmt For For INCENTIVE COMPENSATION PLAN. 05 TO APPROVE THE PERFORMANCE MEASURES FOR PERFORMANCE-BASED Mgmt Against Against AWARDS UNDER THE IGATE CORPORATION 2006 STOCK INCENTIVE PLAN. 06 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 07 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against VOTES ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- INTEL CORPORATION Agenda Number: 933403812 -------------------------------------------------------------------------------------------------------------------------- Security: 458140100 Meeting Type: Annual Meeting Date: 19-May-2011 Ticker: INTC ISIN: US4581401001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For 1B ELECTION OF DIRECTOR: SUSAN L. DECKER Mgmt For For 1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Mgmt For For 1D ELECTION OF DIRECTOR: REED E. HUNDT Mgmt For For 1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Mgmt For For 1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Mgmt For For 1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Mgmt For For 1H ELECTION OF DIRECTOR: JANE E. SHAW Mgmt For For 1I ELECTION OF DIRECTOR: FRANK D. YEARY Mgmt For For 1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Mgmt For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP Mgmt For For AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CURRENT YEAR 03 AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE Mgmt For For PLAN 04 AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE Mgmt For For PLAN 05 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 06 ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year ADVISORY VOTES ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- L-3 COMMUNICATIONS HOLDINGS, INC. Agenda Number: 933381989 -------------------------------------------------------------------------------------------------------------------------- Security: 502424104 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: LLL ISIN: US5024241045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR H. HUGH SHELTON Mgmt For For MICHAEL T. STRIANESE Mgmt For For JOHN P. WHITE Mgmt For For 2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3 ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO Mgmt For For APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. 4 FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION: Mgmt 1 Year For TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Agenda Number: 933383147 -------------------------------------------------------------------------------------------------------------------------- Security: 539830109 Meeting Type: Annual Meeting Date: 28-Apr-2011 Ticker: LMT ISIN: US5398301094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: NOLAN D. ARCHIBALD Mgmt For For 1B ELECTION OF DIRECTOR: ROSALIND G. BREWER Mgmt For For 1C ELECTION OF DIRECTOR: DAVID B. BURRITT Mgmt For For 1D ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. Mgmt For For 1E ELECTION OF DIRECTOR: THOMAS J. FALK Mgmt For For 1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Mgmt For For 1G ELECTION OF DIRECTOR: JAMES M. LOY Mgmt For For 1H ELECTION OF DIRECTOR: DOUGLAS H. MCCORKINDALE Mgmt For For 1I ELECTION OF DIRECTOR: JOSEPH W. RALSTON Mgmt For For 1J ELECTION OF DIRECTOR: ANNE STEVENS Mgmt For For 1K ELECTION OF DIRECTOR: ROBERT J. STEVENS Mgmt For For 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS INDEPENDENT AUDITORS 03 MANAGEMENT PROPOSAL ADOPT THE LOCKHEED MARTIN Mgmt For For CORPORATION 2011 INCENTIVE PERFORMANCE AWARD PLAN 04 PROPOSAL TO APPROVE THE COMPENSATION OF NAMED Mgmt Against Against EXECUTIVE OFFICERS 05 PROPOSAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt 1 Year For VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS 06 STOCKHOLDER PROPOSAL ALLOW STOCKHOLDERS TO ACT Shr For Against BY WRITTEN CONSENT IN LIEU OF A MEETING -------------------------------------------------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Agenda Number: 933431037 -------------------------------------------------------------------------------------------------------------------------- Security: 57060D108 Meeting Type: Annual Meeting Date: 09-Jun-2011 Ticker: MKTX ISIN: US57060D1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR RICHARD M. MCVEY Mgmt For For DR. SHARON BROWN-HRUSKA Mgmt For For ROGER BURKHARDT Mgmt For For STEPHEN P. CASPER Mgmt For For DAVID G. GOMACH Mgmt For For CARLOS M. HERNANDEZ Mgmt For For RONALD M. HERSCH Mgmt For For JEROME S. MARKOWITZ Mgmt For For T. KELLEY MILLET Mgmt For For NICOLAS S. ROHATYN Mgmt For For JOHN STEINHARDT Mgmt For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt For For OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT. 04 ADVISORY VOTE ON FREQUENCY OF THE ADVISORY VOTE Mgmt 1 Year For ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- P.H. GLATFELTER COMPANY Agenda Number: 933402478 -------------------------------------------------------------------------------------------------------------------------- Security: 377316104 Meeting Type: Annual Meeting Date: 04-May-2011 Ticker: GLT ISIN: US3773161043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR KATHLEEN A. DAHLBERG Mgmt For For NICHOLAS DEBENEDICTIS Mgmt For For J. ROBERT HALL Mgmt For For RICHARD C. ILL Mgmt For For RONALD J. NAPLES Mgmt For For DANTE C. PARRINI Mgmt For For RICHARD L. SMOOT Mgmt For For LEE C. STEWART Mgmt For For 02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. 