-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JWTtwVo8If+AN9HKjN4MhIOi+3wKodppQ75KmjVvSDZJJoq97U5w3IUERMcvLvNI 2u5yPtRLSlkkZeO5HtNvLA== 0000894189-09-002515.txt : 20090819 0000894189-09-002515.hdr.sgml : 20090819 20090819131350 ACCESSION NUMBER: 0000894189-09-002515 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 EFFECTIVENESS DATE: 20090819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 091023510 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000022607 Davidson Multi-Cap Core Fund C000065364 Advisor Class A N-PX 1 davidson_63009npx.htm ANNUAL REPORT OF PROXY VOTING davidson_63009npx.htm
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-07959


Advisors Series Trust
(Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, WI  53202
(Address of principal executive offices) (Zip code)


Jeanine Bajczyk
Advisors Series Trust
615 East Michigan Street
Milwaukee, WI  53202
(Name and address of agent for service)


Registrant's telephone number, including area code:  (414) 765-6609


Date of fiscal year end: June 30, 2009


Date of reporting period: June 30, 2009

Item 1. Proxy Voting Record.
 
Vote Summary
 
 
3M COMPANY
                                              
 
Security
      
88579Y101
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
MMM
          
Meeting Date
        
12-May-2009
      
 
ISIN
      
US88579Y1010
          
Agenda
        
933025985 - Management
  
 
City
                      
Holding Recon Date
      
13-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
11-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: LINDA G. ALVARADO
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: GEORGE W. BUCKLEY
        
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: VANCE D. COFFMAN
        
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: MICHAEL L. ESKEW
        
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: W. JAMES FARRELL
        
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: HERBERT L. HENKEL
        
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: EDWARD M. LIDDY
        
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: ROBERT S. MORRISON
        
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: AULANA L. PETERS
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: ROBERT J. ULRICH
        
Management
    
For
      
For
  
 
02
TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management
    
For
      
For
  
 
03
STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS.
      
Shareholder
      
For
      
Against
  
 
04
STOCKHOLDER PROPOSAL ON THE VESTING OF STOCK
OPTIONS AND AWARDS.
Shareholder
      
For
      
Against
  
 
 
AMGEN INC.
                                              
 
Security
      
031162100
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
AMGN
          
Meeting Date
        
06-May-2009
      
 
ISIN
      
US0311621009
          
Agenda
        
933015946 - Management
  
 
City
                      
Holding Recon Date
      
09-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
05-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: DR. DAVID BALTIMORE
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR.
      
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL
    
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: MR. JERRY D. CHOATE
        
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN
        
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK
      
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER
      
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: DR. GILBERT S. OMENN
        
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN
(RETIRED)
Management
    
For
      
For
  
 
1K
ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER
    
Management
    
For
      
For
  
 
1L
ELECTION OF DIRECTOR: MR. KEVIN W. SHARER
        
Management
    
For
      
For
  
 
02
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR THE YEAR ENDING DECEMBER 31, 2009.
Management
    
For
      
For
  
 
03
TO APPROVE THE PROPOSED 2009 EQUITY INCENTIVE
PLAN, WHICH AUTHORIZES THE ISSUANCE OF 100,000,000
SHARES.
Management
    
For
      
For
  
 
04
TO APPROVE THE PROPOSED AMENDMENT TO OUR
RESTATED CERTIFICATE OF INCORPORATION, AS
AMENDED, WHICH REDUCES THE SIXTY-SIX AND TWO-
THIRDS PERCENT (66-2/3%) VOTING REQUIREMENT TO A
SIMPLE MAJORITY VOTING REQUIREMENT FOR APPROVAL
OF CERTAIN BUSINESS COMBINATIONS.
Management
    
For
      
For
  
 
5A
STOCKHOLDER PROPOSAL #1 (AMEND OUR BYLAWS TO
PERMIT 10 PERCENT OF OUR OUTSTANDING COMMON
STOCK THE ABILITY TO CALL SPECIAL MEETINGS.)
Shareholder
      
For
      
Against
  
 
5B
STOCKHOLDER PROPOSAL #2 (CHANGE OUR
JURISDICTION OF INCORPORATION FROM DELAWARE TO
NORTH DAKOTA.)
Shareholder
      
Against
      
For
  
 
 
ANNALY CAPITAL MANAGEMENT, INC.
                                    
 
Security
      
035710409
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
NLY
          
Meeting Date
        
29-May-2009
      
 
ISIN
      
US0357104092
          
Agenda
        
933055306 - Management
  
 
City
                      
Holding Recon Date
      
27-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
28-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
W. DENAHAN-NORRIS
                      
For
      
For
  
   
2
MICHAEL HAYLON
                      
For
      
For
  
   
3
DONNELL A. SEGALAS
                      
For
      
For
  
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE AND
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE 2009
FISCAL YEAR.
Management
    
For
      
For
  
 
 
APPLE INC.
                                              
 
Security
      
037833100
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
AAPL
          
Meeting Date
        
25-Feb-2009
      
 
ISIN
      
US0378331005
          
Agenda
        
932989760 - Management
  
 
City
                      
Holding Recon Date
      
29-Dec-2008
      
 
Country
      
United States
          
Vote Deadline Date
        
24-Feb-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
WILLIAM V. CAMPBELL
                      
For
      
For
  
   
2
MILLARD S. DREXLER
                      
For
      
For
  
   
3
ALBERT A. GORE, JR.
                      
For
      
For
  
   
4
STEVEN P. JOBS
                      
For
      
For
  
   
5
ANDREA JUNG
                      
For
      
For
  
   
6
A.D. LEVINSON, PH.D.
                      
For
      
For
  
   
7
ERIC E. SCHMIDT, PH.D.
                      
For
      
For
  
   
8
JEROME B. YORK
                      
For
      
For
  
 
02
SHAREHOLDER PROPOSAL REGARDING POLITICAL
CONTRIBUTIONS AND EXPENDITURES REPORT, IF
PROPERLY PRESENTED AT THE MEETING.
Shareholder
      
Against
      
For
  
 
03
SHAREHOLDER PROPOSAL REGARDING ADOPTION OF
PRINCIPLES FOR HEALTH CARE REFORM, IF PROPERLY
PRESENTED AT THE MEETING.
Shareholder
      
Against
      
For
  
 
04
SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY
REPORT, IF PROPERLY PRESENTED AT THE MEETING.
Shareholder
      
Against
      
For
  
 
05
SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE
ON COMPENSATION, IF PROPERLY PRESENTED AT THE
MEETING.
Shareholder
      
For
      
Against
  
 
 
APPLIED MATERIALS, INC.
                                        
 
Security
      
038222105
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
AMAT
          
Meeting Date
        
10-Mar-2009
      
 
ISIN
      
US0382221051
          
Agenda
        
932994545 - Management
  
 
City
                      
Holding Recon Date
      
12-Jan-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
09-Mar-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
AART J. DE GEUS
                      
For
      
For
  
   
2
STEPHEN R. FORREST
                      
For
      
For
  
   
3
PHILIP V. GERDINE
                      
For
      
For
  
   
4
THOMAS J. IANNOTTI
                      
For
      
For
  
   
5
ALEXANDER A. KARSNER
                      
For
      
For
  
   
6
CHARLES Y.S. LIU
                      
For
      
For
  
   
7
GERHARD H. PARKER
                      
For
      
For
  
   
8
DENNIS D. POWELL
                      
For
      
For
  
   
9
WILLEM P. ROELANDTS
                      
For
      
For
  
   
10
JAMES E. ROGERS
                      
Withheld
      
Against
  
   
11
MICHAEL R. SPLINTER
                      
For
      
For
  
 
02
TO APPROVE AMENDMENTS TO THE CERTIFICATE OF
INCORPORATION THAT ELIMINATE SUPERMAJORITY
VOTING PROVISIONS.
Management
    
For
      
For
  
 
03
TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED
MATERIALS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2009.
Management
    
For
      
For
  
 
 
ARIBA, INC.
                                              
 
Security
      
04033V203
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
ARBA
          
Meeting Date
        
11-Mar-2009
      
 
ISIN
      
US04033V2034
          
Agenda
        
932994331 - Management
  
 
City
                      
Holding Recon Date
      
12-Jan-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
10-Mar-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
HARRIET EDELMAN
                      
