-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CizaBy7wRGgWRyRlBcvI7g78UO4yrWm9S1E/DZAa8D8/yjmJUZaoQ8uT3dyONmBS p3c3+LiRHTZxS/ERfKFJbA== 0000894189-07-002331.txt : 20070817 0000894189-07-002331.hdr.sgml : 20070817 20070817142402 ACCESSION NUMBER: 0000894189-07-002331 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070817 DATE AS OF CHANGE: 20070817 EFFECTIVENESS DATE: 20070817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 071064808 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5340 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 0001027596 S000005075 Edgar Lomax Value Fund C000013862 Investor Class LOMAX N-PX 1 elomax_2007npx.htm ANNUAL REPORT OF PROXY VOTING elomax_2007npx.htm



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-07959

Advisors Series Trust
 (Exact name of registrant as specified in charter)


615 East Michigan Street
Milwaukee, WI  53202
(Address of principal executive offices) (Zip code)


Eric M. Banhazl
Advisors Series Trust
615 East Michigan Street
Milwaukee, WI  53202
 (Name and address of agent for service)


Registrant's telephone number, including area code: (414) 765-6609


Date of fiscal year end: October 31


Date of reporting period: June 30, 2007


Item 1.  Proxy Voting Record.

 
Name of Fund:
Edgar Lomax Value Fund
 
Period:
July 1, 2006 - June 30, 2007
 
           
           
Company Name
Meeting Date
 
CUSIP
Ticker
           
AT&T Inc
07/21/06
   
00206R102
T
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Approve Merger Agreement
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
HCA, Inc.
11/16/06
   
404119109
HCA
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Approve Merger Agreement
M
For
For
2
 
Adjourn Meeting
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Morgan Stanley
04/10/07
   
617446448
MS
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Roy J. Bostock
M
For
For
2
 
Elect Director Erskine B. Bowles
M
For
For
3
 
Elect Director Howard J. Davies
M
For
For
4
 
Elect Director C. Robert Kidder
M
For
For
5
 
Elect Director John J. Mack
M
For
For
6
 
Elect Director Donald T. Nicolaisen
M
For
For
7
 
Elect Director Charles H. Noski
M
For
For
8
 
Elect Director Hutham S. Olayan
M
For
For
9
 
Elect Director Charles E. Phillips, Jr.
M
For
For
10
 
Elect Director Griffith Sexton
M
For
For
11
 
Elect Director Laura D. Tyson
M
Against
For
12
 
Elect Director Klaus Zumwinkel
M
For
For
13
 
Ratify Auditors
M
Against
For
14
 
Approve Omnibus Stock Plan
M
For
Against
15
 
Amend Vote Requirements to Amend Articles/Bylaws/Charter
S
For
Against
16
 
Approve Report of the Compensation Committee
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
The Goldman Sachs Group, Inc.
04/11/07
   
38141G104
GS
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Lloyd C. Blankfein
M
For
For
2
 
Elect Director Lord Browne of Madingley
M
For
For
3
 
Elect Director John H. Bryan
M
For
For
4
 
Elect Director Gary D. Cohn
M
For
For
5
 
Elect Director Claes Dahlback
M
For
For
6
 
Elect Director Stephen Friedman
M
For
For
7
 
Elect Director William W. George
M
For
For
8
 
Elect Director Rajat K. Gupta
M
For
For
9
 
Elect Director James A. Johnson
M
For
For
10
 
Elect Director Lois D. Juliber
M
For
For
11
 
Elect Director Edward M. Liddy
M
For
For
12
 
Elect Director Ruth J. Simmons
M
For
For
13
 
Elect Director Jon Winkelried
M
For
For
14
 
Ratify Auditors
M
Against
Against
15
 
Report on Charitable Contributions
S
Against
Against
16
 
Sustainability Report
S
Against
Against
17
 
Prohibit Executive Stock-Based Awards
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Lehman Brothers Holdings Inc.
04/12/07
   
524908100
LEH
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Michael L. Ainslie
M
For
For
2
 
Elect Director John F. Akers
M
For
For
3
 
Elect Director Roger S. Berlind
M
For
For
4
 
Elect Director Thomas H. Cruikshank
M
For
For
5
 
Elect Director Marsha Johnson Evans
M
For
For
6
 
Elect Director Richard S. Fuld, Jr.
M
For
For
7
 
Elect Director Christopher Gent
M
For
For
8
 
Elect Director Roland A. Hernandez
M
For
For
9
 
Elect Director Henry Kaufman
M
For
For
10
 
Elect Director John D. Macomber
M
For
For
11
 
Ratify Auditors
M
Against
For
12
 
Amend Omnibus Stock Plan
M
Against
Against
13
 
Publish Political Contributions
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Citigroup Inc.
04/17/07
   