03 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Mgmt For For RESOLUTION ON EXECUTIVE COMPENSATION. 04 EXECUTIVE COMPENSATION FREQUENCY OF SHAREHOLDER Mgmt 1 Year Against VOTE. -------------------------------------------------------------------------------------------------------------------------- PINNACLE WEST CAPITAL CORPORATION Agenda Number: 933402024 -------------------------------------------------------------------------------------------------------------------------- Security: 723484101 Meeting Type: Annual Meeting Date: 18-May-2011 Ticker: PNW ISIN: US7234841010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR EDWARD N. BASHA, JR. Mgmt For For DONALD E. BRANDT Mgmt For For SUSAN CLARK-JOHNSON Mgmt For For DENIS A. CORTESE, M.D. Mgmt For For MICHAEL L. GALLAGHER Mgmt For For PAMELA GRANT Mgmt For For R.A. HERBERGER, JR, PHD Mgmt For For DALE E. KLEIN, PH.D. Mgmt For For HUMBERTO S. LOPEZ Mgmt For For KATHRYN L. MUNRO Mgmt For For BRUCE J. NORDSTROM Mgmt For For W. DOUGLAS PARKER Mgmt For For 02 ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For AS DISCLOSED IN THE 2011 PROXY STATEMENT. 03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Mgmt 1 Year Against VOTE ON EXECUTIVE COMPENSATION. 04 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Mgmt For For ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. -------------------------------------------------------------------------------------------------------------------------- PPL CORPORATION Agenda Number: 933416756 -------------------------------------------------------------------------------------------------------------------------- Security: 69351T106 Meeting Type: Annual Meeting Date: 18-May-2011 Ticker: PPL ISIN: US69351T1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR FREDERICK M. BERNTHAL Mgmt For For JOHN W. CONWAY Mgmt Withheld Against STEVEN G. ELLIOTT Mgmt For For LOUISE K. GOESER Mgmt For For STUART E. GRAHAM Mgmt For For STUART HEYDT Mgmt For For JAMES H. MILLER Mgmt For For CRAIG A. ROGERSON Mgmt For For NATICA VON ALTHANN Mgmt For For KEITH W. WILLIAMSON Mgmt For For 02 APPROVAL OF THE SHORT-TERM INCENTIVE PLAN Mgmt For For 03 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 04 ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For 05 ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year For COMPENSATION VOTES 06 SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY Shr For Against VOTE STANDARD PROPOSAL 07 SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS Shr For Against -------------------------------------------------------------------------------------------------------------------------- RPC, INC. Agenda Number: 933386535 -------------------------------------------------------------------------------------------------------------------------- Security: 749660106 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: RES ISIN: US7496601060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR R. RANDALL ROLLINS Mgmt For For HENRY B. TIPPIE Mgmt For For JAMES B. WILLIAMS Mgmt For For 02 TO RATIFY THE APPOINTMENT OF GRANT THORNTON Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. 03 TO AMEND THE CERTIFICATE OF INCORPORATON OF Mgmt Against Against COMPANY TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK TO 350,000,000 SHARES. 04 TO APPROVE THE PERFORMANCE-BASED INCENTIVE CASH Mgmt For For COMPENSATION PLAN FOR THE EXECUTIVE OFFICERS. 05 TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION Mgmt For For OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 06 TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY Mgmt 1 Year Against VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. -------------------------------------------------------------------------------------------------------------------------- SANOFI-AVENTIS Agenda Number: 933428410 -------------------------------------------------------------------------------------------------------------------------- Security: 80105N105 Meeting Type: Annual Meeting Date: 06-May-2011 Ticker: SNY ISIN: US80105N1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management O1 APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL Mgmt For For STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2010 O2 APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS Mgmt For For FOR THE YEAR ENDED DECEMBER 31, 2010 O3 APPROPRIATION OF PROFITS; DECLARATION OF DIVIDEND Mgmt For For O4 AGREEMENTS AND COMMITMENTS SUBJECT TO ARTICLE Mgmt For For L. 225-38 ET SEQ OF THE COMMERCIAL CODE O5 DIRECTORS ATTENDANCE FEES Mgmt For For O6 RATIFICATION OF THE CO-OPTING OF A DIRECTOR Mgmt For For (MS. CAROLE PIWNICA) O7 APPOINTMENT OF A DIRECTOR (MS. SUET-FERN LEE) Mgmt For For O8 REAPPOINTMENT OF A DIRECTOR (MR. THIERRY DESMAREST) Mgmt For For O9 REAPPOINTMENT OF A DIRECTOR (MR. IGOR