EX-99.(H)6(IV) 43 d651249dex99h6iv.htm REVISED FORM OF AMENDMENT NO. 1 DATED AS OF APRIL 4, 2014 TO THE PARTICIPATION Revised Form of Amendment No. 1 dated as of April 4, 2014 to the Participation

Exhibit (h)(6)(iv)

REVISED FORM OF AMENDMENT NO. 1

PARTICIPATION AGREEMENT

Amendment No. 1, dated as of April 4, 2014 (“Amendment No. 1”), to the Participation Agreement, dated as of October 1, 2013 (“Agreement”), by and among EQ Advisors Trust (“Trust”), MONY Life Insurance Company and AXA Distributors, LLC (collectively, the “Parties”).

The Parties hereby agree to modify and amend the Agreement as follows:

 

  1. New Portfolios. The Trust hereby includes the AXA/Horizon Small Cap Value Portfolio, AXA/Lord Abbett Micro Cap Portfolio, AXA/Morgan Stanley Small Cap Growth Portfolio and AXA/Pacific Global Small Cap Value Portfolio in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.

 

  2. Name Changes: Effective May 1, 2014, the following Portfolio’s names shall be changed as follows:

 

Current Name

  

New Name

EQ/Large Cap Value PLUS   AXA Large Cap Value Managed Volatility
EQ/Large Cap Core PLUS   AXA Large Cap Core Managed Volatility
EQ/Large Cap Growth PLUS   AXA Large Cap Growth Managed Volatility
EQ/International Core PLUS   AXA International Core Managed Volatility
EQ/Global Multi-Sector Equity   AXA Global Equity Managed Volatility
EQ/Mid Cap Value PLUS   AXA Mid Cap Value Managed Volatility
EQ/International Value PLUS   AXA International Value Managed Volatility
EQ/Mutual Large Cap Equity   AXA/Mutual Large Cap Equity Managed Volatility
EQ/Templeton Global Equity   AXA/Templeton Global Equity Managed Volatility
EQ/AXA Franklin Small Cap Value Core   AXA/Franklin Small Cap Value Managed Volatility
EQ/Franklin Templeton Allocation   AXA/Franklin Templeton Allocation Managed Volatility
EQ/Franklin Core Balanced   AXA/Franklin Balanced Managed Volatility
AXA Tactical Manager 500   AXA 500 Managed Volatility
AXA Tactical Manager 400   AXA 400 Managed Volatility
AXA Tactical Manager 2000   AXA 2000 Managed Volatility
AXA Tactical Manager International   AXA International Managed Volatility
ATM Large Cap   ATM Large Cap Managed Volatility
ATM Mid Cap   ATM Mid Cap Managed Volatility
ATM Small Cap   ATM Small Cap Managed Volatility
ATM International   ATM International Managed Volatility

The names of EQ/Palisade Convertible Bond Portfolio, AXA SmartBeta Portfolio, EQ/JPMorgan Value Opportunities Portfolio and EQ/Van Kampen Comstock Portfolio were changed to EQ/Convertible Securities Portfolio, AXA SmartBeta™ Equity Portfolio, EQ/JPMorgan Large Cap Value Portfolio and EQ/Invesco Comstock Portfolio, respectively.

 

  3. Schedule A. Schedule A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Schedule A attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 1 as of the date first above set forth.

 

EQ ADVISORS TRUST    

MONY LIFE INSURANCE COMPANY, ON BEHALF

OF ITS SEPARATE ACCOUNTS

By:  

 

     By:  

 

Name:   Steven M. Joenk     Name:  
Title:   Chief Executive Officer, President
and Chairman		     Title  
AXA DISTRIBUTORS, LLC      
By:  

 

      
Name:   Nicholas B. Lane      
Title:  

Chairman, President

and Chief Executive Officer

      

SCHEDULE A

REVISED FORM OF AMENDMENT NO. 1

PARTICIPATION AGREEMENT

 