172967101
C
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director C. Michael Armstrong
M
For
For
2
 
Elect Director Alain J.P. Belda
M
For
For
3
 
Elect Director George David
M
For
For
4
 
Elect Director Kenneth T. Derr
M
For
For
5
 
Elect Director John M. Deutch
M
For
For
6
 
Elect Director Roberto Hernandez Ramirez
M
For
For
7
 
Elect Director Klaus Kleinfeld
M
For
For
8
 
Elect Director Andrew N. Liveris
M
For
For
9
 
Elect Director Anne Mulcahy
M
For
For
10
 
Elect Director Richard D. Parsons
M
For
For
11
 
Elect Director Charles Prince
M
For
For
12
 
Elect Director Judith Rodin
M
For
For
13
 
Elect Director Robert E. Rubin
M
For
For
14
 
Elect Director Franklin A. Thomas
M
For
For
15
 
Ratify Auditors
M
Against
Against
16
 
Report on Government Service of Employees
S
For
Against
17
 
Report on Political Contributions
S
Against
Against
18
 
Report on Charitable Contributions
S
For
Against
19
 
Approve Report of the Compensation Committee
S
Against
Against
20
 
Report on Pay Disparity
S
Against
Against
21
 
Separate Chairman and CEO Positions
S
Against
Against
22
 
Stock Retention/Holding Period
S
For
Against
23
 
Restore or Provide for Cumulative Voting
S
For
Against
24
 
Amend Bylaws to Permit Shareholders to Call Special Meetings
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
The Black & Decker Corp.
04/19/07
   
091797100
BDK
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Nolan D. Archibald
M
For
For
1.2
 
Elect Director Norman R. Augustine
M
For
For
1.3
 
Elect Director Barbara L. Bowles
M
For
For
1.4
 
Elect Director George W. Buckley
M
For
For
1.5
 
Elect Director M. Anthony Burns
M
For
For
1.6
 
Elect Director Kim B. Clark
M
For
For
1.7
 
Elect Director Manuel A. Fernandez
M
For
For
1.8
 
Elect Director Benjamin H. Griswold, IV
M
For
For
1.9
 
Elect Director Anthony Luiso
M
For
For
1.10
 
Elect Director Robert L. Ryan
M
For
For
1.11
 
Elect Director Mark H. Willes
M
For
For
2
 
Ratify Auditors
M
For
Against
3
 
Pay For Superior Performance
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Regions Financial Corp.
04/19/07
   
7591EP100
RF
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Samuel W. Bartholomew, Jr.
M
For
For
2
 
Elect Director Susan W. Matlock
M
For
For
3
 
Elect Director Jackson W. Moore
M
For
For
4
 
Elect Director Allen B. Morgan, Jr.
M
For
For
5
 
Elect Director John R. Roberts
M
For
For
6
 
Elect Director Lee J. Styslinger, III
M
For
For
7
 
Ratify Auditors
M
For
For
8
 
Declassify the Board of Directors
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Alcoa Inc.
04/20/07
   
013817101
AA
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Alain J.P. Belda
M
For
For
1.2
 
Elect Director Carlos Ghosn
M
For
For
1.3
 
Elect Director Henry B. Schacht
M
For
For
1.4
 
Elect Director Franklin A. Thomas
M
For
For
2
 
Ratify Auditor
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Honeywell International, Inc.
04/23/07
   
438516106
HON
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Gordon M. Bethune
M
For
For
2
 
Elect Director Jaime Chico Pardo
M
For
For
3
 
Elect Director David M. Cote
M
For
For
4
 
Elect Director D. Scott Davis
M
For
For
5
 
Elect Director Linnet F. Deily
M
For
For
6
 
Elect Director Clive R. Hollick
M
For
For
7
 
Elect Director James J. Howard
M
For
For
8
 
Elect Director Ivan G. Seidenberg
M
For
For
9
 
Elect Director Bradley T. Sheares
M
For
For
10
 
Elect Director Eric K. Shinseki
M
For
For
11
 
Elect Director John R. Stafford
M
For
For
12
 
Elect Director Michael W. Wright
M
For
For
13
 
Ratify Auditors
M
For
For
14
 
Approve Nonqualified Employee Stock Purchase Plan
M
Against
Against
15
 
Claw-back of Payments under Restatements
S
For
Against
16
 
Performance-Based and/or Time-Based Equity Awards
S
For
Against
17
 
Amend Articles/Bylaws/Charter -- Call Special Meetings
S
Against
Against
18
 
Remove Six Sigma Terminology
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Merck & Co., Inc.
04/24/07
   
589331107
MRK
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Richard T. Clark
M
For
For
1.2
 
Elect Director Johnnetta B. Cole, Ph.D.
M
For
For
1.3
 
Elect Director William B. Harrison, Jr.
M
For
For
1.4
 
Elect Director William N. Kelley, M.D.
M
For
For
1.5
 
Elect Director Rochelle B. Lazarus
M
For
For
1.6
 
Elect Director Thomas E. Shenk, Ph.D.
M
For
For
1.7
 
Elect Director Anne M. Tatlock
M
For
For
1.8
 
Elect Director Samuel O. Thier, M.D.
M
For
For
1.9
 
Elect Director Wendell P. Weeks
M
For
For
1.10
 
Elect Director Peter C. Wendell
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Reduce Supermajority Vote Requirement
M
For
For
4
 
Reduce Supermajority Vote Requirement
M
For
For
5
 
Establish Range For Board Size
M
For
For
6
 
Replace Cumulative Voting to Majority Vote Standard for the Election of Directors
M
Against
Against
7
 
Publish Political Contributions
S
For
Against
8
 
Advisory Vote to Ratify Named Executive Officers' Compensation
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
International Business Machines Corp.
04/24/07
   
