-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U6fUzDTQo6NH74e0mfNbFbEqmpKxeWAUsddyQUUQgeMBveHARJ8oCka2w7Adjuxu VEUKKzJu2rNOJwgK/YDE7g== 0000894189-07-002600.txt : 20070830 0000894189-07-002600.hdr.sgml : 20070830 20070830121611 ACCESSION NUMBER: 0000894189-07-002600 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070830 DATE AS OF CHANGE: 20070830 EFFECTIVENESS DATE: 20070830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 071090150 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000011981 Rigel U.S. Equity Large Cap Growth Fund C000032698 Rigel U.S. Equity Large Cap Growth Fund RGLLX N-PX 1 rigel_2007npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07959 Advisors Series Trust (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Eric M. Banhazl Advisors Series Trust 615 East Michigan Street Milwaukee, WI 53202 (Name and address of agent for service) Registrant's telephone number, including area code: (414) 765-6609 Date of fiscal year end: September 30 Date of reporting period: June 30, 2007 Item 1. Proxy Voting Record. ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-07959 Reporting Period: 07/01/2006 - 06/30/2007 Rigel US Equity Mutual Fund ========================= RIGEL US EQUITY MUTUAL FUND ========================== ALLIANCE DATA SYSTEMS CORP. Ticker: ADS Security ID: 018581108 Meeting Date: JUN 6, 2007 Meeting Type: Annual Record Date: APR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence M. Benveniste, For For Management Ph.D. 1.2 Elect Director D. Keith Cobb For For Management 1.3 Elect Director Kenneth R. Jensen For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- AMDOCS LIMITED Ticker: DOX Security ID: G02602103 Meeting Date: JAN 18, 2007 Meeting Type: Annual Record Date: NOV 20, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce K. Anderson For For Management 1.2 Elect Director Adrian Gardner For For Management 1.3 Elect Director Charles E. Foster For For Management 1.4 Elect Director James S. Kahan For For Management 1.5 Elect Director Dov Baharav For For Management 1.6 Elect Director Julian A. Brodsky For For Management 1.7 Elect Director Eli Gelman For For Management 1.8 Elect Director Nehemia Lemelbaum For For Management 1.9 Elect Director John T. Mclennan For For Management 1.10 Elect Director Robert A. Minicucci For For Management 1.11 Elect Director Simon Olswang For For Management 1.12 Elect Director Mario Segal For Withhold Management 1.13 Elect Director Joseph Vardi For For Management 2 APPROVAL OF CONSOLIDATED FINANCIAL For For Management STATEMENTS FOR FISCAL YEAR 2006. 3 RATIFICATION AND APPROVAL OF ERNST & For For Management YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. - -------------------------------------------------------------------------------- AMERICA MOVIL SA DE CV Ticker: AMX Security ID: 02364W105 Meeting Date: APR 27, 2007 Meeting Type: Special Record Date: APR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Representatives of Class L Shares For For Management to the Board of Directors 2 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting - -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director James M. Cracchiolo For For Management 2 Elect Director Warren D. Knowlton For For Management 3 Elect Director H. Jay Sarles For For Management 4 Elect Director Robert F. Sharpe, Jr. For For Management 5 Amend Omnibus Stock Plan For For Management 6 Ratify Auditors For For Management - -------------------------------------------------------------------------------- AMERISOURCEBERGEN CORP Ticker: ABC Security ID: 03073E105 Meeting Date: FEB 16, 2007 Meeting Type: Annual Record Date: DEC 20, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward E. Hagenlocker For For Management 1.2 Elect Director Kurt J. Hilzinger For For Management 1.3 Elect Director Henry W. McGee For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- AMPHENOL CORP. Ticker: APH Security ID: 032095101 Meeting Date: MAY 23, 2007 Meeting Type: Annual Record Date: APR 2, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stanley L. Clark For For Management 1.2 Elect Director Andrew E. Lietz For For Management 1.3 Elect Director Martin H. Loeffler For For Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management - -------------------------------------------------------------------------------- APPLE, INC. Ticker: AAPL Security ID: 037833100 Meeting Date: MAY 10, 2007 Meeting Type: Annual Record Date: MAR 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William V. Campbell For Withhold Management 1.2 Elect Director Millard S. Drexler For Withhold Management 1.3 Elect Director Albert A. Gore, Jr. For Withhold Management 1.4 Elect Director Steven P. Jobs For For Management 1.5 Elect Director Arthur D. Levinson, Ph.D. For Withhold Management 1.6 Elect Director Eric E. Schmidt, Ph.D. For Withhold Management 1.7 Elect Director Jerome B. York For Withhold Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock Purchase For For Management Plan 4 Amend Non-Employee Director Stock Option For For Management Plan 5 Ratify Auditors For For Management 6 Compensation Specific--Option Dating Against For Shareholder Policy 7 Pay For Superior Performance Against For Shareholder 8 Report on Feasibility of Adopting a Toxic Against Against Shareholder Chemical Elimination Policy 9 Stock Retention/Holding Period Against For Shareholder 10 Report on Computer Recycling Policy Against Against Shareholder 11 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation - -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: NOV 2, 2006 Meeting Type: Annual Record Date: SEP 15, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G.A. Andreas For For Management 1.2 Elect Director A.L. Boeckmann For For Management 