-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSv2KcsvSCWxmQ8P0V8eEl6X2xT7baFw+ELG9EG1WKO6b49JAq6Ypu52we3HYaO9 9SWlfCeLGR4EWt8tf8Xuyg== 0000019475-04-000006.txt : 20040827 0000019475-04-000006.hdr.sgml : 20040827 20040827162715 ACCESSION NUMBER: 0000019475-04-000006 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030701 FILED AS OF DATE: 20040827 DATE AS OF CHANGE: 20040827 EFFECTIVENESS DATE: 20040827 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORS SERIES TRUST CENTRAL INDEX KEY: 0001027596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-07959 FILM NUMBER: 041002770 BUSINESS ADDRESS: STREET 1: U.S BANCORP FUND SERVICES, LLC STREET 2: 615 E MICHIGAN STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 414-765-5344 MAIL ADDRESS: STREET 1: 615 E MICHIGAN STREET STREET 2: MK-WI-LC2 CITY: MILWAUKEE STATE: WI ZIP: 53202 N-PX 1 npxchasx063004.txt FORM N-PX Form N-PX 06/30/04 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Date of Reporting Period: July 1, 2003 through June 30, 2004 Date of Fiscal Year End: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holding entries. Institutional Investment Manager Filing this Report: Name: Advisors Series Trust Address: 615 East Michigan Street Milwaukee, WI 53202 Investment Company Act File Number: 811-07959 Name and Address of Agent for Service: Eric M. Banhazl Advisors Series Trust 2020 East Financial Way, Suite 100 Glendora, CA 91741 Phone: 414-765-5340 FORM N-PX SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form N-PX Information Table Entry Total: 105 FORM N-PX INFORMATION TABLE SHAREHOLDER BRIEF IDENTIFICATION OF MATTER PROPOSED BY ISSUER DID REGISTRANT CAST ITS HOW REGISTRANT FOR OR AGAINST NAME OF ISSUER TICKER SYMBOL CUSIP MEETING DATE MATTER VOTED ON OR BY SECURITY HOLDER VOTE ON THE MATTER CAST ITS VOTE MGMT Anthem Inc ATH 03674B104 5/17/2004 voting for booard of directors issuer yes for for Anthem Inc ATH 03674B104 6/28/2004 increase # of shares issuer yes for for Anthem Inc ATH 03674B104 6/28/2004 approve articles of incorporation issuer yes for for Apache Corp APA 037411105 12/18/2003 increase # of shares issuer yes for for Apache Corp APA 037411105 5/6/2004 approve directors issuer yes for for Apache Corp APA 037411105 5/6/2004 issue regarding approval for climate change issuer yes for against Best Buy Inc BBY 086516101 6/24/2004 approve directors issuer yes for for Best Buy Inc BBY 086516101 6/24/2004 ratify auditors issuer yes for for Best Buy Inc BBY 086516101 6/24/2004 approve company stock and incentive plan issuer yes for for Boston Scientific Corp BSX 101137107 10/6/2003 restating certificate of incorporation issuer yes for for Boston Scientific Corp BSX 101137108 5/11/2004 approval of BOD issuer yes for for Boston Scientific Corp BSX 101137109 5/11/2004 approval of auditors issuer yes for for Boston Scientific Corp BSX 101137107 10/6/2003 approve restated articles of incorporation issuer yes for for Boston Scientific Corp BSX 101137107 5/11/2004 approve directors issuer yes for for Boston Scientific Corp BSX 101137107 5/11/2004 ratify auditors issuer yes for for Burlington Resources BR 122014103 4/21/2004 approve directors issuer yes for for Burlington Resources BR 122014103 4/21/2004 increase common stock shares issuer yes for for Burlington Resources BR 122014103 4/21/2004 ratify independent auditors issuer yes for for Caremark Rx Inc CMX 141705103 3/22/2004 increase # shares issuer yes for for Caremark Rx Inc CMX 141705103 3/22/2004 issue regarding potential merger issuer yes for for Caremark Rx Inc CMX 141705103 3/22/2004 increase # shares issuer yes for for Caremark Rx Inc CMX 141705103 3/22/2004 approve incentive stock plan issuer yes for for Caremark Rx Inc CMX 141705103 3/22/2004 issue to adjourn to solicit add'l proxies issuer yes for for Caremark Rx Inc CMX 41705103 5/4/2004 approval of directors issuer yes for for Cendant Corp CD 151313103 4/20/2004 approval of directors issuer yes for for Cendant Corp CD 151313103 4/20/2004 approve amended by laws issuer yes for for Cendant Corp CD 151313103 4/20/2004 ratify independent auditor issuer yes for for Cendant Corp CD 151313103 4/20/2004 seperating ceo and chairman shareholder yes against for Cendant Corp CD 151313103 4/20/2004 ceo compensation shareholder yes against for Centex Corp CTX 152312104 7/17/2003 approve directors issuer yes for for Centex Corp CTX 152312104 7/17/2003 approve 2003 incentive compensation plan issuer yes for for Centex Corp CTX 152312104 7/17/2003 approve 2003 equity incentive plan issuer yes for for Centex Corp CTX 152312104 7/17/2003 ratify independent auditor issuer yes for for Centex Corp CTX 152312104 7/17/2003 ratify independent auditor issuer yes for for Cisco Sys Inc CSCO 17275R102 11/11/2003 approve directors issuer yes for for Cisco Sys Inc CSCO 17275R102 11/11/2003 amend to the employee stock purchase plan issuer yes for for Cisco Sys Inc CSCO 17275R102 11/11/2003 ratify independent auditors issuer yes for for Cisco Sys Inc CSCO 17275R102 11/11/2003 proposal for annual hardware report shareholder yes against for Cisco Sys Inc CSCO 17275R102 11/11/2003 proposal for annual comp reports for top execs shareholder yes against for Coach Inc COH 189754104 11/5/2003 approve directors issuer yes for for Countrywide Financial CFC 222372104 1/9/2004 approve to amend articles of incorporation issuer yes for for Countrywide Financial CFC 222372104 6/16/2004 approve directors issuer yes for for Countrywide Financial CFC 222372104 6/16/2004 approve equity incentive issuer yes for for Danaher Corp Del DHR 235851102 5/4/2004 approve directors issuer yes for for Danaher Corp Del DHR 235851102 5/4/2004 ratify independent auditors issuer yes for