459200101
IBM
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Cathleen Black
M
For
For
1.2
 
Elect Director Kenneth I. Chenault
M
For
For
1.3
 
Elect Director Juergen Dormann
M
For
For
1.4
 
Elect Director Michael L. Eskew
M
For
For
1.5
 
Elect Director Shirley Ann Jackson
M
For
For
1.6
 
Elect Director Minoru Makihara
M
For
For
1.7
 
Elect Director Lucio A. Noto
M
For
For
1.8
 
Elect Director James W. Owens
M
For
For
1.9
 
Elect Director Samuel J. Palmisano
M
For
For
1.10
 
Elect Director Joan E. Spero
M
For
For
1.11
 
Elect Director Sidney Taurel
M
For
For
1.12
 
Elect Director Lorenzo H. Zambrano
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Reduce Supermajority Vote Requirement
M
For
For
4
 
Reduce Supermajority Vote Requirement
M
For
For
5
 
Reduce Supermajority Vote Requirement
M
For
For
6
 
Reduce Supermajority Vote Requirement
M
For
Against
7
 
Restore or Provide for Cumulative Voting
S
Against
Against
8
 
Evaluate Age Discrimination in Retirement Plans
S
For
Against
9
 
Review Executive Compensation
S
Against
Against
10
 
Report on Outsourcing
S
For
Against
11
 
Require a Majority Vote for the Election of Directors
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Wells Fargo & Company
04/24/07
   
949746101
WFC
           
Vote
MRV
Ballot Item Number
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director John S. Chen
M
For
For
1.2
 
Elect Director Lloyd H. Dean
M
For
For
1.3
 
Elect Director Susan E. Engel
M
For
For
1.4
 
Elect Director Enrique Hernandez, Jr.
M
For
For
1.5
 
Elect Director Robert L. Joss
M
For
For
1.6
 
Elect Director Richard M. Kovacevich
M
For
For
1.7
 
Elect Director Richard D. McCormick
M
For
For
1.8
 
Elect Director Cynthia H. Milligan
M
For
For
1.9
 
Elect Director Nicholas G. Moore
M
For
For
1.10
 
Elect Director Philip J. Quigley
M
For
For
1.11
 
Elect Director Donald B. Rice
M
For
For
1.12
 
Elect Director Judith M. Runstad
M
For
For
1.13
 
Elect Director Stephen W. Sanger
M
For
For
1.14
 
Elect Director Susan G. Swenson
M
For
For
1.15
 
Elect Director John G. Stumpf
M
For
For
1.16
 
Elect Director Michael W. Wright
M
For
For
2
 
Ratify Auditors
M
Against
Against
3
 
Separate Chairman and CEO Positions
S
For
Against
4
 
Advisory Vote to Ratify Named Executive Officers' Compensation
S
For
Against
5
 
Establish SERP Policy
S
Against
Against
6
 
Report on Racial and Ethnic Disparities in Loan Pricing
S
For
Against
7
 
Report on Emission Reduction Goals
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Bank of America Corp.
04/25/07
   
060505104
BAC
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director William Barnet, III
M
For
For
2
 
Elect Director Frank P. Bramble, Sr.
M
For
For
3
 
Elect Director John T. Collins
M
For
For
4
 
Elect Director Gary L. Countryman
M
For
For
5
 
Elect Director Tommy R. Franks
M
For
For
6
 
Elect Director Charles K. Gifford
M
For
For
7
 
Elect Director W. Steven Jones
M
For
For
8
 
Elect Director Kenneth D. Lewis
M
For
For
9
 
Elect Director Monica C. Lozano
M
For
For
10
 
Elect Director Walter E. Massey
M
For
For
11
 
Elect Director Thomas J. May
M
For
For
12
 
Elect Director Patricia E. Mitchell
M
For
For
13
 
Elect Director Thomas M. Ryan
M
For
For
14
 
Elect Director O. Temple Sloan, Jr.
M
For
For
15
 
Elect Director Meredith R. Spangler
M
For
For
16
 
Elect Director Robert L. Tillman
M
For
For
17
 
Elect Director Jackie M. Ward
M
For
For
18
 
Ratify Auditors
M
Against
Against
19
 
Prohibit Executive Stock-Based Awards
S
Against
Against
20
 
Change Size of Board of Directors
S
Against
Against
21
 
Separate Chairman and CEO Positions
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
CIGNA Corp.
04/25/07
   
125509109
CI
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Robert H. Campbell
M
For
For
2
 
Elect Director Isaiah Harris, Jr.
M
For
For
3
 
Elect Director Jane E. Henney, M.D.
M
For
For
4
 
Elect Director Donna F. Zarcone
M
For
For
5
 
Ratify Auditors
M
For
For
6
 
Amend Executive Incentive Bonus Plan
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Chevron Corporation
04/25/07
   
