EX-99.(H)(5)(IV) 5 d791830dex99h5iv.htm AMENDMENT NO 2 TO THE SECOND AMENDED AND RESTATED RETIREMENT PLAN PARTICIPATION Amendment No 2 to the Second Amended and Restated Retirement Plan Participation

Exhibit (h)(5)(iv)

AMENDMENT NO. 2

SECOND AMENDED AND RESTATED PARTICIPATION AGREEMENT

Amendment No. 2, dated as of April 30, 2015 (“Amendment No. 2”), to the Second Amended and Restated Participation Agreement, dated as of April 26, 2012 (“Agreement”), by and among EQ Advisors Trust (“Trust”), AXA Equitable Life Insurance Company, AXA Equitable 401(K) Plan and AXA Distributors, LLC (collectively, the “Parties”).

The Parties hereby agree to modify and amend the Agreement as follows:

 

  1. Name Change. The name of EQ/AllianceBernstein Small Cap Growth Portfolio has been changed to AXA/AB Small Cap Growth Portfolio.

 

  2. Schedule A. Schedule A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Schedule A attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 2 as of the date first above set forth.

 

EQ ADVISORS TRUST AXA EQUITABLE 401(K) PLAN

By:

Name:

/s/ Steven M. Joenk

Steven M. Joenk

President and Chief Executive Officer

    

By: Investment Committee established by the employee benefit plans sponsored by AXA Equitable Life Insurance Company, as Plan Fiduciary
By:

/s/ Glen Gardner

Name: Glen Gardner
Title: Chairman of Investment
Committee for Benefit Plans
AXA DISTRIBUTORS, LLC AXA EQUITABLE LIFE INSURANCE COMPANY
By:

/s/ Nick Lane

By:

/s/ Glen Gardner

Name: Nick Lane Name: Glen Gardner
Title: Chairman, President, Chief Executive Officer and Chief Retirement Savings Officer Title: Director


SCHEDULE A

AXA EQUITABLE 401(K) PLAN PARTICIPATION AGREEMENT

DESIGNATED PORTFOLIOS AND CLASSES

 

Portfolios

      

AXA/AB Small Cap Growth Portfolio

     Class K   

EQ/GAMCO Small Company Value Portfolio

     Class K   

EQ/MFS International Growth Portfolio

     Class K