For
      
For
  
   
2
RICHARD A. KASHNOW
                      
Withheld
      
Against
  
   
3
ROBERT D. JOHNSON
                      
For
      
For
  
 
02
TO APPROVE THE AMENDMENT AND RESTATEMENT OF
ARIBA'S 1999 EQUITY INCENTIVE PLAN TO INCREASE THE
NUMBER OF SHARES OF COMMON STOCK AVAILABLE
UNDER THE PLAN BY 5,270,000 SHARES.
Management
    
For
      
For
  
 
03
TO APPROVE THE AMENDMENT AND RESTATEMENT OF
ARIBA'S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE
THE NUMBER OF SHARES OF COMMON STOCK AVAILABLE
UNDER THE PLAN BY 1,500,000 SHARES.
Management
    
For
      
For
  
 
04
TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE
FISCAL YEAR ENDING SEPTEMBER 30, 2009.
Management
    
For
      
For
  
 
 
BAKER HUGHES INCORPORATED
                                    
 
Security
      
057224107
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
BHI
          
Meeting Date
        
23-Apr-2009
      
 
ISIN
      
US0572241075
          
Agenda
        
933010491 - Management
  
 
City
                      
Holding Recon Date
      
26-Feb-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
22-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
LARRY D. BRADY
                      
For
      
For
  
   
2
CLARENCE P. CAZALOT, JR
                      
For
      
For
  
   
3
CHAD C. DEATON
                      
For
      
For
  
   
4
EDWARD P. DJEREJIAN
                      
Withheld
      
Against
  
   
5
ANTHONY G. FERNANDES
                      
For
      
For
  
   
6
CLAIRE W. GARGALLI
                      
Withheld
      
Against
  
   
7
PIERRE H. JUNGELS
                      
Withheld
      
Against
  
   
8
JAMES A. LASH
                      
For
      
For
  
   
9
J. LARRY NICHOLS
                      
Withheld
      
Against
  
   
10
H. JOHN RILEY, JR.
                      
Withheld
      
Against
  
   
11
CHARLES L. WATSON
                      
For
      
For
  
 
02
RATIFICATION OF DELOITTE & TOUCHE AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2009.
Management
    
For
      
For
  
 
03
PROPOSAL TO APPROVE THE AMENDMENT TO THE BAKER
HUGHES INCORPORATED EMPLOYEE STOCK PURCHASE
PLAN.
Management
    
For
      
For
  
 
04
STOCKHOLDER PROPOSAL NO. 1 REGARDING CALLING
SPECIAL SHAREOWNERS MEETINGS.
Shareholder
      
For
      
Against
  
 
 
BECTON, DICKINSON AND COMPANY
                                    
 
Security
      
075887109
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
BDX
          
Meeting Date
        
03-Feb-2009
      
 
ISIN
      
US0758871091
          
Agenda
        
932987007 - Management
  
 
City
                      
Holding Recon Date
      
12-Dec-2008
      
 
Country
      
United States
          
Vote Deadline Date
        
02-Feb-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
C.M. FRASER-LIGGETT
                      
For
      
For
  
   
2
E.J. LUDWIG
                      
For
      
For
  
   
3
W.J. OVERLOCK, JR.
                      
For
      
For
  
   
4
B.L. SCOTT
                        
For
      
For
  
 
02
RATIFICATION OF SELECTION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
Management
    
For
      
For
  
 
03
AMENDMENT TO BD'S RESTATED CERTIFICATE OF
INCORPORATION.
Management
    
For
      
For
  
 
04
AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR
EQUITY-BASED COMPENSATION PLAN.
Management
    
For
      
For
  
 
05
APPROVAL OF MATERIAL TERMS OF PERFORMANCE
GOALS.
Management
    
For
      
For
  
 
06
SPECIAL SHAREHOLDER MEETINGS.
            
Shareholder
      
For
      
Against
  
 
07
CUMULATIVE VOTING.
              
Shareholder
      
For
      
Against
  
 
 
BEST BUY CO., INC.
                                          
 
Security
      
086516101
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
BBY
          
Meeting Date
        
24-Jun-2009
      
 
ISIN
      
US0865161014
          
Agenda
        
933085208 - Management
  
 
City
                      
Holding Recon Date
      
27-Apr-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
23-Jun-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
RONALD JAMES*
                      
For
      
For
  
   
2
ELLIOT S. KAPLAN*
                      
For
      
For
  
   
3
SANJAY KHOSLA*
                      
For
      
For
  
   
4
GEORGE L. MIKAN III*
                      
For
      
For
  
   
5
MATTHEW H. PAULL*
                      
For
      
For
  
   
6
RICHARD M. SCHULZE*
                      
For
      
For
  
   
7
HATIM A. TYABJI*
                      
For
      
For
  
   
8
GERARD R. VITTECOQ**
                      
For
      
For
  
 
02
RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR THAT BEGAN ON
MARCH 1, 2009.
Management
    
For
      
For
  
 
03
APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS
STOCK AND INCENTIVE PLAN, AS AMENDED.
Management
    
For
      
For
  
 
04
APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR
AMENDED AND RESTATED ARTICLES OF INCORPORATION
TO CHANGE APPROVAL REQUIRED.
Management
    
For
      
For
  
 
05
APPROVAL OF AN AMENDMENT TO ARTICLE IX OF OUR
ARTICLES TO DECREASE THE SHAREHOLDER APPROVAL
REQUIRED TO AMEND ARTICLE IX.
Management
    
For
      
For
  
 
06
APPROVAL OF AMENDMENT TO ARTICLE IX OF OUR
ARTICLES TO DECREASE SHAREHOLDER APPROVAL
REQUIRED TO REMOVE DIRECTORS WITHOUT CAUSE.
Management
    
For
      
For
  
 
07
APPROVAL OF AMENDMENT TO ARTICLE IX TO DECREASE
SHAREHOLDER APPROVAL REQUIRED TO AMEND
CLASSIFIED BOARD PROVISIONS.
Management
    
For
      
For
  
 
08
APPROVAL OF AN AMENDMENT TO ARTICLE X TO
DECREASE SHAREHOLDER APPROVAL REQUIRED FOR
CERTAIN REPURCHASES OF STOCK.
Management
    
For
      
For
  
 
09
APPROVAL OF AN AMENDMENT TO ARTICLE X OF OUR
ARTICLES TO DECREASE THE SHAREHOLDER APPROVAL
REQUIRED TO AMEND ARTICLE X.
Management
    
For
      
For
  
 
 
BLACK HILLS CORPORATION
                                    
 
Security
      
092113109
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
BKH
          
Meeting Date
        
19-May-2009
      
 
ISIN
      
US0921131092
          
Agenda
        
933040999 - Management
  
 
City
                      
Holding Recon Date
      
31-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
18-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1
DIRECTOR
                    
Management
                  
   
1
DAVID C. EBERTZ
                      
For
      
For
  
   
2
JOHN R. HOWARD
                      
For
      
For
  
   
3
STEPHEN D. NEWLIN
                      
For
      
For
  
 
2
RATIFY THE APPOINTMENT OF OF DELOITTE & TOUCHE LLP
TO SERVE AS BLACK HILLS CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
    
For
      
For
  
 
 
BLUE NILE, INC.
                                              
 
Security
      
09578R103
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
NILE
          
Meeting Date
        
19-May-2009
      
 
ISIN
      
US09578R1032
          
Agenda
        
933059621 - Management
  
 
City
                      
Holding Recon Date
      
31-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
18-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
MARY ALICE TAYLOR
                      
For
      
For
  
   
2
MICHAEL POTTER
                      
For
      
For
  
   
3
STEVE SCHEID
                      
For
      
For
  
 
02
VOTE TO RATIFY DELOITTE & TOUCHE LLP AS BLUE NILE'S
INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING
JANUARY 3, 2010
Management
    
For
      
For
  
 
 
