-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PCG7f1cx/48SC5DutDIbRlnAXiXEei8/EmZKCVE+ea26YNGErFvKSOXIOhu+wJQp lOBGbWD9hqHqSzhtpF7uZw== 0000894189-09-002511.txt : 20090819 0000894189-09-002511.hdr.sgml : 20090819 20090819122757 ACCESSION NUMBER: 0000894189-09-002511 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090819 DATE AS OF CHANGE: 20090819 EFFECTIVENESS DATE: 20090819 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 091023371 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000005075 Edgar Lomax Value Fund C000013862 Investor Class LOMAX N-PX 1 elomax_63009npx.htm ANNUAL REPORT OF PROXY VOTING elomax_63009npx.htm
 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-07959


Advisors Series Trust
(Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, WI  53202
(Address of principal executive offices) (Zip code)


Jeanine Bajczyk
Advisors Series Trust
615 East Michigan Street
Milwaukee, WI  53202
(Name and address of agent for service)


Registrant's telephone number, including area code:  (414) 765-6609


Date of fiscal year end: October 31, 2009


Date of reporting period: June 30, 2009
 
Item 1. Proxy Voting Record.
                     
Vote Summary Report
Jul 01, 2008 - Jun 30, 2009
 
Edgar Lomax Value Fund
 
Mtg
Company/
  
Mgmt
Vote
Record
  
Shares
Date/Type
Ballot Issues
Security
Rec
Cast
Date
Prpnent
Voted
 
05/12/09 - A
3M CO *MMM*
88579Y101
03/13/09
5,500
 
1.1
Elect Director Linda G. Alvarado
For
For
  
Mgmt
 
1.2
Elect Director George W. Buckley
For
For
  
Mgmt
 
1.3
Elect Director Vance D. Coffman
For
For
  
Mgmt
 
1.4
Elect Director Michael L. Eskew
For
For
  
Mgmt
 
1.5
Elect Director W. James Farrell
For
For
  
Mgmt
 
1.6
Elect Director Herbert L. Henkel
For
For
  
Mgmt
 
1.7
Elect Director Edward M. Liddy
For
For
  
Mgmt
 
1.8
Elect Director Robert S. Morrison
For
For
  
Mgmt
 
1.9
Elect Director Aulana L. Peters
For
For
  
Mgmt
 
1.10
Elect Director Robert J. Ulrich
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Bylaws-- Call Special Meetings
Against
Against
  
ShrHoldr
 
4
Stock Retention/Holding Period
Against
For
  
ShrHoldr
 
05/08/09 - A
Alcoa Inc. *AA*
013817101
02/11/09
58,500
 
1.1
Elect Director Kathryn S. Fuller
For
For
  
Mgmt
 
1.2
Elect Director Judith M. Gueron
For
For
  
Mgmt
 
1.3
Elect Director Patricia F. Russo
For
For
  
Mgmt
 
1.4
Elect Director Ernesto Zedillo
For
For
  
Mgmt
 
2
Ratify Auditor
For
For
  
Mgmt
 
3
Approve Omnibus Stock Plan
For
For
  
Mgmt
 
4
Amend Vote Requirements to Amend Articles/Bylaws/Charter
Against
For
  
ShrHoldr
 
05/19/09 - A
Altria Group, Inc. *MO*
02209S103
03/30/09
13,650
 
1
Elect Director Elizabeth E. Bailey
For
For
  
Mgmt
 
2
Elect Director Gerald L. Baliles
For
For
  
Mgmt
 
3
Elect Director Dinyar S. Devitre
For
For
  
Mgmt
 
4
Elect Director Thomas F. Farrell
For
For
  
Mgmt
 
5
Elect Director Robert E. R. Huntley
For
For
  
Mgmt
 
6
Elect Director Thomas W. Jones
For
For
  
Mgmt
 
7
Elect Director George Mu oz
For
For
  
Mgmt
 
8
Elect Director Nabil Y. Sakkab
For
For
  
Mgmt
 
9
Elect Director Michael E. Szymanczyk
For
For
  
Mgmt
 
10
Ratify Auditors
For
For
  
Mgmt
 
11
Reduce Tobacco Harm to Health
Against
Against
  
ShrHoldr
 
12
Report on Marketing Practices on the Poor
Against
Against
  
ShrHoldr
 
13
Adopt Principles for Health Care Reform
Against
Against
  
ShrHoldr
 
14
Adopt Human Rights Protocols for Company and Suppliers
Against
For
  
ShrHoldr
 
15
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
16
Report on Political Contributions
Against
Against
  
ShrHoldr
 
04/28/09 - A
American Electric Power Co. *AEP*
025537101
03/02/09
17,100
 
1.1
Elect Director E. R. Brooks
For
For
  
Mgmt
 
1.2
Elect Director Donald M. Carlton
For
For
  
Mgmt
 
1.3
Elect Director Ralph D. Crosby, Jr.
For
For
  
Mgmt
 
1.4
Elect Director Linda A. Goodspeed
For
For
  
Mgmt
 
1.5
Elect Director Thomas E. Hoaglin
For
For
  
Mgmt
 
1.6
Elect Director Lester A. Hudson, Jr.
For
For
  
Mgmt
 
1.7
Elect Director Michael G. Morris
For
For
  
Mgmt
 
1.8
Elect Director Lionel L. Nowell III
For
For
  
Mgmt
 
1.9
Elect Director Richard L. Sandor
For
For
  
Mgmt
 
1.10
Elect Director Kathryn D. Sullivan
For
For
  
Mgmt
 
1.11
Elect Director Sara Martinez Tucker
For
For
  
Mgmt
 
1.12
Elect Director John F. Turner
For
For
  
Mgmt
 
2
Eliminate Cumulative Voting and Adopt Majority Voting for Uncontested Election of Directors
For
For
  
Mgmt
 
3
Ratify Auditors
For
For
  
Mgmt
 
04/27/09 - A
American Express Co. *AXP*
025816109
02/27/09
9,500
 
1.1
Elect Director D.F. Akerson
For
For
  
Mgmt
 
1.2
Elect Director C. Barshefsky
For
For
  
Mgmt
 
1.3
Elect Director U.M. Burns
For
For
  
Mgmt
 
1.4
Elect Director K.I. Chenault
For
For
  
Mgmt
 
1.5
Elect Director P. Chernin
For
For
  
Mgmt
 
1.6
Elect Director J. Leschly
For
For
  
Mgmt
 
1.7
Elect Director R.C. Levin
For
For
  
Mgmt
 
1.8
Elect Director R.A. Mcginn
For
For
  
Mgmt
 
1.9
Elect Director E.D. Miller
For
For
  
Mgmt
 
1.10
Elect Director S.S Reinemund
For
For
  
Mgmt
 
1.11
Elect Director R.D. Walter
For
For
  
Mgmt
 
1.12
Elect Director R.A. Williams
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
  
Mgmt
 
4
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
5
Amend Bylaws-- Call Special Meetings
Against
For
  
ShrHoldr
 
         
11/12/08 - S
Anheuser-Busch Companies, Inc. *BUD*
035229103
10/03/08
2,200
 
1
Approve Merger Agreement
For
For
  
Mgmt
 
2
Adjourn Meeting
For
For
  
Mgmt
 
04/24/09 - A
AT&T Inc *T*
00206R102
02/25/09
10,900
 
1.1
Elect Director Randall L. Stephenson
For
For
  
Mgmt
 
1.2
Elect Director William F. Aldinger III
For
Against
  
Mgmt
 
1.3
Elect Director Gilbert F. Amelio
For
Against
  
Mgmt
 
1.4
Elect Director Reuben V. Anderson
For
For
  
Mgmt
 
1.5
Elect Director James H. Blanchard
For
Against
  
Mgmt
 
1.6
Elect Director August A. Busch III
For
For
  
Mgmt
 
1.7
Elect Director Jaime Chico Pardo
For
For
  
Mgmt
 
1.8
Elect Director James P. Kelly
For
For
  
Mgmt
 
1.9
Elect Director Jon C. Madonna
For
For
  
Mgmt
 
1.10
Elect Director Lynn M. Martin
For
For
  
Mgmt
 
1.11
Elect Director John B. McCoy
For
For
  
Mgmt
 
1.12
Elect Director Mary S. Metz
For
For
  
Mgmt
 
1.13
Elect Director Joyce M. Roch 
For
For
  
Mgmt
 
1.14
Elect Director Laura D Andrea Tyson
For
For
  
Mgmt
 
1.15
Elect Director Patricia P. Upton
For
Against
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Increase Authorized Common Stock
For
For
  
