EX-99.77O RULE 10F-3 2 a10f3.htm EQATTENFTHREE
EQ ADVISORS TRUST
Rule 10f-3 TRANSACTIONS SUMMARY
(SECURITIES PURCHASED IN AN OFFERING IN WHICH AN AFFILIATED UNDERWRITER PARTICIPATES)
For the period January 1, 2016 - June 30, 2016


		Underwriter				Commission
		from Whom	Principal Amount of	Aggregate Amount	Purchase 	Spread or
Fund Name	Purchase Date	Purchased	Purchase by Advisor	of Offering	Price	Profit	Security	Affiliated Underwriter
Multimanager Core Bond Portfolio - BlackRock	1/5/2016	Barclays Capital Inc.	 $175,000,000.00 	 $2,500,000,000.00 	 $99.512 	0.450%	BARCLAYS PLC(2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	2/16/2016	Merrill Lynch, Pierce, Fenner & Smith Incorporated	 $50,000,000.00 	 $750,000,000.00 	 $99.847 	0.350%	Comcast Corporation (2023)	PNC Capital Markets LLC
AXA/Morgan Stanley Small-Cap Growth Portfolio	03/08/2016	Jefferies & Co.	 $8,579,064.00 	 $138,000,000.00 	 $24.000 	$1.14 / Share	Wingstop Inc.	Morgan Stanley & Co LLC
Multimanager Core Bond Portfolio - BlackRock	3/3/2016	J.P. Morgan Securities LLC	 $50,000,000.00 	 $1,000,000,000.00 	 $99.348 	0.650%	Stryker Corporation (2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	3/3/2016	Merrill Lynch, Pierce, Fenner & Smith Incorporated	 $70,000,000.00 	 $1,000,000,000.00 	 $98.894 	0.875%	Stryker Corporation (2046)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	3/14/2016	J.P. Morgan Securities LLC	 $90,000,000.00 	 $750,000,000.00 	 $99.730 	0.650%	Total System Services, Inc. (2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	3/17/2016	U.S. Bancorp Investments, Inc.	 $350,000,000.00 	 $1,500,000,000.00 	 $99.950 	0.450%	American International Group, Inc. (2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	3/18/2016	Goldman Sachs & Co	 $100,000,000.00 	 $2,000,000,000.00 	 $99.798 	0.650%	Newell Rubbermaid Inc. (2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	3/22/2016	Goldman Sachs & Co	 $20,000,000.00 	 $500,000,000.00 	 $99.657 	0.750%	Sysco Corporation (2046)	PNC Capital Markets LLC
EQ/Global Bond PLUS Portfolio - BlackRock	3/18/2016	Goldman, Sachs & Co	 $100,000,000.00 	 $1,750,000,000.00 	 $99.969 	0.625%	Newell Rubbermaid Inc. (2023)	PNC Capital Markets LLC
AXA/Franklin Balanced Managed Volatility Portfolio - BlackRock	3/18/2016	Goldman, Sachs & Co	 $100,000,000.00 	 $1,750,000,000.00 	 $99.969 	0.625%	Newell Rubbermaid Inc. (2023)	PNC Capital Markets LLC
AXA/Franklin Balanced Managed Volatility Portfolio - BlackRock	3/22/2016	Deutsche Bank Securities Inc.	 $20,000,000.00 	 $500,000,000.00 	 $99.948 	0.350%	Sysco Corporation (2021)	PNC Capital Markets LLC
EQ/JPMorgan Value Opportunities Portfolio	4/20/2016	Bofa Merrill Lynch	 $2,001,300.00 	 $1,050,000,000.00 	 $21.000 	$1.208 	MGM Growth Properties LLC	J.P. Morgan Securities LLC
AXA/Morgan Stanley Small Cap Growth Portfolio	05/26/2016	JP Morgan	 $23,750,000.00 	 $237,500,000.00 	 $19.000 	$1.235 	Cotiviti Holdings Inc.	Morgan Stanley & Co LLC
Multimanager Core Bond Portfolio - BlackRock	5/23/2016	J.P. Morgan Securities LLC	 $76,935.32 	 $800,000,000.00 	 $99.916 	0.600%	Lam Research Corporation (2021)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	5/23/2016	Goldman Sachs & Co	 $110,715.84 	 $1,000,000,000.00 	 $99.744 	0.650%	Lam Research Corporation (2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	5/31/2016	Merrill Lynch, Pierce, Fenner & Smith Incorporated	 $203,310.48 	 $600,000,000.00 	 $99.662 	0.650%	Norfolk Southern Corporation (2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	5/31/2016	J.P. Morgan Securities LLC	 $89,961.30 	 $1,750,000,000.00 	 $99.957 	0.450%	JPMorgan Chase & Co. (2026)	PNC Capital Markets LLC
AXA/Franklin Balanced Managed Volatility Portfolio - BlackRock	6/20/2016	Citigroup Global Markets Inc	 $17,750,000.00 	 $500,000,000.00 	 $100.000 	0.650%	Commonwealth Edison Company (2026)	PNC Capital Markets LLC
EQ/Global Bond PLUS Portfolio - BlackRock	6/2/2016	UBS Securities LLC	 $200,000,000.00 	 $2,800,000,000.00 	 $99.626 	0.650%	Aetna Inc. (2026)	PNC Capital Markets LLC
EQ/Global Bond PLUS Portfolio - BlackRock	6/20/2016	Citigroup Global Markets Inc	 $17,750,000.00 	 $500,000,000.00 	 $100.000 	0.650%	Commonwealth Edison Company (2026)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	6/2/2016	Citigroup Global Markets Inc	 $75,000,000.00 	 $1,850,000,000.00 	 $99.990 	0.600%	Aetna Inc. (2021)	PNC Capital Markets LLC
Multimanager Core Bond Portfolio - BlackRock	6/2/2016	UBS Securities LLC	 $200,000,000.00 	 $2,800,000,000.00 	 $99.626 	0.650%	Aetna Inc. (2026)	PNC Capital Markets LLC


Affiliated Underwriter	Affiliation Type
PNC Capital Markets LLC	BlackRock Investment Management LLC
; BlackRock Financial Management, Inc.
Morgan Stanley & Co LLC	Morgan Stanley Investment Management Inc.
J.P. Morgan Securities LLC	J.P. Morgan Investment Management Inc.