166764100
CVX
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Samuel H. Armacost
M
For
For
2
 
Elect Director Linnet F. Deily
M
For
For
3
 
Elect Director Robert E. Denham
M
For
For
4
 
Elect Director Robert J. Eaton
M
For
For
5
 
Elect Director Sam Ginn
M
For
For
6
 
Elect Director Franklyn G. Jenifer
M
For
For
7
 
Elect Director Sam Nunn
M
For
For
8
 
Elect Director David J. O'Reilly
M
For
For
9
 
Elect Director Donald B. Rice
M
For
For
10
 
Elect Director Peter J. Robertson
M
For
For
11
 
Elect Director Kevin W. Sharer
M
For
For
12
 
Elect Director Charles R. Shoemate
M
For
For
13
 
Elect Director Ronald D. Sugar
M
For
For
14
 
Elect Director Carl Ware
M
For
For
15
 
Ratify Auditors
M
For
For
16
 
Reduce Supermajority Vote Requirement
M
For
Against
17
 
Adopt Human Rights Policy
S
Against
Against
18
 
Adopt Greenhouse Gas Emission Reduction Goals
S
Against
Against
19
 
Adopt Animal Welfare Policy
S
Against
Against
20
 
Separate Chairman and CEO Positions
S
Against
Against
21
 
Approve/Amend Terms of Existing Poison Pill
S
Against
Against
22
 
Report on Market Specific Environmental Laws
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
E.I. Du Pont De Nemours & Co.
04/25/07
   
263534109
DD
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Richard H. Brown
M
For
For
1.2
 
Elect Director Robert A. Brown
M
For
For
1.3
 
Elect Director Bertrand P. Collomb
M
For
For
1.4
 
Elect Director Curtis J. Crawford
M
For
For
1.5
 
Elect Director John T. Dillon
M
For
For
1.6
 
Elect Director Eleuthere I. du Pont
M
For
For
1.7
 
Elect Director Charles O. Holliday, Jr.
M
For
For
1.8
 
Elect Director Lois D. Juliber
M
For
For
1.9
 
Elect Director Masahisa Naitoh
M
For
For
1.10
 
Elect Director Sean O'Keefe
M
For
For
1.11
 
Elect Director William K. Reilly
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Approve Omnibus Stock Plan
M
Against
Against
4
 
Report on Genetically Modified Organisms
S
Against
Against
5
 
Evaluate Community Impact of Plant Closures or Layoffs
S
For
Against
6
 
Report on PFOA Compounds in DuPont Products
S
Against
Against
7
 
Report on Lobbying Expenditures related to Environmental Pollution
S
Against
Against
8
 
Prepare a Global Warming Report
S
Against
Against
9
 
Report on Security of Chemical Facilities
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
General Electric Co.
04/25/07
   
369604103
GE
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director James I. Cash, Jr.
M
For
For
1.2
 
Elect Director William M. Castell
M
For
For
1.3
 
Elect Director Ann M. Fudge
M
Withhold
For
1.4
 
Elect Director Claudio X. Gonzalez
M
For
For
1.5
 
Elect Director Susan Hockfield
M
For
For
1.6
 
Elect Director Jerry R. Immelt
M
For
For
1.7
 
Elect Director Andrea Jung
M
For
For
1.8
 
Elect Director Alan G. Lafley
M
For
For
1.9
 
Elect Director Robert W. Lane
M
For
For
1.10
 
Elect Director Ralph S. Larsen
M
For
For
1.11
 
Elect Director Rochelle B. Lazarus
M
For
For
1.12
 
Elect Director Sam Nunn
M
For
For
1.13
 
Elect Director Roger S. Penske
M
For
For
1.14
 
Elect Director Robert J. Swieringa
M
For
For
1.15
 
Elect Director Douglas A. Warner III
M
For
For
1.16
 
Elect Director Robert C. Wright
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Adopt Majority Vote Standard in Director Elections
M
For
For
4
 
Approve Omnibus Stock Plan
M
For
For
5
 
Company-Specific-Approve Material Terms of Senior Officer Performance Goals
M
For
Against
6
 
Provide for Cumulative Voting
S
Against
Against
7
 
Company-Specific -- Adopt Policy on Overboarded Directors
S
Against
Against
8
 
Company-Specific -- One Director from the Ranks of Retirees
S
Against
Against
9
 
Separate Chairman and CEO Positions
S
For
Against
10
 
Limit Dividend and Dividend Equivalent Payments to Executives
S
Against
Against
11
 
Report on Charitable Contributions
S
Against
Against
12
 
Report on Global Warming
S
Against
Against
13
 
Adopt Ethical Criteria for Military Contracts
S
Against
Against
14
 
Report on Pay Disparity
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Pfizer Inc.
04/26/07
   
717081103
PFE
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Dennis A. Ausiello
M
For
For
1.2
 
Elect Director Michael S. Brown
M
For
For
1.3
 
Elect Director M. Anthony Burns
M
For
For
1.4
 
Elect Director Robert N. Burt
M
For
For
1.5
 
Elect Director W. Don Cornwell
M
For
For
1.6
 
Elect Director William H. Gray, III
M
For
For
1.7
 
Elect Director Constance J. Horner
M
For
For
1.8
 
Elect Director William R. Howell
M
For
For
1.9
 
Elect Director Jeffrey B. Kindler
M
For
For
1.10
 
Elect Director George A. Lorch
M
For
For
1.11
 
Elect Director Dana G. Mead
M
For
For
1.12
 
Elect Director William C. Steere, Jr.
M
For
For
2
 
Ratify Auditors
M
For
Against
3
 
Restore or Provide for Cumulative Voting
S
Against
Against
4
 
Report on Animal Testing Policies
S
Against
Against
5
 
Amend Animal Welfare Policy
S
Against
Against
6
 
Require Director Nominee Qualifications
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Altria Group, Inc.
04/26/07
   
