EX-99.(H)7(IV) 56 d651249dex99h7iv.htm FORM OF AMENDMENT NO. 3 DATED AS OF ________, 2014 TO THE AMENDED AND RESTATED P Form of Amendment No. 3 dated as of ________, 2014 to the Amended and Restated P

Exhibit (h)(7)(iv)

[FORM OF] AMENDMENT NO. 3

AMENDED AND RESTATED PARTICIPATION AGREEMENT

Amendment No. 3, dated as of [            , 2014] (“Amendment No. 3”), to the Amended and Restated Participation Agreement, dated as of May 23, 2012, as amended (“Agreement”), by and among EQ Advisors Trust (“Trust”), MONY Life Insurance Company of America and AXA Distributors, LLC (collectively, the “Parties”).

The Parties hereby agree to modify and amend the Agreement as follows:

 

  1. New Portfolios. The Trust hereby includes the AXA/Horizon Small Cap Value Portfolio, AXA/Lord Abbett Micro Cap Portfolio, AXA/Morgan Stanley Small Cap Growth Portfolio, AXA/Pacific Global Small Cap Value Portfolio, Multimanager Aggressive Equity Portfolio, Multimanager Core Bond Portfolio, Multimanager Mid Cap Growth Portfolio, Multimanager Mid Cap Value Portfolio and Multimanager Technology Portfolio in the Agreement from and after the date hereof for all purposes on the terms and conditions contained in the Agreement.

 

  2. Name Changes: Effective [            , 2014], the following Portfolio’s names shall be changed as follows:

 

Current Name

   

New Name

EQ/Large Cap Value PLUS

    AXA Large Cap Value Managed Volatility

EQ/Large Cap Core PLUS

    AXA Large Cap Core Managed Volatility

EQ/Large Cap Growth PLUS

    AXA Large Cap Growth Managed Volatility

EQ/International Core PLUS

    AXA International Core Managed Volatility

EQ/Global Multi-Sector Equity

    AXA Global Equity Managed Volatility

EQ/Mid Cap Value PLUS

    AXA Mid Cap Value Managed Volatility

EQ/International Value PLUS

    AXA International Value Managed Volatility

EQ/Mutual Large Cap Equity

   

AXA/Mutual Large Cap Equity Managed Volatility

EQ/Templeton Global Equity

   

AXA/Templeton Global Equity Managed Volatility

EQ/AXA Franklin Small Cap Value Core

   

AXA/Franklin Small Cap Value Managed Volatility

EQ/Franklin Templeton Allocation

   

AXA/Franklin Templeton Allocation Managed Volatility

EQ/Franklin Core Balanced

    AXA/Franklin Balanced Managed Volatility

AXA Tactical Manager 500

    AXA 500 Managed Volatility

AXA Tactical Manager 400

    AXA 400 Managed Volatility

AXA Tactical Manager 2000

    AXA 2000 Managed Volatility

AXA Tactical Manager International

    AXA International Managed Volatility

ATM Large Cap

    ATM Large Cap Managed Volatility

ATM Mid Cap

    ATM Mid Cap Managed Volatility

ATM Small Cap

    ATM Small Cap Managed Volatility

ATM International

    ATM International Managed Volatility

  3. Schedule A. Schedule A to the Agreement, setting forth the Portfolios of the Trust participating on behalf of which the Trust is entering into the Agreement is hereby replaced in its entirety by Schedule A attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 3 as of the date first above set forth.

 

EQ ADVISORS TRUST

       MONY LIFE INSURANCE COMPANY OF AMERICA
By:  

 

       By:   

 

  Name:    Brian Walsh          Name: Steven M. Joenk
  Title:    Chief Financial Officer and Treasurer          Title     Senior Vice President

AXA DISTRIBUTORS, LLC

         
By:  

 

         
  Name:    Nicholas B. Lane         
 

Title:

    Chairman, President and Chief Executive Officer         

SCHEDULE A

FORM OF AMENDMENT NO. 3

AMENDED AND RESTATED PARTICIPATION AGREEMENT

 

All Asset Growth – Alt 20 Portfolio

All Asset Moderate Growth – Alt 15 Portfolio

All Asset Aggressive – Alt 25 Portfolio

All Asset Aggressive – Alt 50 Portfolio

All Asset Aggressive – Alt 75 Portfolio

ATM International Managed Volatility Portfolio (formerly, ATM International Portfolio)

ATM Large Cap Managed Volatility Portfolio (formerly, ATM Large Cap Portfolio)

ATM Mid Cap Managed Volatility Portfolio (formerly, ATM Mid Cap Portfolio)

ATM Small Cap Managed Volatility Portfolio (formerly, ATM Small Cap Portfolio)