COSTCO WHOLESALE CORPORATION
                                    
 
Security
      
22160K105
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
COST
          
Meeting Date
        
28-Jan-2009
      
 
ISIN
      
US22160K1051
          
Agenda
        
932985623 - Management
  
 
City
                      
Holding Recon Date
      
21-Nov-2008
      
 
Country
      
United States
          
Vote Deadline Date
        
27-Jan-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
JAMES D. SINEGAL
                      
For
      
For
  
   
2
JEFFREY H. BROTMAN
                      
For
      
For
  
   
3
RICHARD A. GALANTI
                      
For
      
For
  
   
4
DANIEL J. EVANS
                      
For
      
For
  
   
5
JEFFREY S. RAIKES
                      
For
      
For
  
 
02
RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS.
  
Management
    
For
      
For
  
 
 
D.R. HORTON, INC.
                                            
 
Security
      
23331A109
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
DHI
          
Meeting Date
        
29-Jan-2009
      
 
ISIN
      
US23331A1097
          
Agenda
        
932986310 - Management
  
 
City
                      
Holding Recon Date
      
02-Dec-2008
      
 
Country
      
United States
          
Vote Deadline Date
        
28-Jan-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
DONALD R. HORTON
                      
For
      
For
  
   
2
BRADLEY S. ANDERSON
                      
For
      
For
  
   
3
MICHAEL R. BUCHANAN
                      
For
      
For
  
   
4
MICHAEL W. HEWATT
                      
For
      
For
  
   
5
BOB G. SCOTT
                      
For
      
For
  
   
6
DONALD J. TOMNITZ
                      
For
      
For
  
   
7
BILL W. WHEAT
                      
For
      
For
  
 
02
TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING
AMENDING OUR EQUAL EMPLOYMENT OPPORTUNITY
POLICY.
Shareholder
      
For
      
Against
  
 
03
TO VOTE ON A STOCKHOLDER PROPOSAL CONCERNING A
MAJORITY VOTE STANDARD FOR THE ELECTION OF
DIRECTORS.
Shareholder
      
For
      
Against
  
 
04
TO CONDUCT OTHER BUSINESS PROPERLY BROUGHT
BEFORE THE MEETING.
Management
    
Against
      
Against
  
 
 
DEVON ENERGY CORPORATION
                                    
 
Security
      
25179M103
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
DVN
          
Meeting Date
        
03-Jun-2009
      
 
ISIN
      
US25179M1036
          
Agenda
        
933059417 - Management
  
 
City
                      
Holding Recon Date
      
06-Apr-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
02-Jun-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
ROBERT L. HOWARD
                      
For
      
For
  
   
2
MICHAEL M. KANOVSKY
                      
For
      
For
  
   
3
J. TODD MITCHELL
                      
For
      
For
  
   
4
J. LARRY NICHOLS
                      
For
      
For
  
 
02
RATIFY THE APPOINTMENT OF ROBERT A. MOSBACHER,
JR. AS A DIRECTOR.
Management
    
For
      
For
  
 
03
RATIFY THE APPOINTMENT OF THE COMPANY'S
INDEPENDENT AUDITORS FOR 2009.
Management
    
For
      
For
  
 
04
ADOPTION OF THE DEVON ENERGY CORPORATION 2009
LONG-TERM INCENTIVE PLAN.
Management
    
For
      
For
  
 
05
ADOPT DIRECTOR ELECTION MAJORITY VOTE STANDARD.
  
Shareholder
      
For
      
Against
  
 
 
E. I. DU PONT DE NEMOURS AND COMPANY
                                  
 
Security
      
263534109
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
DD
          
Meeting Date
        
29-Apr-2009
      
 
ISIN
      
US2635341090
          
Agenda
        
933012875 - Management
  
 
City
                      
Holding Recon Date
      
04-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
28-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: SAMUEL W. BODMAN
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: RICHARD H. BROWN
        
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: ROBERT A. BROWN
        
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: BERTRAND P. COLLOMB
        
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: CURTIS J. CRAWFORD
        
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: ALEXANDER M. CUTLER
        
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: JOHN T. DILLON
        
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT
        
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: MARILLYN A. HEWSON
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR.
      
Management
    
For
      
For
  
 
1K
ELECTION OF DIRECTOR: LOIS D. JULIBER
        
Management
    
For
      
For
  
 
1L
ELECTION OF DIRECTOR: ELLEN J. KULLMAN
        
Management
    
For
      
For
  
 
1M
ELECTION OF DIRECTOR: WILLIAM K. REILLY
        
Management
    
For
      
For
  
 
02
ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management
    
For
      
For
  
 
03
ON SHAREHOLDER SAY ON EXECUTIVE PAY
        
Shareholder
      
For
      
Against
  
 
 
ENERGIZER HOLDINGS, INC.
                                    
 
Security
      
29266R108
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
ENR
          
Meeting Date
        
26-Jan-2009
      
 
ISIN
      
US29266R1086
          
Agenda
        
932983326 - Management
  
 
City
                      
Holding Recon Date
      
21-Nov-2008
      
 
Country
      
United States
          
Vote Deadline Date
        
23-Jan-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
BILL G. ARMSTRONG
                      
Withheld
      
Against
  
   
2
J. PATRICK MULCAHY
                      
For
      
For
  
   
3
PAMELA M. NICHOLSON
                      
Withheld
      
Against
  
 
02
PROPOSAL TO APPROVE 2009 INCENTIVE STOCK PLAN AND
PERFORMANCE CRITERIA.
Management
    
For
      
For
  
 
 
EXXON MOBIL CORPORATION
                                    
 
Security
      
30231G102
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
XOM
          
Meeting Date
        
27-May-2009
      
 
ISIN
      
US30231G1022
          
Agenda
        
933046965 - Management
  
 
City
                      
Holding Recon Date
      
06-Apr-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
26-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
M.J. BOSKIN
                      
For
      
For
  
   
2
L.R. FAULKNER
                      
For
      
For
  
   
3
K.C. FRAZIER
                      
For
      
For
  
   
4
W.W. GEORGE
                      
For
      
For
  
   
5
R.C. KING
                          
For
      
For
  
   
6
M.C. NELSON
                      
For
      
For
  
   
7
S.J. PALMISANO
                      
For
      
For
  
   
8
S.S REINEMUND
                      
For
      
For
  
   
9
R.W. TILLERSON
                      
For
      
For
  
   
10
E.E. WHITACRE, JR.
                      
For
      
For
  
 
02
RATIFICATION OF INDEPENDENT AUDITORS (PAGE 50)
      
Management
    
For
      
For
  
 
03
CUMULATIVE VOTING (PAGE 51)
              
Shareholder
      
For
      
Against
  
 
04
SPECIAL SHAREHOLDER MEETINGS (PAGE 53)
        
Shareholder
      
For
      
Against
  
 
05
INCORPORATE IN NORTH DAKOTA (PAGE 54)
        
Shareholder
      
Against
      
For
  
 
06
BOARD CHAIRMAN AND CEO (PAGE 55)
          
Shareholder
      
For
      
Against
  
 
07
SHAREHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION (PAGE 57)
Shareholder
      
For
      
Against
  
 
08
EXECUTIVE COMPENSATION REPORT (PAGE 59)
        
Shareholder
      
Against
      
For
  
 
09
CORPORATE SPONSORSHIPS REPORT (PAGE 60)
        
Shareholder
      
Against
      
For
  
 
10
AMENDMENT OF EEO POLICY (PAGE 62)
          
Shareholder
      
For
      
Against
  
 
11
GREENHOUSE GAS EMISSIONS GOALS (PAGE 63)
        
Shareholder
      
For
      
Against
  
 
12
CLIMATE CHANGE AND TECHNOLOGY REPORT (PAGE 65)
    
Shareholder
      
Against
      
For
  
 
13
RENEWABLE ENERGY POLICY (PAGE 66)
        
Shareholder
      
For
      
Against
  
 
 
FISERV, INC.
                                              
 
Security
      
337738108
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
FISV
          
Meeting Date
        
20-May-2009
      
 
ISIN
      
US3377381088
          
Agenda
        
933048705 - Management
  
 
City
                      
Holding Recon Date
      
27-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
19-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1
DIRECTOR
                    
Management
                  
   
1
D. P. KEARNEY
                      
For
      
For
  
   
2
P. J. KIGHT
                        
For
      
For
  
   
3
J. W. YABUKI
                      
For
      
For
  
 
2
TO APPROVE THE AMENDED AND RESTATED FISERV, INC.
EMPLOYEE STOCK PURCHASE PLAN.
Management
    
For
      
For
  
 
3
TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2009.
Management
    
For
      
For
  
 
 
