N-PX 1 davidson_2010npx.htm ANNUAL REPORT OF PROXY VOTING davidson_2010npx.htm

 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-07959


Advisors Series Trust
(Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, Wisconsin  53202
 (Address of principal executive offices) (Zip code)


Douglas G. Hess, President
Advisors Series Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue, 5th Floor
Milwaukee, Wisconsin  53202
(Name and address of agent for service)


Registrant's telephone number, including area code: (414) 765-6609



Date of fiscal year end: June 30, 2010


Date of reporting period: June 30, 2010
 
 

 
 
Item 1. Proxy Voting Record.

Vote Summary
                                 
 
WYETH
 
 
Security
 
983024100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
WYE
       
Meeting Date
 
20-Jul-2009
   
 
ISIN
 
US9830241009
       
Agenda
 
933114869 - Management
 
City
           
Holding Recon Date
 
05-Jun-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
17-Jul-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER,
DATED AS OF JANUARY 25, 2009, AMONG PFIZER INC.,
WAGNER ACQUISITION CORP. AND WYETH, AS IT MAY BE
AMENDED FROM TIME TO TIME
Management
For
For
 
02
VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING,
IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER
AGREEMENT
Management
For
For
 
3A
ELECTION OF DIRECTOR: ROBERT M. AMEN
Management
Against
Against
 
3B
ELECTION OF DIRECTOR: MICHAEL J. CRITELLI
Management
Against
Against
 
3C
ELECTION OF DIRECTOR: FRANCES D. FERGUSSON
Management
For
For
 
3D
ELECTION OF DIRECTOR: VICTOR F. GANZI
Management
Against
Against
 
3E
ELECTION OF DIRECTOR: ROBERT LANGER
Management
For
For
 
3F
ELECTION OF DIRECTOR: JOHN P. MASCOTTE
Management
Against
Against
 
3G
ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE
Management
Against
Against
 
3H
ELECTION OF DIRECTOR: MARY LAKE POLAN
Management
For
For
 
3I
ELECTION OF DIRECTOR: BERNARD POUSSOT
Management
For
For
 
3J
ELECTION OF DIRECTOR: GARY L. ROGERS
Management
Against
Against
 
3K
ELECTION OF DIRECTOR: JOHN R. TORELL III
Management
For
For
 
04
VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS
WYETH'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2009
Management
For
For
 
05
STOCKHOLDER PROPOSAL REGARDING REPORTING ON
WYETH'S POLITICAL CONTRIBUTIONS AND TRADE
ASSOCIATION PAYMENTS
Shareholder
For
Against
 
06
STOCKHOLDER PROPOSAL REGARDING SPECIAL
STOCKHOLDER MEETINGS
Shareholder
For
Against
                                 
 
ALLIANT TECHSYSTEMS INC.
 
 
Security
 
018804104
       
Meeting Type
 
Annual
 
Ticker Symbol
 
ATK
       
Meeting Date
 
04-Aug-2009
   
 
ISIN
 
US0188041042
       
Agenda
 
933115330 - Management
 
City
           
Holding Recon Date
 
08-Jun-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
03-Aug-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
FRANCES D. COOK
 
For
For
   
2
MARTIN C. FAGA
 
For
For
   
3
RONALD R. FOGLEMAN
 
For
For
   
4
DOUGLAS L. MAINE
 
For
For
   
5
ROMAN MARTINEZ IV
 
For
For
   
6
DANIEL J. MURPHY
 
For
For
   
7
MARK H. RONALD
 
For
For
   
8
WILLIAM G. VAN DYKE
 
For
For
 
02
APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management
For
For
 
03
APPROVAL OF AMENDED AND RESTATED 2005 STOCK
INCENTIVE PLAN
Management
For
For
                                 
 
FEDEX CORPORATION
 
 
Security
 
31428X106
       
Meeting Type
 
Annual
 
Ticker Symbol
 
FDX
       
Meeting Date
 
28-Sep-2009
   
 
ISIN
 
US31428X1063
       
Agenda
 
933132259 - Management
 
City
           
Holding Recon Date
 
03-Aug-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
25-Sep-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: JAMES L. BARKSDALE
Management
For
For
 
1B
ELECTION OF DIRECTOR: JOHN A. EDWARDSON
Management
For
For
 
1C
ELECTION OF DIRECTOR: JUDITH L. ESTRIN
Management
For
For
 
1D
ELECTION OF DIRECTOR: J.R. HYDE, III
Management
For
For
 
1E
ELECTION OF DIRECTOR: SHIRLEY A. JACKSON
Management
Against
Against
 
1F
ELECTION OF DIRECTOR: STEVEN R. LORANGER
Management
Against
Against
 
1G
ELECTION OF DIRECTOR: GARY W. LOVEMAN
Management
For
For
 
1H
ELECTION OF DIRECTOR: SUSAN C. SCHWAB
Management
For
For
 
1I
ELECTION OF DIRECTOR: FREDERICK W. SMITH
Management
For
For
 
1J
ELECTION OF DIRECTOR: JOSHUA I. SMITH
Management
For
For
 
1K
ELECTION OF DIRECTOR: DAVID P. STEINER
Management
For
For
 
1L
ELECTION OF DIRECTOR: PAUL S. WALSH
Management
Against
Against
 
02
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management
For
For
 
03
STOCKHOLDER PROPOSAL REGARDING INDEPENDENT
BOARD CHAIRMAN.
Shareholder
For
Against
 
04
STOCKHOLDER PROPOSAL REGARDING SPECIAL
SHAREOWNER MEETINGS.
Shareholder
For
Against
 
05
STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER
VOTE ON EXECUTIVE PAY.
Shareholder
For
Against
 
06
STOCKHOLDER PROPOSAL REGARDING HEALTH CARE
REFORM PRINCIPLES.
Shareholder
Against
For
                                 
 
HERMAN MILLER, INC.
 
 
Security
 
600544100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
MLHR
       
Meeting Date
 
15-Oct-2009
   
 
ISIN
 
US6005441000
       
Agenda
 
933138136 - Management
 
City
           
Holding Recon Date
 
17-Aug-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
14-Oct-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
MICHAEL A. VOLKEMA*
 
For
For
   
2
PAGET L. ALVES**
 
For
For
   
3
DOUGLAS D. FRENCH**
 
For
For
   
4
JOHN R. HOKE III**
 
For
For
   
5
JAMES R. KACKLEY**
 
For
For
 
02
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management
For
For
                                 
 
ARCHER-DANIELS-MIDLAND COMPANY
 
 
Security
 
039483102
       
Meeting Type
 
Annual
 
Ticker Symbol
 
ADM
       
Meeting Date
 
05-Nov-2009
   
 
ISIN
 
US0394831020
       
Agenda
 
933149797 - Management
 
City
           
Holding Recon Date
 
10-Sep-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
04-Nov-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: G.W. BUCKLEY
Management
   
 
1B
ELECTION OF DIRECTOR: M.H. CARTER
Management
   
 
1C
ELECTION OF DIRECTOR: D.E. FELSINGER
Management
   
 
1D
ELECTION OF DIRECTOR: V.F. HAYNES
Management
   
 
1E
ELECTION OF DIRECTOR: A. MACIEL
Management
   
 
1F
ELECTION OF DIRECTOR: P.J. MOORE
Management
   
 
1G
ELECTION OF DIRECTOR: T.F. O'NEILL
Management
   
 
1H
ELECTION OF DIRECTOR: K.R. WESTBROOK
Management
   
 
1I
ELECTION OF DIRECTOR: P.A. WOERTZ
Management
   
 
02
ADOPT THE ARCHER-DANIELS-MIDLAND COMPANY 2009
INCENTIVE COMPENSATION PLAN.
Management
   
 
03
RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR
ENDING JUNE 30, 2010.
Management
   
 
04
ADOPT STOCKHOLDER'S PROPOSAL REGARDING GLOBAL
HUMAN RIGHTS STANDARDS.
Shareholder
   
                                 
 
CISCO SYSTEMS, INC.
 
 
Security
 
17275R102
       
Meeting Type
 
Annual
 
Ticker Symbol
 
CSCO
       
Meeting Date
 
12-Nov-2009
   
 
ISIN
 
US17275R1023
       
Agenda
 
933147262 - Management
 
City
           
Holding Recon Date
 
14-Sep-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
11-Nov-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: CAROL A. BARTZ
Management
   
 
1B
ELECTION OF DIRECTOR: M. MICHELE BURNS
Management
   
 
1C
ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS
Management
   
 
1D
ELECTION OF DIRECTOR: LARRY R. CARTER
Management
   
 
1E
ELECTION OF DIRECTOR: JOHN T. CHAMBERS
Management
   
 
1F
ELECTION OF DIRECTOR: BRIAN L. HALLA
Management
   
 
1G
ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY
Management
   
 
1H
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH
Management
   
 
1I
ELECTION OF DIRECTOR: RODERICK C. MCGEARY
Management
   
 
1J
ELECTION OF DIRECTOR: MICHAEL K. POWELL
Management
   
 
1K
ELECTION OF DIRECTOR: ARUN SARIN
Management
   
 
1L
ELECTION OF DIRECTOR: STEVEN M. WEST
Management
   
 
1M
ELECTION OF DIRECTOR: JERRY YANG
Management
   
 
02
TO APPROVE THE AMENDMENT AND RESTATEMENT OF
THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
Management
   
 
03
TO APPROVE THE AMENDMENT AND RESTATEMENT OF
THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN
THE ACCOMPANYING PROXY STATEMENT.
Management
   
 
04
TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS CISCO'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JULY 31, 2010.
Management
   
 
05
PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND
CISCO'S BYLAWS TO ESTABLISH A BOARD COMMITTEE ON
HUMAN RIGHTS.
Shareholder
   
 
06
PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING
THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE
PROVIDED THE OPPORTUNITY, AT EACH ANNUAL MEETING
OF SHAREHOLDERS, TO VOTE ON AN ADVISORY
RESOLUTION TO RATIFY THE COMPENSATION OF THE
NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING.
Shareholder
   
 
07
PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING
THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS,
WITHIN SIX MONTHS, PROVIDING A SUMMARIZED LISTING
AND ASSESSMENT OF CONCRETE STEPS CISCO COULD
REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS
BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE
THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE
ACCOMPANYING PROXY STATEMENT.
Shareholder
   
                                 
 
THE ESTEE LAUDER COMPANIES INC.
 