All Asset Aggressive – Alt 25 Portfolio

All Asset Aggressive – Alt 50 Portfolio

All Asset Aggressive – Alt 75 Portfolio

All Asset Growth – Alt 20 Portfolio

All Asset Moderate Growth – Alt 15 Portfolio

ATM International Managed Volatility

ATM Large Cap Managed Volatility Portfolio

ATM Mid Cap Managed Volatility Portfolio

ATM Small Cap Managed Volatility

AXA 2000 Managed Volatility Portfolio

AXA 400 Managed Volatility Portfolio

AXA 500 Managed Volatility Portfolio

AXA Aggressive Strategy Portfolio

AXA Balanced Strategy Portfolio

AXA Conservative Growth Strategy Portfolio

AXA Conservative Strategy Portfolio

AXA Global Equity Managed Volatility Portfolio

AXA Growth Strategy Portfolio

AXA International Core Managed Volatility Portfolio

AXA International Managed Volatility Portfolio

AXA International Value Managed Volatility Portfolio

AXA Large Cap Core Managed Volatility Portfolio

AXA Large Cap Growth Managed Volatility Portfolio

AXA Large Cap Value Managed Volatility Portfolio

AXA Mid Cap Value Managed Volatility Portfolio

AXA Moderate Growth Strategy Portfolio

AXA SmartBeta™ Equity Portfolio

AXA/Templeton Global Equity Managed Volatility Portfolio

AXA Ultra Conservative Strategy Portfolio

AXA/Franklin Balanced Managed Volatility Portfolio

AXA/Franklin Small Cap Value Managed Volatility Portfolio

AXA/Franklin Templeton Allocation Managed Volatility Portfolio

AXA/Horizon Small Cap Value Portfolio

AXA/Lord Abbett Micro Cap Portfolio

AXA/Morgan Stanley Small Cap Growth Portfolio

AXA/Mutual Large Cap Equity Managed Volatility Portfolio

AXA/Pacific Global Small Cap Value Portfolio

EQ/AllianceBernstein Dynamic Wealth Strategies Portfolio

EQ/AllianceBernstein Short Duration Government Bond Portfolio

EQ/AllianceBernstein Short-Term Bond Portfolio

EQ/AllianceBernstein Small Cap Growth Portfolio

EQ/BlackRock Basic Value Equity Portfolio

EQ/Boston Advisors Equity Income Portfolio

EQ/Calvert Socially Responsible Portfolio

EQ/Capital Guardian Research Portfolio

EQ/Common Stock Index Portfolio

EQ/Convertible Securities Portfolio

EQ/Core Bond Index Portfolio

EQ/Davis New York Venture Portfolio

EQ/Emerging Markets Equity PLUS Portfolio

EQ/Energy ETF Portfolio

EQ/Equity 500 Index Portfolio

EQ/Equity Growth PLUS Portfolio

EQ/GAMCO Mergers and Acquisitions Portfolio

EQ/GAMCO Small Company Value Portfolio

EQ/Global Bond PLUS Portfolio

EQ/High Yield Bond Portfolio

EQ/Intermediate Government Bond Portfolio

EQ/International Equity Index Portfolio

EQ/International ETF Portfolio

EQ/Invesco Comstock Portfolio

EQ/JPMorgan Large Cap Value Portfolio

EQ/Large Cap Growth Index Portfolio

EQ/Large Cap Value Index Portfolio

EQ/Lord Abbett Large Cap Core Portfolio

EQ/Low Volatility Global ETF Portfolio

EQ/MFS International Growth Portfolio

EQ/Mid Cap Index Portfolio

EQ/Money Market Portfolio

EQ/Montag & Caldwell Growth Portfolio

EQ/Morgan Stanley Mid Cap Growth Portfolio

EQ/Natural Resources PLUS Portfolio

EQ/Oppenheimer Global Portfolio

EQ/PIMCO Global Real Return Portfolio

EQ/PIMCO Ultra Short Bond Portfolio

EQ/Quality Bond PLUS Portfolio

EQ/Real Estate PLUS Portfolio

EQ/Small Company Index Portfolio

EQ/T. Rowe Price Growth Stock Portfolio

EQ/UBS Growth and Income Portfolio

EQ/Wells Fargo Omega Growth Portfolio