for Danaher Corp Del DHR 235851102 5/4/2004 approve amended stock plan issuer yes for for Danaher Corp Del DHR 235851102 5/4/2004 proposal to show board diversity shareholder yes against for Fidelity Nat'l FinancialFNF 316326107 9/29/2003 approve directors issuer yes for for Fidelity Nat'l FinancialFNF 316326107 9/29/2003 increase # shares issuer yes for for Fortune Brands Inc FO 349631101 4/27/2004 approve directors issuer yes for for Fortune Brands Inc FO 349631101 4/27/2004 ratify independent auditors issuer yes for for Fortune Brands Inc FO 349631101 4/27/2004 proposal shareholder approval of poison pills shareholder yes for against International Game Tech IGT 459902102 3/2/2004 approve directors issuer yes for for International Game Tech IGT 459902102 3/2/2004 approve stock purchase plan issuer yes for for International Game Tech IGT 459902102 3/2/2004 ratify auditors issuer yes for for Lowes Cos Inc LOW 548661107 5/28/2004 approve auditors issuer yes for for Lowes Cos Inc LOW 548661107 5/28/2004 ratify auditors issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 approve directors issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 approval of fincancial stmts issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 dividend approval issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 discharge chairman from liability issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 ratify independent auditor issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 reduce the share of capital issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 increase capital issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 repurchase nokia shares issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 dispose nokia shares issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 increase capital issuer yes for for Nokia Corp ADR NOK 654902204 3/25/2004 authorize depository to proxy vote issuer yes for for Qualcomm Inc QCOM 747525103 3/2/2004 approve directors issuer yes for for Qualcomm Inc QCOM 747525103 3/2/2004 approve amended stock option plan issuer yes for for Qualcomm Inc QCOM 747525103 3/2/2004 raitfy auditors issuer yes for for Qualcomm Inc QCOM 747525103 3/2/2004 eliminate calssified board shareholder yes for against Stryker Corp SYK 863667101 4/20/2004 approve directors issuer yes for for Stryker Corp SYK 863667101 4/20/2004 increase # shares issuer yes for for Teva Pharmaceutical IndsTEVA 881624209 10/27/2003 appt prof gabriela shalev as independent dir issuer yes for for Teva Pharmaceutical IndsTEVA 881624209 10/27/2003 approve increase in remuneration of directors issuer yes for for Teva Pharmaceutical IndsTEVA 881624209 5/20/2004 receiving balance sheet and stmts issuer yes for for Teva Pharmaceutical IndsTEVA 881624209 5/20/2004 issue requesting to finalize cash dividends issuer yes for for Teva Pharmaceutical IndsTEVA 881624209 5/20/2004 election of members of the board issuer yes for for Teva Pharmaceutical IndsTEVA 881624209 5/20/2004 purchase of liability insurance issuer yes for for Teva Pharmaceutical IndsTEVA 881624209 5/20/2004 approve independent auditors issuer yes for for UnitedHealth Grouop Inc UNH 91324P102 5/12/2004 approve directors issuer yes for for UnitedHealth Group Inc UNH 91324P102 5/12/2004 ratify independent auditors issuer yes for for UnitedHealth Group Inc UNH 91324P102 5/12/2004 issue regarding stock option expensing shareholder yes for against UnitedHealth Group Inc UNH 91324P102 5/12/2004 replacement of optins with restricted shares shareholder yes against for UTStarcom Inc UTSI 918076100 9/24/2003 increase # shares issuer yes for for Varian Med Sys Inc VAR 92220P105 6/10/2004 restated certificate of incorporation issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 receive report of directors and finl statements issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 approve remuneration report issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 reappoint director issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 reappoint director issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 reappoint director issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 reappoint director issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 reappoint director issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 reappoint director issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 approve dividend issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 reappoint auditors issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 authorize audit comm for auditors remuneration issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 authorize donations and expenditure issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 renew authority to allot shares issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 renew authority to disapply preemption rights issuer yes for for Vodafone Group Plc ADR VOD 92857W100 7/30/2003 authorize company purchase of its own shares issuer yes for for Zimmer Hldgs Inc ZMH 98956P102 5/10/2004 approve board of directors issuer yes for for Zimmer Hldgs Inc ZMH 98956P102 5/10/2004 proposal regarding poison pills shareholder yes for for Zimmer Hldgs Inc ZMH 98956P102 5/10/2004 proposal regarding auditor ratification shareholder yes against for
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigjned, thereunto duly authorized. Registrant: Advisor Series Trust By (Signature and Title)* /s/ Douglas G. Hess Douglas G. Hess, Treasurer Date: August 26, 2004 * Print the name and title of each signing officer under his or her signature. Report Type (check only one.): [ X] Form N-PX. -----END PRIVACY-ENHANCED MESSAGE-----