Mgmt
 
4
Report on Political Contributions
Against
For
  
ShrHoldr
 
5
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
6
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
7
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
8
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
9
Exclude Pension Credits from Earnings Performance Measure
Against
For
  
ShrHoldr
 
 
04/23/09 - A
Baker Hughes Incorporated *BHI*
057224107
02/26/09
8,500
 
1.1
Elect Director Larry D. Brady
For
For
  
Mgmt
 
1.2
Elect Director Clarence P. Cazalot, Jr.
For
For
  
Mgmt
 
1.3
Elect Director Chad C. Deaton
For
For
  
Mgmt
 
1.4
Elect Director Edward P. Djerejian
For
Withhold
  
Mgmt
 
1.5
Elect Director Anthony G. Fernandes
For
For
  
Mgmt
 
1.6
Elect Director Claire W. Gargalli
For
Withhold
  
Mgmt
 
1.7
Elect Director Pierre H. Jungels
For
Withhold
  
Mgmt
 
1.8
Elect Director James A. Lash
For
For
  
Mgmt
 
1.9
Elect Director J. Larry Nichols
For
Withhold
  
Mgmt
 
1.10
Elect Director H. John Riley, Jr.
For
Withhold
  
Mgmt
 
1.11
Elect Director Charles L. Watson -
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Qualified Employee Stock Purchase Plan
For
For
  
Mgmt
 
4
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
 
12/05/08 - S
Bank of America Corp. *BAC*
060505104
10/10/08
13,700
 
1
Issue Shares in Connection with Acquisition
For
For
  
Mgmt
 
2
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
3
Increase Authorized Common Stock
For
For
  
Mgmt
 
4
Adjourn Meeting
For
For
  
Mgmt
             
 
04/29/09 - A
Bank of America Corp. *BAC*
060505104
03/04/09
44,300
 
1.1
Elect Director William Barnet, III
For
For
  
Mgmt
 
1.2
Elect Director Frank P. Bramble, Sr.
For
For
  
Mgmt
 
1.3
Elect Director Virgis W. Colbert
For
For
  
Mgmt
 
1.4
Elect Director John T. Collins r
For
For
  
Mgmt
 
1.5
Elect Director Gary L. Countryman
For
For
  
Mgmt
 
1.6
Elect Director Tommy R. Franks
For
For
  
Mgmt
 
1.7
Elect Director Charles K. Gifford
For
For
  
Mgmt
 
1.8
Elect Director Kenneth D. Lewis
For
For
  
Mgmt
 
1.9
Elect Director Monica C. Lozano
For
For
  
Mgmt
 
1.10
Elect Director Walter E. Massey
For
For
  
Mgmt
 
1.11
Elect Director Thomas J. May
For
For
  
Mgmt
 
1.12
Elect Director Patricia E. Mitchell
For
For
  
Mgmt
 
1.13
Elect Director Joseph W. Prueher
For
For
  
Mgmt
 
1.14
Elect Director Charles O. Rossotti
For
For
  
Mgmt
 
1.15
Elect Director Thomas M. Ryan
For
For
  
Mgmt
 
1.16
Elect Director O. Temple Sloan, Jr.
For
For
  
Mgmt
 
1.17
Elect Director Robert L. Tillman
For
For
  
Mgmt
 
1.18
Elect Director Jackie M. Ward
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
Against
  
Mgmt
 
4
Report on Government Service of Employees
Against
Against
  
ShrHoldr
 
5
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
6
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
7
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
8
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
9
Report on Predatory Lending Policies
Against
Against
  
ShrHoldr
 
10
Adopt Principles for Health Care Reform
Against
Against
  
ShrHoldr
 
11
TARP Related Compensation
Against
For
  
ShrHoldr
 
 
05/05/09 - A
Bristol-Myers Squibb Co. *BMY*
110122108
03/12/09
8,600
 
1
Elect Director L. Andreotti
For
For
  
Mgmt
 
2
Elect Director L. B. Campbell
For
For
  
Mgmt
 
3
Elect Director J. M. Cornelius
For
For
  
Mgmt
 
4
Elect Director L. J. Freeh
For
For
  
Mgmt
 
5
Elect Director L. H. Glimcher
For
For
  
Mgmt
 
6
Elect Director M. Grobstein
For
For
  
Mgmt
 
7
Elect Director L. Johansson
For
For
  
Mgmt
 
8
Elect Director A. J. Lacy
For
For
  
Mgmt
 
9
Elect Director V. L. Sato
For
For
  
Mgmt
 
10
Elect Director T. D. West, Jr.
For
For
  
Mgmt
 
11
Elect Director R. S. Williams
For
For
  
Mgmt
 
12
Ratify Auditors
For
For
  
Mgmt
 
13
Increase Disclosure of Executive Compensation
Against
Against
  
ShrHoldr
 
14
Reduce Supermajority Vote Requirement
Against
Against
  
ShrHoldr
 
15
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
16
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
 
         
11/20/08 - A
Campbell Soup Co. *CPB*
134429109
09/23/08
3,300
 
1.1
Elect Director Edmund M. Carpenter
For
For
  
Mgmt
 
1.2
Elect Director Paul R. Charron
For
For
  
Mgmt
 
1.3
Elect Director Douglas R. Conant
For
For
  
Mgmt
 
1.4
Elect Director Bennett Dorrance
For
For
  
Mgmt
 
1.5
Elect Director Harvey Golub
For
For
  
Mgmt
 
1.6
Elect Director Randall W. Larrimore
For
For
  
Mgmt
 
1.7
Elect Director Mary Alice D. Malone
For
For
  
Mgmt
 
1.8
Elect Director Sara Mathew
For
For
  
Mgmt
 
1.9
Elect Director David C. Patterson
For
For
  
Mgmt
 
1.10
Elect Director Charles R. Perrin
For
For
  
Mgmt
 
1.11
Elect Director A. Barry Rand
For
For
  
Mgmt
 
1.12
Elect Director George Strawbridge, Jr.
For
For
  
Mgmt
 
1.13
Elect Director Les C. Vinney
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
4
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
 
04/23/09 - A
Capital One Financial Corp. *COF*
14040H105
02/23/09
4,100
 
1.1
Elect Director Richard D. Fairbank
For
For
  
Mgmt
 
1.2
Elect Director E.R. Campbell
For
For
  
Mgmt
 
1.3
Elect Director Bradford H. Warner
For
For
  
Mgmt
 
1.4
Elect Director Stanley Westreich
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
4
Advisory Vote on Executive Compensation
For
For
  
Mgmt
 
 
06/10/09 - A
Caterpillar Inc. *CAT*
149123101
04/13/09
3,900
 
1.1
Elect Director Daniel M. Dickinson
For
For
  
Mgmt
 
1.2
Elect Director David R. Goode
For
For
  
Mgmt
 
1.3
Elect Director James W. Owens
For
For
  
Mgmt
 
1.4
Elect Director Charles D. Powell
For
For
  
Mgmt
 
1.5
Elect Director Joshua I. Smith
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Declassify the Board of Directors
Against
For
  
ShrHoldr
 
4
Require a Majority Vote for the Election of Directors
Against
For
  
ShrHoldr
 
5
Report on Foreign Military Sales
Against
Against
  
ShrHoldr
 
6
Adopt Simple Majority Vote Standard
Against
For
  
ShrHoldr
 
7
Limitation on Compensation Consultant Services
Against
For
  
ShrHoldr
 
8
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
9
Report on Lobbying Priorities
Against
Against
  
ShrHoldr
 
 
05/27/09 - A
Chevron Corporation *CVX*
166764100
04/01/09
8,500
 
1.1
Elect Director S. H. Armacost
For
For
  
Mgmt
 
1.2
Elect Director L. F. Deily
For
For
  
Mgmt
 
1.3
Elect Director R. E. Denham
For
For
  
Mgmt
 
1.4
Elect Director R. J. Eaton
For
For
  
Mgmt
 
1.5
Elect Director E. Hernandez
For
For
  
Mgmt
 
1.6
Elect Director F. G. Jenifer
For
For
  
Mgmt
 
1.7
Elect Director S. Nunn
For
For
  
Mgmt
 
1.8
Elect Director D. J. O'Reilly
For
For
  
Mgmt
 
1.9
Elect Director D. B. Rice
For
For
  
Mgmt
 
1.10
Elect Director K. W. Sharer
For
For
  
Mgmt
 
1.11
Elect Director C. R. Shoemate
For
For
  
Mgmt
 
1.12
Elect Director R. D. Sugar
For
For
  
Mgmt
 
1.13
Elect Director C. Ware
For
For
  
Mgmt
 
1.14
Elect Director J. S. Watson
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Executive Incentive Bonus Plan
For
For
  