LANDAU) Mgmt For For O10 REAPPOINTMENT OF A DIRECTOR (MR. GERARD VAN Mgmt For For KEMMEL) O11 REAPPOINTMENT OF A DIRECTOR (MR. SERGE WEINBERG) Mgmt For For O12 REAPPOINTMENT OF A STATUTORY AUDITOR (PRICEWATERHOUSECOOPERSMgmt For For AUDIT) O13 APPOINTMENT OF A DEPUTY STATUTORY AUDITOR (MR. Mgmt For For YVES NICOLAS) O14 AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY Mgmt For For OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY E15 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR BY ISSUANCE OF SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E16 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt Against Against TO DECIDE TO CARRY OUT BY PUBLIC OFFERING INCREASES IN THE SHARE CAPITAL BY ISSUANCE, WITHOUT PREEMPTIVE RIGHTS, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR THE ISSUANCE OF SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS E17 POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHTS, Mgmt Against Against SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY E18 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt Against Against TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS E19 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS E20 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY ISSUANCE, OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR FAVOR E21 DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY Mgmt For For TO GRANT OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES E22 AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE Mgmt For For THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES E23 AMENDMENT TO ARTICLE 11 OF THE ARTICLES OF ASSOCIATION Mgmt For For E24 AMENDMENT TO ARTICLE 12 OF THE ARTICLES OF ASSOCIATION Mgmt For For E25 AMENDMENT TO ARTICLE 19 OF THE ARTICLES OF ASSOCIATION Mgmt For For E26 CHANGE OF NAME AND CORRESPONDING CHANGE TO THE Mgmt For For ARTICLES OF ASSOCIATION E27 POWERS FOR FORMALITIES Mgmt For For -------------------------------------------------------------------------------------------------------------------------- STRAYER EDUCATION, INC. Agenda Number: 933397641 -------------------------------------------------------------------------------------------------------------------------- Security: 863236105 Meeting Type: Annual Meeting Date: 26-Apr-2011 Ticker: STRA ISIN: US8632361056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: ROBERT S. SILBERMAN Mgmt For For 1B ELECTION OF DIRECTOR: DAVID A. COULTER Mgmt For For 1C ELECTION OF DIRECTOR: DR. CHARLOTTE F. BEASON Mgmt For For 1D ELECTION OF DIRECTOR: WILLIAM E. BROCK Mgmt For For 1E ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For 1F ELECTION OF DIRECTOR: ROBERT R. GRUSKY Mgmt For For 1G ELECTION OF DIRECTOR: ROBERT L. JOHNSON Mgmt For For 1H ELECTION OF DIRECTOR: TODD A. MILANO Mgmt For For 1I ELECTION OF DIRECTOR: G THOMAS WAITE, III Mgmt For For 1J ELECTION OF DIRECTOR: J. DAVID WARGO Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ENDING DECEMBER 31, 2011 03 APPROVE 2011 EQUITY COMPENSATION PLAN, WHICH Mgmt For For INCREASES SHARES AVAILABLE FOR ISSUANCE AS EQUITY COMPENSATION BY 300,000 SHARES 04 TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION Mgmt Against Against OF THE NAMED EXECUTIVE OFFICERS 05 TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY Mgmt 1 Year For OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- THE BOEING COMPANY Agenda Number: 933387397 -------------------------------------------------------------------------------------------------------------------------- Security: 097023105 Meeting Type: Annual Meeting Date: 02-May-2011 Ticker: BA ISIN: US0970231058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: JOHN E. BRYSON Mgmt For For 1B ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For 1C ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. Mgmt For For 1D ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For 1E ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1F ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, Mgmt For For JR. 1G ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For 1H ELECTION OF DIRECTOR: JOHN F. MCDONNELL Mgmt For For 1I ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. Mgmt For For 1J ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For 1K ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 1L ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For 02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 03 RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON Mgmt 1 Year Against EXECUTIVE COMPENSATION. 04 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011. 