FRONTIER OIL CORPORATION
                                    
 
Security
      
35914P105
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
FTO
          
Meeting Date
        
29-Apr-2009
      
 
ISIN
      
US35914P1057
          
Agenda
        
933023169 - Management
  
 
City
                      
Holding Recon Date
      
09-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
28-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
JAMES R. GIBBS
                      
For
      
For
  
   
2
DOUGLAS Y. BECH
                      
Withheld
      
Against
  
   
3
G. CLYDE BUCK
                      
For
      
For
  
   
4
T. MICHAEL DOSSEY
                      
For
      
For
  
   
5
MICHAEL C. JENNINGS
                      
For
      
For
  
   
6
JAMES H. LEE
                      
For
      
For
  
   
7
PAUL B. LOYD, JR.
                      
Withheld
      
Against
  
   
8
MICHAEL E. ROSE
                      
Withheld
      
Against
  
 
02
TO APPROVE THE SECOND AMENDED AND RESTATED
ARTICLES OF INCORPORATION.
Management
    
For
      
For
  
 
03
TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE
LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS
THE COMPANY'S AUDITORS FOR THE YEAR ENDING
DECEMBER 31, 2009.
Management
    
For
      
For
  
 
 
GENERAL ELECTRIC COMPANY
                                    
 
Security
      
369604103
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
GE
          
Meeting Date
        
22-Apr-2009
      
 
ISIN
      
US3696041033
          
Agenda
        
933003713 - Management
  
 
City
                      
Holding Recon Date
      
23-Feb-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
21-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
A1
ELECTION OF DIRECTOR: JAMES I. CASH, JR.
        
Management
    
For
      
For
  
 
A2
ELECTION OF DIRECTOR: WILLIAM M. CASTELL
        
Management
    
For
      
For
  
 
A3
ELECTION OF DIRECTOR: ANN M. FUDGE
          
Management
    
For
      
For
  
 
A4
ELECTION OF DIRECTOR: SUSAN HOCKFIELD
        
Management
    
For
      
For
  
 
A5
ELECTION OF DIRECTOR: JEFFREY R. IMMELT
        
Management
    
For
      
For
  
 
A6
ELECTION OF DIRECTOR: ANDREA JUNG
          
Management
    
For
      
For
  
 
A7
ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY
        
Management
    
Against
      
Against
  
 
A8
ELECTION OF DIRECTOR: ROBERT W. LANE
        
Management
    
For
      
For
  
 
A9
ELECTION OF DIRECTOR: RALPH S. LARSEN
        
Management
    
For
      
For
  
 
A10
ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS
        
Management
    
For
      
For
  
 
A11
ELECTION OF DIRECTOR: JAMES J. MULVA
        
Management
    
For
      
For
  
 
A12
ELECTION OF DIRECTOR: SAM NUNN
            
Management
    
For
      
For
  
 
A13
ELECTION OF DIRECTOR: ROGER S. PENSKE
        
Management
    
For
      
For
  
 
A14
ELECTION OF DIRECTOR: ROBERT J. SWIERINGA
        
Management
    
For
      
For
  
 
A15
ELECTION OF DIRECTOR: DOUGLAS A. WARNER III
        
Management
    
For
      
For
  
 
B
RATIFICATION OF KPMG
              
Management
    
For
      
For
  
 
C1
CUMULATIVE VOTING
              
Shareholder
      
For
      
Against
  
 
C2
EXECUTIVE COMPENSATION ADVISORY VOTE
        
Shareholder
      
For
      
Against
  
 
C3
INDEPENDENT STUDY REGARDING BREAKING UP GE
      
Shareholder
      
Against
      
For
  
 
C4
DIVIDEND POLICY
                
Shareholder
      
For
      
Against
  
 
C5
SHAREHOLDER VOTE ON GOLDEN PARACHUTES
        
Shareholder
      
For
      
Against
  
 
 
GENZYME CORPORATION
                                        
 
Security
      
372917104
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
GENZ
          
Meeting Date
        
21-May-2009
      
 
ISIN
      
US3729171047
          
Agenda
        
933056132 - Management
  
 
City
                      
Holding Recon Date
      
31-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
20-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
RE-ELECTION OF DIRECTOR: DOUGLAS A. BERTHIAUME
    
Management
    
For
      
For
  
 
1B
RE-ELECTION OF DIRECTOR: GAIL K. BOUDREAUX
        
Management
    
For
      
For
  
 
1C
RE-ELECTION OF DIRECTOR: ROBERT J. CARPENTER
      
Management
    
For
      
For
  
 
1D
RE-ELECTION OF DIRECTOR: CHARLES L. COONEY
      
Management
    
For
      
For
  
 
1E
RE-ELECTION OF DIRECTOR: VICTOR J. DZAU
        
Management
    
For
      
For
  
 
1F
RE-ELECTION OF DIRECTOR: SENATOR CONNIE MACK III
    
Management
    
For
      
For
  
 
1G
RE-ELECTION OF DIRECTOR: RICHARD F. SYRON
        
Management
    
For
      
For
  
 
1H
RE-ELECTION OF DIRECTOR: HENRI A. TERMEER
        
Management
    
For
      
For
  
 
02
A PROPOSAL TO AMEND THE 2004 EQUITY INCENTIVE PLAN
TO INCREASE THE NUMBER OF SHARES OF COMMON
STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN BY
2,500,000 SHARES.
Management
    
For
      
For
  
 
03
A PROPOSAL TO APPROVE THE 2009 EMPLOYEE STOCK
PURCHASE PLAN.
Management
    
For
      
For
  
 
04
A PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S
SELECTION OF INDEPENDENT AUDITORS FOR 2009.
Management
    
For
      
For
  
 
 
GOOGLE INC.
                                              
 
Security
      
38259P508
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
GOOG
          
Meeting Date
        
07-May-2009
      
 
ISIN
      
US38259P5089
          
Agenda
        
933017178 - Management
  
 
City
                      
Holding Recon Date
      
10-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
06-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
ERIC SCHMIDT
                      
Withheld
      
Against
  
   
2
SERGEY BRIN
                      
Withheld
      
Against
  
   
3
LARRY PAGE
                      
Withheld
      
Against
  
   
4
L. JOHN DOERR
                      
Withheld
      
Against
  
   
5
JOHN L. HENNESSY
                      
Withheld
      
Against
  
   
6
ARTHUR D. LEVINSON
                      
Withheld
      
Against
  
   
7
ANN MATHER
                      
Withheld
      
Against
  
   
8
PAUL S. OTELLINI
                      
Withheld
      
Against
  
   
9
K. RAM SHRIRAM
                      
Withheld
      
Against
  
   
10
SHIRLEY M. TILGHMAN
                      
Withheld
      
Against
  
 
02
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2009.
Management
    
For
      
For
  
 
03
APPROVAL OF AN AMENDMENT TO GOOGLE'S 2004 STOCK
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES
OF CLASS A COMMON STOCK ISSUABLE UNDER THE PLAN
BY 8,500,000.
Management
    
Against
      
Against
  
 
04
STOCKHOLDER PROPOSAL REGARDING POLITICAL
CONTRIBUTION DISCLOSURE.
Management
    
For
      
For
  
 
05
STOCKHOLDER PROPOSAL REGARDING INTERNET
CENSORSHIP.
Shareholder
      
Against
      
For
  
 
06
STOCKHOLDER PROPOSAL REGARDING HEALTH CARE
REFORM.
Shareholder
      
Against
      
For
  
 
 
IMS HEALTH INCORPORATED
                                    
 
Security
      
449934108
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
RX
          
Meeting Date
        
01-May-2009
      
 
ISIN
      
US4499341083
          
Agenda
        
933027117 - Management
  
 
City
                      
Holding Recon Date
      
06-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
30-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: H. EUGENE LOCKHART
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: BRADLEY T. SHEARES
        
Management
    
For
      
For
  
 
02
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009.
Management
    
For
      
For
  
 
03
APPROVAL OF THE AMENDMENTS TO THE RESTATED
CERTIFICATE OF INCORPORATION TO ELIMINATE THE
SUPERMAJORITY VOTE PROVISIONS.
Management
    
For
      
For
  
 
 
INTERNATIONAL BUSINESS MACHINES CORP.
                                