02209S103
MO
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Elizabeth E. Bailey
M
For
For
1.2
 
Elect Director Harold Brown
M
For
For
1.3
 
Elect Director Mathis Cabiallavetta
M
For
For
1.4
 
Elect Director Louis C. Camilleri
M
For
For
1.5
 
Elect Director J. Dudley Fishburn
M
For
For
1.6
 
Elect Director Robert E. R. Huntley
M
For
For
1.7
 
Elect Director Thomas W. Jones
M
For
For
1.8
 
Elect Director George Munoz
M
For
For
1.9
 
Elect Director Lucio A. Noto
M
For
For
1.10
 
Elect Director John S. Reed
M
For
For
1.11
 
Elect Director Stephen M. Wolf
M
For
For
2
 
Ratify Auditors
M
For
Against
3
 
Provide for Cumulative Voting
S
Against
Against
4
 
Disclose Information on Secondhand Smoke
S
Against
Against
5
 
Cease Add Campaigns Oriented to Prevent Youth Smoking
S
Against
Against
6
 
Cease Production, Promotion, and Marketing of Tobacco Products
S
Against
Against
7
 
Adopt Animal Welfare Policy
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Baker Hughes Incorporated
04/26/07
   
057224107
BHI
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Larry D. Brady
M
For
For
1.2
 
Elect Director Clarence P. Cazalot, Jr.
M
For
For
1.3
 
Elect Director Chad C. Deaton
M
For
For
1.4
 
Elect Director Edward P. Djerejian
M
For
For
1.5
 
Elect Director Anthony G. Fernandes
M
For
For
1.6
 
Elect Director Claire W. Gargalli
M
For
For
1.7
 
Elect Director Pierre H. Jungels
M
For
For
1.8
 
Elect Director James A. Lash
M
For
For
1.9
 
Elect Director James F. McCall
M
For
For
1.10
 
Elect Director J. Larry Nichols
M
For
For
1.11
 
Elect Director H. John Riley, Jr.
M
For
For
1.12
 
Elect Director Charles L. Watson
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Reduce Supermajority Vote Requirement
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Merrill Lynch & Co., Inc.
04/27/07
   
590188108
MER
           
Vote
MRV
Ballot Item Number
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director John D. Finnegan
M
For
For
1.2
 
Elect Director Joseph W. Prueher
M
For
For
1.3
 
Elect Director Ann N. Reese
M
For
For
2
 
Ratify Auditors
M
For
Against
3
 
Restore or Provide for Cumulative Voting
S
For
Against
4
 
Advisory Vote to Ratify Named Executive Officers' Compensation
S
For
Against
5
 
Performance-Based and/or Time-Based Equity Awards
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
AT&T Inc
04/27/07
   
00206R102
T
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director William F. Aldinger III
M
For
For
2
 
Elect Director Gilbert F. Amelio
M
For
For
3
 
Elect Director Reuben V. Anderson
M
For
For
4
 
Elect Director James H. Blanchard
M
For
For
5
 
Elect Director August A. Busch III
M
For
For
6
 
Elect Director James P. Kelly
M
For
For
7
 
Elect Director Charles F. Knight
M
For
For
8
 
Elect Director Jon C. Madonna
M
For
For
9
 
Elect Director Lynn M. Martin
M
For
For
10
 
Elect Director John B. McCoy
M
For
For
11
 
Elect Director Mary S. Metz
M
For
For
12
 
Elect Director Toni Rembe
M
For
For
13
 
Elect Director Joyce M. Roche
M
For
For
14
 
Elect Director Randall L. Stephenson
M
For
For
15
 
Elect Director Laura D' Andrea Tyson
M
For
For
16
 
Elect Director Patricia P. Upton
M
For
For
17
 
Elect Director Edward E. Whitacre, Jr.
M
For
For
18
 
Ratify Auditors
M
For
For
19
 
Compensation Specific-Severance Payments to Executives
M
Against
Against
20
 
Report on Political Contributions
S
For
Against
21
 
Amend Articles/Bylaws/Charter - Call Special Meetings
S
For
Against
22
 
Pay For Superior Performance
S
For
Against
23
 
Advisory Vote to Ratify Named Executive Officers' Compensation
S
For
Against
24
 
Establish SERP Policy
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
General Dynamics Corp.
05/02/07
   
369550108
GD
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director Nicholas D. Chabraja
M
For
For
2
 
Elect Director James S. Crown
M
For
For
3
 
Elect Director William P. Fricks
M
For
For
4
 
Elect Director Charles H. Goodman
M
For
For
5
 
Elect Director Jay L. Johnson
M
For
For
6
 
Elect Director George A. Joulwan
M
For
For
7
 
Elect Director Paul G. Kaminski
M
For
For
8
 
Elect Director John M. Keane
M
For
For
9
 
Elect Director Deborah J. Lucas
M
For
For
10
 
Elect Director Lester L. Lyles
M
For
For
11
 
Elect Director Carl E. Mundy, Jr.
M
For
For
12
 
Elect Director Robert Walmsley
M
For
For
13
 
Ratify Auditors
M
For
Against
14
 
Pay For Superior Performance
S
For
Against
15
 
Performance-Based and/or Equity Based Awards
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Verizon Communications
05/03/07
   