1.3 Elect Director M.H. Carter For Withhold Management 1.4 Elect Director R.S. Joslin For For Management 1.5 Elect Director A. Maciel For For Management 1.6 Elect Director P.J. Moore For For Management 1.7 Elect Director M.B. Mulroney For For Management 1.8 Elect Director T.F. O'Neill For For Management 1.9 Elect Director O.G. Webb For Withhold Management 1.10 Elect Director K.R. Westbrook For For Management 1.11 Elect Director P.A. Woertz For For Management 2 Report on Genetically Modified Organisms Against Against Shareholder (GMO) 3 Adopt ILO Standards Against For Shareholder - -------------------------------------------------------------------------------- AT&T INC Ticker: T Security ID: 00206R102 Meeting Date: APR 27, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William F. Aldinger III For For Management 2 Elect Director Gilbert F. Amelio For For Management 3 Elect Director Reuben V. Anderson For For Management 4 Elect Director James H. Blanchard For For Management 5 Elect Director August A. Busch III For For Management 6 Elect Director James P. Kelly For For Management 7 Elect Director Charles F. Knight For For Management 8 Elect Director Jon C. Madonna For For Management 9 Elect Director Lynn M. Martin For For Management 10 Elect Director John B. McCoy For For Management 11 Elect Director Mary S. Metz For For Management 12 Elect Director Toni Rembe For For Management 13 Elect Director Joyce M. Roche For For Management 14 Elect Director Randall L. Stephenson For For Management 15 Elect Director Laura D' Andrea Tyson For For Management 16 Elect Director Patricia P. Upton For For Management 17 Elect Director Edward E. Whitacre, Jr. For For Management 18 Ratify Auditors For For Management 19 Compensation Specific-Severance Payments For For Management to Executives 20 Report on Political Contributions Against Against Shareholder 21 Amend Articles/Bylaws/Charter - Call Against For Shareholder Special Meetings 22 Pay For Superior Performance Against For Shareholder 23 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 24 Establish SERP Policy Against For Shareholder - -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 1, 2007 Meeting Type: Annual Record Date: MAR 2, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Blake E. Devitt For For Management 2 Elect Director John D. Forsyth For For Management 3 Elect Director Gail D. Fosler For For Management 4 Elect Director Carole J. Shapazian For For Management 5 Ratify Auditors For For Management 6 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORP Ticker: CAM Security ID: 13342B105 Meeting Date: MAY 9, 2007 Meeting Type: Annual Record Date: MAR 12, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Patrick For For Management 1.2 Elect Director Bruce W. Wilkinson For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CELGENE CORP. Ticker: CELG Security ID: 151020104 Meeting Date: JUN 12, 2007 Meeting Type: Annual Record Date: APR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sol J. Barer For For Management 1.2 Elect Director Robert J. Hugin For For Management 1.3 Elect Director Michael D. Casey For For Management 1.4 Elect Director Rodman L. Drake For For Management 1.5 Elect Director A. Hull Hayes, Jr. For For Management 1.6 Elect Director Gilla Kaplan For For Management 1.7 Elect Director James J. Loughlin For For Management 1.8 Elect Director Richard C. E. Morgan For For Management 1.9 Elect Director Walter L. Robb For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CHARLES SCHWAB CORP., THE Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 17, 2007 Meeting Type: Annual Record Date: MAR 19, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William F. Aldinger, III For For Management 1.2 Elect Director Donald G. Fisher For For Management 1.3 Elect Director Paula A. Sneed For For Management 2 Approve Qualified Employee Stock Purchase For For Management Plan 3 Amend Omnibus Stock Plan For For Management 4 Report on Political Contributions Against For Shareholder 5 Require a Majority Vote for the Election Against For Shareholder of Directors - -------------------------------------------------------------------------------- CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC. Ticker: CME Security ID: 167760107 Meeting Date: APR 4, 2007 Meeting Type: Special Record Date: FEB 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC. Ticker: CME Security ID: 167760107 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: MAR 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig S. Donohue For For Management 1.2 Elect Director Terrence A. Duffy For For Management 1.3 Elect Director Daniel R. Glickman For For Management 1.4 Elect Director William P. Miller, II For For Management 1.5 Elect Director James E. Oliff For For Management 1.6 Elect Director John F. Sandner For For Management 1.7 Elect Director Terry L. Savage For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- CHUBB CORP., THE Ticker: CB Security ID: 171232101 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zoe Bard For For Management 1.2 Elect Director Sheila P. Burke For For Management 1.3 Elect Director James I. Cash, Jr. For For Management 1.4 Elect Director Joel J. Cohen For For Management 1.5 Elect Director John D. Finnegan For For Management 1.6 Elect Director Klaus J. Mangold For For Management 1.7 Elect Director David G. Scholey For For Management 1.8 Elect Director Lawrence M. Small For For Management 1.9 Elect Director Daniel E. Somers For For Management 1.10 Elect Director Karen Hastie Williams For For Management 1.11 Elect Director Alfred W. Zollar For For Management 2 Ratify Auditors For For Management 3 Amend Articles/Bylaws/Charter General For For Management Matters--Adopt Majority Vote Standard