 
Security
 
518439104
       
Meeting Type
 
Annual
 
Ticker Symbol
 
EL
       
Meeting Date
 
13-Nov-2009
   
 
ISIN
 
US5184391044
       
Agenda
 
933150726 - Management
 
City
           
Holding Recon Date
 
16-Sep-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
12-Nov-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
ROSE MARIE BRAVO
     
   
2
PAUL J. FRIBOURG
     
   
3
MELLODY HOBSON
     
   
4
IRVINE O. HOCKADAY, JR.
     
   
5
BARRY S. STERNLICHT
     
 
02
RATIFICATION OF APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR THE 2010 FISCAL YEAR.
Management
   
                                 
 
MICROS SYSTEMS, INC.
 
 
Security
 
594901100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
MCRS
       
Meeting Date
 
20-Nov-2009
   
 
ISIN
 
US5949011002
       
Agenda
 
933154394 - Management
 
City
           
Holding Recon Date
 
05-Oct-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
19-Nov-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
LOUIS M. BROWN, JR.
     
   
2
B. GARY DANDO
     
   
3
A.L. GIANNOPOULOS
     
   
4
F. SUZANNE JENNICHES
     
   
5
JOHN G. PUENTE
     
   
6
DWIGHT S. TAYLOR
     
 
02
PROPOSAL TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2010 FISCAL YEAR.
Management
   
 
03
PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK
OPTION PLAN TO CHANGE THE TERMINATION DATE OF THE
PLAN TO DECEMBER 31, 2014.
Management
   
 
04
PROPOSAL TO AMEND THE COMPANY'S 1991 STOCK
OPTION PLAN TO AUTHORIZE THE ISSUANCE OF AN
ADDITIONAL 1,200,000 SHARES OF COMMON STOCK.
Management
   
                                 
 
INTUIT INC.
 
 
Security
 
461202103
       
Meeting Type
 
Annual
 
Ticker Symbol
 
INTU
       
Meeting Date
 
15-Dec-2009
   
 
ISIN
 
US4612021034
       
Agenda
 
933159039 - Management
 
City
           
Holding Recon Date
 
20-Oct-2009
   
 
Country
 
Canada
   
Vote Deadline Date
 
14-Dec-2009
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
DAVID H. BATCHELDER
     
   
2
CHRISTOPHER W. BRODY
     
   
3
WILLIAM V. CAMPBELL
     
   
4
SCOTT D. COOK
     
   
5
DIANE B. GREENE
     
   
6
MICHAEL R. HALLMAN
     
   
7
EDWARD A. KANGAS
     
   
8
SUZANNE NORA JOHNSON
     
   
9
DENNIS D. POWELL
     
   
10
STRATTON D. SCLAVOS
     
   
11
BRAD D. SMITH
     
 
02
RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2010.
Management
   
 
03
APPROVE THE AMENDMENT TO OUR 2005 EQUITY
INCENTIVE PLAN.
Management
   
 
04
APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK
PURCHASE PLAN.
Management
   
                                 
 
WALGREEN CO.
 
 
Security
 
931422109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
WAG
       
Meeting Date
 
13-Jan-2010
   
 
ISIN
 
US9314221097
       
Agenda
 
933170045 - Management
 
City
           
Holding Recon Date
 
16-Nov-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
12-Jan-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
STEVEN A. DAVIS
 
For
For
   
2
WILLIAM C. FOOTE
 
For
For
   
3
MARK P. FRISSORA
 
For
For
   
4
ALAN G. MCNALLY
 
For
For
   
5
NANCY M. SCHLICHTING
 
For
For
   
6
DAVID Y. SCHWARTZ
 
For
For
   
7
ALEJANDRO SILVA
 
For
For
   
8
JAMES A. SKINNER
 
For
For
   
9
GREGORY D. WASSON
 
For
For
 
02
RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS
WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management
For
For
 
03
AMEND AND RESTATE THE WALGREEN CO. EXECUTIVE
STOCK OPTION PLAN.
Management
For
For
 
04
SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE EACH
VOTING REQUIREMENT IN WALGREEN CO.'S CHARTER AND
BY-LAWS TO SIMPLE MAJORITY VOTE.
Shareholder
For
Against
 
05
SHAREHOLDER PROPOSAL ON A POLICY THAT A
SIGNIFICANT PORTION OF FUTURE STOCK OPTION
GRANTS TO SENIOR EXECUTIVES SHOULD BE
PERFORMANCE-BASED.
Shareholder
For
Against
 
06
SHAREHOLDER PROPOSAL ON A WRITTEN REPORT ON
CHARITABLE DONATIONS.
Shareholder
Against
For
                                 
 
ENERGIZER HOLDINGS, INC.
 
 
Security
 
29266R108
       
Meeting Type
 
Annual
 
Ticker Symbol
 
ENR
       
Meeting Date
 
25-Jan-2010
   
 
ISIN
 
US29266R1086
       
Agenda
 
933174598 - Management
 
City
           
Holding Recon Date
 
20-Nov-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
22-Jan-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
R. DAVID HOOVER
 
Withheld
Against
   
2
JOHN C. HUNTER
 
For
For
   
3
JOHN E. KLEIN
 
For
For
   
4
JOHN R. ROBERTS
 
For
For
 
02
RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
Management
For
For
                                 
 
COSTCO WHOLESALE CORPORATION
 
 
Security
 
22160K105
       
Meeting Type
 
Annual
 
Ticker Symbol
 
COST
       
Meeting Date
 
28-Jan-2010
   
 
ISIN
 
US22160K1051
       
Agenda
 
933175300 - Management
 
City
           
Holding Recon Date
 
23-Nov-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Jan-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
B.S. CARSON, SR., M.D.
 
For
For
   
2
WILLIAM H. GATES
 
For
For
   
3
HAMILTON E. JAMES
 
For
For
   
4
JILL S. RUCKELSHAUS
 
For
For
 
02
AMENDMENT OF COMPANY'S FOURTH RESTATED STOCK
INCENTIVE PLAN.
Management
For
For
 
03
RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS.
Management
For
For
                                 
 
D.R. HORTON, INC.
 
 
Security
 
23331A109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
DHI
       
Meeting Date
 
28-Jan-2010
   
 
ISIN
 
US23331A1097
       
Agenda
 
933176009 - Management
 
City
           
Holding Recon Date
 
01-Dec-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Jan-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
DONALD R. HORTON
 
For
For
   
2
BRADLEY S. ANDERSON
 
For
For
   
3
MICHAEL R. BUCHANAN
 
For
For
   
4
MICHAEL W. HEWATT
 
For
For
   
5
BOB G. SCOTT
 
For
For
   
6
DONALD J. TOMNITZ
 
For
For
   
7
BILL W. WHEAT
 
For
For
 
02
TO APPROVE OUR SECTION 382 RIGHTS AGREEMENT TO
HELP PROTECT OUR TAX ATTRIBUTES.
Management
Against
Against
 
03
TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
                                 
 
BECTON, DICKINSON AND COMPANY
 
 
Security
 
075887109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
BDX
       
Meeting Date
 
02-Feb-2010
   
 
ISIN
 
US0758871091
       
Agenda
 
933176807 - Management
 
City
           
Holding Recon Date
 
11-Dec-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
01-Feb-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
HENRY P. BECTON, JR.
 
For
For
   
2
EDWARD F. DEGRAAN
 
For
For
   
3
CLAIRE M FRASER-LIGGETT
 
For
For
   
4
EDWARD J. LUDWIG
 
For
For
   
5
ADEL A.F. MAHMOUD
 
For
For
   
6
JAMES F. ORR
 
For
For
   
7
WILLARD J. OVERLOCK, JR
 
For
For
   
8
BERTRAM L. SCOTT
 
For
For
 
02
RATIFICATION OF SELECTION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
03
APPROVAL OF A BY-LAW AMENDMENT REGARDING
SPECIAL SHAREHOLDER MEETINGS.
Management
For
For
 
04
APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE
AND DIRECTOR EQUITY-BASED COMPENSATION PLAN.
Management
For
For
 
05
APPROVAL OF MATERIAL TERMS OF PERFORMANCE
GOALS.
Management
For
For
 
06
MAJORITY VOTING.
Shareholder
For
Against
 
07
CUMULATIVE VOTING.
Shareholder
For
Against
                                 
 
APPLE INC.
 
 
Security
 
037833100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
AAPL
       
Meeting Date
 
25-Feb-2010
   
 
ISIN
 
US0378331005
       
Agenda
 
933180680 - Management
 
City
           
Holding Recon Date
 
28-Dec-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
24-Feb-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
WILLIAM V. CAMPBELL
     
   
2
MILLARD S. DREXLER
     
   
3
ALBERT A. GORE, JR.
     
   
4
STEVEN P. JOBS
     
   
5
ANDREA JUNG
     
   
6
A.D. LEVINSON, PH.D.
     
   
7
JEROME B. YORK
     
 
02
TO APPROVE AMENDMENTS TO THE APPLE INC. 2003
EMPLOYEE STOCK PLAN.
Management
   
 
03
TO APPROVE AMENDMENTS TO THE APPLE INC. 1997
DIRECTOR STOCK OPTION PLAN.
Management
   
 
04
TO HOLD AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management
   
 
05
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.        THE
BOARD OF DIRECTORS RECOMMENDS A VOTE
"AGAINST" PROPOSALS 6 AND 7.
Management
   
 
06
TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED
"SUSTAINABILITY REPORT," IF PROPERLY PRESENTED AT
THE MEETING.
Shareholder
   
 
07
TO CONSIDER A SHAREHOLDER PROPOSAL ENTITLED
"AMEND CORPORATE BYLAWS ESTABLISHING A BOARD
COMMITTEE ON SUSTAINABILITY," IF PROPERLY
PRESENTED AT THE MEETING.
Shareholder
   
                                 
 
ARIBA, INC.
 