Mgmt
 
4
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
5
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
6
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
7
Adopt Quantitative GHG Goals for Products and Operations
Against
Against
  
ShrHoldr
 
8
Adopt Guidelines for Country Selection
Against
For
  
ShrHoldr
 
9
Adopt Human Rights Policy
Against
For
  
ShrHoldr
 
10
Report on Market Specific Environmental Laws
Against
Against
  
ShrHoldr
 
 
05/13/09 - A
ConocoPhillips *COP*
20825C104
03/16/09
9,300
 
1.1
Elect Director Richard L. Armitage
For
For
  
Mgmt
 
1.2
Elect Director Richard H. Auchinleck
For
For
  
Mgmt
 
1.3
Elect Director James E. Copeland, Jr.
For
For
  
Mgmt
 
1.4
Elect Director Kenneth M. Duberstein
For
For
  
Mgmt
 
1.5
Elect Director Ruth R. Harkin
For
For
  
Mgmt
 
1.6
Elect Director Harold W. McGraw III
For
For
  
Mgmt
 
1.7
Elect Director James J.
For
For
  
Mgmt
 
1.8
Elect Director Harald J. Norvik
For
For
  
Mgmt
 
1.9
Elect Director William K. Reilly
For
For
  
Mgmt
 
1.10
Elect Director Bobby S. Shackouls
For
For
  
Mgmt
 
1.11
Elect Director Victoria J. Tschinkel
For
For
  
Mgmt
 
1.12
Elect Director Kathryn C. Turner
For
For
  
Mgmt
 
1.13
Elect Director William E. Wade, Jr.
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Approve Omnibus Stock Plan
For
For
  
Mgmt
 
4
Adopt Principles for Health Care Reform
Against
Against
  
ShrHoldr
 
5
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
6
Report on Political Contributions
Against
Against
  
ShrHoldr
 
7
Adopt Quantitative GHG Goals for Products and Operations
Against
Against
  
ShrHoldr
 
8
Report on Environmental Impact of Oil Sands Operations in Canada
Against
For
  
ShrHoldr
 
9
Require Director Nominee Qualifications
Against
Against
  
ShrHoldr
 
 
05/06/09 - A
CVS Caremark Corp *CVS*
126650100
03/12/09
4,900
 
1.1
Elect Director Edwin M. Banks
For
For
  
Mgmt
 
1.2
Elect Director C. David Brown II
For
For
  
Mgmt
 
1.3
Elect Director David W. Dorman
For
For
  
Mgmt
 
1.4
Elect Director Kristen E. Gibney Williams
For
For
  
Mgmt
 
1.5
Elect Director Marian L. Heard
For
For
  
Mgmt
 
1.6
Elect Director William H. Joyce
For
For
  
Mgmt
 
1.7
Elect Director Jean-Pierre Million
For
For
  
Mgmt
 
1.8
Elect Director Terrence Murray
For
For
  
Mgmt
 
1.9
Elect Director C.A. Lance Piccolo
For
For
  
Mgmt
 
1.10
Elect Director Sheli Z. Rosenberg
For
For
  
Mgmt
 
1.11
Elect Director Thomas M. Ryan
For
For
  
Mgmt
 
1.12
Elect Director Richard J. Swift
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
4
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
5
Report on Political Contributions
Against
Against
  
ShrHoldr
 
6
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
 
06/03/09 - A
Devon Energy Corp. *DVN*
25179M103
04/06/09
3,400
 
1
Elect Director Robert L. Howard
For
For
  
Mgmt
 
2
Elect Director Michael M. Kanovsky
For
For
  
Mgmt
 
3
Elect Director J. Todd Mitchell
For
For
  
Mgmt
 
4
Elect Director J. Larry Nichols
For
For
  
Mgmt
 
5
Elect Director Robert A. Mosbacher, Jr.
For
For
  
Mgmt
 
6
Ratify Auditors
For
For
  
Mgmt
 
7
Approve Omnibus Stock Plan
For
For
  
Mgmt
 
8
Require a Majority Vote for the Election of Directors
Against
For
  
ShrHoldr
 
 
04/29/09 - A
E.I. Du Pont De Nemours & Co. *DD*
263534109
03/04/09
29,838
 
1
Elect Director Samuel W. Bodman
For
For
  
Mgmt
 
2
Elect Director Richard H. Brown
For
For
  
Mgmt
 
3
Elect Director Robert A. Brown
For
For
  
Mgmt
 
4
Elect Director Bertrand P. Collomb
For
For
  
Mgmt
 
5
Elect Director Curtis J. Crawford
For
For
  
Mgmt
 
6
Elect Director Alexander M. Cutler
For
For
  
Mgmt
 
7
Elect Director John T. Dillon
For
For
  
Mgmt
 
8
Elect Director Eleuthere I. Du Pont
For
For
  
Mgmt
 
9
Elect Director Marillyn Hewson
For
For
  
Mgmt
 
10
Elect Director Charles O. Holliday, Jr.
For
For
  
Mgmt
 
11
Elect Director Lois D. Juliber
For
For
  
Mgmt
 
12
Elect Director Ellen J. Kullman
For
For
  
Mgmt
 
13
Elect Director William K. Reily
For
For
  
Mgmt
 
14
Ratify Auditors
For
For
  
Mgmt
 
15
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
 
04/28/09 - A
Exelon Corporation *EXC*
30161N101
03/02/09
1,400
 
1.1
Elect Director John A. Canning, Jr.
For
For
  
Mgmt
 
1.2
Elect Director M. Walter D'Alessio
For
For
  
Mgmt
 
1.3
Elect Director Bruce DeMars
For
For
  
Mgmt
 
1.4
Elect Director Nelson A. Diaz
For
For
  
Mgmt
 
1.5
Elect Director Rosemarie B. Greco
For
For
  
Mgmt
 
1.6
Elect Director Paul L. Joskow
For
For
  
Mgmt
 
1.7
Elect Director John M. Palms
For
For
  
Mgmt
 
1.8
Elect Director John W. Rogers, Jr.
For
For
  
Mgmt
 
1.9
Elect Director John W. Rowe
For
For
  
Mgmt
 
1.10
Elect Director Stephen D. Steinour
For
For
  
Mgmt
 
2
Approve Executive Incentive Bonus Plan
For
For
  
Mgmt
 
3
Ratify Auditors
For
For
  
Mgmt
 
4
Report on Global Warming
Against
Against
  
ShrHoldr
 
 
05/27/09 - A
Exxon Mobil Corp. *XOM*
30231G102
04/06/09
4,800
 
1.1
Elect Director M.J. Boskin
For
For
  
Mgmt
 
1.2
Elect Director L.R. Faulkner
For
For
  
Mgmt
 
1.3
Elect Director K.C. Frazier
For
For
  
Mgmt
 
1.4
Elect Director W. George
For
For
  
Mgmt
 
1.5
Elect Director R.C. King
For
For
  
Mgmt
 
1.6
Elect Director M.C. Nelson
For
For
  
Mgmt
 
1.7
Elect Director S.J. Palmisano
For
For
  
Mgmt
 
1.8
Elect Director S.S. Reinemund
For
For
  
Mgmt
 
1.9
Elect Director E.E. Whitacre, Jr.
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
4
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
5
Reincorporate in Another State [from New Jersey to North Dakota]
Against
Against
  
ShrHoldr
 
6
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
7
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
8
Compare CEO Compensation to Average U.S. per Capita Income
Against
Against
  
