EX-99.(D)(1)(XXXIII) 3 dex99d1xxxiii.htm AMD. NO 17 DTD SEPT 29, 2009 TO THE AMENDED & RESTATED INVESTMENT MGMT AGREEMENT Amd. No 17 dtd Sept 29, 2009 to the Amended & Restated Investment Mgmt Agreement

Exhibit (d)(1)(xxxiii)

AMENDMENT NO. 17

AMENDED AND RESTATED

INVESTMENT MANAGEMENT AGREEMENT

Amendment No. 17, dated as of September 29, 2009 (“Amendment No. 17”) to the Amended and Restated Investment Management Agreement, dated as of May 1, 2000, as amended (“Agreement”), between EQ Advisors Trust, a Delaware statutory trust (“Trust”) and AXA Equitable Life Insurance Company, a New York stock life insurance company (“AXA Equitable” or “Manager”).

The Trust and AXA Equitable agree to modify and amend the Agreement as follows:

 

  1. Removed Portfolios: Effective September 11, 2009, the following Portfolios of the Trust are hereby deleted in their entirety from the Agreement: EQ/Ariel Appreciation II Portfolio, EQ/AXA Rosenberg Value Long/Short Equity Portfolio, EQ/Lord Abbett Mid Cap Value Portfolio and EQ/Van Kampen Real Estate Portfolio. Effective September 18, 2009 the following Portfolios of the Trust are hereby deleted in their entirety from the Agreement: EQ/Common Stock Index II Portfolio and EQ/Small Company Index II Portfolio are hereby deleted in their entirety from the Agreement.

 

  2. Name Changes: Effective September 11, 2009 the name of EQ/Focus PLUS Portfolio will change to EQ/Equity Growth PLUS Portfolio. Effective September 18, 2009 the names of the EQ/AXA Franklin Income Core Portfolio, EQ/AXA Mutual Shares Core Portfolio and EQ/AXA Templeton Growth Core Portfolio will change to EQ/Franklin Core Balanced Portfolio, EQ/Mutual Large Cap Equity Portfolio and EQ/Templeton Global Equity Portfolio, respectively.

 

  3. Appendix A: Appendix A to the Agreement, which sets forth the Portfolios of the Trust for which AXA Equitable is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and

 

  4. Appendix B: Appendix B to the Agreement, which sets forth the fees payable to AXA Equitable with respect to each Portfolio is hereby replaced in its entirety by Appendix B attached hereto.

Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.

IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 17 as of the date first above set forth.

 

EQ ADVISORS TRUST       AXA EQUITABLE LIFE INSURANCE COMPANY
By:  

/s/ Brian Walsh

    By:  

/s/ Steven M. Joenk

 

Brian Walsh

Chief Financial Officer and Treasurer

     

Steven M. Joenk

Senior Vice President


APPENDIX A

AMENDMENT NO. 17

AMENDED AND RESTATED

INVESTMENT MANAGEMENT AGREEMENT

Portfolios

 

AXA Tactical Manager 2000 Portfolio-I, II, III

AXA Tactical Manager 400 Portfolio-I, II, III

AXA Tactical Manager 500 Portfolio-I, II, III

AXA Tactical Manager International Portfolio-I, II, III

EQ/AllianceBernstein International Portfolio

EQ/AllianceBernstein Small Cap Growth Portfolio

EQ/AXA Franklin Small Cap Value Core Portfolio

EQ/BlackRock Basic Value Equity Portfolio

EQ/BlackRock International Value Portfolio

EQ/Calvert Socially Responsible Portfolio

EQ/Capital Guardian Growth Portfolio

EQ/Capital Guardian Research Portfolio

EQ/Common Stock Index Portfolio

EQ/Core Bond Index Portfolio

EQ/Davis New York Venture Portfolio

EQ/Equity 500 Index Portfolio

EQ/Equity Growth PLUS Portfolio (formerly, EQ/Focus PLUS Portfolio)

EQ/Franklin Core Balanced Portfolio (formerly, EQ/AXA Franklin Income Core Portfolio)

EQ/Global Bond PLUS Portfolio

EQ/Global Multi-Sector Equity Portfolio

EQ/Intermediate Government Bond Index Portfolio

  