 
Security
 
04033V203
       
Meeting Type
 
Annual
 
Ticker Symbol
 
ARBA
       
Meeting Date
 
26-Feb-2010
   
 
ISIN
 
US04033V2034
       
Agenda
 
933182189 - Management
 
City
           
Holding Recon Date
 
28-Dec-2009
   
 
Country
 
United States
   
Vote Deadline Date
 
25-Feb-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
THOMAS F. MONAHAN
 
For
For
   
2
KARL E. NEWKIRK
 
For
For
   
3
RICHARD F. WALLMAN
 
For
For
 
02
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS
FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010.
Management
For
For
                                 
 
APPLIED MATERIALS, INC.
 
 
Security
 
038222105
       
Meeting Type
 
Annual
 
Ticker Symbol
 
AMAT
       
Meeting Date
 
09-Mar-2010
   
 
ISIN
 
US0382221051
       
Agenda
 
933184599 - Management
 
City
           
Holding Recon Date
 
12-Jan-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
05-Mar-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
AART J. DE GEUS
     
   
2
STEPHEN R. FORREST
     
   
3
THOMAS J. IANNOTTI
     
   
4
SUSAN M. JAMES
     
   
5
ALEXANDER A. KARSNER
     
   
6
GERHARD H. PARKER
     
   
7
DENNIS D. POWELL
     
   
8
WILLEM P. ROELANDTS
     
   
9
JAMES E. ROGERS
     
   
10
MICHAEL R. SPLINTER
     
   
11
ROBERT H. SWAN
     
 
02
TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED
MATERIALS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
Management
   
                                 
 
BAKER HUGHES INCORPORATED
 
 
Security
 
057224107
       
Meeting Type
 
Special
 
Ticker Symbol
 
BHI
       
Meeting Date
 
31-Mar-2010
   
 
ISIN
 
US0572241075
       
Agenda
 
933191811 - Management
 
City
           
Holding Recon Date
 
11-Feb-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
30-Mar-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF
BAKER HUGHES COMMON STOCK PURSUANT TO THE
AGREEMENT AND PLAN OF MERGER, DATED AS OF
AUGUST 30, 2009, BY AND AMONG BAKER HUGHES
INCORPORATED, BSA ACQUISITION LLC AND BJ SERVICES
COMPANY (AS IT MAY BE AMENDED FROM TIME TO TIME).
Management
For
For
 
02
PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER
HUGHES INCORPORATED 2002 DIRECTOR & OFFICER
LONG-TERM INCENTIVE PLAN.
Management
For
For
 
03
PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER
HUGHES INCORPORATED 2002 EMPLOYEE LONG-TERM
INCENTIVE PLAN.
Management
For
For
 
04
ANY PROPOSAL TO AUTHORIZE THE BAKER HUGHES
BOARD OF DIRECTORS, IN ITS DISCRETION, TO ADJOURN
THE SPECIAL MEETING TO A LATER DATE OR DATES IF
NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING.
Management
For
For
                                 
 
UNITED TECHNOLOGIES CORPORATION
 
 
Security
 
913017109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
UTX
       
Meeting Date
 
14-Apr-2010
   
 
ISIN
 
US9130171096
       
Agenda
 
933195530 - Management
 
City
           
Holding Recon Date
 
16-Feb-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
13-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
LOUIS R. CHENEVERT
     
   
2
JOHN V. FARACI
     
   
3
JEAN-PIERRE GARNIER
     
   
4
JAMIE S. GORELICK
     
   
5
CARLOS M. GUTIERREZ
     
   
6
EDWARD A. KANGAS
     
   
7
CHARLES R. LEE
     
   
8
RICHARD D. MCCORMICK
     
   
9
HAROLD MCGRAW III
     
   
10
RICHARD B. MYERS
     
   
11
H. PATRICK SWYGERT
     
   
12
ANDRE VILLENEUVE
     
   
13
CHRISTINE TODD WHITMAN
     
 
02
APPOINTMENT OF THE FIRM OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITOR.
Management
   
 
03
SHAREOWNER PROPOSAL: ADVISORY VOTE ON
EXECUTIVE COMPENSATION
Shareholder
   
                                 
 
BAKER HUGHES INCORPORATED
 
 
Security
 
057224107
       
Meeting Type
 
Annual
 
Ticker Symbol
 
BHI
       
Meeting Date
 
22-Apr-2010
   
 
ISIN
 
US0572241075
       
Agenda
 
933198182 - Management
 
City
           
Holding Recon Date
 
02-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
21-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
LARRY D. BRADY
     
   
2
CLARENCE P. CAZALOT
     
   
3
CHAD C. DEATON
     
   
4
EDWARD P. DJEREJIAN
     
   
5
ANTHONY G. FERNANDES
     
   
6
CLAIRE W. GARGALLI
     
   
7
PIERRE H. JUNGELS
     
   
8
JAMES A. LASH
     
   
9
J. LARRY NICHOLS
     
   
10
H. JOHN RILEY, JR.
     
   
11
CHARLES L. WATSON
     
   
12
J.W. STEWART**
     
   
13
JAMES L. PAYNE**
     
 
02
RATIFICATION OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010
Management
   
 
03
MANAGEMENT PROPOSAL NO. 1 REGARDING THE
APPROVAL OF AN AMENDMENT TO OUR CERTIFICATE OF
INCORPORATION THAT WOULD, SUBJECT TO ANY
LIMITATIONS THAT MAY BE IMPOSED IN THE BYLAWS,
REQUIRE OUR CORPORATE SECRETARY TO CALL SPECIAL
STOCKHOLDER MEETINGS FOLLOWING A REQUEST FROM
THE HOLDERS OF 25% OF OUR VOTING STOCK
Management
   
 
04
STOCKHOLDER PROPOSAL NO. 1 REGARDING MAJORITY
VOTE STANDARD FOR DIRECTOR ELECTIONS
Shareholder
   
                                 
 
COOPER INDUSTRIES PLC.
 
 
Security
 
G24140108
       
Meeting Type
 
Annual
 
Ticker Symbol
 
CBE
       
Meeting Date
 
27-Apr-2010
   
 
ISIN
 
IE00B40K9117
       
Agenda
 
933200494 - Management
 
City
           
Holding Recon Date
 
26-Feb-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
26-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: STEPHEN G. BUTLER
Management
   
 
1B
ELECTION OF DIRECTOR: DAN F. SMITH
Management
   
 
1C
ELECTION OF DIRECTOR: GERALD B. SMITH
Management
   
 
1D
ELECTION OF DIRECTOR: MARK S. THOMPSON
Management
   
 
02
TO CONSIDER THE COMPANY'S IRISH STATUTORY
ACCOUNTS AND THE RELATED REPORTS OF THE
DIRECTORS AND AUDITORS.
Management
   
 
03
APPOINT ERNST & YOUNG AS OUR INDEPENDENT
AUDITORS FOR THE YEAR ENDING 12/31/2010 AND
AUTHORIZE THE AUDIT COMMITTEE TO SET THEIR
REMUNERATION.
Management
   
 
04
AUTHORIZE ANY SUBSIDIARY OF THE COMPANY TO MAKE
MARKET PURCHASES OF COMPANY SHARES.
Management
   
 
05
AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY
SHARES.
Management
   
                                 
 
INTERNATIONAL BUSINESS MACHINES CORP.
 
 
Security
 
459200101
       
Meeting Type
 
Annual
 
Ticker Symbol
 
IBM
       
Meeting Date
 
27-Apr-2010
   
 
ISIN
 
US4592001014
       
Agenda
 
933199653 - Management
 
City
           
Holding Recon Date
 
26-Feb-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
26-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: A.J.P. BELDA
Management
For
For
 
1B
ELECTION OF DIRECTOR: C. BLACK
Management
For
For
 
1C
ELECTION OF DIRECTOR: W.R. BRODY
Management
For
For
 
1D
ELECTION OF DIRECTOR: K.I. CHENAULT
Management
For
For
 
1E
ELECTION OF DIRECTOR: M.L. ESKEW
Management
For
For
 
1F
ELECTION OF DIRECTOR: S.A. JACKSON
Management
For
For
 
1G
ELECTION OF DIRECTOR: A.N. LIVERIS
Management
For
For
 
1H
ELECTION OF DIRECTOR: W.J. MCNERNEY, JR.
Management
For
For
 
1I
ELECTION OF DIRECTOR: T. NISHIMURO
Management
For
For
 
1J
ELECTION OF DIRECTOR: J.W. OWENS
Management
For
For
 
1K
ELECTION OF DIRECTOR: S.J. PALMISANO
Management
For
For
 
1L
ELECTION OF DIRECTOR: J.E. SPERO
Management
For
For
 
1M
ELECTION OF DIRECTOR: S. TAUREL
Management
For
For
 
1N
ELECTION OF DIRECTOR: L.H. ZAMBRANO
Management
For
For
 
02
RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
 
03
STOCKHOLDER PROPOSAL ON EXECUTIVE
COMPENSATION ANNUAL INCENTIVE PAYOUT
Shareholder
For
Against
 
04
STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING
Shareholder
For
Against
 
05
STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR
CALLING SPECIAL MEETINGS
Shareholder
For
Against
 
06
STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
Shareholder
For
Against
                                 
 
PRAXAIR, INC.
 
