0000894189-11-003630.txt : 20110819 0000894189-11-003630.hdr.sgml : 20110819 20110819164302 ACCESSION NUMBER: 0000894189-11-003630 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101007 FILED AS OF DATE: 20110819 DATE AS OF CHANGE: 20110819 EFFECTIVENESS DATE: 20110819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 111047887 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000013667 Phocas Small Cap Value Fund C000037425 Phocas Small Cap Value Fund PHSVX N-PX 1 phoscv_2011npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07959 ADVISORS SERIES TRUST --------------------- (Exact name of registrant as specified in charter) 615 EAST MICHIGAN STREET MILWAUKEE, WISCONSIN 53202 (Address of principal executive offices) (Zip code) DOUGLAS G. HESS, PRESIDENT ADVISORS SERIES TRUST C/O U.S. BANCORP FUND SERVICES, LLC 777 EAST WISCONSIN AVENUE, 5TH FLOOR MILWAUKEE, WISCONSIN 53202 (Name and address of agent for service) Registrant's telephone number, including area code: (414) 765-6609 Date of fiscal year end: JUNE 30 Date of reporting period: 7/1/2010 - 10/7/2010 ITEM 1. PROXY VOTING RECORD. Effective October 8th, 2010, the Phocas Small Cap Value Fund reorganized into a newly created fund, the Frontegra Phocas Small Cap Value Fund, a series of Frontegra Funds, Inc. The proxy for the Phocas Small Cap Value Fund during the reporting period July 1, 2010 through October 7th, 2010 was as follows: ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-64317 Reporting Period: 07/1/2010 - 10/7/2010 Advisors Series Trust ========================= PHOCAS SMALL CAP VALUE FUND ========================== ALTERRA CAPITAL HOLDINGS LTD Ticker: ALTE Security ID: G0229R108 Meeting Date: AUG 03, 2010 Meeting Type: Annual Record Date: JUN 15, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Gordon F. Cheesbrough as Director For For Management 1b Elect K. Bruce Connell as Director For For Management 1c Elect W. Thomas Forrester as Director For For Management 1d Elect Meryl D. Hartzband For For Management 2 Ratify KPMG, Hamilton, Bermuda as For For Management Auditors 3 Elect W. Marston Becker as Director of For For Management Alterra Insurance Limited 4 Ratify the Appointment of KPMG, For For Management Hamilton, Bermuda as Auditors of Alterra Insurance Limited 5a Elect W. Marston Becker as Director of For For Management New Point III Limited 5b Elect John R. Berger as Director of New For For Management Point III Limited 5c Elect Andrew Cook as Director of New For For Management Point III Limited 6a Elect W. Marston Becker as Director of For For Management New Point Re III Limited 6b Elect John R. Berger as Director of New For For Management Point Re III Limited 6c Elect Andrew Cook as Director of New For For Management Point Re III Limited 7a Elect W. Marston Becker as Director of For For Management Alterra Agency Limited 7b Elect John R. Berger as Director of For For Management Alterra Agency Limited 7c Elect Andrew Cook as Director of For For Management Alterra Agency Limited 8 Change Company Name of Alterra For For Management Insurance Limited to Alterra Bermuda Limited -------------------------------------------------------------------------------- COMPUWARE CORPORATION Ticker: CPWR Security ID: 205638109 Meeting Date: AUG 24, 2010 Meeting Type: Annual Record Date: JUN 28, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis W. Archer For Withhold Management 1.2 Elect Director Gurminder S. Bedi For For Management 1.3 Elect Director William O. Grabe For Withhold Management 1.4 Elect Director William R. Halling For For Management 1.5 Elect Director Peter Karmanos, Jr. For For Management 1.6 Elect Director Faye Alexander Nelson For For Management 1.7 Elect Director Glenda D. Price For For Management 1.8 Elect Director Robert C. Paul For For Management 1.9 Elect Director W. James Prowse For For Management 1.10 Elect Director G. Scott Romney For For Management 1.11 Elect Director Ralph J. Szygenda For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ICONIX BRAND GROUP, INC. Ticker: ICON Security ID: 451055107 Meeting Date: AUG 19, 2010 Meeting Type: Annual Record Date: JUN 23, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil Cole For For Management 1.2 Elect Director Barry Emanuel For For Management 1.3 Elect Director Steven Mendelow For For Management 1.4 Elect Director Drew Cohen For For Management 1.5 Elect Director F. Peter Cuneo For For Management 1.6 Elect Director Mark Friedman For For Management 1.7 Elect Director James A. Marcum For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- RF MICRO DEVICES, INC. Ticker: RFMD Security ID: 749941100 Meeting Date: AUG 04, 2010 Meeting Type: Annual Record Date: JUN 04, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Walter H. Wilkinson, Jr For For Management 1.2 Elect Director Robert A. Bruggeworth For For Management 1.3 Elect Director Daniel A. DiLeo For For Management 1.4 Elect Director Jeffery R. Gardner For For Management 1.5 Elect Director John R. Harding For For Management 1.6 Elect Director Masood A. Jabbar For For Management 1.7 Elect Director Casimir S. Skrzypczak For For Management 1.8 Elect Director Erik H. Van Der Kaay For For Management 2 Amend Qualified Employee Stock Purchase For For Management Plan 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- SCHOOL SPECIALTY, INC. Ticker: SCHS Security ID: 807863105 Meeting Date: AUG 17, 2010 Meeting Type: Annual Record Date: JUL 01, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Jacqueline Dout For For Management 1.2 Elect Director Terry L. Lay For For Management 1.3 Elect Director Herbert A. Trucksess, For For Management III 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: JUL 28, 2010 Meeting Type: Annual Record Date: JUN 01, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Clunet R. Lewis For For Management 2 Elect Director Arthur A. Weiss For For Management 3 Elect Director Stephanie W. Bergeron For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- TRIUMPH GROUP, INC. Ticker: TGI Security ID: 896818101 Meeting Date: SEP 28, 2010 Meeting Type: Annual Record Date: AUG 09, 2010 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Bourgon For For Management 1.2 Elect Director Elmer L. Doty For For Management 1.3 Elect Director Ralph E. Eberhart For For Management 1.4 Elect Director Richard C. Gozon For For Management 1.5 Elect Director Richard C. Ill For For Management 1.6 Elect Director Claude F. Kronk For For Management 1.7 Elect Director Adam J. Palmer For For Management 1.8 Elect Director Joseph M. Silvestri For For Management 1.9 Elect Director George Simpson For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant)Advisors Series Trust --------------------- By (Signature and Title) /s/ Douglas G. Hess ------------------- Douglas G. Hess, President (Principal Executive Officer) Date 7/22/2011 ---------