for the Election of Directors 4 Report on Political Contributions Against For Shareholder - -------------------------------------------------------------------------------- CLOROX COMPANY, THE Ticker: CLX Security ID: 189054109 Meeting Date: NOV 15, 2006 Meeting Type: Annual Record Date: SEP 19, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Daniel Boggan, Jr. For For Management 2 Elect Director Tully M. Friedman For For Management 3 Elect Director George J. Harad For For Management 4 Elect Director Donald R. Knauss For For Management 5 Elect Director Robert W. Matschullat For For Management 6 Elect Director Gary G. Michael For For Management 7 Elect Director Jan L. Murley For For Management 8 Elect Director Michael E. Shannon For For Management 9 Elect Director Pamela Thomas-Graham For For Management 10 Elect Director Carolyn M. Ticknor For For Management 11 Ratify Auditors For For Management - -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORP. Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 7, 2007 Meeting Type: Annual Record Date: APR 17, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lakshmi Narayanan For For Management 1.2 Elect Director John E. Klein For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Other Business For Against Management - -------------------------------------------------------------------------------- COLGATE-PALMOLIVE CO. Ticker: CL Security ID: 194162103 Meeting Date: MAY 3, 2007 Meeting Type: Annual Record Date: MAR 7, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director John T. Cahill For For Management 2 Elect Director Jill K. Conway For For Management 3 Elect Director Ellen M. Hancock For For Management 4 Elect Director David W. Johnson For For Management 5 Elect Director Richard J. Kogan For For Management 6 Elect Director Delano E. Lewis For For Management 7 Elect Director Reuben Mark For For Management 8 Elect Director J. Pedro Reinhard For For Management 9 Ratify Auditors For For Management 10 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 11 Pay for Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- COMCAST CORP. Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 23, 2007 Meeting Type: Annual Record Date: MAR 15, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Decker Anstrom For For Management 1.2 Elect Director Kenneth J. Bacon For For Management 1.3 Elect Director Sheldon M. Bonovitz For For Management 1.4 Elect Director Edward D. Breen For For Management 1.5 Elect Director Julian A. Brodsky For For Management 1.6 Elect Director Joseph J. Collins For For Management 1.7 Elect Director J. Michael Cook For For Management 1.8 Elect Director Jeffrey A. Honickman For For Management 1.9 Elect Director Brian L. Roberts For For Management 1.10 Elect Director Ralph J. Roberts For For Management 1.11 Elect Director Judith Rodin For For Management 1.12 Elect Director Michael I. Sovern For For Management 2 Ratify Auditors For For Management 3 Prohibit Executive Stock-Based Awards Against Against Shareholder 4 Separate Chairman and CEO Positions Against For Shareholder 5 Prepare Sustainability Report Against For Shareholder 6 Company-Specific -- Adopt Against For Shareholder Recapitalization Plan 7 Advisory Vote to Ratify Named Executive Against Against Shareholder Officers' Compensation 8 Report on Pay Disparity Against Against Shareholder 9 Report on Political Contributions Against Against Shareholder - -------------------------------------------------------------------------------- DANAHER CORP. Ticker: DHR Security ID: 235851102 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 19, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Rales For For Management 1.2 Elect Director John T. Schwieters For For Management 1.3 Elect Director Alan G. Spoon For For Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For Against Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Amend Deferred Compensation Plan For For Management 7 Stock Retention/Holding Period Against For Shareholder - -------------------------------------------------------------------------------- DIRECTV GROUP, INC, THE Ticker: DTV Security ID: 25459L106 Meeting Date: JUN 5, 2007 Meeting Type: Annual Record Date: APR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil R. Austrian For For Management 1.2 Elect Director Charles R. Lee For For Management 1.3 Elect Director K. Rupert Murdoch For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Executive Incentive Bonus Plan For For Management - -------------------------------------------------------------------------------- E.I. DU PONT DE NEMOURS & CO. Ticker: DD Security ID: 263534109 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: MAR 2, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Brown For For Management 1.2 Elect Director Robert A. Brown For For Management 1.3 Elect Director Bertrand P. Collomb For For Management 1.4 Elect Director Curtis J. Crawford For For Management 1.5 Elect Director John T. Dillon For For Management 1.6 Elect Director Eleuthere I. du Pont For For Management 1.7 Elect Director Charles O. Holliday, Jr. For For Management 1.8 Elect Director Lois D. Juliber For For Management 1.9 Elect Director Masahisa Naitoh For For Management 1.10 Elect Director Sean O'Keefe For For Management 1.11 Elect Director William K. Reilly For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Report on Genetically Modified Organisms Against Against Shareholder 5 Evaluate Community Impact of Plant Against Against Shareholder Closures or Layoffs 6 Report on PFOA Compounds in DuPont Against For Shareholder Products 7 Report on Lobbying Expenditures related Against Against Shareholder to Environmental Pollution 8 Prepare a Global Warming Report Against Against