 
Security
 
74005P104
       
Meeting Type
 
Annual
 
Ticker Symbol
 
PX
       
Meeting Date
 
27-Apr-2010
   
 
ISIN
 
US74005P1049
       
Agenda
 
933201600 - Management
 
City
           
Holding Recon Date
 
01-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
26-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1
DIRECTOR
Management
         
   
1
STEPHEN F. ANGEL
 
For
For
   
2
NANCE K. DICCIANI
 
For
For
   
3
EDWARD G. GALANTE
 
For
For
   
4
CLAIRE W. GARGALLI
 
For
For
   
5
IRA D. HALL
 
For
For
   
6
RAYMOND W. LEBOEUF
 
For
For
   
7
LARRY D. MCVAY
 
For
For
   
8
WAYNE T. SMITH
 
For
For
   
9
ROBERT L. WOOD
 
For
For
 
02
PROPOSAL TO RATIFY THE APPOINTMENT OF THE
INDEPENDENT AUDITOR.
Management
For
For
                                 
 
WELLS FARGO & COMPANY
 
 
Security
 
949746101
       
Meeting Type
 
Annual
 
Ticker Symbol
 
WFC
       
Meeting Date
 
27-Apr-2010
   
 
ISIN
 
US9497461015
       
Agenda
 
933204593 - Management
 
City
           
Holding Recon Date
 
26-Feb-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
26-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: JOHN D. BAKER II
Management
   
 
1B
ELECTION OF DIRECTOR: JOHN S. CHEN
Management
   
 
1C
ELECTION OF DIRECTOR: LLOYD H. DEAN
Management
   
 
1D
ELECTION OF DIRECTOR: SUSAN E. ENGEL
Management
   
 
1E
ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
Management
   
 
1F
ELECTION OF DIRECTOR: DONALD M. JAMES
Management
   
 
1G
ELECTION OF DIRECTOR: RICHARD D. MCCORMICK
Management
   
 
1H
ELECTION OF DIRECTOR: MACKEY J. MCDONALD
Management
   
 
1I
ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN
Management
   
 
1J
ELECTION OF DIRECTOR: NICHOLAS G. MOORE
Management
   
 
1K
ELECTION OF DIRECTOR: PHILIP J. QUIGLEY
Management
   
 
1L
ELECTION OF DIRECTOR: JUDITH M. RUNSTAD
Management
   
 
1M
ELECTION OF DIRECTOR: STEPHEN W. SANGER
Management
   
 
1N
ELECTION OF DIRECTOR: ROBERT K. STEEL
Management
   
 
1O
ELECTION OF DIRECTOR: JOHN G. STUMPF
Management
   
 
1P
ELECTION OF DIRECTOR: SUSAN G. SWENSON
Management
   
 
02
PROPOSAL TO APPROVE A NON-BINDING ADVISORY
RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVES.
Management
   
 
03
PROPOSAL TO APPROVE AN AMENDMENT TO THE
COMPANY'S CERTIFICATE OF INCORPORATION TO
INCREASE THE COMPANY'S AUTHORIZED SHARES OF
COMMON STOCK FROM 6 BILLION TO 9 BILLION.
Management
   
 
04
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR 2010.
Management
   
 
05
STOCKHOLDER PROPOSAL REGARDING AN ADVISORY
VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION.
Shareholder
   
 
06
STOCKHOLDER PROPOSAL REGARDING A POLICY TO
REQUIRE AN INDEPENDENT CHAIRMAN.
Shareholder
   
 
07
STOCKHOLDER PROPOSAL REGARDING A REPORT ON
CHARITABLE CONTRIBUTIONS.
Shareholder
   
 
08
STOCKHOLDER PROPOSAL REGARDING A REPORT ON
POLITICAL CONTRIBUTIONS.
Shareholder
   
                                 
 
E. I. DU PONT DE NEMOURS AND COMPANY
 
 
Security
 
263534109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
DD
       
Meeting Date
 
28-Apr-2010
   
 
ISIN
 
US2635341090
       
Agenda
 
933206535 - Management
 
City
           
Holding Recon Date
 
03-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: SAMUEL W. BODMAN
Management
   
 
1B
ELECTION OF DIRECTOR: RICHARD H. BROWN
Management
   
 
1C
ELECTION OF DIRECTOR: ROBERT A. BROWN
Management
   
 
1D
ELECTION OF DIRECTOR: BERTRAND P. COLLOMB
Management
   
 
1E
ELECTION OF DIRECTOR: CURTIS J. CRAWFORD
Management
   
 
1F
ELECTION OF DIRECTOR: ALEXANDER M. CUTLER
Management
   
 
1G
ELECTION OF DIRECTOR: JOHN T. DILLON
Management
   
 
1H
ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT
Management
   
 
1I
ELECTION OF DIRECTOR: MARILLYN A. HEWSON
Management
   
 
1J
ELECTION OF DIRECTOR: LOIS D. JULIBER
Management
   
 
1K
ELECTION OF DIRECTOR: ELLEN J. KULLMAN
Management
   
 
1L
ELECTION OF DIRECTOR: WILLIAM K. REILLY
Management
   
 
02
ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management
   
 
03
ON SHAREHOLDER SAY ON EXECUTIVE PAY
Shareholder
   
 
04
ON AMENDMENT TO HUMAN RIGHTS POLICY
Shareholder
   
                                 
 
FRONTIER OIL CORPORATION
 
 
Security
 
35914P105
       
Meeting Type
 
Annual
 
Ticker Symbol
 
FTO
       
Meeting Date
 
28-Apr-2010
   
 
ISIN
 
US35914P1057
       
Agenda
 
933214582 - Management
 
City
           
Holding Recon Date
 
08-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
DOUGLAS Y. BECH
 
For
For
   
2
MICHAEL C. JENNINGS
 
For
For
   
3
JAMES H. LEE
 
For
For
   
4
PAUL B. LOYD, JR.
 
For
For
   
5
FRANKLIN MYERS
 
For
For
   
6
MICHAEL E. ROSE
 
For
For
 
02
TO APPROVE THE FIRST AMENDMENT TO THE FRONTIER
OIL CORPORATION OMNIBUS INCENTIVE COMPENSATION
PLAN.
Management
For
For
 
03
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS
THE COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2010.
Management
For
For
                                 
 
GENERAL ELECTRIC COMPANY
 
 
Security
 
369604103
       
Meeting Type
 
Annual
 
Ticker Symbol
 
GE
       
Meeting Date
 
28-Apr-2010
   
 
ISIN
 
US3696041033
       
Agenda
 
933200090 - Management
 
City
           
Holding Recon Date
 
01-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
A1
ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE
Management
For
For
 
A2
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
Management
For
For
 
A3
ELECTION OF DIRECTOR: WILLIAM M. CASTELL
Management
For
For
 
A4
ELECTION OF DIRECTOR: ANN M. FUDGE
Management
For
For
 
A5
ELECTION OF DIRECTOR: SUSAN HOCKFIELD
Management
For
For
 
A6
ELECTION OF DIRECTOR: JEFFREY R. IMMELT
Management
For
For
 
A7
ELECTION OF DIRECTOR: ANDREA JUNG
Management
For
For
 
A8
ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY
Management
For
For
 
A9
ELECTION OF DIRECTOR: ROBERT W. LANE
Management
For
For
 
A10
ELECTION OF DIRECTOR: RALPH S. LARSEN
Management
For
For
 
A11
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
Management
For
For
 
A12
ELECTION OF DIRECTOR: JAMES J. MULVA
Management
For
For
 
A13
ELECTION OF DIRECTOR: SAM NUNN
Management
For
For
 
A14
ELECTION OF DIRECTOR: ROGER S. PENSKE
Management
For
For
 
A15
ELECTION OF DIRECTOR: ROBERT J. SWIERINGA
Management
For
For
 
A16
ELECTION OF DIRECTOR: DOUGLAS A. WARNER III
Management
For
For
 
B1
RATIFICATION OF KPMG
Management
For
For
 
C1
SHAREOWNER PROPOSAL: CUMULATIVE VOTING
Shareholder
For
Against
 
C2
SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER
MEETINGS
Shareholder
For
Against
 
C3
SHAREOWNER PROPOSAL: INDEPENDENT BOARD
CHAIRMAN
Shareholder
For
Against
 
C4
SHAREOWNER PROPOSAL: PAY DISPARITY
Shareholder
Against
For
 
C5
SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES
Shareholder
Against
For
 
C6
SHAREOWNER PROPOSAL: ADVISORY VOTE ON
EXECUTIVE COMPENSATION
Shareholder
For
Against
                                 
 
MARATHON OIL CORPORATION
 
 
Security
 
565849106
       
Meeting Type
 
Annual
 
Ticker Symbol
 
MRO
       
Meeting Date
 
28-Apr-2010
   
 
ISIN
 
US5658491064
       
Agenda
 
933201838 - Management
 
City
           
Holding Recon Date
 
01-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: GREGORY H. BOYCE
Management
For
For
 
1B
ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR.
Management
For
For
 
1C
ELECTION OF DIRECTOR: DAVID A. DABERKO
Management
For
For
 
1D
ELECTION OF DIRECTOR: WILLIAM L. DAVIS
Management
For
For
 
1E
ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON
Management
For
For
 
1F
ELECTION OF DIRECTOR: PHILIP LADER
Management
For
For
 
1G
ELECTION OF DIRECTOR: CHARLES R. LEE
Management
For
For
 
1H
ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS
Management
For
For
 
1I
ELECTION OF DIRECTOR: DENNIS H. REILLEY
Management
For
For
 
1J
ELECTION OF DIRECTOR: SETH E. SCHOFIELD
Management
For
For
 
1K
ELECTION OF DIRECTOR: JOHN W. SNOW
Management
For
For
 
1L
ELECTION OF DIRECTOR: THOMAS J. USHER
Management
For
For
 
02
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITOR FOR 2010
Management
For
For
 
03
STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO
LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL
SPECIAL MEETINGS
Shareholder
For
Against
 