 
Security
      
459200101
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
IBM
          
Meeting Date
        
28-Apr-2009
      
 
ISIN
      
US4592001014
          
Agenda
        
933008725 - Management
  
 
City
                      
Holding Recon Date
      
27-Feb-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
27-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: A.J.P. BELDA
          
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: C. BLACK
            
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: W.R. BRODY
          
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: K.I. CHENAULT
          
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: M.L. ESKEW
          
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: S.A. JACKSON
          
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: T. NISHIMURO
          
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: J.W. OWENS
          
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: S.J. PALMISANO
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: J.E. SPERO
          
Management
    
For
      
For
  
 
1K
ELECTION OF DIRECTOR: S. TAUREL
            
Management
    
For
      
For
  
 
1L
ELECTION OF DIRECTOR: L.H. ZAMBRANO
        
Management
    
For
      
For
  
 
02
RATIFICATION OF APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management
    
For
      
For
  
 
03
APPROVAL OF LONG-TERM INCENTIVE PERFORMANCE
TERMS FOR CERTAIN EXECUTIVES PURSUANT TO SECTION
162(M) OF THE INTERNAL REVENUE CODE
Management
    
For
      
For
  
 
04
STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING
      
Shareholder
      
For
      
Against
  
 
05
STOCKHOLDER PROPOSAL ON EXECUTIVE
COMPENSATION AND PENSION INCOME
Shareholder
      
For
      
Against
  
 
06
STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON
EXECUTIVE COMPENSATION
Shareholder
      
For
      
Against
  
 
 
INTUIT INC.
                                              
 
Security
      
461202103
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
INTU
          
Meeting Date
        
16-Dec-2008
      
 
ISIN
      
US4612021034
          
Agenda
        
932969047 - Management
  
 
City
                      
Holding Recon Date
      
21-Oct-2008
      
 
Country
      
Canada
            
Vote Deadline Date
        
15-Dec-2008
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
STEPHEN M. BENNETT
                      
For
      
For
  
   
2
CHRISTOPHER W. BRODY
                      
For
      
For
  
   
3
WILLIAM V. CAMPBELL
                      
For
      
For
  
   
4
SCOTT D. COOK
                      
For
      
For
  
   
5
DIANE B. GREENE
                      
Withheld
      
Against
  
   
6
MICHAEL R. HALLMAN
                      
For
      
For
  
   
7
EDWARD A. KANGAS
                      
For
      
For
  
   
8
SUZANNE NORA JOHNSON
                      
For
      
For
  
   
9
DENNIS D. POWELL
                      
For
      
For
  
   
10
STRATTON D. SCLAVOS
                      
For
      
For
  
   
11
BRAD D. SMITH
                      
For
      
For
  
 
02
RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2009.
Management
    
For
      
For
  
 
03
APPROVE THE AMENDMENT TO OUR 2005 EQUITY
INCENTIVE PLAN.
Management
    
For
      
For
  
 
 
JPMORGAN CHASE & CO.
                                        
 
Security
      
46625H100
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
JPM
          
Meeting Date
        
19-May-2009
      
 
ISIN
      
US46625H1005
          
Agenda
        
933038641 - Management
  
 
City
                      
Holding Recon Date
      
20-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
18-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: CRANDALL C. BOWLES
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: STEPHEN B. BURKE
        
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: DAVID M. COTE
        
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: JAMES S. CROWN
        
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: JAMES DIMON
          
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: ELLEN V. FUTTER
        
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: WILLIAM H. GRAY, III
        
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
        
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: DAVID C. NOVAK
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: LEE R. RAYMOND
        
Management
    
For
      
For
  
 
1K
ELECTION OF DIRECTOR: WILLIAM C. WELDON
        
Management
    
For
      
For
  
 
02
APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management
    
For
      
For
  
 
03
ADVISORY VOTE ON EXECUTIVE COMPENSATION
        
Management
    
For
      
For
  
 
04
GOVERNMENTAL SERVICE REPORT
            
Shareholder
      
Against
      
For
  
 
05
CUMULATIVE VOTING
              
Shareholder
      
For
      
Against
  
 
06
SPECIAL SHAREOWNER MEETINGS
            
Shareholder
      
For
      
Against
  
 
07
CREDIT CARD LENDING PRACTICES
            
Shareholder
      
Against
      
For
  
 
08
CHANGES TO KEPP
              
Shareholder
      
For
      
Against
  
 
09
SHARE RETENTION
              
Shareholder
      
For
      
Against
  
 
10
CARBON PRINCIPLES REPORT
              
Shareholder
      
Against
      
For
  
 
 
MARATHON OIL CORPORATION
                                    
 
Security
      
565849106
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
MRO
          
Meeting Date
        
29-Apr-2009
      
 
ISIN
      
US5658491064
          
Agenda
        
933009424 - Management
  
 
City
                      
Holding Recon Date
      
02-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
28-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: CHARLES F. BOLDEN, JR.
      
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: GREGORY H. BOYCE
        
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR.
      
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: DAVID A. DABERKO
        
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: WILLIAM L. DAVIS
        
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON
        
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: PHILIP LADER
          
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: CHARLES R. LEE
        
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: DENNIS H. REILLEY
        
Management
    
For
      
For
  
 
1K
ELECTION OF DIRECTOR: SETH E. SCHOFIELD
        
Management
    
For
      
For
  
 
1L
ELECTION OF DIRECTOR: JOHN W. SNOW
        
Management
    
For
      
For
  
 
1M
ELECTION OF DIRECTOR: THOMAS J. USHER
        
Management
    
For
      
For
  
 
02
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
AUDITOR FOR 2009
Management
    
For
      
For
  
 
03
STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO
LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL
SPECIAL MEETINGS
Shareholder
      
For
      
Against
  
 
04
STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR
RATIFICATION OF EXECUTIVE COMPENSATION
Shareholder
      
For
      
Against
  
 
 
MEDCO HEALTH SOLUTIONS, INC.
                                    
 
Security
      
58405U102
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
MHS
          
Meeting Date
        
21-May-2009
      
 
ISIN
      
US58405U1025
          
Agenda
        
933037358 - Management
  
 
City
                      
Holding Recon Date
      
26-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
20-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: CHARLES M. LILLIS
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: WILLIAM L. ROPER
        
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: DAVID D. STEVENS
        
Management
    
For
      
For
  
 
02
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY
FOR THE 2009 FISCAL YEAR
Management
    
For
      
For
  
 
03
APPROVAL OF EXECUTIVE ANNUAL INCENTIVE PLAN
      
Management
    
For
      
For
  
 
 
NII HOLDINGS, INC.
                                          
 
Security
      
62913F201
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
NIHD
          
Meeting Date
        
12-May-2009
      
 
ISIN
      
US62913F2011
          
Agenda
        
933040571 - Management
  
 
City
                      
Holding Recon Date
      
20-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
11-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
GEORGE A. COPE
                      
Withheld
      
Against
  
   
2
RAYMOND P. DOLAN
                      
For
      
For
  
   
3
CAROLYN KATZ
                      
For
      
For
  
 
02
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009.
Management
    
For
      
For
  

 
PEPSICO, INC.
                                              
 
Security
      
713448108
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
PEP
          
Meeting Date
        
06-May-2009
      
 
ISIN
      
US7134481081
          
Agenda
        
933014906 - Management
  
 
City
                      
Holding Recon Date
      
06-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
05-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: S.L. BROWN
          
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: I.M. COOK
            
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: D. DUBLON
            
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: V.J. DZAU
            
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: R.L. HUNT
            
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: A. IBARGUEN
          
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: A.C. MARTINEZ
          
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: I.K. NOOYI
            
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: S.P. ROCKEFELLER
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: J.J. SCHIRO
          
Management
    
Against
      
Against
  
 
1K
ELECTION OF DIRECTOR: L.G. TROTTER
          
Management
    
For
      
For
  
 
1L
ELECTION OF DIRECTOR: D. VASELLA
          
Management
    
For
      
For
  
 
1M
ELECTION OF DIRECTOR: M.D. WHITE
          
Management
    
For
      
For
  
 
02
APPROVAL OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS
Management
    
For
      
For
  
 
03
APPROVAL OF PEPSICO, INC. EXECUTIVE INCENTIVE
COMPENSATION PLAN
Management
    
For
      
For
  
 
04
SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER
RECYCLING (PROXY STATEMENT P. 59)
Shareholder
      
Against
      
For
  
 
05
SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED
PRODUCTS REPORT (PROXY STATEMENT P. 61)
Shareholder
      
Against
      
For
  
 
06
SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS
REPORT (PROXY STATEMENT P. 63)
Shareholder
      
Against
      
For
  
 
07
SHAREHOLDER PROPOSAL - ADVISORY VOTE ON
COMPENSATION (PROXY STATEMENT P. 64)
Shareholder
      
For
      
Against
  
 
 
PHARMACEUTICAL PRODUCT DEVELOPMENT, INC.
                              