ShrHoldr
 
9
Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks
Against
Against
  
ShrHoldr
 
10
Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity
Against
Against
  
ShrHoldr
 
11
Adopt Quantitative GHG Goals for Products and Operations
Against
Against
  
ShrHoldr
 
12
Report on Climate Change Impacts on Emerging Countries
Against
Against
  
ShrHoldr
 
13
Adopt Policy to Increase Renewable Energy
Against
Against
  
ShrHoldr
 
 
05/06/09 - A
General Dynamics Corp. *GD*
369550108
03/09/09
4,600
 
1
Elect Director Nicholas D. Chabraja
For
For
  
Mgmt
 
2
Elect Director James S. Crown
For
For
  
Mgmt
 
3
Elect Director William P. Fricks
For
For
  
Mgmt
 
4
Elect Director Jay L. Johnson
For
For
  
Mgmt
 
5
Elect Director George A. Joulwan
For
For
  
Mgmt
 
6
Elect Director Paul G. Kaminski
For
For
  
Mgmt
 
7
Elect Director John M. Keane
For
For
  
Mgmt
 
8
Elect Director Deborah J. Lucas
For
For
  
Mgmt
 
9
Elect Director Lester L. Lyles
For
For
  
Mgmt
 
10
Elect Director J. Christopher Reyes
For
For
  
Mgmt
 
11
Elect Director Robert Walmsley
For
For
  
Mgmt
 
12
Approve Omnibus Stock Plan
For
For
  
Mgmt
 
13
Approve Nonqualified Employee Stock Purchase Plan
For
For
  
Mgmt
 
14
Ratify Auditors
For
For
  
Mgmt
 
15
Report on Space-based Weapons Program
Against
Against
  
ShrHoldr
 
16
Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives
Against
For
  
ShrHoldr
 
 
04/22/09 - A
General Electric Co. *GE*
369604103
02/23/09
34,900
 
1.1
Elect Director James I. Cash, Jr.
For
For
  
Mgmt
 
1.2
Elect Director William M. Castell
For
For
  
Mgmt
 
1.3
Elect Director Ann M. Fudge
For
For
  
Mgmt
 
1.4
Elect Director Susan Hockfield
For
For
  
Mgmt
 
1.5
Elect Director Jeffrey R. Immelt
For
For
  
Mgmt
 
1.6
Elect Director Andrea Jung
For
For
  
Mgmt
 
1.7
Elect Director Alan G. (A.G.) Lafley
For
Against
  
Mgmt
 
1.8
Elect Director Robert W. Lane
For
For
  
Mgmt
 
1.9
Elect Director Ralph S. Larsen
For
For
  
Mgmt
 
1.10
Elect Director Rochelle B. Lazarus
For
For
  
Mgmt
 
1.11
Elect Director James J. Mulva
For
For
  
Mgmt
 
1.12
Elect Director Sam Nunn
For
For
  
Mgmt
 
1.13
Elect Director Roger S. Penske
For
Against
  
Mgmt
 
1.14
Elect Director Robert J. Swieringa
For
For
  
Mgmt
 
1.15
Elect Director Douglas A. Warner III
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
4
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
5
Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares
Against
Against
  
ShrHoldr
 
6
Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned
Against
For
  
ShrHoldr
 
7
Submit Severance Agreement (Change in Control) to shareholder Vote
Against
For
  
ShrHoldr
 
 
05/20/09 - A
Halliburton Co. *HAL*
406216101
03/23/09
14,900
 
1.1
Elect Director Alan M. Bennett
For
For
  
Mgmt
 
1.2
Elect Director James R. Boyd
For
For
  
Mgmt
 
1.3
Elect Director Milton Carroll
For
For
  
Mgmt
 
1.4
Elect Director S. Malcolm Gillis
For
For
  
Mgmt
 
1.5
Elect Director James T. Hackett
For
For
  
Mgmt
 
1.6
Elect Director David J. Lesar
For
For
  
Mgmt
 
1.7
Elect Director Robert A. Malone
For
For
  
Mgmt
 
1.8
Elect Director J. Landis Martin
For
For
  
Mgmt
 
1.9
Elect Director Jay A. Precourt
For
For
  
Mgmt
 
1.10
Elect Director Debra L. Reed
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
4
Amend Qualified Employee Stock Purchase Plan
For
For
  
Mgmt
 
5
Review and Asses Human Rights Policies
Against
For
  
ShrHoldr
 
6
Report on Political Contributions
Against
For
  
ShrHoldr
 
7
Adopt Low Carbon Energy Policy
Against
Against
  
ShrHoldr
 
8
Disclose Information on Compensation Consultant
Against
For
  
ShrHoldr
 
9
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
10
Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses
Against
For
  
ShrHoldr
 
 
08/13/08 - A
H. J. Heinz Co. *HNZ*
423074103
06/04/08
2,500
 
1
Elect Director W.R. Johnson
For
For
  
Mgmt
 
2
Elect Director C.E. Bunch
For
For
  
Mgmt
 
3
Elect Director L.S. Coleman, Jr.
For
For
  
Mgmt
 
4
Elect Director J.G. Drosdick
For
For
  
Mgmt
 
5
Elect Director E.E. Holiday
For
For
  
Mgmt
 
6
Elect Director C. Kendle
For
For
  
Mgmt
 
7
Elect Director D.R. O'Hare
For
For
  
Mgmt
 
8
Elect Director N. Peltz
For
For
  
Mgmt
 
9
Elect Director D.H. Reilley
For
For
  
Mgmt
 
10
Elect Director L.C. Swann
For
For
  
Mgmt
 
11
Elect Director T.J. Usher
For
For
  
Mgmt
 
12
Elect Director M.F. Weinstein
For
For
  
Mgmt
 
13
Ratify Auditors
For
For
  
Mgmt
 
14
Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification
For
For
  
Mgmt
 
15
Reduce Supermajority Vote Requirement to Approve Certain Business Combinations
For
For
  
Mgmt
 
 
03/18/09 - A
Hewlett-Packard Company *HPQ*
428236103
01/20/09
6,200
 
1.1
Elect Director Lawrence T. Babbio, Jr.
For
For
  
Mgmt
 
1.2
Elect Director Sari M. Baldauf
For
For
  
Mgmt
 
1.3
Elect Director Rajiv L. Gupta
For
For
  
Mgmt
 
1.4
Elect Director John h. Hammergren
For
For
  
Mgmt
 
1.5
Elect Director Mark V. Hurd
For
For
  
Mgmt
 
1.6
Elect Director Joel Z. Hyatt
For
For
  
Mgmt
 
1.7
Elect Director John R. Joyce
For
For
  
Mgmt
 
1.8
Elect Director Robert L. Ryan
For
For
  
Mgmt
 
1.9
Elect Director  Lucille S. Salhany
For
For
  
Mgmt
 
1.10
Elect Director G. Kennedy Thompson
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
 
05/28/09 - A
Home Depot, Inc. *HD*
437076102
03/30/09
5,400
 
1
Elect Director F. Duane Ackerman
For
For
  
Mgmt
 
2
Elect Director David H. Batchelder
For
For
  
Mgmt
 
3
Elect Director Francis S. Blake
For
For
  
Mgmt
 
4
Elect Director Ari Bousbib
For
For
  
Mgmt
 
5
Elect Director Gregory D. Brenneman
For
For
  
Mgmt
 
6
Elect Director Albert P. Carey
For
For
  
Mgmt
 
7
Elect Director Armando Codina
For
For
  
Mgmt
 
8
Elect Director Bonnie G. Hill
For
For
  
Mgmt
 
9
Elect Director Karen L. Katen
For
For
  
Mgmt
 
10
Ratify Auditors
For
For
  
Mgmt
 
11
Approve Right to Call Special Meetings
For
For
  
Mgmt
 
12
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
13
Call Special Meetings
Against
Against
  
ShrHoldr
 
14
Prepare Employment Diversity Report
Against
For
  
ShrHoldr
 
15
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
16
Assess Energy Use and Establish Reduction Targets
Against
Against
  
ShrHoldr
 
 
04/27/09 - A
Honeywell International, Inc. *HON*
438516106
02/27/09
8,100
 
1.1
Elect Director Gordon M. Bethune
For
For
  
Mgmt
 
1.2
Elect Director Jaime Chico Pardo
For
For
  
Mgmt
 
1.3
Elect Director David M. Cote
For
For
  
Mgmt
 
1.4
Elect Director D. Scott Davis
For
For
  
Mgmt
 
1.5
Elect Director Linnet F. Deily
For
For
  
Mgmt
 
1.6
Elect Director Clive R. Hollick
For
Against
  
Mgmt
 
1.7
Elect Director George Paz
For
For
  
Mgmt
 
1.8
Elect Director Bradley T. Sheares
For
Against
  
Mgmt
 
1.9
Elect Director John R. Stafford
For
Against
  
Mgmt
 
1.10
Elect Director Michael W. Wright
For
For
  
Mgmt
 
2
Ratify Auditors
For
Against
  
Mgmt
 
3
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
4
Adopt Principles for Health Care Reform
Against
Against
  
ShrHoldr
 
5
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
6
Adopt Anti Gross-up Policy
Against
For
  