04
STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR
RATIFICATION AND APPROVAL OF EXECUTIVE
COMPENSATION POLICIES AND PRACTICES
Shareholder
For
Against
                                 
 
TCF FINANCIAL CORPORATION
 
 
Security
 
872275102
       
Meeting Type
 
Annual
 
Ticker Symbol
 
TCB
       
Meeting Date
 
28-Apr-2010
   
 
ISIN
 
US8722751026
       
Agenda
 
933197849 - Management
 
City
           
Holding Recon Date
 
01-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
PETER BELL
 
For
For
   
2
WILLIAM F. BIEBER
 
Withheld
Against
   
3
THEODORE J. BIGOS
 
Withheld
Against
   
4
WILLIAM A. COOPER
 
For
For
   
5
THOMAS A. CUSICK
 
For
For
   
6
LUELLA G. GOLDBERG
 
Withheld
Against
   
7
GEORGE G. JOHNSON
 
For
For
   
8
VANCE K. OPPERMAN
 
Withheld
Against
   
9
GREGORY J. PULLES
 
For
For
   
10
GERALD A. SCHWALBACH
 
Withheld
Against
   
11
DOUGLAS A. SCOVANNER
 
For
For
   
12
RALPH STRANGIS
 
Withheld
Against
   
13
BARRY N. WINSLOW
 
For
For
 
02
VOTE ON A STOCKHOLDER PROPOSAL TO REQUIRE
SIMPLE MAJORITY VOTING
Shareholder
For
Against
 
03
ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2010
Management
For
For
                                 
 
THE MCGRAW-HILL COMPANIES, INC.
 
 
Security
 
580645109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
MHP
       
Meeting Date
 
28-Apr-2010
   
 
ISIN
 
US5806451093
       
Agenda
 
933218895 - Management
 
City
           
Holding Recon Date
 
08-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
27-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: PEDRO ASPE
Management
For
For
 
1B
ELECTION OF DIRECTOR: ROBERT P. MCGRAW
Management
For
For
 
1C
ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG
Management
For
For
 
1D
ELECTION OF DIRECTOR: EDWARD B. RUST, JR.
Management
For
For
 
2A
VOTE TO AMEND THE RESTATED CERTIFICATE OF
INCORPORATION TO DECLASSIFY THE BOARD OF
DIRECTORS
Management
For
For
 
2B
VOTE TO AMEND THE RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE RELATED SUPERMAJORITY
VOTING PROVISIONS
Management
For
For
 
3A
VOTE TO AMEND THE RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
FOR MERGER OR CONSOLIDATION
Management
For
For
 
3B
VOTE TO AMEND THE RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
FOR SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF
ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S ASSETS
OUTSIDE THE ORDINARY COURSE OF BUSINESS
Management
For
For
 
3C
VOTE TO AMEND THE RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
FOR PLAN FOR THE EXCHANGE OF SHARES
Management
For
For
 
3D
VOTE TO AMEND THE RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING
FOR AUTHORIZATION OF DISSOLUTION
Management
For
For
 
04
VOTE TO AMEND THE RESTATED CERTIFICATE OF
INCORPORATION TO ELIMINATE THE "FAIR PRICE"
PROVISION
Management
For
For
 
05
VOTE TO APPROVE THE AMENDED AND RESTATED 2002
STOCK INCENTIVE PLAN
Management
For
For
 
06
VOTE TO RATIFY ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010
Management
For
For
 
07
SHAREHOLDER PROPOSAL REQUESTING SPECIAL
SHAREHOLDER MEETINGS
Shareholder
For
Against
 
08
SHAREHOLDER PROPOSAL REQUESTING SHAREHOLDER
ACTION BY WRITTEN CONSENT
Shareholder
For
Against
                                 
 
STANCORP FINANCIAL GROUP, INC.
 
 
Security
 
852891100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
SFG
       
Meeting Date
 
03-May-2010
   
 
ISIN
 
US8528911006
       
Agenda
 
933210445 - Management
 
City
           
Holding Recon Date
 
02-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
30-Apr-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1
DIRECTOR
Management
         
   
1
DUANE C MCDOUGALL
 
For
For
   
2
GEORGE J PUENTES
 
For
For
   
3
E KAY STEPP
 
For
For
   
4
MICHAEL G THORNE
 
For
For
   
5
J GREG NESS
 
For
For
 
2
PROPOSAL TO RATIFY APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
 
3
PROPOSAL TO AMEND THE ARTICLES OF INCORPORATION
OF THE COMPANY TO PROVIDE FOR MAJORITY VOTING IN
UNCONTESTED ELECTIONS OF DIRECTORS
Management
For
For
                                 
 
PEPSICO, INC.
 
 
Security
 
713448108
       
Meeting Type
 
Annual
 
Ticker Symbol
 
PEP
       
Meeting Date
 
05-May-2010
   
 
ISIN
 
US7134481081
       
Agenda
 
933213388 - Management
 
City
           
Holding Recon Date
 
05-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
04-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: S.L. BROWN
Management
For
For
 
1B
ELECTION OF DIRECTOR: I.M. COOK
Management
For
For
 
1C
ELECTION OF DIRECTOR: D. DUBLON
Management
For
For
 
1D
ELECTION OF DIRECTOR: V.J. DZAU
Management
For
For
 
1E
ELECTION OF DIRECTOR: R.L. HUNT
Management
For
For
 
1F
ELECTION OF DIRECTOR: A. IBARGUEN
Management
For
For
 
1G
ELECTION OF DIRECTOR: A.C. MARTINEZ
Management
For
For
 
1H
ELECTION OF DIRECTOR: I.K. NOOYI
Management
For
For
 
1I
ELECTION OF DIRECTOR: S.P. ROCKEFELLER
Management
For
For
 
1J
ELECTION OF DIRECTOR: J.J. SCHIRO
Management
For
For
 
1K
ELECTION OF DIRECTOR: L.G. TROTTER
Management
For
For
 
1L
ELECTION OF DIRECTOR: D. VASELLA
Management
Against
Against
 
02
APPROVAL OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS.
Management
For
For
 
03
APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG-
TERM INCENTIVE PLAN.
Management
For
For
 
04
SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS
REPORT (PROXY STATEMENT P. 67)
Shareholder
Against
For
 
05
SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL
SHAREHOLDERS MEETING (PROXY STATEMENT P. 68)
Shareholder
For
Against
 
06
SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT
(PROXY STATEMENT P. 70)
Shareholder
Against
For
                                 
 
CHURCH & DWIGHT CO., INC.
 
 
Security
 
171340102
       
Meeting Type
 
Annual
 
Ticker Symbol
 
CHD
       
Meeting Date
 
06-May-2010
   
 
ISIN
 
US1713401024
       
Agenda
 
933213542 - Management
 
City
           
Holding Recon Date
 
08-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
05-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
BRADLEY C. IRWIN
 
For
For
   
2
JEFFREY A. LEVICK
 
For
For
   
3
ARTHUR B. WINKLEBLACK
 
For
For
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO.,
INC. 2010 CONSOLIDATED FINANCIAL STATEMENTS.
Management
For
For
                                 
 
VERIZON COMMUNICATIONS INC.
 
 
Security
 
92343V104
       
Meeting Type
 
Annual
 
Ticker Symbol
 
VZ
       
Meeting Date
 
06-May-2010
   
 
ISIN
 
US92343V1044
       
Agenda
 
933212451 - Management
 
City
           
Holding Recon Date
 
08-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
05-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: RICHARD L. CARRION
Management
For
For
 
1B
ELECTION OF DIRECTOR: M. FRANCES KEETH
Management
For
For
 
1C
ELECTION OF DIRECTOR: ROBERT W. LANE
Management
For
For
 
1D
ELECTION OF DIRECTOR: SANDRA O. MOOSE
Management
For
For
 
1E
ELECTION OF DIRECTOR: JOSEPH NEUBAUER
Management
For
For
 
1F
ELECTION OF DIRECTOR: DONALD T. NICOLAISEN
Management
For
For
 
1G
ELECTION OF DIRECTOR: THOMAS H. O'BRIEN
Management
For
For
 
1H
ELECTION OF DIRECTOR: CLARENCE OTIS, JR.
Management
For
For
 
1I
ELECTION OF DIRECTOR: HUGH B. PRICE
Management
For
For
 
1J
ELECTION OF DIRECTOR: IVAN G. SEIDENBERG
Management
For
For
 
1K
ELECTION OF DIRECTOR: RODNEY E. SLATER
Management
For
For
 
1L
ELECTION OF DIRECTOR: JOHN W. SNOW
Management
For
For
 
1M
ELECTION OF DIRECTOR: JOHN R. STAFFORD
Management
For
For
 
02
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
For
For
 
03
ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION
Management
For
For
 
04
PROHIBIT GRANTING STOCK OPTIONS
Shareholder
Against
For
 
05
GENDER IDENTITY NON-DISCRIMINATION POLICY
Shareholder
For
Against
 
06
PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS
Shareholder
For
Against
 
07
SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING
Shareholder
For
Against
 
08
ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY
Shareholder
For
Against
 
09
SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER
DEATH
Shareholder
For
Against
 
10
EXECUTIVE STOCK RETENTION REQUIREMENTS
Shareholder
For
Against
                                 
 
3M COMPANY
 
 
Security
 
88579Y101
       
Meeting Type
 
Annual
 
Ticker Symbol
 
MMM
       
Meeting Date
 
11-May-2010
   
 
ISIN
 
US88579Y1010
       
Agenda
 
933208565 - Management
 
City
           
Holding Recon Date
 
12-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
10-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: LINDA G. ALVARADO
Management
For
For
 
1B
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY
Management
For
For
 
1C
ELECTION OF DIRECTOR: VANCE D. COFFMAN
Management
For
For
 
1D
ELECTION OF DIRECTOR: MICHAEL L. ESKEW
Management
For
For
 
1E
ELECTION OF DIRECTOR: W. JAMES FARRELL
Management
For
For
 
1F
ELECTION OF DIRECTOR: HERBERT L. HENKEL
Management
For
For
 
1G
ELECTION OF DIRECTOR: EDWARD M. LIDDY
Management
For
For
 
1H
ELECTION OF DIRECTOR: ROBERT S. MORRISON
Management
For
For
 
1I
ELECTION OF DIRECTOR: AULANA L. PETERS
Management
For
For
 
1J
ELECTION OF DIRECTOR: ROBERT J. ULRICH
Management
For
For
 
02
TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management
For
For
 
03
TO APPROVE THE AMENDED 2008 LONG-TERM INCENTIVE
PLAN AND TO APPROVE THE EXPANDED PERFORMANCE
CRITERIA AVAILABLE UNDER THE 2008 LONG-TERM
INCENTIVE PLAN.
Management
For
For
 
04
STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS.
Shareholder
For
Against
                                 
 
GILEAD SCIENCES, INC.
 