92343V104
VZ
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director James R. Barker
M
For
For
2
 
Elect Director Richard L. Carrion
M
For
For
3
 
Elect Director M. Frances Keeth
M
For
For
4
 
Elect Director Robert W. Lane
M
For
For
5
 
Elect Director Sandra O. Moose
M
For
For
6
 
Elect Director Joseph Neubauer
M
For
For
7
 
Elect Director Donald T. Nicolaisen
M
For
For
8
 
Elect Director Thomas H. O'Brien
M
For
For
9
 
Elect Director Clarence Otis, Jr.
M
For
For
10
 
Elect Director Hugh B. Price
M
For
For
11
 
Elect Director Ivan G. Seidenberg
M
For
For
12
 
Elect Director Walter V. Shipley
M
For
For
13
 
Elect Director John W. Snow
M
For
For
14
 
Elect Director John R. Stafford
M
For
For
15
 
Elect Director Robert D. Storey
M
For
For
16
 
Ratify Auditors
M
Against
Against
17
 
Limit Executive Compensation
S
For
Against
18
 
Eliminate or Restrict Severance Agreements (Change-in-Control)
S
For
Against
19
 
Disclose Information on Compensation Consultant
S
For
Against
20
 
Advisory Vote to Ratify Named Executive Officer's Compensation
S
Against
Against
21
 
Adopt Policy on Overboarded Director
S
Against
Against
22
 
Approve Terms of Existing Poison Pill
S
Against
Against
23
 
Report on Charitable Contributions
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
3M CO
05/08/07
   
88579Y101
MMM
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Linda G. Alvarado
M
For
For
1.2
 
Elect Director George W. Buckley
M
For
For
1.3
 
Elect Director Vance D. Coffman
M
For
For
1.4
 
Elect Director Michael L. Eskew
M
For
For
1.5
 
Elect Director W. James Farrell
M
For
For
1.6
 
Elect Director Herbert L. Henkel
M
For
For
1.7
 
Elect Director Edward M. Liddy
M
For
For
1.8
 
Elect Director Robert S. Morrison
M
For
For
1.9
 
Elect Director Aulana L. Peters
M
For
For
1.10
 
Elect Director Rozanne L. Ridgway
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Reduce Supermajority Vote Requirement
M
For
For
4
 
Rescind Fair Price Provision
M
For
For
5
 
Approve Executive Incentive Bonus Plan
M
For
For
6
 
Approve Executive Incentive Bonus Plan
M
For
Against
7
 
Pay For Superior Performance
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
ConocoPhillips
05/09/07
   
20825C104
COP
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director James E. Copeland, Jr.
M
For
For
2
 
Elect Director Kenneth M. Duberstein
M
For
For
3
 
Elect Director Ruth R. Harkin
M
For
For
4
 
Elect Director William R. Rhodes
M
For
For
5
 
Elect Director J. Stapleton Roy
M
For
For
6
 
Elect Director William E. Wade, Jr.
M
For
For
7
 
Ratify Auditors
M
Against
Against
8
 
Report on Political Contributions
S
Against
Against
9
 
Report on Renewable Energy Sources
S
Against
Against
10
 
Require Director Nominee Qualifications
S
For
Against
11
 
Report on Environmental Damage from Drilling in the National Petroleum Reserve
S
Against
Against
12
 
Report on Indigenous Peoples Rights Policies
S
Against
Against
13
 
Report on Community Impact of Operations
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
The Dow Chemical Company
05/10/07
   
260543103
DOW
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Arnold A. Allemang
M
For
For
1.2
 
Elect Director Jacqueline K. Barton
M
For
For
1.3
 
Elect Director James A. Bell
M
For
For
1.4
 
Elect Director Jeff M. Fettig
M
For
For
1.5
 
Elect Director Barbara H. Franklin
M
For
For
1.6
 
Elect Director John B. Hess
M
For
For
1.7
 
Elect Director Andrew N. Liveris
M
For
For
1.8
 
Elect Director Geoffery E. Merszei
M
Withhold
None
1.9
 
WITHDRAWN
M
For
For
1.10
 
Elect Director James M. Ringler
M
For
For
1.11
 
Elect Director Ruth G. Shaw
M
For
For
1.12
 
Elect Director Paul G. Stern
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Reduce Supermajority Vote Requirement
M
Against
Against
4
 
Report on Remediation Policies in Bhopal
S
Against
Against
5
 
Report on Genetically Modified Organisms
S
For
Against
6
 
Report on Environmental Remediation
S
Against
Against
7
 
Evaluate Potential Links Between Company Products and Asthma
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
The Allstate Corp.
05/15/07
   