Shareholder 9 Report on Security of Chemical Facilities Against Against Shareholder - -------------------------------------------------------------------------------- EMERSON ELECTRIC CO. Ticker: EMR Security ID: 291011104 Meeting Date: FEB 6, 2007 Meeting Type: Annual Record Date: NOV 28, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Fernandez G For Withhold Management 1.2 Elect Director W. J. Galvin For For Management 1.3 Elect Director R. L. Ridgway For For Management 1.4 Elect Director R. L. Stephenson For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- EQUIFAX INC. Ticker: EFX Security ID: 294429105 Meeting Date: MAY 4, 2007 Meeting Type: Annual Record Date: MAR 6, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Clendenin For For Management 1.2 Elect Director A. William Dahlberg For For Management 1.3 Elect Director Robert D. Daleo For For Management 1.4 Elect Director L. Phillip Humann For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 25, 2006 Meeting Type: Annual Record Date: JUL 31, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director August A. Busch, IV For For Management 1.3 Elect Director John A. Edwardson For For Management 1.4 Elect Director Judith L. Estrin For For Management 1.5 Elect Director J. Kenneth Glass For For Management 1.6 Elect Director Philip Greer For For Management 1.7 Elect Director J.R. Hyde, III For For Management 1.8 Elect Director Shirley A. Jackson For For Management 1.9 Elect Director Steven R. Loranger For For Management 1.10 Elect Director Charles T. Manatt For For Management 1.11 Elect Director Frederick W. Smith For For Management 1.12 Elect Director Joshua I. Smith For For Management 1.13 Elect Director Paul S. Walsh For For Management 1.14 Elect Director Peter S. Willmott For For Management 2 Reduce Supermajority Vote Requirement For For Management 3 Ratify Auditors For For Management 4 Report on Environmental Policy Against Against Shareholder 5 Require a Majority Vote for the Election Against For Shareholder of Directors - -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 23, 2007 Meeting Type: Annual Record Date: MAR 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kim M. Robak For For Management 1.2 Elect Director Thomas C. Wertheimer For For Management 2 Company Specific- Provide Majority Vote For For Management for the Election of Directors 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- FPL GROUP, INC. Ticker: FPL Security ID: 302571104 Meeting Date: MAY 25, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sherry S. Barrat For For Management 1.2 Elect Director Robert M. Beall, II For For Management 1.3 Elect Director J. Hyatt Brown For Withhold Management 1.4 Elect Director James L. Camaren For For Management 1.5 Elect Director J. Brian Ferguson For For Management 1.6 Elect Director Lewis Hay, III For For Management 1.7 Elect Director Toni Jennings For For Management 1.8 Elect Director Oliver D. Kingsley, Jr. For For Management 1.9 Elect Director Rudy E. Schupp For For Management 1.10 Elect Director Michael H. Thaman For For Management 1.11 Elect Director Hansel E. Tookes, II For For Management 1.12 Elect Director Paul R. Tregurtha For For Management 2 Ratify Auditors For For Management 3 Approve Non-Employee Director Stock For For Management Option Plan - -------------------------------------------------------------------------------- GARMIN LTD Ticker: GRMN Security ID: G37260109 Meeting Date: JUL 21, 2006 Meeting Type: Special Record Date: MAY 30, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2:1 Stock Split For For Management 2 Transact Other Business (Non-Voting) None None Management - -------------------------------------------------------------------------------- GARMIN LTD Ticker: GRMN Security ID: G37260109 Meeting Date: JUN 8, 2007 Meeting Type: Annual Record Date: APR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Gene M. Betts For For Management 2 Elect Director Thomas A. McDonnell For Withhold Management - -------------------------------------------------------------------------------- GENENTECH, INC. Ticker: DNA Security ID: 368710406 Meeting Date: APR 20, 2007 Meeting Type: Annual Record Date: FEB 20, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert W. Boyer, Ph.D. For Withhold Management 1.2 Elect Director William M. Burns For Withhold Management 1.3 Elect Director Erich Hunziker, Ph.D. For Withhold Management 1.4 Elect Director Jonathan K.C. Knowles, For Withhold Management Ph.D. 1.5 Elect Director Arthur D. Levinson, Ph.D. For Withhold Management 1.6 Elect Director Debra L. Reed For For Management 1.7 Elect Director Charles A. Sanders, M.D. For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GENERAL DYNAMICS CORP. Ticker: GD Security ID: 369550108 Meeting Date: MAY 2, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Nicholas D. Chabraja For For Management 2 Elect Director James S. Crown For For Management 3 Elect Director William P. Fricks For For Management 4 Elect Director Charles H. Goodman For For Management 5 Elect Director Jay L. Johnson For For Management 6 Elect Director George A. Joulwan For For Management 7 Elect Director Paul G. Kaminski For For Management 8 Elect Director John M. Keane For For Management 9 Elect Director Deborah J. Lucas For For Management 10 Elect Director Lester L. Lyles For For Management 11 Elect Director Carl E. Mundy, Jr. For For Management 12 Elect Director Robert Walmsley For For Management 13 Ratify Auditors For For Management 14 Pay For Superior Performance Against For Shareholder 15 Performance-Based and/or Equity Based Against For Shareholder Awards - -------------------------------------------------------------------------------- GENERAL ELECTRIC CO. Ticker: GE Security ID: 369604103 