 
Security
 
375558103
       
Meeting Type
 
Annual
 
Ticker Symbol
 
GILD
       
Meeting Date
 
11-May-2010
   
 
ISIN
 
US3755581036
       
Agenda
 
933218667 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
10-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
PAUL BERG
 
For
For
   
2
JOHN F. COGAN
 
For
For
   
3
ETIENNE F. DAVIGNON
 
For
For
   
4
JAMES M. DENNY
 
For
For
   
5
CARLA A. HILLS
 
For
For
   
6
KEVIN E. LOFTON
 
For
For
   
7
JOHN W. MADIGAN
 
For
For
   
8
JOHN C. MARTIN
 
For
For
   
9
GORDON E. MOORE
 
For
For
   
10
NICHOLAS G. MOORE
 
For
For
   
11
RICHARD J. WHITLEY
 
For
For
   
12
GAYLE E. WILSON
 
For
For
   
13
PER WOLD-OLSEN
 
For
For
 
02
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY
THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF GILEAD FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
Management
For
For
 
03
IF PROPERLY PRESENTED AT THE MEETING, TO VOTE ON A
STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD
TAKE STEPS TO ADOPT MAJORITY VOTING STANDARDS IN
GILEAD'S CERTIFICATE OF INCORPORATION AND BY-LAWS.
Shareholder
For
Against
                                 
 
NII HOLDINGS, INC.
 
 
Security
 
62913F201
       
Meeting Type
 
Annual
 
Ticker Symbol
 
NIHD
       
Meeting Date
 
11-May-2010
   
 
ISIN
 
US62913F2011
       
Agenda
 
933229177 - Management
 
City
           
Holding Recon Date
 
19-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
10-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
STEVEN P. DUSSEK
 
For
For
   
2
DONALD GUTHRIE
 
For
For
   
3
STEVEN M. SHINDLER
 
For
For
 
02
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
Management
For
For
 
03
AMENDMENT OF 2004 INCENTIVE COMPENSATION PLAN TO
INCREASE AUTHORIZED SHARES AVAILABLE FOR
ISSUANCE.
Management
Against
Against
                                 
 
AMGEN INC.
 
 
Security
 
031162100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
AMGN
       
Meeting Date
 
12-May-2010
   
 
ISIN
 
US0311621009
       
Agenda
 
933212134 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
11-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: DR. DAVID BALTIMORE
Management
   
 
1B
ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.
Management
   
 
1C
ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL
Management
   
 
1D
ELECTION OF DIRECTOR: MR. JERRY D. CHOATE
Management
   
 
1E
ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN
Management
   
 
1F
ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK
Management
   
 
1G
ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON
Management
   
 
1H
ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER
Management
   
 
1I
ELECTION OF DIRECTOR: DR. GILBERT S. OMENN
Management
   
 
1J
ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM
Management
   
 
1K
ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN
(RETIRED)
Management
   
 
1L
ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER
Management
   
 
1M
ELECTION OF DIRECTOR: MR. KEVIN W. SHARER
Management
   
 
02
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2010
Management
   
 
3A
STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #1
(SHAREHOLDER ACTION BY WRITTEN CONSENT)
Shareholder
   
 
3B
STOCKHOLDER PROPOSAL: STOCKHOLDER PROPOSAL #2
(EQUITY RETENTION POLICY)
Shareholder
   
                                 
 
LABORATORY CORP. OF AMERICA HOLDINGS
 
 
Security
 
50540R409
       
Meeting Type
 
Annual
 
Ticker Symbol
 
LH
       
Meeting Date
 
12-May-2010
   
 
ISIN
 
US50540R4092
       
Agenda
 
933223062 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
11-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: DAVID P. KING
Management
   
 
1B
ELECTION OF DIRECTOR:KERRII B. ANDERSON
Management
   
 
1C
ELECTION OF DIRECTOR: JEAN-LUC BELINGARD
Management
   
 
1D
ELECTION OF DIRECTOR:WENDY E. LANE
Management
   
 
1E
ELECTION OF DIRECTOR: THOMAS P. MAC MAHON
Management
   
 
1F
ELECTION OF DIRECTOR:ROBERT E. MITTELSTAEDT, JR.
Management
   
 
1G
ELECTION OF DIRECTOR: ARTHUR H. RUBENSTEIN, MBBCH
Management
   
 
1H
ELECTION OF DIRECTOR:M. KEITH WEIKEL, PH.D.
Management
   
 
1I
ELECTION OF DIRECTOR:R. SANDERS WILLIAMS, M.D.
Management
   
 
02
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS LABORATORY
CORPORATION OF AMERICA HOLDINGS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
Management
   
                                 
 
MEDCO HEALTH SOLUTIONS, INC.
 
 
Security
 
58405U102
       
Meeting Type
 
Annual
 
Ticker Symbol
 
MHS
       
Meeting Date
 
12-May-2010
   
 
ISIN
 
US58405U1025
       
Agenda
 
933210178 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
11-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: HOWARD W. BARKER, JR.
Management
   
 
1B
ELECTION OF DIRECTOR: JOHN L. CASSIS
Management
   
 
1C
ELECTION OF DIRECTOR: MICHAEL GOLDSTEIN
Management
   
 
1D
ELECTION OF DIRECTOR: CHARLES M. LILLIS
Management
   
 
1E
ELECTION OF DIRECTOR: MYRTLE S. POTTER
Management
   
 
1F
ELECTION OF DIRECTOR: WILLIAM L. ROPER
Management
   
 
1G
ELECTION OF DIRECTOR: DAVID B. SNOW, JR.
Management
   
 
1H
ELECTION OF DIRECTOR: DAVID D. STEVENS
Management
   
 
1I
ELECTION OF DIRECTOR: BLENDA J. WILSON
Management
   
 
02
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2010 FISCAL YEAR
Management
   
 
03
APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF
INCORPORATION TO PERMIT SHAREHOLDERS TO CALL
SPECIAL MEETINGS
Management
   
                                 
 
SEMPRA ENERGY
 
 
Security
 
816851109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
SRE
       
Meeting Date
 
12-May-2010
   
 
ISIN
 
US8168511090
       
Agenda
 
933218489 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
11-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR.
Management
   
 
1B
ELECTION OF DIRECTOR: DONALD E. FELSINGER
Management
   
 
1C
ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR.
Management
   
 
1D
ELECTION OF DIRECTOR: WILLIAM D. JONES
Management
   
 
1E
ELECTION OF DIRECTOR: WILLIAM G. OUCHI
Management
   
 
1F
ELECTION OF DIRECTOR: CARLOS RUIZ
Management
   
 
1G
ELECTION OF DIRECTOR: WILLIAM C. RUSNACK
Management
   
 
1H
ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE
Management
   
 
1I
ELECTION OF DIRECTOR: LYNN SCHENK
Management
   
 
1J
ELECTION OF DIRECTOR: NEAL E. SCHMALE
Management
   
 
02
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management
   
 
03
SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
Shareholder
   
                                 
 
GOOGLE INC.
 
 
Security
 
38259P508
       
Meeting Type
 
Annual
 
Ticker Symbol
 
GOOG
       
Meeting Date
 
13-May-2010
   
 
ISIN
 
US38259P5089
       
Agenda
 
933216738 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
12-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
ERIC SCHMIDT
 
For
For
   
2
SERGEY BRIN
 
For
For
   
3
LARRY PAGE
 
For
For
   
4
L. JOHN DOERR
 
For
For
   
5
JOHN L. HENNESSY
 
For
For
   
6
ANN MATHER
 
For
For
   
7
PAUL S. OTELLINI
 
For
For
   
8
K. RAM SHRIRAM
 
For
For
   
9
SHIRLEY M. TILGHMAN
 
For
For
 
02
THE RATIFICATION OF ERNST & YOUNG LLP AS GOOGLE'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
Management
For
For
 
03
THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004
STOCK PLAN TO INCREASE THE NUMBER OF AUTHORIZED
SHARES OF CLASS A COMMON STOCK ISSUABLE UNDER
THE PLAN BY 6,500,000.
Management
Against
Against
 
04
A STOCKHOLDER PROPOSAL REGARDING A
SUSTAINABILITY REPORT, IF PROPERLY PRESENTED AT
THE MEETING.
Shareholder
For
Against
 
05
A STOCKHOLDER PROPOSAL REGARDING ONLINE
ADVERTISING, PRIVACY, AND SENSITIVE INFORMATION, IF
PROPERLY PRESENTED AT THE MEETING.
Shareholder
Against
For
 
06
A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION
OF HUMAN RIGHTS PRINCIPLES WITH RESPECT TO
BUSINESS IN CHINA, IF PROPERLY PRESENTED AT THE
MEETING.
Shareholder
Against
For
                                 
 
TRANSOCEAN, LTD.
 