 
Security
      
717124101
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
PPDI
          
Meeting Date
        
20-May-2009
      
 
ISIN
      
US7171241018
          
Agenda
        
933035417 - Management
  
 
City
                      
Holding Recon Date
      
20-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
19-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
STUART BONDURANT, M.D.
                      
For
      
For
  
   
2
FREDRIC N. ESHELMAN
                      
For
      
For
  
   
3
FREDERICK FRANK
                      
For
      
For
  
   
4
GENERAL DAVID L. GRANGE
                    
For
      
For
  
   
5
CATHERINE M. KLEMA
                      
For
      
For
  
   
6
TERRY MAGNUSON, PH.D.
                      
For
      
For
  
   
7
ERNEST MARIO, PH.D.
                      
For
      
For
  
   
8
JOHN A. MCNEILL, JR.
                      
For
      
For
  
 
02
TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE
COMPANY'S 1995 EQUITY COMPENSATION PLAN WHICH,
AMONG OTHER THINGS, INCREASES THE NUMBER OF
SHARES OF OUR COMMON STOCK RESERVED FOR
ISSUANCE UNDER THE PLAN BY 8,300,000 FROM 21,259,004
SHARES TO 29,559,004 SHARES.
Management
    
For
      
For
  
 
03
RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR
ENDING DECEMBER 31, 2009.
Management
    
For
      
For
  
 
04
IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO
VOTE UPON SUCH OTHER MATTERS AS MAY PROPERLY
COME BEFORE THE MEETING.
Management
    
Against
      
Against
  

 
PRAXAIR, INC.
                                              
 
Security
      
74005P104
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
PX
          
Meeting Date
        
28-Apr-2009
      
 
ISIN
      
US74005P1049
          
Agenda
        
933012584 - Management
  
 
City
                      
Holding Recon Date
      
02-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
27-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1
DIRECTOR
                    
Management
                  
   
1
STEPHEN F. ANGEL
                      
For
      
For
  
   
2
NANCE K. DICCIANI
                      
For
      
For
  
   
3
EDWARD G. GALANTE
                      
For
      
For
  
   
4
CLAIRE W. GARGALLI
                      
For
      
For
  
   
5
IRA D. HALL
                        
For
      
For
  
   
6
RAYMOND W. LEBOEUF
                      
For
      
For
  
   
7
LARRY D. MCVAY
                      
For
      
For
  
   
8
WAYNE T. SMITH
                      
For
      
For
  
   
9
H. MITCHELL WATSON, JR.
                      
For
      
For
  
   
10
ROBERT L. WOOD
                      
For
      
For
  
 
2
PROPOSAL TO APPROVE THE 2009 PRAXAIR, INC. LONG
TERM INCENTIVE PLAN.
Management
    
For
      
For
  
 
3
PROPOSAL TO RATIFY THE APPOINTMENT OF THE
INDEPENDENT AUDITOR.
Management
    
For
      
For
  
 
 
PRINCIPAL FINANCIAL GROUP, INC.
                                    
 
Security
      
74251V102
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
PFG
          
Meeting Date
        
19-May-2009
      
 
ISIN
      
US74251V1026
          
Agenda
        
933040406 - Management
  
 
City
                      
Holding Recon Date
      
23-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
18-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: J. BARRY GRISWELL
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: RICHARD L. KEYSER
        
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: ARJUN K. MATHRANI
        
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: ELIZABETH E. TALLETT
        
Management
    
For
      
For
  
 
02
APPROVE AMENDMENT OF EMPLOYEE STOCK PURCHASE
PLAN
Management
    
For
      
For
  
 
03
RATIFICATION OF INDEPENDENT AUDITORS
        
Management
    
For
      
For
  
 
 
SEMPRA ENERGY
                                            
 
Security
      
816851109
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
SRE
          
Meeting Date
        
30-Apr-2009
      
 
ISIN
      
US8168511090
          
Agenda
        
933013637 - Management
  
 
City
                      
Holding Recon Date
      
02-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
29-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR.
      
Management
    
For
      
For
  
 
02
ELECTION OF DIRECTOR: RICHARD A. COLLATO
        
Management
    
For
      
For
  
 
03
ELECTION OF DIRECTOR: DONALD E. FELSINGER
        
Management
    
For
      
For
  
 
04
ELECTION OF DIRECTOR: WILFORD D. GODBOLD JR.
      
Management
    
For
      
For
  
 
05
ELECTION OF DIRECTOR: WILLIAM D. JONES
        
Management
    
For
      
For
  
 
06
ELECTION OF DIRECTOR: RICHARD G. NEWMAN
        
Management
    
For
      
For
  
 
07
ELECTION OF DIRECTOR: WILLIAM G. OUCHI
        
Management
    
For
      
For
  
 
08
ELECTION OF DIRECTOR: CARLOS RUIZ
          
Management
    
For
      
For
  
 
09
ELECTION OF DIRECTOR: WILLIAM C. RUSNACK
        
Management
    
For
      
For
  
 
10
ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE
        
Management
    
For
      
For
  
 
11
ELECTION OF DIRECTOR: LYNN SCHENK
          
Management
    
For
      
For
  
 
12
ELECTION OF DIRECTOR: NEAL E. SCHMALE
        
Management
    
For
      
For
  
 
13
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
Management
    
For
      
For
  
 
14
SHAREHOLDER PROPOSAL FOR AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION
Shareholder
      
For
      
Against
  
 
15
SHAREHOLDER PROPOSAL FOR NORTH DAKOTA
REINCORPORATION
Shareholder
      
Against
      
For
  
 
 
STANCORP FINANCIAL GROUP, INC.
                                    
 
Security
      
852891100
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
SFG
          
Meeting Date
        
04-May-2009
      
 
ISIN
      
US8528911006
          
Agenda
        
933017685 - Management
  
 
City
                      
Holding Recon Date
      
02-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
01-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1
DIRECTOR
                    
Management
                  
   
1
VIRGINIA L ANDERSON
                      
For
      
For
  
   
2
STANLEY R FALLIS
                      
For
      
For
  
   
3
PETER O KOHLER MD
                      
For
      
For
  
   
4
ERIC E PARSONS
                      
For
      
For
  
   
5
MARY F SAMMONS
                      
For
      
For
  
 
2
PROPOSAL TO RATIFY APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
Management
    
For
      
For
  
 
 
STATE STREET CORPORATION
                                    
 
Security
      
857477103
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
STT
          
Meeting Date
        
20-May-2009
      
 
ISIN
      
US8574771031
          
Agenda
        
933037144 - Management
  
 
City
                      
Holding Recon Date
      
13-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
19-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
K. BURNES
                        
For
      
For
  
   
2
P. COYM
                          
For
      
For
  
   
3
P. DE SAINT-AIGNAN
                      
For
      
For
  
   
4
A. FAWCETT
                      
For
      
For
  
   
5
D. GRUBER
                        
For
      
For
  
   
6
L. HILL
                          
For
      
For
  
   
7
R. KAPLAN
                        
For
      
For
  
   
8
C. LAMANTIA
                      
For
      
For
  
   
9
R. LOGUE
                          
For
      
For
  
   
10
R. SERGEL
                        
For
      
For
  
   
11
R. SKATES
                        
For
      
For
  
   
12
G. SUMME
                        
For
      
For
  
   
13
R. WEISSMAN
                      
For
      
For
  
 
02
TO APPROVE AMENDMENTS TO STATE STREET'S ARTICLES
OF ORGANIZATION AND BY-LAWS CHANGING THE
SHAREHOLDER QUORUM AND VOTING REQUIREMENTS,
INCLUDING THE ADOPTION OF A MAJORITY VOTE
STANDARD FOR UNCONTESTED ELECTIONS OF
DIRECTORS.
Management
    
