N-Q 1 capitaladvnq.htm CAPITAL ADVISORS N-Q Unassociated Document




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


 
FORM N-Q
 
 
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 




Investment Company Act file number 811-07959



Advisors Series Trust
(Exact name of registrant as specified in charter)



615 East Michigan St.
Milwaukee, WI 53202
(Address of principal executive offices) (Zip code)



Eric M. Banhazl
Advisors Series Trust
2020 East Financial Way, Suite 100
Glendora, CA 91741 

(Name and address of agent for service)


(414) 765-5340
Registrant's telephone number, including area code



Date of fiscal year end: December 31, 2004



Date of reporting period: September 30, 2004 


 
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Item 1. Schedule of Investments.

Capital Advisors Growth Fund
 
Schedule of Investments at September 30, 2004 (Unaudited)
 
       
       
Shares
 
COMMON STOCKS: 99.20%
Market Value
       
   
Aerospace/Defense: 7.19%
  
11,500
 
Embraer Aircraft Corp. Adr.*#
$ 303,600
11,300
 
L-3 Communications Holdings, Inc.
757,100
     
1,060,700
       
   
Biotechnology: 7.26%
  
8,100
 
Amgen, Inc.*
459,108
10,000
 
Biogen Idec Inc.*
611,700
     
1,070,808
       
   
Casino Services: 3.29%
  
13,490
 
International Game Technology
484,965
       
   
Computer Hardware: 7.51%
  
13,000
 
Cisco Systems, Inc.*
235,300
15,000
 
Dell Computer Corp.*
534,000
16,860
 
Intel Corp.
338,212
     
1,107,512
       
   
Computer Software: 6.65%
  
19,760
 
Microsoft Corp.
546,364
7,500
 
CDW Corp.
435,225
     
981,589
       
   
E-Commerce: 4.05%
  
5,300
 
CheckFree Corp.*
146,651
4,900
 
eBay, Inc.*
450,506
     
597,157
       
   
Media: 3.36%
  
16,000
 
XM Satellite Radio Holdings, Inc.*
496,320
       
   
Medical Devices & Technology: 2.81%
  
8,000
 
Medtronic Inc.
415,200
       
   
Oil - Exploration & Production: 3.45%
  
10,150
 
Apache Corp.
508,616
       
   
Oil - Field Services: 2.60%
  
12,000
 
Suncor Energy, Inc. #
384,120
       
   
Optical Supplies: 1.77%
  
3,250
 
Alcon Inc. #
260,650
       
   
Petroleum Product: 3.55%
  
7,900
 
Anadarko Petroleum Corp.
524,244
       
   
Pharmaceuticals: 6.51%
  
8,835
 
Abbott Laboratories
374,251
9,340
 
Novartis AG #
435,898
4,900
 
Pfizer, Inc.
149,940
     
960,089
       
   
Retail Stores: 15.23%
  
10,000
 
Best Buy Co., Inc.
542,400
13,000
 
Bed Bath and Beyond Inc.*
482,430
10,000
 
Tiffany & Co.
307,400
5,700
 
Wal-Mart Stores, Inc.
303,240
16,300
 
Williams Sonoma Inc.*
612,065
     
2,247,535
       
   
Security and Commodity Exchange: 2.73%
  
2,500
 
Chicago Merchantile Exchange
403,250
       
   
Semiconductor Equipment: 5.47%
  
6,875
 
Maxim Integrated Products, Inc.
290,744
36,500
 
Omnivision Technologies Inc.*
516,475
     
807,219
       
   
Technology - Data Processing: 6.21%
  
8,400
 
Affiliated Computer Services - Class A*
467,628
10,300
 
First Data Corp.
448,050
     
915,678
       
   
Transportation - Services: 2.51%
  
4,885
 
United Parcel Service, Inc.
370,869
       
   
Wireless Communications: 7.05%
  
7,600
 
Research In Motion*#
580,184
11,790
 
QUALCOMM, Inc.
460,282
     
1,040,466
       
       
   
Total Common Stocks (Cost $13,188,252)
$ 14,636,987
       
       
   
Total Investments in Securities (Cost $13,188,252): 99.20%
14,636,987
   
Other Assets in Excess of Liabilities: 0.80%
118,208
   
Net Assets: 100.00%
$ 14,755,195
       
* Non-income producing security.
 
# U.S. security of foreign issuer.
 
       
See Accompanying Notes to Financial Statements.
 


 
Item 2. Controls and Procedures.
 
(a)   The Registrant’s President/Chief Executive Officer and Treasurer/Chief Financial Officer have concluded that the Registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940 (the “1940 Act”)) are effective as of a date within 90 days of the filing date of the report that includes the disclosure required by this paragraph, based on the evaluation of these controls and procedures required by Rule 30a-3(b) under the 1940 Act and Rules 15d-15(b) under the Securities Exchange Act of 1934, as amended.

(b)   There were no changes in the Registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the Registrant's last fiscal half-year that has materially affected, or is reasonably likely to materially affect, the Registrant's internal control over financial reporting.


 
Item 3. Exhibits.
 
Separate certifications for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the Act (17 CFR 270.30a-2(a)). Filed herewith.
 

 

 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant) Advisors Series Trust                                                                                

By (Signature and Title) /s/ Eric M. Banhazl                                                    
Eric M. Banhazl, President

Date  11/01/04                                                                                                                       



Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

By (Signature and Title)* /s/ Eric M. Banhazl                                                
Eric M. Banhazl, President

Date  11/01/04                                                                                                  

By (Signature and Title)* /s/Douglas G. Hess     
Douglas G. Hess, Treasurer

Date  10/27/04                                                                                                 

* Print the name and title of each signing officer under his or her signature.
 

 
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