 
Security
 
H8817H100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
RIG
       
Meeting Date
 
14-May-2010
   
 
ISIN
 
CH0048265513
       
Agenda
 
933218338 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
13-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
APPROVAL OF THE 2009 ANNUAL REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2009.
Management
For
For
 
02
DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2009.
Management
For
For
 
03
APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL
YEAR 2009 TO BE CARRIED FORWARD.
Management
For
For
 
04
CHANGE OF THE COMPANY'S PLACE OF INCORPORATION
IN SWITZERLAND.
Management
For
For
 
05
RENEWAL OF THE COMPANY'S AUTHORIZED SHARE
CAPITAL.
Management
Against
Against
 
06
DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR
VALUE REDUCTION.
Management
For
For
 
07
AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO
REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED
SECURITIES.
Management
For
For
 
8A
ELECTION OF DIRECTOR: STEVEN L. NEWMAN.
Management
For
For
 
8B
REELECTION OF DIRECTOR: THOMAS W. CASON.
Management
For
For
 
8C
REELECTION OF DIRECTOR: ROBERT M. SPRAGUE.
Management
For
For
 
8D
REELECTION OF DIRECTOR: J. MICHAEL TALBERT.
Management
For
For
 
8E
REELECTION OF DIRECTOR: JOHN L. WHITMIRE.
Management
For
For
 
09
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
Management
Against
Against
                                 
 
TRANSOCEAN, LTD.
 
 
Security
 
H8817H100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
RIG
       
Meeting Date
 
14-May-2010
   
 
ISIN
 
CH0048265513
       
Agenda
 
933265868 - Management
 
City
           
Holding Recon Date
 
26-Apr-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
13-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
APPROVAL OF THE 2009 ANNUAL REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2009.
Management
For
For
 
02
DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2009.
Management
For
For
 
03
APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL
YEAR 2009 TO BE CARRIED FORWARD.
Management
For
For
 
04
CHANGE OF THE COMPANY'S PLACE OF INCORPORATION
IN SWITZERLAND.
Management
For
For
 
05
RENEWAL OF THE COMPANY'S AUTHORIZED SHARE
CAPITAL.
Management
Against
Against
 
06
DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR
VALUE REDUCTION.
Management
For
For
 
07
AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO
REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED
SECURITIES.
Management
For
For
 
8A
ELECTION OF DIRECTOR: STEVEN L. NEWMAN.
Management
For
For
 
8B
REELECTION OF DIRECTOR: THOMAS W. CASON.
Management
For
For
 
8C
REELECTION OF DIRECTOR: ROBERT M. SPRAGUE.
Management
For
For
 
8D
REELECTION OF DIRECTOR: J. MICHAEL TALBERT.
Management
For
For
 
8E
REELECTION OF DIRECTOR: JOHN L. WHITMIRE.
Management
For
For
 
09
APPOINTMENT OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2010.
Management
Against
Against
                                 
 
JPMORGAN CHASE & CO.
 
 
Security
 
46625H100
       
Meeting Type
 
Annual
 
Ticker Symbol
 
JPM
       
Meeting Date
 
18-May-2010
   
 
ISIN
 
US46625H1005
       
Agenda
 
933226501 - Management
 
City
           
Holding Recon Date
 
19-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
17-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: CRANDALL C. BOWLES
Management
For
For
 
1B
ELECTION OF DIRECTOR: STEPHEN B. BURKE
Management
For
For
 
1C
ELECTION OF DIRECTOR: DAVID M. COTE
Management
For
For
 
1D
ELECTION OF DIRECTOR: JAMES S. CROWN
Management
For
For
 
1E
ELECTION OF DIRECTOR: JAMES DIMON
Management
For
For
 
1F
ELECTION OF DIRECTOR: ELLEN V. FUTTER
Management
For
For
 
1G
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III
Management
For
For
 
1H
ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
Management
For
For
 
1I
ELECTION OF DIRECTOR: DAVID C. NOVAK
Management
For
For
 
1J
ELECTION OF DIRECTOR: LEE R. RAYMOND
Management
For
For
 
1K
ELECTION OF DIRECTOR: WILLIAM C. WELDON
Management
For
For
 
02
APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management
For
For
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION
Management
For
For
 
04
POLITICAL NON-PARTISANSHIP
Shareholder
Against
For
 
05
SPECIAL SHAREOWNER MEETINGS
Shareholder
For
Against
 
06
COLLATERAL IN OVER THE COUNTER DERIVATIVES
TRADING
Shareholder
For
Against
 
07
SHAREHOLDER ACTION BY WRITTEN CONSENT
Shareholder
For
Against
 
08
INDEPENDENT CHAIRMAN
Shareholder
For
Against
 
09
PAY DISPARITY
Shareholder
Against
For
 
10
SHARE RETENTION
Shareholder
For
Against
                                 
 
PRINCIPAL FINANCIAL GROUP, INC.
 
 
Security
 
74251V102
       
Meeting Type
 
Annual
 
Ticker Symbol
 
PFG
       
Meeting Date
 
18-May-2010
   
 
ISIN
 
US74251V1026
       
Agenda
 
933228199 - Management
 
City
           
Holding Recon Date
 
22-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
17-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: MICHAEL T. DAN
Management
For
For
 
1B
ELECTION OF DIRECTOR: C. DANIEL GELATT
Management
For
For
 
1C
ELECTION OF DIRECTOR: SANDRA L. HELTON
Management
For
For
 
1D
ELECTION OF DIRECTOR: LARRY D. ZIMPLEMAN
Management
For
For
 
02
APPROVE 2010 STOCK INCENTIVE PLAN
Management
For
For
 
03
RATIFICATION OF INDEPENDENT AUDITORS
Management
For
For
                                 
 
REDWOOD TRUST, INC.
 
 
Security
 
758075402
       
Meeting Type
 
Annual
 
Ticker Symbol
 
RWT
       
Meeting Date
 
18-May-2010
   
 
ISIN
 
US7580754023
       
Agenda
 
933233518 - Management
 
City
           
Holding Recon Date
 
31-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
17-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
RICHARD D. BAUM
 
For
For
   
2
MARIANN BYERWALTER
 
For
For
   
3
JEFFREY T. PERO
 
For
For
 
02
RATIFICATION OF THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
Management
For
For
 
03
AMENDMENT TO THE 2002 INCENTIVE PLAN TO INCREASE
THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE
UNDER THAT PLAN BY 1,450,000.
Management
For
For
                                 
 
BLUE NILE, INC.
 
 
Security
 
09578R103
       
Meeting Type
 
Annual
 
Ticker Symbol
 
NILE
       
Meeting Date
 
19-May-2010
   
 
ISIN
 
US09578R1032
       
Agenda
 
933244244 - Management
 
City
           
Holding Recon Date
 
31-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
18-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
DIANE IRVINE
     
   
2
LESLIE LANE
     
   
3
NED MANSOUR
     
 
02
VOTE TO RATIFY DELOITTE & TOUCHE LLP AS BLUE NILE'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
JANUARY 2, 2011.
Management
   
 
03
VOTE TO APPROVE THE BLUE NILE PERFORMANCE BONUS
PLAN TO PERMIT THE PAYMENT OF BONUSES THAT
QUALIFY AS DEDUCTIBLE PERFORMANCE BASED
COMPENSATION UNDER SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED.
Management
   
                                 
 
STATE STREET CORPORATION
 
 
Security
 
857477103
       
Meeting Type
 
Annual
 
Ticker Symbol
 
STT
       
Meeting Date
 
19-May-2010
   
 
ISIN
 
US8574771031
       
Agenda
 
933226234 - Management
 
City
           
Holding Recon Date
 
15-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
18-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: K. BURNES
Management
   
 
1B
ELECTION OF DIRECTOR: P. COYM
Management
   
 
1C
ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN
Management
   
 
1D
ELECTION OF DIRECTOR: A. FAWCETT
Management
   
 
1E
ELECTION OF DIRECTOR: D. GRUBER
Management
   
 
1F
ELECTION OF DIRECTOR: L. HILL
Management
   
 
1G
ELECTION OF DIRECTOR: J. HOOLEY
Management
   
 
1H
ELECTION OF DIRECTOR: R. KAPLAN
Management
   
 
1I
ELECTION OF DIRECTOR: C. LAMANTIA
Management
   
 
1J
ELECTION OF DIRECTOR: R. LOGUE
Management
   
 
1K
ELECTION OF DIRECTOR: R. SERGEL
Management
   
 
1L
ELECTION OF DIRECTOR: R. SKATES
Management
   
 
1M
ELECTION OF DIRECTOR: G. SUMME
Management
   
 
1N
ELECTION OF DIRECTOR: R. WEISSMAN
Management
   
 
02
TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON
EXECUTIVE COMPENSATION.
Management
   
 
03
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS
STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2010.
Management
   
 
04
TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO
THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO.
Shareholder
   
 
05
TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A
REVIEW OF PAY DISPARITY.
Shareholder
   
                                 
 
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC.
 
 
Security
 
717124101
       
Meeting Type
 
Annual
 
Ticker Symbol
 
PPDI
       
Meeting Date
 
20-May-2010
   
 
ISIN
 
US7171241018
       
Agenda
 
933214354 - Management
 
City
           
Holding Recon Date
 
19-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
19-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
STUART BONDURANT, M.D.
 