ShrHoldr
 
7
Amend Bylaws-- Call Special Meetings
Against
Against
  
ShrHoldr
 
 
05/20/09 - A
Intel Corporation *INTC*
458140100
03/23/09
5,000
 
1
Elect Director Charlene Barshefsky
For
For
  
Mgmt
 
2
Elect Director Susan L. Decker
For
For
  
Mgmt
 
3
Elect Director John J. Donahoe
For
For
  
Mgmt
 
4
Elect Director Reed E. Hundt
For
For
  
Mgmt
 
5
Elect Director Paul S. Otellini
For
For
  
Mgmt
 
6
Elect Director James D. Plummer
For
For
  
Mgmt
 
7
Elect Director David S. Pottruck
For
For
  
Mgmt
 
8
Elect Director Jane E. Shaw
For
For
  
Mgmt
 
9
Elect Director John L. Thornton
For
For
  
Mgmt
 
10
Elect Director Frank D. Yeary
For
For
  
Mgmt
 
11
Elect Director David B. Yoffie
For
For
  
Mgmt
 
12
Ratify Auditors
For
For
  
Mgmt
 
13
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
14
Approve Stock Option Exchange Program
For
For
  
Mgmt
 
15
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
  
Mgmt
 
16
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
17
Adopt Policy on Human Rights to Water
Against
Against
  
ShrHoldr
 
 
04/28/09 - A
International Business Machines Corp. *IBM*
459200101
02/27/09
5,800
 
1.1
Elect Director A. J. P. Belda
For
For
  
Mgmt
 
1.2
Elect Director C. Black
For
For
  
Mgmt
 
1.3
Elect Director W. R. Brody
For
For
  
Mgmt
 
1.4
Elect Director K. I. Chenault
For
For
  
Mgmt
 
1.5
Elect Director M. L. Eskew
For
For
  
Mgmt
 
1.6
Elect Director S. A. Jackson
For
For
  
Mgmt
 
1.7
Elect Director T. Nishimuro
For
For
  
Mgmt
 
1.8
Elect Director J. W. Owens
For
For
  
Mgmt
 
1.9
Elect Director S. J. Palmisano
For
For
  
Mgmt
 
1.10
Elect Director J. E. Spero
For
For
  
Mgmt
 
1.11
Elect Director S. Taurel
For
For
  
Mgmt
 
1.12
Elect Director L. H. Zambrano
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Approve Executive Incentive Bonus Plan
For
For
  
Mgmt
 
4
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
5
Review Executive Compensation
Against
For
  
ShrHoldr
 
6
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
Against
  
ShrHoldr
 
 
05/19/09 - A
JPMorgan Chase & Co. *JPM*
46625H100
03/20/09
9,865
 
1.1
Elect Director Crandall C. Bowles
For
For
  
Mgmt
 
1.2
Elect Director Stephen B. Burke
For
For
  
Mgmt
 
1.3
Elect Director David M. Cote
For
For
  
Mgmt
 
1.4
Elect Director James S. Crown
For
For
  
Mgmt
 
1.5
Elect Director James Dimon
For
For
  
Mgmt
 
1.6
Elect Director Ellen V. Futter
For
For
  
Mgmt
 
1.7
Elect Director William H. Gray, III
For
For
  
Mgmt
 
1.8
Elect Director Laban P. Jackson, Jr.
For
For
  
Mgmt
 
1.9
Elect Director David C. Novak
For
For
  
Mgmt
 
1.10
Elect Director Lee R. Raymond
For
For
  
Mgmt
 
1.11
Elect Director William C. Weldon
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
  
Mgmt
 
4
Disclose Prior Government Service
Against
Against
  
ShrHoldr
 
5
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
6
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
7
Report on Predatory Lending Policies
Against
Against
  
ShrHoldr
 
8
Amend Key Executive Performance Plan
Against
For
  
ShrHoldr
 
9
Stock Retention/Holding Period
Against
For
  
ShrHoldr
 
10
Prepare Carbon Principles Report
Against
Against
  
ShrHoldr
 
 
05/20/09 - A
Kraft Foods Inc *KFT*
50075N104
03/12/09
19,983
 
1.1
Elect Director Ajay Banga
For
For
  
Mgmt
 
1.2
Elect Director Myra M. Hart
For
For
  
Mgmt
 
1.3
Elect Director Lois D. Juliber
For
For
  
Mgmt
 
1.4
Elect Director Mark D. Ketchum
For
For
  
Mgmt
 
1.5
Elect Director Richard A. Lerner
For
For
  
Mgmt
 
1.6
Elect Director John C. Pope
For
For
  
Mgmt
 
1.7
Elect Director Fredric G. Reynolds
For
For
  
Mgmt
 
1.8
Elect Director Irene B. Rosenfeld
For
For
  
Mgmt
 
1.9
Elect Director Deborah C. Wright
For
For
  
Mgmt
 
1.10
Elect Director Frank G. Zarb
For
For
  
Mgmt
 
2
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
3
Ratify Auditors
For
For
  
Mgmt
 
4
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
 
04/23/09 - A
Lockheed Martin Corp. *LMT*
539830109
03/02/09
2,700
 
1.1
Elect Director E. C. "Pete" Aldrige, Jr.
For
Against
  
Mgmt
 
1.2
Elect Director Nolan D. Archibald
For
Against
  
Mgmt
 
1.3
Elect Director David B. Burritt
For
For
  
Mgmt
 
1.4
Elect Director James O. Ellis, Jr.
For
For
  
Mgmt
 
1.5
Elect Director Gwendolyn S. King
For
For
  
Mgmt
 
1.6
Elect Director James M. Loy
For
For
  
Mgmt
 
1.7
Elect Director Douglas H. McCorkindale
For
Against
  
Mgmt
 
1.8
Elect Director Joseph W. Ralston
For
For
  
Mgmt
 
1.9
Elect Director Frank Savage
For
For
  
Mgmt
 
1.10
Elect Director James Schneider
For
Against
  
Mgmt
 
1.11
Elect Director Anne Stevens
For
Against
  
Mgmt
 
1.12
Elect Director Robert J. Stevens
For
For
  
Mgmt
 
1.13
Elect Director James R. Ukropina
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Reduce Supermajority Vote Requirement
For
For
  
Mgmt
 
4
Report on Space-based Weapons Program
Against
Against
  
ShrHoldr
 
5
Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives
Against
For
  
ShrHoldr
 
6
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
 
04/28/09 - A
Merck & Co., Inc. *MRK*
589331107
02/27/09
10,300
 
1
Elect Director Leslie A. Brun
For
For
  
Mgmt
 
2
Elect Director Thomas R. Cech
For
For
  
Mgmt
 
3
Elect Director Richard T. Clark
For
For
  
Mgmt
 
4
Elect Director Thomas H. Glocer
For
For
  
Mgmt
 
5
Elect Director Steven F. Goldstone
For
For
  
Mgmt
 
6
Elect Director William B. Harrison, Jr.
For
For
  
Mgmt
 
7
Elect Director Harry R. Jacobson
For
For
  
Mgmt
 
8
Elect Director William N. Kelley
For
For
  
Mgmt
 
9
Elect Director Rochelle B. Lazarus
For
For
  
Mgmt
 
10
Elect Director Carlos E. Represas
For
For
  
Mgmt
 
11
Elect Director Thomas E. Shenk
For
For
  
Mgmt
 
12
Elect Director Anne M. Tatlock
For
For
  
Mgmt
 
13
Elect Director Samuel O. Thier
For
For
  
Mgmt
 
14
Elect Director Wendell P. Weeks
For
For
  
Mgmt
 
15
Elect Director Peter C. Wendell
For
For
  
Mgmt
 
16
Ratify Auditors
For
For
  
Mgmt
 
17
Fix Number of Directors
For
For
  
Mgmt
 
18
Amend Bylaws-- Call Special Meetings
Against
Against
  
ShrHoldr
 
19
Require Independent Lead Director
Against
Against
  
ShrHoldr
 
20
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
         
12/05/08 - S
Merrill Lynch & Co., Inc.
590188108
10/10/08
4,200
 
1
Approve Merger Agreement
For
For
  
Mgmt
 
2
Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders
For
For
  
Mgmt
 
3
Adjourn Meeting
For
For
  
Mgmt
 
 
04/29/09 - A
Morgan Stanley *MS*
617446448
03/04/09
5,000
 
1.1
Elect Director Roy J. Bostock
For
For
  
Mgmt
 
1.2
Elect Director Erskine B. Bowles
For
For
  
Mgmt
 
1.3
Elect Director Howard J. Davies
For
For
  
Mgmt
 
1.4
Elect Director Nobuyuki Hirano
For
For
  
Mgmt
 
1.5
Elect Director C. Robert Kidder
For
For
  
Mgmt
 
1.6
Elect Director John J. Mack
For
For
  
Mgmt
 
1.7
Elect Director Donald T. Nicolaisen
For
For
  
Mgmt
 
1.8
Elect Director Charles H. Noski
For
For
  
Mgmt
 
1.9
Elect Director Hutham S. Olayan
For
For
  
Mgmt
 
1.10
Elect Director Charles E. Phillips, Jr.
For
For
  
Mgmt
 
1.11
Elect Director Griffith Sexton
For
For
  
Mgmt
 
1.12
Elect Director Laura D. Tyson
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
  
Mgmt
 
4
Amend Omnibus Stock Plan
For
Against
  
Mgmt
 
5
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
6
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
 