05 INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE. Shr Against For 06 REPORT ON POLITICAL ACTIVITY. Shr Against For 07 ACTION BY WRITTEN CONSENT. Shr For Against 08 CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS. Shr For Against 09 INDEPENDENT CHAIRMAN. Shr For Against -------------------------------------------------------------------------------------------------------------------------- THE MCGRAW-HILL COMPANIES, INC. Agenda Number: 933392641 -------------------------------------------------------------------------------------------------------------------------- Security: 580645109 Meeting Type: Annual Meeting Date: 27-Apr-2011 Ticker: MHP ISIN: US5806451093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: PEDRO ASPE Mgmt For For 1B ELECTION OF DIRECTOR: SIR WINFRIED BISCHOFF Mgmt For For 1C ELECTION OF DIRECTOR: DOUGLAS N. DAFT Mgmt For For 1D ELECTION OF DIRECTOR: WILLIAM D. GREEN Mgmt For For 1E ELECTION OF DIRECTOR: LINDA KOCH LORIMER Mgmt For For 1F ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For 1G ELECTION OF DIRECTOR: ROBERT P. MCGRAW Mgmt For For 1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Mgmt For For 1I ELECTION OF DIRECTOR: SIR MICHAEL RAKE Mgmt For For 1J ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For 1K ELECTION OF DIRECTOR: KURT L. SCHMOKE Mgmt For For 1L ELECTION OF DIRECTOR: SIDNEY TAUREL Mgmt For For 02 VOTE TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION Mgmt For For TO PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS 03 VOTE TO APPROVE, ON AN ADVISORY BASIS, THE EXECUTIVE Mgmt For For COMPENSATION PROGRAM FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS 04 VOTE, ON AN ADVISORY BASIS, ON HOW OFTEN THE Mgmt 1 Year For COMPANY WILL CONDUCT AN ADVISORY VOTE ON EXECUTIVE COMPENSATION 05 VOTE TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 06 SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER Shr For Against ACTION BY WRITTEN CONSENT -------------------------------------------------------------------------------------------------------------------------- THE WASHINGTON POST COMPANY Agenda Number: 933394099 -------------------------------------------------------------------------------------------------------------------------- Security: 939640108 Meeting Type: Annual Meeting Date: 12-May-2011 Ticker: WPO ISIN: US9396401088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR CHRISTOPHER C. DAVIS Mgmt For For JOHN L. DOTSON JR. Mgmt For For ANNE M. MULCAHY Mgmt For For -------------------------------------------------------------------------------------------------------------------------- TIM PARTICIPACOES SA Agenda Number: 933480244 -------------------------------------------------------------------------------------------------------------------------- Security: 88706P106 Meeting Type: Special Meeting Date: 22-Jun-2011 Ticker: TSU ISIN: US88706P1066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 BY VIRTUE OF THE COMPANY'S MIGRATION TO THE Mgmt For For SPECIAL LISTING SEGMENT 'NOVO MERCADO' OF BM&FBOVESPA - BOLSA DE VALORES, MERCADORIAS E FUTUROS S.A., RATIFY THE RESOLUTION THAT APPROVES THE CONVERSION OF ALL PREFERRED SHARES INTO COMMON SHARES ISSUED BY THE COMPANY WITH THE CONVERSION RATIO OF 0.8406 COMMON SHARES NEWLY ISSUED BY THE COMPANY FOR EACH PREFERRED SHARE. -------------------------------------------------------------------------------------------------------------------------- TUPPERWARE BRANDS CORPORATION Agenda Number: 933399114 -------------------------------------------------------------------------------------------------------------------------- Security: 899896104 Meeting Type: Annual Meeting Date: 11-May-2011 Ticker: TUP ISIN: US8998961044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A ELECTION OF DIRECTOR: CATHERINE A. BERTINI Mgmt For For 1B ELECTION OF DIRECTOR: RITA BORNSTEIN, PH.D. Mgmt For For 1C ELECTION OF DIRECTOR: KRISS CLONINGER, III Mgmt For For 1D ELECTION OF DIRECTOR: E. V. GOINGS Mgmt For For 1E ELECTION OF DIRECTOR: CLIFFORD J. GRUM Mgmt For For 1F ELECTION OF DIRECTOR: JOE R. LEE Mgmt For For 1G ELECTION OF DIRECTOR: BOB MARBUT Mgmt For For 1H ELECTION OF DIRECTOR: ANGEL R. MARTINEZ Mgmt For For 1I ELECTION OF DIRECTOR: A. MONTEIRO DE CASTRO Mgmt For For 1J ELECTION OF DIRECTOR: ROBERT J. MURRAY Mgmt For For 1K ELECTION OF DIRECTOR: DAVID R. PARKER Mgmt For For 1L ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt For For 1M ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR Mgmt For For 1N ELECTION OF DIRECTOR: M. ANNE SZOSTAK Mgmt For For 2 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM 3 ADVISORY VOTE REGARDING THE COMPANY'S EXECUTIVE Mgmt For For COMPENSATION PROGRAM 4 ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING Mgmt 1 Year Against ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM -------------------------------------------------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Agenda Number: 933378247 -------------------------------------------------------------------------------------------------------------------------- Security: 930059100 Meeting Type: Annual Meeting Date: 06-Apr-2011 Ticker: WDR ISIN: US9300591008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR SHARILYN S. GASAWAY Mgmt For For ALAN W. KOSLOFF Mgmt For For JERRY W. WALTON Mgmt For For 02 RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011. 03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year Against VOTES ON EXECUTIVE COMPENSAITION. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature) /s/ Douglas G. Hess Name Douglas G. Hess Title President Date 07/22/2011