For
For
   
2
FREDRIC N. ESHELMAN
 
For
For
   
3
FREDERICK FRANK
 
For
For
   
4
GENERAL DAVID L. GRANGE
 
For
For
   
5
CATHERINE M. KLEMA
 
For
For
   
6
TERRY MAGNUSON, PH.D.
 
For
For
   
7
ERNEST MARIO, PH.D.
 
For
For
   
8
JOHN A. MCNEILL, JR.
 
For
For
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2010.
Management
For
For
 
03
IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO
VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE ANNUAL MEETING.
Management
Against
Against
                                 
 
TIME WARNER CABLE INC
 
 
Security
 
88732J207
       
Meeting Type
 
Annual
 
Ticker Symbol
 
TWC
       
Meeting Date
 
24-May-2010
   
 
ISIN
 
US88732J2078
       
Agenda
 
933236956 - Management
 
City
           
Holding Recon Date
 
29-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
21-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
1A
ELECTION OF DIRECTOR: CAROLE BLACK
Management
Against
Against
 
1B
ELECTION OF DIRECTOR: GLENN A. BRITT
Management
For
For
 
1C
ELECTION OF DIRECTOR: THOMAS H. CASTRO
Management
Against
Against
 
1D
ELECTION OF DIRECTOR: DAVID C. CHANG
Management
For
For
 
1E
ELECTION OF DIRECTOR: JAMES E. COPELAND, JR.
Management
For
For
 
1F
ELECTION OF DIRECTOR: PETER R. HAJE
Management
Against
Against
 
1G
ELECTION OF DIRECTOR: DONNA A. JAMES
Management
For
For
 
1H
ELECTION OF DIRECTOR: DON LOGAN
Management
For
For
 
1I
ELECTION OF DIRECTOR: N.J. NICHOLAS, JR.
Management
Against
Against
 
1J
ELECTION OF DIRECTOR: WAYNE H. PACE
Management
For
For
 
1K
ELECTION OF DIRECTOR: EDWARD D. SHIRLEY
Management
For
For
 
1L
ELECTION OF DIRECTOR: JOHN E. SUNUNU
Management
For
For
 
02
RATIFICATION OF AUDITORS
Management
For
For
                                 
 
BLACK HILLS CORPORATION
 
 
Security
 
092113109
       
Meeting Type
 
Annual
 
Ticker Symbol
 
BKH
       
Meeting Date
 
25-May-2010
   
 
ISIN
 
US0921131092
       
Agenda
 
933245006 - Management
 
City
           
Holding Recon Date
 
06-Apr-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
24-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
JACK W. EUGSTER
     
   
2
GARY L. PECHOTA
     
   
3
THOMAS J. ZELLER
     
 
02
RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO
SERVE AS BLACK HILLS CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
Management
   
 
03
APPROVE AMENDMENT NO. 2 TO THE 2005 OMNIBUS
INCENTIVE PLAN AND CODE SECTION 162(M) RENEWAL.
Management
   
                                 
 
EXXON MOBIL CORPORATION
 
 
Security
 
30231G102
       
Meeting Type
 
Annual
 
Ticker Symbol
 
XOM
       
Meeting Date
 
26-May-2010
   
 
ISIN
 
US30231G1022
       
Agenda
 
933239267 - Management
 
City
           
Holding Recon Date
 
06-Apr-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
25-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
M.J. BOSKIN
     
   
2
P. BRABECK-LETMATHE
     
   
3
L.R. FAULKNER
     
   
4
J.S. FISHMAN
     
   
5
K.C. FRAZIER
     
   
6
W.W. GEORGE
     
   
7
M.C. NELSON
     
   
8
S.J. PALMISANO
     
   
9
S.S REINEMUND
     
   
10
R.W. TILLERSON
     
   
11
E.E. WHITACRE, JR.
     
 
02
RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52)
Management
   
 
03
SPECIAL SHAREHOLDER MEETINGS (PAGE 54)
Shareholder
   
 
04
INCORPORATE IN NORTH DAKOTA (PAGE 55)
Shareholder
   
 
05
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 56)
Shareholder
   
 
06
AMENDMENT OF EEO POLICY (PAGE 57)
Shareholder
   
 
07
POLICY ON WATER (PAGE 59)
Shareholder
   
 
08
WETLANDS RESTORATION POLICY (PAGE 60)
Shareholder
   
 
09
REPORT ON CANADIAN OIL SANDS (PAGE 62)
Shareholder
   
 
10
REPORT ON NATURAL GAS PRODUCTION (PAGE 64)
Shareholder
   
 
11
REPORT ON ENERGY TECHNOLOGY (PAGE 65)
Shareholder
   
 
12
GREENHOUSE GAS EMISSIONS GOALS (PAGE 67)
Shareholder
   
 
13
PLANNING ASSUMPTIONS (PAGE 69)
Shareholder
   
                                 
 
FISERV, INC.
 
 
Security
 
337738108
       
Meeting Type
 
Annual
 
Ticker Symbol
 
FISV
       
Meeting Date
 
26-May-2010
   
 
ISIN
 
US3377381088
       
Agenda
 
933247909 - Management
 
City
           
Holding Recon Date
 
26-Mar-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
25-May-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
K.M. ROBAK
 
For
For
   
2
T.C. WERTHEIMER
 
For
For
   
3
D.R. SIMONS
 
For
For
 
02
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
Management
For
For
                                 
 
DEVON ENERGY CORPORATION
 
 
Security
 
25179M103
       
Meeting Type
 
Annual
 
Ticker Symbol
 
DVN
       
Meeting Date
 
09-Jun-2010
   
 
ISIN
 
US25179M1036
       
Agenda
 
933260185 - Management
 
City
           
Holding Recon Date
 
12-Apr-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
08-Jun-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
JOHN RICHELS
 
For
For
 
02
RATIFY THE APPOINTMENT OF THE COMPANY'S
INDEPENDENT AUDITORS FOR 2010.
Management
For
For
 
03
ADOPT SIMPLE MAJORITY VOTE.
Shareholder
For
Against
                                 
 
GENZYME CORPORATION
 
 
Security
 
372917104
       
Meeting Type
 
Contested-Annual
 
Ticker Symbol
 
GENZ
       
Meeting Date
 
16-Jun-2010
   
 
ISIN
 
US3729171047
       
Agenda
 
933259726 - Management
 
City
           
Holding Recon Date
 
09-Apr-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
15-Jun-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
DOUGLAS A. BERTHIAUME
 
For
For
   
2
ROBERT J. BERTOLINI
 
For
For
   
3
GAIL K. BOUDREAUX
 
For
For
   
4
ROBERT J. CARPENTER
 
For
For
   
5
CHARLES L. COONEY
 
For
For
   
6
VICTOR J. DZAU
 
For
For
   
7
SENATOR CONNIE MACK III
 
For
For
   
8
RICHARD F. SYRON
 
For
For
   
9
HENRI A. TERMEER
 
For
For
   
10
RALPH V. WHITWORTH
 
For
For
 
02
A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY
2,750,000 SHARES.
Management
Against
Against
 
03
A PROPOSAL TO AMEND THE 2009 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE PLAN BY 1,500,000.
Management
For
For
 
04
A PROPOSAL TO AMEND THE 2007 DIRECTOR EQUITY PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY
250,000 SHARES.
Management
For
For
 
05
A PROPOSAL TO AMEND THE RESTATED ARTICLES OF
ORGANIZATION TO REDUCE THE PERCENTAGE OF SHARES
REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL
MEETING OF SHAREHOLDERS FROM 90% TO 40%.
Management
For
For
 
06
A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S
SELECTION OF INDEPENDENT AUDITORS FOR 2010.
Management
For
For
                                 
 
GENZYME CORPORATION
 
 
Security
 
372917104
       
Meeting Type
 
Contested-Annual
 
Ticker Symbol
 
GENZ
       
Meeting Date
 
16-Jun-2010
   
 
ISIN
 
US3729171047
       
Agenda
 
933269791 - Opposition
 
City
           
Holding Recon Date
 
09-Apr-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
15-Jun-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
DR. STEVEN BURAKOFF
     
   
2
DR. ALEXANDER J DENNER
     
   
3
MR. CARL C ICAHN
     
   
4
DR. RICHARD MULLIGAN
     
   
5
MGTNOM: D A BERTHIAUME
     
   
6
MGTNOM: R J BERTOLINI
     
   
7
MGTNOM: G K BOUDREAUX
     
   
8
MGTNOM: R J CARPENTER
     
   
9
MGTNOM: V J DZAU
     
   
10
MGTNOM: R V WHITWORTH
     
 
02
A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN  BY
2,750,000 SHARES.
Management
   
 
03
A PROPOSAL TO AMEND THE 2009 EMPLOYEE STOCK
PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES
OF COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE PLAN BY 1,500,000.
Management
   
 
04
A PROPOSAL TO AMEND THE 2007 DIRECTOR EQUITY PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY
250,000 SHARES.
Shareholder
   
 
05
A PROPOSAL TO AMEND THE RESTATED ARTICLES OF
ORGANIZATION TO REDUCE THE PERCENTAGE OF SHARES
REQUIRED FOR SHAREHOLDERS TO CALL A SPECIAL
MEETING OF SHAREHOLDERS FROM 90% TO 40%.
Management
   
 
06
A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S
SELECTION OF INDEPENDENT AUDITORS FOR 2010.
Management
   
                                 
 
BEST BUY CO., INC.
 
 
Security
 
086516101
       
Meeting Type
 
Annual
 
Ticker Symbol
 
BBY
       
Meeting Date
 
24-Jun-2010
   
 
ISIN
 
US0865161014
       
Agenda
 
933274792 - Management
 
City
           
Holding Recon Date
 
27-Apr-2010
   
 
Country
 
United States
   
Vote Deadline Date
 
23-Jun-2010
   
 
SEDOL(s)
     
Quick Code
       
 
Item
Proposal
Type
Vote
For/Against
Management
 
01
DIRECTOR
Management
         
   
1
LISA M. CAPUTO
     
   
2
BRIAN J. DUNN
     
   
3
KATHY J. HIGGINS VICTOR
     
   
4
ROGELIO M. REBOLLEDO
     
   
5
GERARD R. VITTECOQ
     
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
FEBRUARY 26, 2011.
Management
   

 
 
 

 
 
SIGNATURES



Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)    Advisors Series Trust                                                                                                                                        


By (Signature and Title) /s/ Douglas G. Hess                                                                                                                          
 Douglas G. Hess, President
(Principal Executive Officer)


Date    7/30/10