05/14/09 - A
Norfolk Southern Corp. *NSC*
655844108
03/06/09
2,600
 
1.1
Elect Director Daniel A. Carp
For
For
  
Mgmt
 
1.2
Elect Director Steven F. Leer
For
For
  
Mgmt
 
1.3
Elect Director Michael D. Lockhart
For
For
  
Mgmt
 
1.4
Elect Director Charles W. Moorman
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Report on Political Contributions
Against
Against
  
ShrHoldr
 
 
04/02/09 - A
NYSE Euronext *NYX*
629491101
02/10/09
2,900
 
1.1
Elect Director Ellyn L. Brown
For
For
  
Mgmt
 
1.2
Elect Director Marshall N. Carter
For
For
  
Mgmt
 
1.3
Elect Director Patricia M. Cloherty
For
For
  
Mgmt
 
1.4
Elect Director Sir George Cox
For
For
  
Mgmt
 
1.5
Elect Director Sylvain Hefes
For
For
  
Mgmt
 
1.6
Elect Director Jan-Michiel Hessels
For
For
  
Mgmt
 
1.7
Elect Director Dominique Hoenn
For
For
  
Mgmt
 
1.8
Elect Director Shirley Ann Jackson
For
For
  
Mgmt
 
1.9
Elect Director James S. McDonald
For
For
  
Mgmt
 
1.10
Elect Director Duncan M. McFarland
For
For
  
Mgmt
 
1.11
Elect Director James J. McNulty
For
For
  
Mgmt
 
1.12
Elect Director Duncan L. Niederauer
For
For
  
Mgmt
 
1.13
Elect Director Baron Jean Peterbroeck
For
For
  
Mgmt
 
1.14
Elect Director Alice M. Rivlin
For
For
  
Mgmt
 
1.15
Elect Director Ricardo Salgado
For
For
  
Mgmt
 
1.16
Elect Director Jean-Francois Theodore
For
For
  
Mgmt
 
1.17
Elect Director Rijnhard van Tets
For
For
  
Mgmt
 
1.18
Elect Director Sir Brian Williamson
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Issue Stock Certificate of Ownership
Against
Against
  
ShrHoldr
 
4
Reduce Supermajority Vote Requirement
Against
For
  
ShrHoldr
 
 
05/01/09 - A
Occidental Petroleum Corp. *OXY*
674599105
03/11/09
8,200
 
1.1
Elect Director Spencer Abraham
For
Against
  
Mgmt
 
1.2
Elect Director Ronald W. Burkle
For
Against
  
Mgmt
 
1.3
Elect Director John S. Chalsty
For
Against
  
Mgmt
 
1.4
Elect Director Edward P. Djerejian
For
Against
  
Mgmt
 
1.5
Elect Director John E. Feick
For
Against
  
Mgmt
 
1.6
Elect Director Ray R. Irani
For
Against
  
Mgmt
 
1.7
Elect Director Irvin W. Maloney
For
Against
  
Mgmt
 
1.8
Elect Director Avedick B. Poladian
For
Against
  
Mgmt
 
1.9
Elect Director Rodolfo Segovia
For
Against
  
Mgmt
 
1.10
Elect Director Aziz D. Syriani
For
Against
  
Mgmt
 
1.11
Elect Director Rosemary Tomich
For
Against
  
Mgmt
 
1.12
Elect Director Walter L. Weisman
For
Against
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Provide Right to Call Special Meeting
For
For
  
Mgmt
 
4
Report on Host Country Social and Environmental Laws
Against
Against
  
ShrHoldr
 
 
04/23/09 - A
Pfizer Inc. *PFE*
717081103
02/24/09
42,700
 
1.1
Elect Director Dennis A. Ausiello
For
For
  
Mgmt
 
1.2
Elect Director Michael S. Brown
For
For
  
Mgmt
 
1.3
Elect Director M. Anthony Burns
For
For
  
Mgmt
 
1.4
Elect Director Robert N. Burt
For
For
  
Mgmt
 
1.5
Elect Director W. Don Cornwell
For
For
  
Mgmt
 
1.6
Elect Director William H. Gray, III
For
For
  
Mgmt
 
1.7
Elect Director Constance J. Horner
For
For
  
Mgmt
 
1.8
Elect Director James M. Kilts
For
For
  
Mgmt
 
1.9
Elect Director Jeffrey B. Kindler
For
For
  
Mgmt
 
1.10
Elect Director George A. Lorch
For
For
  
Mgmt
 
1.11
Elect Director Dana G. Mead
For
For
  
Mgmt
 
1.12
Elect Director Suzanne Nora Johnson
For
For
  
Mgmt
 
1.13
Elect Director Stephen W. Sanger
For
For
  
Mgmt
 
1.14
Elect Director William C. Steere, Jr.
For
For
    
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
4
Limit/Prohibit Executive Stock-Based Awards
Against
Against
  
ShrHoldr
 
5
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
6
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
7
Amend Bylaws -- Call Special Meetings
Against
Against
  
ShrHoldr
 
 
04/16/09 - A
Regions Financial Corp. *RF*
7591EP100
02/17/09
49,000
 
1.1
Elect Director George W. Bryan
For
For
  
Mgmt
 
1.2
Elect Director David J. Cooper, Sr.
For
For
  
Mgmt
 
1.3
Elect Director Earnest W.Deavenport Jr
For
For
  
Mgmt
 
1.4
Elect Director Don DeFosset
For
For
  
Mgmt
 
1.5
Elect Director O.B. Grayson Hall, Jr.
For
For
  
Mgmt
 
1.6
Elect Director Charles D. McCrary
For
For
  
Mgmt
 
1.7
Elect Director James R. Malone
For
For
  
Mgmt
 
1.8
Elect Director Claude B. Nielsen
For
For
  
Mgmt
 
1.9
Elect Director C. Dowd Ritter
For
For
  
Mgmt
 
2
Advisory Vote on Executive Compensation
For
For
  
Mgmt
 
3
Ratify Auditors
For
For
  
Mgmt
 
4
Report on Political Contributions
Against
For
  
ShrHoldr
             
 
10/30/08 - A
Sara Lee Corp. *SLE*
803111103
09/03/08
7,300
 
1
Elect Director Brenda C. Barnes
For
For
  
Mgmt
 
2
Elect Director Christopher B. Begley
For
For
  
Mgmt
 
3
Elect Director Crandall C. Bowles
For
For
  
Mgmt
 
4
Elect Director Virgis W. Colbert
For
For
  
Mgmt
 
5
Elect Director James S. Crown
For
For
  
Mgmt
 
6
Elect Director Laurette T. Koellner
For
For
  
Mgmt
 
7
Elect Director Cornelis J.A. van Lede
For
For
  
Mgmt
 
8
Elect Director John McAdam
For
For
  
Mgmt
 
9
Elect Director Ian Prosser
For
For
  
Mgmt
 
10
Elect Director Rozanne L. Ridgway
For
For
  
Mgmt
 
11
Elect Director Norman R. Sorensen
For
For
  
Mgmt
 
12
Elect Director Jeffrey W. Ubben
For
For
  
Mgmt
 
13
Elect Director Jonathan P. Ward
For
For
  
Mgmt
 
14
Ratify Auditors
For
For
  
Mgmt
 
15
Re-Approve Performance Measures
For
For
  
Mgmt
 
 
05/27/09 - A
Southern Company *SO*
842587107
03/30/09
2,100
 
1.1
Elect Director Juanita Powell Baranco
For
For
  
Mgmt
 
1.2
Elect Director Francis S. Blake
For
For
  
Mgmt
 
1.3
Elect Director Jon A. Boscia
For
For
  
Mgmt
 
1.4
Elect Director Thomas F. Chapman
For
For
  
Mgmt
 
1.5
Elect Director H. William Habermeyer, Jr.
For
For
  
Mgmt
 
1.6
Elect Director Veronica M. “Ronee” Hagen
For
For
  
Mgmt
 
1.7
Elect Director Warren A. Hood, Jr.
For
For
  
Mgmt
 
1.8
Elect Director J. Neal Purcell
For
For
  
Mgmt
 
1.9
Elect Director David M. Ratcliffe
For
For
  
Mgmt
 
1.10
Elect Director William G. Smith, Jr.
For
For
  
Mgmt
 
1.11
Elect Director Gerald J. St. Pe
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Adopt Majority Voting and Eliminate Cumulative Voting for Uncontested Election of Directors
For
For
  