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: FEB 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James I. Cash, Jr. For For Management 1.2 Elect Director William M. Castell For For Management 1.3 Elect Director Ann M. Fudge For For Management 1.4 Elect Director Claudio X. Gonzalez For Withhold Management 1.5 Elect Director Susan Hockfield For For Management 1.6 Elect Director Jerry R. Immelt For For Management 1.7 Elect Director Andrea Jung For For Management 1.8 Elect Director Alan G. Lafley For For Management 1.9 Elect Director Robert W. Lane For For Management 1.10 Elect Director Ralph S. Larsen For For Management 1.11 Elect Director Rochelle B. Lazarus For For Management 1.12 Elect Director Sam Nunn For For Management 1.13 Elect Director Roger S. Penske For For Management 1.14 Elect Director Robert J. Swieringa For For Management 1.15 Elect Director Douglas A. Warner III For For Management 1.16 Elect Director Robert C. Wright For For Management 2 Ratify Auditors For For Management 3 Adopt Majority Vote Standard in Director For For Management Elections 4 Approve Omnibus Stock Plan For For Management 5 Company-Specific-Approve Material Terms For For Management of Senior Officer Performance Goals 6 Provide for Cumulative Voting Against For Shareholder 7 Company-Specific -- Adopt Policy on Against For Shareholder Overboarded Directors 8 Company-Specific -- One Director from the Against Against Shareholder Ranks of Retirees 9 Separate Chairman and CEO Positions Against For Shareholder 10 Limit Dividend and Dividend Equivalent Against For Shareholder Payments to Executives 11 Report on Charitable Contributions Against Against Shareholder 12 Report on Global Warming Against Against Shareholder 13 Adopt Ethical Criteria for Military Against Against Shareholder Contracts 14 Report on Pay Disparity Against Against Shareholder - -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 9, 2007 Meeting Type: Annual Record Date: MAR 22, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Berg For For Management 1.2 Elect Director John F. Cogan For For Management 1.3 Elect Director Etienne F. Davignon For Withhold Management 1.4 Elect Director James M. Denny For For Management 1.5 Elect Director Carla A. Hills For For Management 1.6 Elect Director John W. Madigan For For Management 1.7 Elect Director John C. Martin For For Management 1.8 Elect Director Gordon E. Moore For For Management 1.9 Elect Director Nicholas Moore For For Management 1.10 Elect Director Gayle E. Wilson For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock Purchase For For Management Plan - -------------------------------------------------------------------------------- GLOBALSANTAFE CORPORATION (FORMERLY SANTA FE INTERNATIONAL CORP) Ticker: GSF Security ID: G3930E101 Meeting Date: JUN 7, 2007 Meeting Type: Annual Record Date: APR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Muller For For Management 1.2 Elect Director John L. Whitmire For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- GOLDEN WEST FINANCIAL CORP. Ticker: GDW Security ID: 381317106 Meeting Date: AUG 31, 2006 Meeting Type: Special Record Date: JUL 11, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management - -------------------------------------------------------------------------------- HEWLETT-PACKARD CO. Ticker: HPQ Security ID: 428236103 Meeting Date: MAR 14, 2007 Meeting Type: Annual Record Date: JAN 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director L.T. Babbio, Jr. For For Management 2 Elect Director S.M. Baldauf For For Management 3 Elect Director R.A. Hackborn For For Management 4 Elect Director J.H. Hammergren For For Management 5 Elect Director M.V. Hurd For For Management 6 Elect Director R.L. Ryan For For Management 7 Elect Director L.S. Salhany For For Management 8 Elect Director G.K.Thompson For For Management 9 Ratify Auditors For For Management 10 Require Director Nominee Qualifications Against For Shareholder 11 Separate Chairman and CEO Positions Against Against Shareholder 12 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote 13 Performance-Based Equity Awards Against For Shareholder - -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Ticker: IBM Security ID: 459200101 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cathleen Black For For Management 1.2 Elect Director Kenneth I. Chenault For For Management 1.3 Elect Director Juergen Dormann For For Management 1.4 Elect Director Michael L. Eskew For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Minoru Makihara For For Management 1.7 Elect Director Lucio A. Noto For For Management 1.8 Elect Director James W. Owens For For Management 1.9 Elect Director Samuel J. Palmisano For For Management 1.10 Elect Director Joan E. Spero For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Reduce Supermajority Vote Requirement For For Management 5 Reduce Supermajority Vote Requirement For For Management 6 Reduce Supermajority Vote Requirement For For Management 7 Restore or Provide for Cumulative Voting Against For Shareholder 8 Evaluate Age Discrimination in Retirement Against Against Shareholder Plans 9 Review Executive Compensation Against For Shareholder 10 Report on Outsourcing Against Against Shareholder 11 Require a Majority Vote for the Election Against For Shareholder of Directors - -------------------------------------------------------------------------------- JOHNSON & JOHNSON Ticker: JNJ Security ID: 478160104 Meeting Date: APR 26, 2007 Meeting Type: Annual Record Date: FEB 27, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary Sue Coleman For For Management 1.2 Elect Director James G. Cullen For For Management 1.3 Elect Director Michael M.E. Johns For For Management 1.4 Elect Director Arnold