EX-99.(H)(1)(A)(V) 20 d137642dex99h1av.htm AMENDMENT NO. 4 DATED AS OF JANUARY 1, 2016 TO THE AMENDED AND RESTATED MUTUAL Amendment No. 4 dated as of January 1, 2016 to the Amended and Restated Mutual

(h)(1)(A)(v)

AMENDMENT NO. 4

TO THE

AMENDED AND RESTATED MUTUAL FUNDS SERVICE AGREEMENT

AMENDMENT NO. 4, effective as of January 1, 2016 (“Amendment No. 4”) to the Amended and Restated Mutual Funds Service Agreement dated as of April 1, 2015 (“Agreement”), as amended, between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Funds Management Group, LLC a Delaware limited liability company (“FMG LLC” or “Administrator”).

WHEREAS, FMG LLC and the Trust desire to modify the fees paid with respect to the EQ/Real Estate PLUS Portfolio and change the name of the Portfolio.

NOW THEREFORE, the Trust and FMG LLC agree to modify the Agreement as follows:

 

  1. Name Change: Effective February 22, 2016, the name of the EQ/Real Estate PLUS Portfolio is changed to AXA Real Estate Portfolio.

 

  2. Schedule A: Schedule A to the Agreement is hereby replaced in its entirety by Schedule A attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 4 as of the date first above set forth.

 

EQ ADVISORS TRUST     AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC
By:  

/s/ Brian Walsh

    By:  

/s/ Steven M. Joenk

 

Brian Walsh

Chief Financial Officer and Treasurer

     

Steven M. Joenk

Chairman, Chief Executive Officer and President


SCHEDULE A

AMENDMENT NO. 4 TO THE

AMENDED AND RESTATED

MUTUAL FUNDS SERVICE AGREEMENT

Fees and Expenses

Trust Administration, Accounting and Compliance Fees

 

Single-Advised Portfolios

 

The greater of $30,000 per Portfolio or 0.12% of the first $3 billion; 0.11% of the next $3 billion; 0.105% of the next $4 billion; 0.10% of the next $20 billion; 0.0975% of the next $10 billion; and 0.0950% thereafter (based on aggregate average daily net assets of the Single-Advised Portfolios)

 

AXA/AB Short Duration Government Bond

AXA/DoubleLine Opportunistic Core Plus Bond

AXA Natural Resources

AXA Real Estate (formerly, EQ/Real Estate PLUS)

AXA SmartBeta Equity

AXA/Loomis Sayles Growth

EQ/BlackRock Basic Value Equity

EQ/Boston Advisors Equity Income

EQ/Calvert Socially Responsible

EQ/Capital Guardian Research

EQ/Common Stock Index

EQ/Core Bond Index

EQ/Energy ETF

EQ/Equity 500 Index

EQ/GAMCO Mergers and Acquisitions

EQ/GAMCO Small Company Value

EQ/International Equity Index

EQ/Intermediate Government Bond

EQ/Invesco Comstock

  

EQ/JPMorgan Value Opportunities

EQ/Large Cap Growth Index

EQ/Large Cap Value Index

EQ/Low Volatility Global ETF

EQ/MFS International Growth

EQ/Mid Cap Index

EQ/Money Market

EQ/Morgan Stanley Mid Cap Growth

EQ/Oppenheimer Global

EQ/PIMCO Global Real Return

EQ/PIMCO Ultra Short Bond

EQ/Small Company Index

EQ/T. Rowe Price Growth Stock

EQ/UBS Growth and Income

EQ/Wells Fargo Omega Growth

Hybrid Portfolios*

 

The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $14 billion; 0.11% of the next $6 billion; 0.10% of the next $5 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the Hybrid Portfolios)

 

AXA/Lord Abbett Micro Cap

AXA/AB Small Cap Growth

AXA/Franklin Balanced Managed Volatility

AXA/Horizon Small Cap Value

AXA/Morgan Stanley Small Cap Growth

AXA/Mutual Large Cap Equity Managed Volatility

AXA/Franklin Small Cap Value Managed Volatility

AXA/Pacific Global Small Cap Value

AXA/Templeton Global Equity Managed Volatility

AXA Global Equity Managed Volatility

AXA International Core Managed Volatility

AXA International Value Managed Volatility

AXA Large Cap Core Managed Volatility

AXA Large Cap Growth Managed Volatility

  

AXA Large Cap Value Managed Volatility

AXA Mid Cap Value Managed Volatility

EQ/Convertible Securities

EQ/Quality Bond PLUS**

EQ/Emerging Markets Equity PLUS

EQ/Global Bond PLUS**

EQ/High Yield Bond

Multimanager Aggressive Equity

Multimanager Core Bond

Multimanager Mid Cap Growth

Multimanager Mid Cap Value

Multimanager Technology


ATM Portfolios*

 

The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $14 billion; 0.11% of the next $6 billion; 0.10% of the next $5 billion; and 0.0975% thereafter (based on aggregate average daily net assets of the ATM Portfolios)

 

ATM International Managed Volatility

ATM Large Cap Managed Volatility

ATM Mid Cap Managed Volatility

ATM Small Cap Managed Volatility

AXA 2000 Managed Volatility

AXA 400 Managed Volatility

AXA 500 Managed Volatility

AXA International Managed Volatility

 

  

AXA/AB Dynamic Moderate Growth

AXA/AB Dynamic Growth

AXA/Goldman Sachs Strategic Allocation

AXA/Invesco Strategic Allocation

AXA/Legg Mason Strategic Allocation

Allocation Portfolios (Funds-of-Funds)*

 

The greater of $32,500 per Portfolio or 0.15% of the average daily net assets of the Portfolios for the first $20 billion; 0.125% of the
next $5 billion, and 0.10% thereafter (based on aggregate average daily net assets of the Allocation Portfolios)

 

All Asset Moderate Growth-Alt 15

All Asset Growth-Alt 20

All Asset Aggressive-Alt 25

All Asset Aggressive-Alt 50

All Asset Aggressive-Alt 75

AXA Aggressive Strategy

AXA Balanced Strategy

  

AXA Ultra Conservative Strategy

AXA Conservative Strategy

AXA Conservative Growth Strategy

AXA Growth Strategy

AXA Moderate Growth Strategy

AXA/Franklin Templeton Allocation Managed Volatility

 

* Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee.
** Exchange-traded fund (ETF) allocated portion approved but not operational.