For
      
For
  
 
03
TO APPROVE THE AMENDED AND RESTATED 2006 EQUITY
INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE BY
17 MILLION THE NUMBER OF SHARES OF OUR COMMON
STOCK THAT MAY BE DELIVERED IN SATISFACTION OF
AWARDS UNDER THE PLAN.
Management
    
For
      
For
  
 
04
TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON
EXECUTIVE COMPENSATION.
Shareholder
      
For
      
For
  
 
05
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS
STATE STREET'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2009.
Management
    
For
      
For
  
 
06
TO VOTE ON A SHAREHOLDER PROPOSAL.
        
Shareholder
      
Against
      
For
  

 
TCF FINANCIAL CORPORATION
                                    
 
Security
      
872275102
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
TCB
          
Meeting Date
        
29-Apr-2009
      
 
ISIN
      
US8722751026
          
Agenda
        
933010807 - Management
  
 
City
                      
Holding Recon Date
      
02-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
28-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
WILLIAM F. BIEBER
                      
For
      
For
  
   
2
THEODORE J. BIGOS
                      
For
      
For
  
   
3
WILLIAM A. COOPER
                      
For
      
For
  
   
4
THOMAS A. CUSICK
                      
For
      
For
  
   
5
GREGORY J. PULLES
                      
For
      
For
  
   
6
GERALD A. SCHWALBACH
                      
For
      
For
  
   
7
DOUGLAS A. SCOVANNER
                      
For
      
For
  
   
8
BARRY N. WINSLOW
                      
For
      
For
  
 
02
RE-APPROVE THE TCF PERFORMANCE-BASED
COMPENSATION POLICY
Management
    
Against
      
Against
  
 
03
APPROVE AN INCREASE IN AUTHORIZED SHARES UNDER
THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
Management
    
For
      
For
  
 
04
RE-APPROVE THE PERFORMANCE-BASED GOALS UNDER
THE TCF FINANCIAL INCENTIVE STOCK PROGRAM
Management
    
Against
      
Against
  
 
05
APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE
COMPENSATION OF EXECUTIVES DISCLOSED IN THE
PROXY STATEMENT
Management
    
Against
      
Against
  
 
06
ADVISORY VOTE ON THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
2009
Management
    
For
      
For
  
 
 
THE MCGRAW-HILL COMPANIES, INC.
                                    
 
Security
      
580645109
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
MHP
          
Meeting Date
        
29-Apr-2009
      
 
ISIN
      
US5806451093
          
Agenda
        
933015174 - Management
  
 
City
                      
Holding Recon Date
      
09-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
28-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
SIR MICHAEL RAKE
                      
Withheld
      
Against
  
   
2
KURT L. SCHMOKE
                      
Withheld
      
Against
  
   
3
SIDNEY TAUREL
                      
Withheld
      
Against
  
 
02
VOTE TO REAPPROVE PERFORMANCE GOALS UNDER OUR
2002 STOCK INCENTIVE PLAN.
Management
    
For
      
For
  
 
03
VOTE TO RATIFY ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2009.
Management
    
For
      
For
  
 
04
SHAREHOLDER PROPOSAL REQUESTING ELECTION OF
EACH DIRECTOR ANNUALLY.
Shareholder
      
For
      
Against
  
 
05
SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF
SIMPLE MAJORITY VOTE.
Shareholder
      
For
      
Against
  
 
06
SHAREHOLDER PROPOSAL REQUESTING PUBLIC
DISCLOSURE OF CORPORATE POLICIES AND PROCEDURES
REGARDING POLITICAL CONTRIBUTIONS AND THE AMOUNT
OF SUCH CONTRIBUTIONS.
Shareholder
      
For
      
Against
  
 
07
SHAREHOLDER PROPOSAL REQUESTING ELECTION OF
DIRECTORS BY MAJORITY VOTE.
Shareholder
      
For
      
Against
  
 
08
SHAREHOLDER PROPOSAL REQUESTING ADOPTION OF
POLICY REQUIRING CHAIRMAN TO BE INDEPENDENT
DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN
EXECUTIVE OFFICER OF THE COMPANY.
Shareholder
      
For
      
Against
  
 
 
TRANSOCEAN INC
                                            
 
Security
      
G90073100
          
Meeting Type
        
Special
        
 
Ticker Symbol
    
RIG
          
Meeting Date
        
08-Dec-2008
      
 
ISIN
      
KYG900731004
          
Agenda
        
932973173 - Management
  
 
City
                      
Holding Recon Date
      
27-Oct-2008
      
 
Country
      
United States
          
Vote Deadline Date
        
05-Dec-2008
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
APPROVAL OF THE MERGER TRANSACTION TO BE
EFFECTED BY THE SCHEMES OF ARRANGEMENT,
ATTACHED TO THE ACCOMPANYING PROXY STATEMENT
AS ANNEX B.
Management
    
For
      
For
  
 
02
APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO
A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING
TO APPROVE THE MERGER TRANSACTION.
Management
    
For
      
For
  
 
 
TRANSOCEAN, LTD.
                                          
 
Security
      
H8817H100
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
RIG
          
Meeting Date
        
15-May-2009
      
 
ISIN
      
CH0048265513
          
Agenda
        
933083759 - Management
  
 
City
                      
Holding Recon Date
      
24-Apr-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
14-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
APPROVAL OF THE 2008 ANNUAL REPORT, THE
CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2008 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN LTD.
Management
    
For
      
For
  
 
02
DISCHARGE OF THE MEMBERS OF THE BOARD OF
DIRECTORS AND THE EXECUTIVE OFFICERS FOR FISCAL
YEAR 2008
Management
    
For
      
For
  
 
03
APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS
WITHOUT PAYMENT OF A DIVIDEND TO SHAREHOLDERS
FOR FISCAL YEAR 2008 AND RELEASE OF CHF 3.5 BILLION
OF LEGAL RESERVES TO OTHER RESERVES.
Management
    
For
      
For
  
 
04
AUTHORIZATION OF A SHARE REPURCHASE PROGRAM
    
Management
    
For
      
For
  
 
05
APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF
TRANSOCEAN LTD. IN THE FORM AS AMENDED AND
RESTATED EFFECTIVE AS OF 2/12/09
Management
    
For
      
For
  
 
6A
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR
TERM: W. RICHARD ANDERSON
Management
    
For
      
For
  
 
6B
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR
TERM: RICHARD L. GEORGE
Management
    
For
      
For
  
 
6C
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR
TERM: ROBERT L. LONG
Management
    
For
      
For
  
 
6D
REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR
TERM: EDWARD R. MULLER
Management
    
For
      
For
  
 
6E
REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR
TERM: VICTOR E. GRIJALVA
Management
    
For
      
For
  
 
07
APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN
LTD.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2009 AND REELECTION OF ERNST
& YOUNG LTD., ZURICH, AS TRANSOCEAN LTD.'S AUDITOR
PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR A
FURTHER ONE-YEAR TERM
Management
    
For
      
For
  
 
 
TYSON FOODS, INC.
                                          
 
Security
      
902494103
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
TSN
          
Meeting Date
        
06-Feb-2009
      
 
ISIN
      
US9024941034
          
Agenda
        
932987716 - Management
  
 
City
                      
Holding Recon Date
      
12-Dec-2008
      
 
Country
      
United States
          
Vote Deadline Date
        
05-Feb-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
DON TYSON
                        
For
      
For
  
   
2
JOHN TYSON
                      
For
      
For
  
   
3
RICHARD L. BOND
                      
For
      
For
  
   
4
LLOYD V. HACKLEY
                      
Withheld
      
Against
  
   
5
JIM KEVER
                        
For
      
For
  
   
6
KEVIN M. MCNAMARA
                      
Withheld
      
Against
  
   
7
BRAD T. SAUER
                      
For
      
For
  
   
8
JO ANN R. SMITH
                      
For
      
For
  
   
9
BARBARA A. TYSON
                      
For
      
For
  
   
10
ALBERT C. ZAPANTA
                      
Withheld
      
Against
  
 
02
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP,
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANT FOR THE FISCAL YEAR ENDING OCTOBER 3,
2009.
Management
    