G. Langbo For For Management 1.5 Elect Director Susan L. Lindquist For For Management 1.6 Elect Director Leo F. Mullin For For Management 1.7 Elect Director Christine A. Poon For For Management 1.8 Elect Director Charles Prince For For Management 1.9 Elect Director Steven S Reinemund For For Management 1.10 Elect Director David Satcher For For Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Require a Majority Vote for the Election Against For Shareholder of Directors 4 Submit Supplemental Executive Retirement Against For Shareholder Plans to Shareholder vote - -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 16, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Crandall C. Bowles For For Management 1.2 Elect Director Stephen B. Burke For For Management 1.3 Elect Director James S. Crown For For Management 1.4 Elect Director James Dimon For For Management 1.5 Elect Director Ellen V. Futter For For Management 1.6 Elect Director William H. Gray, III For For Management 1.7 Elect Director Laban P. Jackson, Jr. For For Management 1.8 Elect Director Robert I. Lipp For For Management 1.9 Elect Director David C. Novak For For Management 1.10 Elect Director Lee R. Raymond For For Management 1.11 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Put Repricing of Stock Options to Against Against Shareholder Shareholder Vote 4 Performance-Based and/or Time-Based Against For Shareholder Equity Awards 5 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 6 Separate Chairman and CEO Positions Against Against Shareholder 7 Provide for Cumulative Voting Against For Shareholder 8 Require a Majority Vote for the Election Against For Shareholder of Directors 9 Report on Political Contributions Against Against Shareholder 10 Report on Management Initiatives to Against Against Shareholder Address Links to Slavery and Human Rights Abuse - -------------------------------------------------------------------------------- KERR-MCGEE CORP. Ticker: KMG Security ID: 492386107 Meeting Date: AUG 10, 2006 Meeting Type: Special Record Date: JUL 6, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management - -------------------------------------------------------------------------------- LABORATORY CORPORATION OF AMERICA HOLDINGS Ticker: LH Security ID: 50540R409 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas P. Mac Mahon For For Management 1.2 Elect Director Kerrii B. Anderson For For Management 1.3 Elect Director Jean-Luc Belingard For Withhold Management 1.4 Elect Director David P. King For For Management 1.5 Elect Director Wendy E. Lane For For Management 1.6 Elect Director Robert E. Mittelstaedt, For For Management Jr. 1.7 Elect Director Arthur H. Rubenstein For For Management 1.8 Elect Director Bradford T. Smith For For Management 1.9 Elect Director M. Smith Weikel For For Management 1.10 Elect Director R. Sanders Williams For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- MCDONALD'S CORP. Ticker: MCD Security ID: 580135101 Meeting Date: MAY 24, 2007 Meeting Type: Annual Record Date: MAR 26, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Edward A. Brennan For For Management 2 Elect Director Walter E. Massey For For Management 3 Elect Director John W. Rogers, Jr. For For Management 4 Elect Director Roger W. Stone For For Management 5 Ratify Auditors For For Management 6 Label Genetically Modified Organisms Against Against Shareholder 7 Adopt and Implement ILO Based Code of Against Against Shareholder Conduct - -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 26, 2006 Meeting Type: Annual Record Date: MAY 31, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne A. Budd For For Management 1.2 Elect Director Alton F. Irby III For For Management 1.3 Elect Director David M. Lawrence, M.D. For For Management 1.4 Elect Director James V. Napier For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors Against For Shareholder - -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Basil L. Anderson For For Management 1.2 Elect Director Raymond W. McDaniel, Jr. For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Declassify the Board of Directors Against For Shareholder - -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: APR 10, 2007 Meeting Type: Annual Record Date: FEB 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Roy J. Bostock For For Management 2 Elect Director Erskine B. Bowles For For Management 3 Elect Director Howard J. Davies For For Management 4 Elect Director C. Robert Kidder For For Management 5 Elect Director John J. Mack For For Management 6 Elect Director Donald T. Nicolaisen For For Management 7 Elect Director Charles H. Noski For For Management 8 Elect Director Hutham S. Olayan For For Management 9 Elect Director Charles E. Phillips, Jr. For For Management 10 Elect Director Griffith Sexton For For Management 11 Elect Director Laura D. Tyson For For Management 12 Elect Director Klaus Zumwinkel For Against Management 13 Ratify Auditors For For Management 14 Approve Omnibus Stock Plan For Against Management 15 Amend Vote Requirements to Amend Against For Shareholder Articles/Bylaws/Charter 16 Approve Report of the Compensation Against For Shareholder Committee - -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: JUN 5, 2007 Meeting Type: Annual Record Date: APR 13, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ben A. Guill For For Management 1.2 Elect Director Roger L. Jarvis For For Management 1.3 Elect Director Eric L. Mattson For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NII HOLDINGS, INC. Ticker: NIHD Security ID: 62913F201 Meeting Date: MAY 16, 2007 Meeting Type: Annual Record Date: APR 5, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Donovan For Withhold Management 1.2 Elect Director Steven