AXA Aggressive Strategy Portfolio

AXA Balanced Strategy Portfolio

AXA Conservative Growth Strategy Portfolio

AXA Conservative Strategy Portfolio

AXA Growth Strategy Portfolio

AXA Moderate Growth Strategy Portfolio

AXA SmartBeta™ Equity Portfolio

AXA 500 Managed Volatility Portfolio (formerly, AXA Tactical Manager 500 Portfolio)

AXA 2000 Managed Volatility Portfolio (formerly, AXA Tactical Manager 2000 Portfolio)

AXA 400 Managed Volatility Portfolio (formerly, AXA Tactical Manager 400 Portfolio)

AXA International Managed Volatility Portfolio (formerly, AXA Tactical Manager International Portfolio)

AXA Ultra Conservative Strategy Portfolio

EQ/AllianceBernstein Short-Term Bond Portfolio

EQ/AllianceBernstein Short Duration Government Bond Portfolio

EQ/AllianceBernstein Dynamic Wealth Strategies Portfolio

EQ/AllianceBernstein Small Cap Growth Portfolio

AXA/Franklin Small Cap Value Managed Volatility Portfolio (formerly, EQ/AXA Franklin Small Cap Value Core Portfolio)

EQ/BlackRock Basic Value Equity Portfolio

EQ/Boston Advisors Equity Income Portfolio

EQ/Calvert Socially Responsible Portfolio

EQ/Capital Guardian Research Portfolio

EQ/Common Stock Index Portfolio

EQ/Convertible Securities Portfolio

EQ/Core Bond Index

EQ/Davis New York Venture Portfolio

EQ/Emerging Markets Equity PLUS Portfolio

EQ/Energy ETF Portfolio

EQ/Equity 500 Index Portfolio

EQ/Equity Growth PLUS Portfolio

AXA/Franklin Balanced Managed Volatility Portfolio (formerly, EQ/Franklin Core Balanced Portfolio)

AXA/Franklin Templeton Allocation Managed Volatility Portfolio (formerly, EQ/Franklin Templeton Allocation Portfolio)

EQ/GAMCO Mergers and Acquisitions Portfolio

EQ/GAMCO Small Company Value Portfolio

EQ/Global Bond PLUS Portfolio

AXA Global Equity Managed Volatility Portfolio (formerly, EQ/Global Multi-Sector Equity Portfolio)

EQ/High Yield Bond Portfolio

EQ/Intermediate Government Bond Index Portfolio

AXA International Core Managed Volatility Portfolio (formerly, EQ/International Core PLUS Portfolio)

EQ/International ETF Portfolio

EQ/International Equity Index Portfolio

AXA International Value Managed Volatility Portfolio (formerly, EQ/International Value PLUS Portfolio)

EQ/JPMorgan Value Opportunities Portfolio

AXA Large Cap Core Managed Volatility Portfolio (formerly, EQ/Large Cap Core PLUS Portfolio)

EQ/Large Cap Growth Index Portfolio

AXA Large Cap Growth Managed Volatility Portfolio (formerly, EQ/Large Cap Growth PLUS Portfolio)

EQ/Large Cap Value Index Portfolio

AXA Large Cap Value Managed Volatility Portfolio (formerly, EQ/Large Cap Value PLUS Portfolio)

EQ/Lord Abbett Large Cap Core Portfolio

EQ/Low Volatility Global ETF Portfolio

EQ/MFS International Growth Portfolio

EQ/Mid Cap Index Portfolio

AXA Mid Cap Value Managed Volatility Portfolio (formerly, EQ/Mid Cap Value PLUS Portfolio)

EQ/Money Market Portfolio

EQ/Montag & Caldwell Growth Portfolio

EQ/Morgan Stanley Mid Cap Growth Portfolio

AXA/Mutual Large Cap Equity Managed Volatility Portfolio (formerly, EQ/Mutual Large Cap Equity Portfolio)

EQ/Natural Resources PLUS Portfolio

EQ/Oppenheimer Global Portfolio

EQ/PIMCO Global Real Return Portfolio

EQ/PIMCO Ultra Short Bond Portfolio

EQ/Quality Bond PLUS Portfolio

EQ/Real Estate PLUS Portfolio

EQ/Small Company Index Portfolio

EQ/T. Rowe Price Growth Stock Portfolio

 

AXA Templeton Global Equity Managed Volatility Portfolio (formerly, EQ/Templeton Global Equity Portfolio)

EQ/UBS Growth and Income Portfolio

EQ/Invesco Comstock Portfolio

EQ/Wells Fargo Omega Growth Portfolio

AXA/Horizon Small Cap Value Portfolio

AXA/Lord Abbett Micro Cap Portfolio

AXA/Morgan Stanley Small Cap Growth Portfolio

AXA/Pacific Global Small Cap Value Portfolio

Multimanager Aggressive Equity Portfolio

Multimanager Core Bond Portfolio

Multimanager Mid Cap Growth Portfolio

Multimanager Mid Cap value Portfolio

Multimanager Technology Portfolio