020002101
ALL
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1
 
Elect Director F. Duane Ackerman
M
For
For
2
 
Elect Director James G. Andress
M
For
For
3
 
Elect Director Robert D. Beyer
M
For
For
4
 
Elect Director W. James Farrell
M
For
For
5
 
Elect Director Jack M. Greenberg
M
For
For
6
 
Elect Director Ronald T. LeMay
M
For
For
7
 
Elect Director Edward M. Liddy
M
For
For
8
 
Elect Director J. Christopher Reyes
M
For
For
9
 
Elect Director H. John Riley, Jr.
M
For
For
10
 
Elect Director Joshua I. Smith
M
For
For
11
 
Elect Director Judith A. Sprieser
M
For
For
12
 
Elect Director Mary Alice Taylor
M
For
For
13
 
Elect Director Thomas J. Wilson
M
For
For
14
 
Ratify Auditors
M
For
For
15
 
Reduce Supermajority Vote Requirement
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
JPMorgan Chase & Co.
05/15/07
   
46625H100
JPM
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Crandall C. Bowles
M
For
For
1.2
 
Elect Director Stephen B. Burke
M
For
For
1.3
 
Elect Director James S. Crown
M
For
For
1.4
 
Elect Director James Dimon
M
For
For
1.5
 
Elect Director Ellen V. Futter
M
For
For
1.6
 
Elect Director William H. Gray, III
M
For
For
1.7
 
Elect Director Laban P. Jackson, Jr.
M
For
For
1.8
 
Elect Director Robert I. Lipp
M
For
For
1.9
 
Elect Director David C. Novak
M
For
For
1.10
 
Elect Director Lee R. Raymond
M
For
For
1.11
 
Elect Director William C. Weldon
M
For
For
2
 
Ratify Auditors
M
Against
Against
3
 
Put Repricing of Stock Options to Shareholder Vote
S
For
Against
4
 
Performance-Based and/or Time-Based Equity Awards
S
For
Against
5
 
Advisory Vote to Ratify Named Executive Officers' Compensation
S
Against
Against
6
 
Separate Chairman and CEO Positions
S
For
Against
7
 
Provide for Cumulative Voting
S
For
Against
8
 
Require a Majority Vote for the Election of Directors
S
Against
Against
9
 
Report on Political Contributions
S
Against
Against
10
 
Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
The Hartford Financial Services Group, Inc.
05/16/07
   
416515104
HIG
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Ramani Ayer
M
For
For
1.2
 
Elect Director Ramon De Oliveira
M
For
For
1.3
 
Elect Director Trevor Fetter
M
For
For
1.4
 
Elect Director Edward J. Kelly, III
M
For
For
1.5
 
Elect Director Paul G. Kirk, Jr.
M
For
For
1.6
 
Elect Director Thomas M. Marra
M
For
For
1.7
 
Elect Director Gail J. Mcgovern
M
For
For
1.8
 
Elect Director Michael G. Morris
M
For
For
1.9
 
Elect Director Robert W. Selander
M
For
For
1.10
 
Elect Director Charles B. Strauss
M
For
For
1.11
 
Elect Director H. Patrick Swygert
M
For
For
1.12
 
Elect Director David K. Zwiener
M
For
For
2
 
Ratify Auditors
M
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
American International Group, Inc.
05/16/07
   
026874107
AIG
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Marshall A. Cohen
M
For
For
1.2
 
Elect Director Martin S. Feldstein
M
For
For
1.3
 
Elect Director Ellen V. Futter
M
For
For
1.4
 
Elect Director Stephen L. Hammerman
M
For
For
1.5
 
Elect Director Richard C. Holbrooke
M
For
For
1.6
 
Elect Director Fred H. Langhammer
M
For
For
1.7
 
Elect Director George L. Miles, Jr.
M
For
For
1.8
 
Elect Director Morris W. Offit
M
For
For
1.9
 
Elect Director James F. Orr, III
M
For
For
1.10
 
Elect Director Virginia M. Rometty
M
For
For
1.11
 
Elect Director Martin J. Sullivan
M
For
For
1.12
 
Elect Director Michael H. Sutton
M
For
For
1.13
 
Elect Director Edmund S.W. Tse
M
For
For
1.14
 
Elect Director Robert B. Willumstad
M
For
For
1.15
 
Elect Director Frank G. Zarb
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Approve Omnibus Stock Plan
M
For
Against
4
 
Performance-Based and/or Time-Based Equity Awards
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Time Warner Inc
05/18/07
   
887317105
TWX
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director James L. Barksdale
M
For
For
1.2
 
Elect Director Jeffrey L. Bewkes
M
For
For
1.3
 
Elect Director Stephen F. Bollenbach
M
For
For
1.4
 
Elect Director Frank J. Caufield
M
For
For
1.5
 
Elect Director Robert C. Clark
M
For
For
1.6
 
Elect Director Mathias Dopfner
M
For
For
1.7
 
Elect Director Jessica P. Einhorn
M
For
For
1.8
 
Elect Director Reuben Mark
M
For
For
1.9
 
Elect Director Michael A. Miles
M
For
For
1.10
 
Elect Director Kenneth J. Novack
M
For
For
1.11
 
Elect Director Richard D. Parsons
M
For
For
1.12
 
Elect Director Francis T. Vincent, Jr.
M
For
For
1.13
 
Elect Director Deborah C. Wright
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Reduce Supermajority Vote Requirement
M
For
Against
4
 