P. Dussek For Withhold Management 1.3 Elect Director Steven M. Shindler For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 13, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey L. Berenson For For Management 1.2 Elect Director Michael A. Cawley For For Management 1.3 Elect Director Edward F. Cox For For Management 1.4 Elect Director Charles D. Davidson For For Management 1.5 Elect Director Thomas J. Edelman For For Management 1.6 Elect Director Kirby L. Hedrick For For Management 1.7 Elect Director Bruce A. Smith For For Management 1.8 Elect Director William T. Van Kleef For For Management 2 Ratify Auditors For For Management 3 Amend Stock Option Plan For Against Management 4 Separate Chairman and CEO Positions Against Against Shareholder - -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 2, 2007 Meeting Type: Annual Record Date: MAR 9, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Dina Dublon For For Management 2 Elect Director Victor J. Dzau, M.D. For For Management 3 Elect Director Ray L. Hunt For For Management 4 Elect Director Alberto Ibarguen For For Management 5 Elect Director Arthur C. Martinez For For Management 6 Elect Director Indra K. Nooyi For For Management 7 Elect Director Sharon Percy Rockefeller For For Management 8 Elect Director James J. Schiro For For Management 9 Elect Director Daniel Vasella For For Management 10 Elect Director Michael D. White For For Management 11 Ratify Auditors For For Management 12 Approve Omnibus Stock Plan For For Management 13 Report on Charitable Contributions Against Against Shareholder - -------------------------------------------------------------------------------- PRAXAIR, INC. Ticker: PX Security ID: 74005P104 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 1, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jose P. Alves For For Management 1.2 Elect Director Ronald L. Kuehn, Jr. For For Management 1.3 Elect Director H. Mitchell Watson, Jr. For For Management 1.4 Elect Director Robert L. Wood For For Management 2 Require a Majority Vote for the Election Against For Shareholder of Directors 3 Submit Shareholder Rights Plan (Poison Against Against Shareholder Pill) to Shareholder Vote 4 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PRECISION CASTPARTS CORP. Ticker: PCP Security ID: 740189105 Meeting Date: AUG 16, 2006 Meeting Type: Annual Record Date: JUN 23, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Donegan For For Management 1.2 Elect Director Vernon E. Oechsle For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Omnibus Stock Plan For For Management - -------------------------------------------------------------------------------- PRINCIPAL FINANCIAL GROUP, INC. Ticker: PFG Security ID: 74251V102 Meeting Date: MAY 22, 2007 Meeting Type: Annual Record Date: MAR 27, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael T. Dan For For Management 1.2 Elect Director C. Daniel Gelatt For For Management 1.3 Elect Director Sandra L. Helton For For Management 1.4 Elect Director Larry D. Zimpleman For For Management 2 Ratify Auditors For For Management - -------------------------------------------------------------------------------- PROCTER & GAMBLE COMPANY, THE Ticker: PG Security ID: 742718109 Meeting Date: OCT 10, 2006 Meeting Type: Annual Record Date: AUG 11, 2006 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norman R. Augustine For For Management 1.2 Elect Director A.G. Lafley For For Management 1.3 Elect Director Johnathan A. Rodgers For For Management 1.4 Elect Director John F. Smith, Jr. For For Management 1.5 Elect Director Margaret C. Whitman For For Management 2 Approve Decrease in Size of Board For For Management 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Put Repricing of Stock Options to Against Against Shareholder Shareholder Vote - -------------------------------------------------------------------------------- SCHERING-PLOUGH CORP. Ticker: SGP Security ID: 806605101 Meeting Date: MAY 18, 2007 Meeting Type: Annual Record Date: MAR 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hans W. Becherer For For Management 1.2 Elect Director Thomas J. Colligan For For Management 1.3 Elect Director Fred Hassan For For Management 1.4 Elect Director C. Robert Kidder For For Management 1.5 Elect Director Philip Leder, M.D. For For Management 1.6 Elect Director Eugene R. McGrath For For Management 1.7 Elect Director Carl E. Mundy, Jr. For For Management 1.8 Elect Director Antonio M. Perez For For Management 1.9 Elect Director Patricia F. Russo For For Management 1.10 Elect Director Jack L. Stahl For For Management 1.11 Elect Director Kathryn C. Turner For For Management 1.12 Elect Director Robert F.W. van Oordt For For Management 1.13 Elect Director Arthur F. Weinbach For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Company Specific--Adopt Majority Voting For Against Management 5 Performance-Based and/or Time-Based Against For Shareholder Equity Awards - -------------------------------------------------------------------------------- STATE STREET CORP. (BOSTON) Ticker: STT Security ID: 857477103 Meeting Date: APR 18, 2007 Meeting Type: Annual Record Date: FEB 23, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Albright For For Management 1.2 Elect Director K. Burnes For For Management 1.3 Elect Director P. Coym For For Management 1.4 Elect Director N. Darehshori For For Management 1.5 Elect Director A. Fawcett For For Management 1.6 Elect Director A. Goldstein For For Management 1.7 Elect Director D. Gruber For For Management 1.8 Elect Director L. Hill For For Management 1.9 Elect Director C. LaMantia For For Management 1.10 Elect Director R. Logue For For Management 1.11 Elect Director M. Miskovic For For Management 1.12 Elect