Mgmt
 
4
Eliminate Cumulative Voting
For
For
  
Mgmt
 
5
Report on Reducing GHG Emissions
Against
Against
  
ShrHoldr
 
6
Submit SERP to Shareholder Vote
Against
For
  
ShrHoldr
 
 
05/28/09 - PC
Target Corporation *TGT*
87612E106
03/30/09
1,500
   
Management Proxy (White Card)
        
 
1
Fix Number of Directors at 12
For
Do Not Vote
  
Mgmt
 
2
Elect Director Mary N. Dillon
For
Do Not Vote
  
Mgmt
 
3
Elect Director Richard M. Kovacevich
For
Do Not Vote
  
Mgmt
 
4
Elect Director George W. Tamke
For
Do Not Vote
  
Mgmt
 
5
Elect Director Solomon D. Trujillo
For
Do Not Vote
  
Mgmt
 
6
Ratify Auditors
For
Do Not Vote
  
Mgmt
 
7
Amend Omnibus Stock Plan
For
Do Not Vote
  
Mgmt
 
8
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
Do Not Vote
  
ShrHoldr
   
Dissident Proxy (Gold Card)
        
 
1
Fix Number of Directors at 12
Against
Against
  
Mgmt
 
2.1
Elect Director William A. Ackman
For
For
  
ShrHoldr
 
2.2
Elect Director Michael L. Ashner
For
Withhold
  
ShrHoldr
 
2.3
Elect Director James L. Donald
For
For
  
ShrHoldr
 
2.4
Elect Director Richard W. Vague
For
Withhold
  
ShrHoldr
 
3
Elect Director Ronald J. Gilson
For
Against
  
ShrHoldr
 
4
Ratify Auditors
For
For
  
Mgmt
 
5
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
6
Advisory Vote to Ratify Named Executive Officers' Compensation
Abstain
For
  
ShrHoldr
 
 
04/16/09 - A
Texas Instruments, Inc. *TXN*
882508104
02/17/09
17,100
 
1
Elect Director J. R. Adams
For
For
  
Mgmt
 
2
Elect Director D.L. Boren
For
For
  
Mgmt
 
3
Elect Director D. A. Carp
For
For
  
Mgmt
 
4
Elect Director C.S. Cox
For
For
  
Mgmt
 
5
Elect Director D.R. Goode
For
For
  
Mgmt
 
6
Elect Director S.P. MacMillan
For
For
  
Mgmt
 
7
Elect Director P.H. Patsley
For
For
  
Mgmt
 
8
Elect Director W.R. Sanders
For
For
  
Mgmt
 
9
Elect Director R.J. Simmons
For
For
  
Mgmt
 
10
Elect Director R.K. Templeton
For
For
  
Mgmt
 
11
Elect Director C.T. Whitman
For
For
  
Mgmt
 
12
Ratify Auditors
For
For
  
Mgmt
 
13
Approve Omnibus Stock Plan
For
For
  
Mgmt
 
14
Approve Non-Employee Director Omnibus Stock Plan
For
For
  
Mgmt
 
15
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
 
05/19/09 - A
The Allstate Corporation *ALL*
020002101
03/20/09
2,400
 
1.1
Elect Director F. Duane Ackerman
For
For
  
Mgmt
 
1.2
Elect Director Robert D. Beyer
For
For
  
Mgmt
 
1.3
Elect Director W. James Farrell
For
For
  
Mgmt
 
1.4
Elect Director Jack M. Greenberg
For
For
  
Mgmt
 
1.5
Elect Director Ronald T. LeMay
For
For
  
Mgmt
 
1.6
Elect Director H. John Riley, Jr.
For
For
  
Mgmt
 
1.7
Elect Director Joshua I. Smith
For
For
  
Mgmt
 
1.8
Elect Director Judith A. Sprieser
For
For
  
Mgmt
 
1.9
Elect Director Mary Alice Taylor
For
For
  
Mgmt
 
1.10
Elect Director Thomas J. Wilson
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Approve Executive Incentive Bonus Plan
For
For
  
Mgmt
 
4
Approve Omnibus Stock Plan
For
For
  
Mgmt
 
5
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
6
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
7
Report on Political Contributions
Against
Against
  
ShrHoldr
 
04/27/09 - A
The Boeing Co. *BA*
097023105
02/27/09
13,600
 
1.1
Elect Director John H. Biggs
For
For
  
Mgmt
 
1.2
Elect Director John E. Bryson
For
For
  
Mgmt
 
1.3
Elect Director Arthur D. Collins, Jr.
For
For
  
Mgmt
 
1.4
Elect Director Linda Z. Cook
For
For
  
Mgmt
 
1.5
Elect Director William M. Daley
For
For
  
Mgmt
 
1.6
Elect Director Kenneth M. Duberstein
For
For
  
Mgmt
 
1.7
Elect Director John F. McDonnell
For
For
  
Mgmt
 
1.8
Elect Director W. James McNerney, Jr.
For
For
  
Mgmt
 
1.9
Elect Director Mike S. Zafirovski
For
For
  
Mgmt
 
2
Amend Omnibus Stock Plan
For
Against
  
Mgmt
 
3
Ratify Auditors
For
For
  
Mgmt
 
4
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
5
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
6
Adopt Principles for Health Care Reform
Against
Against
  
ShrHoldr
 
7
Report on Foreign Military Sales
Against
Against
  
ShrHoldr
 
8
Require Independent Lead Director
Against
Against
  
ShrHoldr
 
9
Restrict Severance Agreements (Change-in-Control)
Against
For
  
ShrHoldr
 
10
Report on Political Contributions
Against
For
  
ShrHoldr
 
05/14/09 - A
The Dow Chemical Company *DOW*
260543103
03/16/09
5,200
 
1
Elect Director Arnold A. Allemang
For
For
  
Mgmt
 
2
Elect Director Jacqueline K. Barton
For
For
  
Mgmt
 
3
Elect Director James A. Bell
For
For
  
Mgmt
 
4
Elect Director Jeff M. Fettig
For
For
  
Mgmt
 
5
Elect Director Barbara H. Franklin
For
For
  
Mgmt
 
6
Elect Director John B. Hess
For
For
  
Mgmt
 
7
Elect Director Andrew N. Liveris
For
For
  
Mgmt
 
8
Elect Director Geoffery E. Merszei
For
For
  
Mgmt
 
9
Elect Director Dennis H. Reilley
For
For
  
Mgmt
 
10
Elect Director James M. Ringler
For
For
  
Mgmt
 
11
Elect Director Ruth G. Shaw
For
For
  
Mgmt
 
12
Elect Director Paul G. Stern
For
For
  
Mgmt
 
13
Ratify Auditors
For
For
  
Mgmt
 
14
Restore or Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
15
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
16
Stock Retention/Holding Period
Against
For
  
ShrHoldr
 
17
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
18
Report on Environmental Remediation in Midland Area
Against
For
  
ShrHoldr
             
 
03/10/09 - A
The Walt Disney Company *DIS*
254687106
01/19/09
14,000
 
1.1
Elect Director Susan E. Arnold
For
For
  
Mgmt
 
1.2
Elect Director John E. Bryson
For
For
  
Mgmt
 
1.3
Elect Director John S. Chen
For
For
  
Mgmt
 
1.4
Elect Director L. Estrin
For
For
  
Mgmt
 
1.5
Elect Director Robert A. Iger
For
For
  
Mgmt
 
1.6
Elect Director Steven P. Jobs
For
For
  
Mgmt
 
1.7
Elect Director Fred H. Langhammer
For
For
  
Mgmt
 
1.8
Elect Director Aylwin B. Lewis
For
For
  
Mgmt
 
1.9
Elect Director Monica C. Lozano
For
For
  
Mgmt
 
1.10
Elect Director Robert W. Matschullat
For
For
  
Mgmt
 
1.11
Elect Director John E. Pepper, Jr.
For
For
  
Mgmt
 
1.12
Elect Director Orin C. Smith
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Amend Omnibus Stock Plan
For
For
  
Mgmt
 
4
Report on Political Contributions
Against
Against
  
ShrHoldr
 
5
Adopt a Policy in which the Company will not Make or Promise to  Make Any Death Benefit Payments to Senior Executives
Against
For
  