Advisory Vote to Ratify Named Executive Officers'Compensation
S
Against
Against
5
 
Separate Chairman and CEO Positions
S
For
Against
6
 
Company Specific- Adopt Simple Majority Vote
S
For
Against
7
 
Amend Articles/Bylaws/Charter -- Call Special Meetings
S
Against
Against
8
 
Company-Specific- Stockholder Ratification of Director Compensation, When a Stockholder Rights Plan Has Been Adopted
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Limited Brands
05/21/07
   
532716107
LTD
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Dennis S. Hersch
M
For
For
1.2
 
Elect Director David T. Kollat
M
For
For
1.3
 
Elect Director William R. Loomis, Jr.
M
For
For
1.4
 
Elect Director Leslie H. Wexner
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Approve Executive Incentive Bonus Plan
M
For
Against
4
 
Declassify the Board of Directors
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
Exxon Mobil Corp.
05/30/07
   
30231G102
XOM
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Michael J. Boskin
M
For
For
1.2
 
Elect Director William W. George
M
For
For
1.3
 
Elect Director James R. Houghton
M
For
For
1.4
 
Elect Director William R. Howell
M
For
For
1.5
 
Elect Director Reatha Clark King
M
For
For
1.6
 
Elect Director Philip E. Lippincott
M
For
For
1.7
 
Elect Director Marilyn Carlson Nelson
M
For
For
1.8
 
Elect Director Samuel J. Palmisano
M
For
For
1.9
 
Elect Director Steven S Reinemund
M
For
For
1.10
 
Elect Director Walter V. Shipley
M
For
For
1.11
 
Elect Director J. Stephen Simon
M
For
For
1.12
 
Elect Director Rex W. Tillerson
M
For
For
2
 
Ratify Auditors
M
For
Against
3
 
Restore or Provide for Cumulative Voting
S
For
Against
4
 
Amend Articles/Bylaws/Charter -- Call Special Meetings
S
Against
Against
5
 
Separate Chairman and CEO Positions
S
Against
Against
6
 
Initiate Payment of Cash Dividend
S
For
Against
7
 
Advisory Vote to Ratify Named Executive Officers' Compensation
S
Against
Against
8
 
Company-Specific- Amend Article IX of the Corporation's by-laws
S
Against
Against
9
 
Review Executive Compensation
S
Against
Against
10
 
Limit Executive Compensation
S
For
Against
11
 
Claw-back of Payments under Restatements
S
For
Against
12
 
Report on Political Contributions
S
Against
Against
13
 
Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation
S
Against
Against
14
 
Report on Environmental Accountability
S
Against
Against
15
 
Report on Emission Reduction Goals
S
Against
Against
16
 
Report on Carbon Dioxide Emissions Information at Gas Stations
S
Against
Against
17
 
Adopt Policy to Increase Renewable Energy Portfolio
S
           
           

Company Name
Meeting Date
 
CUSIP
Ticker
           
General Motors Corp.
06/05/07
   
370442105
GM
           
Vote
MRV
Ballot Item Number
 
Proposal
Proposed by Issuer or Security Holder
For
For
1.1
 
Elect Director Percy N. Barnevik
M
For
For
1.2
 
Elect Director Erskine B. Bowles
M
For
For
1.3
 
Elect Director John H. Bryan
M
For
For
1.4
 
Elect Director Armando M. Codina
M
For
For
1.5
 
Elect Director Erroll B. Davis, Jr.
M
For
For
1.6
 
Elect Director George M.C. Fisher
M
For
For
1.7
 
Elect Director Karen Katen
M
For
For
1.8
 
Elect Director Kent Kresa
M
For
For
1.9
 
Elect Director Ellen J. Kullman
M
For
For
1.10
 
Elect Director Philip A. Laskawy
M
For
For
1.11
 
Elect Director Kathryn V. Marinello
M
For
For
1.12
 
Elect Director Eckhard Pfeiffer
M
For
For
1.13
 
Elect Director G. Richard Wagoner, Jr.
M
For
For
2
 
Ratify Auditors
M
For
For
3
 
Approve Executive Incentive Bonus Plan
M
For
For
4
 
Approve Omnibus Stock Plan
M
Against
Against
5
 
Publish Political Contributions
S
Against
Against
6
 
Limit on Directorships of Board Members
S
Against
Against
7
 
Adopt Greenhouse Gas Emissions Goals
S
Against
Against
8
 
Provide for Cumulative Voting
S
Against
Against
9
 
Approve Terms of Existing Poison Pill
S
For
Against
10
 
Amend Articles/Bylaws/Charter -- Call Special Meetings
S
For
Against
11
 
Performance-Based and/or Time-Based Equity Awards
S
Against
Against
12
 
Claw-back of Payments under Restatements
S
Against
Against
13
 
Optimize the Size of Board
S
Against
Against
14
 
Adopt Simple Majority Vote
S
           
 

 
 
SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Advisors Series Trust                                                                                                                                                                                  


By (Signature and Title)* /s/ Douglas G. Hess                                                                                                                                                              
Douglas G. Hess, Treasurer (Principal Executive Officer)

Date   8/16/2007                                                                                                                                                                        ;                            
* Print the name and title of each signing officer under his or her signature.
 
 
 
 

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