Director R. Sergel For For Management 1.13 Elect Director R. Skates For For Management 1.14 Elect Director G. Summe For For Management 1.15 Elect Director D. Walsh For For Management 1.16 Elect Director R. Weissman For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- STRYKER CORP. Ticker: SYK Security ID: 863667101 Meeting Date: APR 25, 2007 Meeting Type: Annual Record Date: FEB 28, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Brown For For Management 1.2 Elect Director Howard E. Cox, Jr. For For Management 1.3 Elect Director Donald M. Engelman, Ph.D. For For Management 1.4 Elect Director Jerome H. Grossman, M.D. For For Management 1.5 Elect Director Louise L. Francesconi For For Management 1.6 Elect Director Stephen P. Macmillan For For Management 1.7 Elect Director William U. Parfet For For Management 1.8 Elect Director Ronda E. Stryker For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Performance-Based and/or Time-Based Against For Shareholder Equity Awards - -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 29, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Marijn E. Dekkers For For Management 2 Approve Qualified Employee Stock Purchase For For Management Plan 3 Ratify Auditors For For Management - -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORP. Ticker: UTX Security ID: 913017109 Meeting Date: APR 11, 2007 Meeting Type: Annual Record Date: FEB 13, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Louis R. Chenevert For For Management 1.2 Elect Director George David For For Management 1.3 Elect Director John V. Faraci For For Management 1.4 Elect Director Jean-Pierre Garnier For For Management 1.5 Elect Director Jamie S. Gorelick For For Management 1.6 Elect Director Charles R. Lee For For Management 1.7 Elect Director Richard D. Mccormick For For Management 1.8 Elect Director Harold Mcgraw III For For Management 1.9 Elect Director Richard B. Myers For For Management 1.10 Elect Director Frank P. Popoff For For Management 1.11 Elect Director H. Patrick Swygert For For Management 1.12 Elect Director Andre Villeneuve For For Management 1.13 Elect Director H.A. Wagner For For Management 1.14 Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Establish Term Limits for Directors Against Against Shareholder 4 Report on Foreign Military Sales Against Against Shareholder 5 Report on Political Contributions Against Against Shareholder 6 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 7 Pay For Superior Performance Against For Shareholder - -------------------------------------------------------------------------------- WALT DISNEY COMPANY, THE Ticker: DIS Security ID: 254687106 Meeting Date: MAR 8, 2007 Meeting Type: Annual Record Date: JAN 8, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Bryson For For Management 1.2 Elect Director John S. Chen For For Management 1.3 Elect Director Judith L. Estrin For For Management 1.4 Elect Director Robert A. Iger For For Management 1.5 Elect Director Steven P. Jobs For For Management 1.6 Elect Director Fred H. Langhammer For For Management 1.7 Elect Director Aylwin B. Lewis For For Management 1.8 Elect Director Monica C. Lozano For For Management 1.9 Elect Director Robert W. Matschullat For For Management 1.10 Elect Director John E. Pepper, Jr. For For Management 1.11 Elect Director Orin C. Smith For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Executive Incentive Bonus Plan For For Management 5 Company-Specific--Governance-Related - No Against Against Shareholder Greenmail payments 6 Approve/Amend Terms of Existing Poison Against For Shareholder Pill - -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 24, 2007 Meeting Type: Annual Record Date: MAR 6, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John S. Chen For For Management 1.2 Elect Director Lloyd H. Dean For For Management 1.3 Elect Director Susan E. Engel For For Management 1.4 Elect Director Enrique Hernandez, Jr. For For Management 1.5 Elect Director Robert L. Joss For For Management 1.6 Elect Director Richard M. Kovacevich For For Management 1.7 Elect Director Richard D. McCormick For For Management 1.8 Elect Director Cynthia H. Milligan For Against Management 1.9 Elect Director Nicholas G. Moore For For Management 1.10 Elect Director Philip J. Quigley For Against Management 1.11 Elect Director Donald B. Rice For Against Management 1.12 Elect Director Judith M. Runstad For For Management 1.13 Elect Director Stephen W. Sanger For For Management 1.14 Elect Director Susan G. Swenson For For Management 1.15 Elect Director John G. Stumpf For For Management 1.16 Elect Director Michael W. Wright For Against Management 2 Ratify Auditors For For Management 3 Separate Chairman and CEO Positions Against For Shareholder 4 Advisory Vote to Ratify Named Executive Against For Shareholder Officers' Compensation 5 Establish SERP Policy Against For Shareholder 6 Report on Racial and Ethnic Disparities Against Against Shareholder in Loan Pricing 7 Report on Emission Reduction Goals Against For Shareholder - -------------------------------------------------------------------------------- XTO ENERGY INC Ticker: XTO Security ID: 98385X106 Meeting Date: MAY 15, 2007 Meeting Type: Annual Record Date: MAR 30, 2007 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Lane G. Collins For For Management 2 Elect Director Scott G. Sherman For For Management 3 Elect Director Bob R. Simpson For For Management 4 Ratify Auditors For For Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Advisors Series Trust By (Signature and Title)* /s/ Douglas G. Hess Douglas G. Hess, Treasurer (Principal Executive Officer) Date 8/28/07 * Print the name and title of each signing officer under his or her signature. -----END PRIVACY-ENHANCED MESSAGE-----