For
      
For
  
 
03
TO CONSIDER AND ACT UPON SHAREHOLDER PROPOSAL 1
REGARDING DISCLOSURE OF GREENHOUSE EMISSIONS.
Shareholder
      
Against
      
For
  
 
04
TO CONSIDER AND ACT UPON SHAREHOLDER PROPOSAL 2
REGARDING USE OF GESTATION CRATES.
Shareholder
      
Against
      
For
  
 
 
UNITED TECHNOLOGIES CORPORATION
                                    
 
Security
      
913017109
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
UTX
          
Meeting Date
        
08-Apr-2009
      
 
ISIN
      
US9130171096
          
Agenda
        
933001644 - Management
  
 
City
                      
Holding Recon Date
      
10-Feb-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
07-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
01
DIRECTOR
                    
Management
                  
   
1
LOUIS R. CHENEVERT
                      
For
      
For
  
   
2
GEORGE DAVID
                      
For
      
For
  
   
3
JOHN V. FARACI
                      
For
      
For
  
   
4
JEAN-PIERRE GARNIER
                      
For
      
For
  
   
5
JAMIE S. GORELICK
                      
For
      
For
  
   
6
CARLOS M. GUTIERREZ
                      
For
      
For
  
   
7
EDWARD A. KANGAS
                      
For
      
For
  
   
8
CHARLES R. LEE
                      
For
      
For
  
   
9
RICHARD D. MCCORMICK
                      
For
      
For
  
   
10
HAROLD MCGRAW III
                      
For
      
For
  
   
11
RICHARD B. MYERS
                      
For
      
For
  
   
12
H. PATRICK SWYGERT
                      
For
      
For
  
   
13
ANDRE VILLENEUVE
                      
For
      
For
  
   
14
CHRISTINE TODD WHITMAN
                      
For
      
For
  
 
02
APPOINTMENT OF INDEPENDENT AUDITORS
        
Management
    
For
      
For
  
 
03
SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN
MILITARY SALES
Shareholder
      
Against
      
For
  
 
 
VERIZON COMMUNICATIONS INC.
                                    
 
Security
      
92343V104
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
VZ
          
Meeting Date
        
07-May-2009
      
 
ISIN
      
US92343V1044
          
Agenda
        
933018017 - Management
  
 
City
                      
Holding Recon Date
      
09-Mar-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
06-May-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: RICHARD L. CARRION
        
Management
    
For
      
For
  
 
1B
ELECTION OF DIRECTOR: M. FRANCES KEETH
        
Management
    
For
      
For
  
 
1C
ELECTION OF DIRECTOR: ROBERT W. LANE
        
Management
    
For
      
For
  
 
1D
ELECTION OF DIRECTOR: SANDRA O. MOOSE
        
Management
    
For
      
For
  
 
1E
ELECTION OF DIRECTOR: JOSEPH NEUBAUER
        
Management
    
For
      
For
  
 
1F
ELECTION OF DIRECTOR: DONALD T. NICOLAISEN
        
Management
    
For
      
For
  
 
1G
ELECTION OF DIRECTOR: THOMAS H. O'BRIEN
        
Management
    
For
      
For
  
 
1H
ELECTION OF DIRECTOR: CLARENCE OTIS, JR.
        
Management
    
For
      
For
  
 
1I
ELECTION OF DIRECTOR: HUGH B. PRICE
        
Management
    
For
      
For
  
 
1J
ELECTION OF DIRECTOR: IVAN G. SEIDENBERG
        
Management
    
For
      
For
  
 
1K
ELECTION OF DIRECTOR: JOHN W. SNOW
        
Management
    
For
      
For
  
 
1L
ELECTION OF DIRECTOR: JOHN R. STAFFORD
        
Management
    
For
      
For
  
 
02
RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Management
    
For
      
For
  
 
03
ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION
  
Management
    
For
      
For
  
 
04
APPROVAL OF LONG-TERM INCENTIVE PLAN
        
Management
    
For
      
For
  
 
05
APPROVAL OF SHORT-TERM INCENTIVE PLAN
        
Management
    
For
      
For
  
 
06
PROHIBIT GRANTING STOCK OPTIONS
          
Shareholder
      
Against
      
For
  
 
07
SHAREHOLDER ABILITY TO CALL SPECIAL MEETING
      
Shareholder
      
For
      
Against
  
 
08
SEPARATE OFFICES OF CHAIRMAN AND CEO
        
Shareholder
      
Against
      
For
  
 
09
CUMULATIVE VOTING
              
Shareholder
      
For
      
Against
  
 
10
SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER
DEATH
Shareholder
      
For
      
Against
  
 
 
WELLS FARGO & COMPANY
                                        
 
Security
      
949746101
          
Meeting Type
        
Annual
        
 
Ticker Symbol
    
WFC
          
Meeting Date
        
28-Apr-2009
      
 
ISIN
      
US9497461015
          
Agenda
        
933008422 - Management
  
 
City
                      
Holding Recon Date
      
27-Feb-2009
      
 
Country
      
United States
          
Vote Deadline Date
        
27-Apr-2009
      
 
SEDOL(s)
                      
Quick Code
                    
 
Item
Proposal
                      
Type
      
Vote
      
For/Against
Management
 
1A
ELECTION OF DIRECTOR: JOHN D. BAKER II
        
Management
                  
 
1B
ELECTION OF DIRECTOR: JOHN S. CHEN
          
Management
                  
 
1C
ELECTION OF DIRECTOR: LLOYD H. DEAN
        
Management
                  
 
1D
ELECTION OF DIRECTOR: SUSAN E. ENGEL
        
Management
                  
 
1E
ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
      
Management
                  
 
1F
ELECTION OF DIRECTOR: DONALD M. JAMES
        
Management
                  
 
1G
ELECTION OF DIRECTOR: ROBERT L. JOSS
        
Management
                  
 
1H
ELECTION OF DIRECTOR: RICHARD M. KOVACEVICH
      
Management
                  
 
1I
ELECTION OF DIRECTOR: RICHARD D. MCCORMICK
      
Management
                  
 
1J
ELECTION OF DIRECTOR: MACKEY J. MCDONALD
        
Management
                  
 
1K
ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN
        
Management
                  
 
1L
ELECTION OF DIRECTOR: NICHOLAS G. MOORE
        
Management
                  
 
1M
ELECTION OF DIRECTOR: PHILIP J. QUIGLEY
        
Management
                  
 
1N
ELECTION OF DIRECTOR: DONALD B. RICE
        
Management
                  
 
1O
ELECTION OF DIRECTOR: JUDITH M. RUNSTAD
        
Management
                  
 
1P
ELECTION OF DIRECTOR: STEPHEN W. SANGER
        
Management
                  
 
1Q
ELECTION OF DIRECTOR: ROBERT K. STEEL
        
Management
                  
 
1R
ELECTION OF DIRECTOR: JOHN G. STUMPF
        
Management
                  
 
1S
ELECTION OF DIRECTOR: SUSAN G. SWENSON
        
Management
                  
 
02
PROPOSAL TO APPROVE A NON-BINDING ADVISORY
RESOLUTION REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVES.
Management
                  
 
03
PROPOSAL TO RATIFY APPOINTMENT OF KPMG LLP AS
INDEPENDENT AUDITORS FOR 2009.
Management
                  
 
04
PROPOSAL TO APPROVE AN AMENDMENT TO THE
COMPANY'S LONG-TERM INCENTIVE COMPENSATION PLAN.
Management
                  
 
05
STOCKHOLDER PROPOSAL REGARDING A BY-LAWS
AMENDMENT TO REQUIRE AN INDEPENDENT CHAIRMAN.
Shareholder
                    
 
06
STOCKHOLDER PROPOSAL REGARDING A REPORT ON
POLITICAL CONTRIBUTIONS.
Shareholder
                    
 
 
 
SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)    Advisors Series Trust                            


By (Signature and Title)    /s/ Douglas G. Hess          
Douglas G. Hess, President
(Principal Executive Officer)


Date    8/11/09                                                                   

 
 
 
 
 
 
 
 
 
 
 
 
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