ShrHoldr
 
6
Advisory Vote to Ratify Named Executive Officers’ Compensation
Against
For
  
ShrHoldr
             
 
         
03/12/09 - S
Tyco International Ltd. *TYC*
H89128104
01/16/09
3,600
 
1
Change of Domicile
For
For
  
Mgmt
 
2
Increased Authorized Capital
For
For
  
Mgmt
 
3
Change Company Name to Tyco International Ltd.
For
For
  
Mgmt
 
4
Amend Corporate Purpose
For
For
  
Mgmt
 
5
Adopt New Articles of Association
For
For
  
Mgmt
 
6
Confirmation of Swiss Law as the Authoritative Governing Legislation
For
For
  
Mgmt
 
7
Approve Schaffhausen, Switzerland as Our Principal Place of Business
For
For
  
Mgmt
 
8
Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor
For
For
  
Mgmt
 
9
Ratify Deloitte AG as Auditors
For
For
  
Mgmt
 
10
Approve Dividends in the Form of a Capital Reduction
For
For
  
Mgmt
 
11
Adjourn Meeting
For
For
  
Mgmt
             
 
04/08/09 - A
United Technologies Corp. *UTX*
913017109
02/10/09
5,900
 
1.1
Elect Director Louis R. Chenevert
For
For
  
Mgmt
 
1.2
Elect Director George David
For
For
  
Mgmt
 
1.3
Elect Director John V. Faraci
For
For
  
Mgmt
 
1.4
Elect Director Jean-Pierre Garnier
For
For
  
Mgmt
 
1.5
Elect Director Jamie S. Gorelick
For
For
  
Mgmt
 
1.6
Elect Director Carlos M. Gutierrez
For
For
  
Mgmt
 
1.7
Elect Director Edward A. Kangas
For
For
  
Mgmt
 
1.8
Elect Director Charles R. Lee
For
For
  
Mgmt
 
1.9
Elect Director Richard D. McCormick
For
For
  
Mgmt
 
1.10
Elect Director Harold McGraw III
For
For
  
Mgmt
 
1.11
Elect Director Richard B. Myers
For
For
  
Mgmt
 
1.12
Elect Director H. Patrick Swygert
For
For
  
Mgmt
 
1.13
Elect Director Andr  Villeneuve
For
For
  
Mgmt
 
1.14
Elect Director Christine Todd Whitman
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Report on Foreign Military Sales Offsets
Against
Against
  
ShrHoldr
 
 
05/07/09 - A
Verizon Communications *VZ*
92343V104
03/09/09
9,200
 
1.1
Elect Director Richard L. Carrion
For
For
  
Mgmt
 
1.2
Elect Director M. Frances Keeth
For
For
  
Mgmt
 
1.3
Elect Director Robert W. Lane
For
For
  
Mgmt
 
1.4
Elect Director Sandra O. Moose
For
For
  
Mgmt
 
1.5
Elect Director Joseph Neubauer
For
For
  
Mgmt
 
1.6
Elect Director Donald T. Nicolaisen
For
For
  
Mgmt
 
1.7
Elect Director Thomas H. O'Brien
For
For
  
Mgmt
 
1.8
Elect Director Clarence Otis, Jr.
For
For
  
Mgmt
 
1.9
Elect Director Hugh B. Price
For
For
  
Mgmt
 
1.10
Elect Director Ivan G. Seidenberg
For
For
  
Mgmt
 
1.11
Elect Director John W. Snow
For
For
  
Mgmt
 
1.12
Elect Director John R. Stafford
For
For
  
Mgmt
 
2
Ratify Auditors
For
For
  
Mgmt
 
3
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
  
Mgmt
 
4
Approve Omnibus Stock Plan
For
For
  
Mgmt
 
5
Approve Executive Incentive Bonus Plan
For
For
  
Mgmt
 
6
Prohibit Executive Stock-Based Awards
Against
Against
  
ShrHoldr
 
7
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
8
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
9
Provide for Cumulative Voting
Against
For
  
ShrHoldr
 
10
Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives
Against
For
  
ShrHoldr
             
 
         
12/23/08 - S
Wachovia Corp.
929903102
11/03/08
3,100
 
1
Approve Merger Agreement
For
For
  
Mgmt
 
2
Adjourn Meeting
For
For
  
Mgmt
             
 
06/05/09 - A
Wal-Mart Stores, Inc. *WMT*
931142103
04/09/09
1,000
 
1
Elect Director Aida M. Alvarez
For
For
  
Mgmt
 
2
Elect Director James W. Breyer
For
For
  
Mgmt
 
3
Elect Director M. Michele Burns
For
For
  
Mgmt
 
4
Elect Director James I. Cash, Jr.
For
For
  
Mgmt
 
5
Elect Director Roger C. Corbett
For
For
  
Mgmt
 
6
Elect Director Douglas N. Daft
For
For
  
Mgmt
 
7
Elect Director Michael T. Duke
For
For
  
Mgmt
 
8
Elect Director Gregory B. Penner
For
For
  
Mgmt
 
9
Elect Director Allen I. Questrom
For
For
  
Mgmt
 
10
Elect Director H. Lee Scott, Jr.
For
For
  
Mgmt
 
11
Elect Director Arne M. Sorenson
For
For
  
Mgmt
 
12
Elect Director Jim C. Walton
For
For
  
Mgmt
 
13
Elect Director S. Robson Walton
For
For
  
Mgmt
 
14
Elect Director Christopher J. Williams
For
For
  
Mgmt
 
15
Elect Director Linda S. Wolf
For
For
  
Mgmt
 
16
Ratify Auditors
For
For
  
Mgmt
 
17
Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity
Against
Against
  
ShrHoldr
 
18
Pay For Superior Performance
Against
Against
  
ShrHoldr
 
19
Advisory Vote to Ratify Named Executive Officers' Compensation
Against
For
  
ShrHoldr
 
20
Report on Political Contributions
Against
For
  
ShrHoldr
 
21
Amend Articles/Bylaws/Charter -- Call Special Meetings
Against
Against
  
ShrHoldr
 
22
Stock Retention/Holding Period
Against
Against
  
ShrHoldr
 
 
04/28/09 - A
Wells Fargo and Company *WFC*
949746101
02/27/09
2,600
 
1
Elect Director John D. Baker II
For
For
  
Mgmt
 
2
Elect Director John S. Chen
For
Against
  
Mgmt
 
3
Elect Director Lloyd H. Dean
For
For
  
Mgmt
 
4
Elect Director Susan E. Engel
For
Against
  
Mgmt
 
5
Elect Director Enrique Hernandez, Jr.
For
For
  
Mgmt
 
6
Elect Director Donald M. James
For
Against
  
Mgmt
 
7
Elect Director Robert L. Joss
For
For
  
Mgmt
 
8
Elect Director Richard M. Kovacevich
For
For
  
Mgmt
 
9
Elect Director Richard D. McCormick
For
Against
  
Mgmt
 
10
Elect Director Mackey J. McDonald
For
Against
  
Mgmt
 
11
Elect Director Cynthia H. Milligan
For
Against
  
Mgmt
 
12
Elect Director Nicholas G. Moore
For
For
  
Mgmt
 
13
Elect Director Philip J. Quigley
For
Against
  
Mgmt
 
14
Elect Director Donald B. Rice
For
Against
  
Mgmt
 
15
Elect Director Judith M. Runstad
For
For
  
Mgmt
 
16
Elect Director Stephen W. Sanger
For
Against
  
Mgmt
 
17
Elect Director Robert K. Steel
For
For
  
Mgmt
 
18
Elect Director John G. Stumpf
For
For
  
Mgmt
 
19
Elect Director Susan G. Swenson
For
For
  
Mgmt
 
20
Advisory Vote to Ratify Named Executive Officers' Compensation
For
For
  
Mgmt
 
21
Ratify Auditors
For
For
  
Mgmt
 
22
Amend Omnibus Stock Plan
For
Against
  
Mgmt
 
23
Require Independent Board Chairman
Against
Against
  
ShrHoldr
 
24
Report on Political Contributions
Against
For
  
ShrHoldr
 
 


SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)     Advisors Series Trust                                                                                                                                                   


By (Signature and Title)     /s/ Douglas G. Hess                                                                                                                       
Douglas G. Hess, President
(Principal Executive Officer)


Date     7/22/09                                                                     

 
 
 
 
 
 
 
 
 
 
 
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