-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q16GJ3vtIeuCYWpb9ZtpBYD5gIrK52dQCF96GYbvhIE3MDczpfGM9L12JBrsOgbX hIMsOWMBD0fSNUXzVVenMQ== 0001005477-06-005152.txt : 20061013 0001005477-06-005152.hdr.sgml : 20061013 20061013160947 ACCESSION NUMBER: 0001005477-06-005152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061011 FILED AS OF DATE: 20061013 DATE AS OF CHANGE: 20061013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOKOLOW NICOLAS CENTRAL INDEX KEY: 0001027431 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25781 FILM NUMBER: 061144401 BUSINESS ADDRESS: BUSINESS PHONE: 01133144291100 MAIL ADDRESS: STREET 1: 100 BLVD MALESHERBES CITY: PARIS STATE: I0 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NET PERCEPTIONS INC CENTRAL INDEX KEY: 0001078203 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 411844584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7700 FRANCE AVE SOUTH CITY: EDINA STATE: MN ZIP: 55435 BUSINESS PHONE: 6129031270 MAIL ADDRESS: STREET 1: 7700 FRANCE AVE SOUTH CITY: EDINA STATE: MN ZIP: 55435 4 1 edgar123.xml FORM 4 X0202 4 2006-10-11 0 0001078203 NET PERCEPTIONS INC NETP 0001027431 SOKOLOW NICOLAS C/O SOKOLOW, CARRERAS & ASSOCIATES 55 AVENUE KLEBER PARIS I0 75016 FRANCE 1 0 0 0 Common Stock, par value $0.0001 per share 2006-10-11 4 P 0 10000 1.75 A 473576 I (See Footnote) Common Stock, par value $0.0001 per share 2006-10-11 4 P 0 2500 1.735 A 476076 I (See Footnote) Common Stock, par value $0.0001 per share 2006-10-11 4 P 0 5000 1.746 A 481076 I (See Footnote) Common Stock, par value $0.0001 per share 2006-10-11 4 P 0 6000 1.72 A 487076 I (See Footnote) Includes 100,000 shares awarded to the Reporting Person pursuant to the Issuer's 1999 Equity Incentive Plan, of which 87,500 shares are subject to restrictions on transfer which expire in 7 equal consecutive quarterly tranches of 12,500 shares, commencing December 31, 2006. Except for the shares described in Note 1 above, all shares are owned by Comadets, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of such shares, and this report shall not be deemed to be an admission that he is the beneficial owner of such shares for the purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise. The Reporting Person has agreed, with certain limited exceptions, not to sell, pledge, or otherwise dispose of any shares of Common Stock or securities convertible into Common Stock, now owned or hereafter acquired, prior to October 3, 2009. /s/ Nicolas Sokolow 2006-10-13 -----END PRIVACY-ENHANCED MESSAGE-----