EQ/International Core PLUS Portfolio

EQ/International ETF Portfolio

EQ/JPMorgan Value Opportunities Portfolio

EQ/Large Cap Core PLUS Portfolio

EQ/Large Cap Growth Index Portfolio

EQ/Large Cap Growth PLUS Portfolio

EQ/Large Cap Value Index Portfolio

EQ/Large Cap Value PLUS Portfolio

EQ/Lord Abbett Growth and Income Portfolio

EQ/Lord Abbett Large Cap Core Portfolio

EQ/Mid Cap Index Portfolio

EQ/Mid Cap Value PLUS Portfolio

EQ/Money Market Portfolio

EQ/Mutual Large Cap Equity Portfolio (formerly, EQ/AXA Mutual Shares Core Portfolio)

EQ/Oppenheimer Global Portfolio

EQ/Quality Bond PLUS Portfolio

EQ/Small Company Index Portfolio

EQ/Templeton Global Equity Portfolio (formerly, EQ/AXA Templeton Growth Core Portfolio)

EQ/Van Kampen Comstock Portfolio

EQ/Van Kampen Mid Cap Growth Portfolio

EQ/Wells Fargo Advantage Omega Growth Portfolio

  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  
  


APPENDIX B

AMENDMENT NO. 17

TO THE AMENDED AND RESTATED

INVESTMENT MANAGEMENT AGREEMENT

The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following:

 

(as a percentage of average daily net assets)

 

Index Portfolios

      

EQ/Common Stock Index

   0.350

EQ/Core Bond Index

   0.350

EQ/Equity 500 Index

   0.250

EQ/Intermediate Government Bond Index

   0.350

EQ/Large Cap Growth Index

   0.350

EQ/Large Cap Value Index

   0.350

EQ/Mid Cap Index

   0.350

EQ/Small Company Index

   0.250

 

(as a percentage of average daily net assets)

 

Debt Portfolios

   First
$750 Million
    Next
$750 Million
    Next
$1 Billion
    Next
$2.5 Billion
    Thereafter  

EQ/Money Market

   0.350   0.325   0.280   0.270   0.250

 

(as a percentage of average daily net assets)

 

Equity Portfolios

   First
$1 Billion
    Next
$1 Billion
    Next
$3 Billion
    Next
$5 Billion
    Thereafter  

EQ/AllianceBernstein International

   0.750   0.700   0.675   0.650   0.625

EQ/AllianceBernstein Small Cap Growth

   0.750   0.700   0.675   0.650   0.625

EQ/AXA Franklin Small Cap Value Core

   0.700   0.650   0.625   0.600   0.575

EQ/BlackRock Basic Value Equity

   0.600   0.550   0.525   0.500   0.475

EQ/BlackRock International Value

   0.850   0.800   0.775   0.750   0.725

EQ/Calvert Socially Responsible

   0.650   0.600   0.575   0.550   0.525

EQ/Capital Guardian Growth

   0.650   0.600   0.575   0.550   0.525

EQ/Capital Guardian Research

   0.650   0.600   0.575   0.550   0.525

EQ/Davis New York Venture

   0.850   0.800   0.775   0.750   0.725

EQ/Franklin Core Balanced (formerly, EQ/AXA Franklin Income Core)

   0.650   0.600   0.575   0.550   0.525

EQ/Global Multi-Sector Equity

   0.750   0.700   0.675   0.650   0.625

EQ/International ETF

   0.400   0.400   0.400   0.400   0.400

EQ/JPMorgan Value Opportunities

   0.600   0.550   0.525   0.500   0.475

EQ/Lord Abbett Growth and Income

   0.650   0.600   0.575   0.550   0.525


(as a percentage of average daily net assets)

 

Equity Portfolios

   First
$1 Billion
    Next
$1 Billion
    Next
$3 Billion
    Next
$5 Billion
    Thereafter  

EQ/Lord Abbett Large Cap Core

   0.650   0.600   0.575   0.550   0.525

EQ/Mutual Large Cap Equity (formerly, EQ/AXA Mutual Shares Core)

   0.700   0.650   0.625   0.600   0.575

EQ/Oppenheimer Global

   0.950   0.900   0.875   0.850   0.825

EQ/Templeton Global Equity (formerly, EQ/AXA Templeton Growth Core)

   0.700   0.650   0.625   0.600   0.575

EQ/Van Kampen Comstock

   0.650   0.600   0.575   0.550   0.525

EQ/Van Kampen Mid Cap Growth

   0.700   0.650   0.625   0.600   0.575

EQ/Wells Fargo Advantage Omega Growth

   0.650   0.600   0.575   0.550   0.525

 

(as a percentage of average daily net assets)

 

PLUS Portfolios

   First
$2 Billion
    Next
$1 Billion
    Next
$3 Billion
    Next
$5 Billion
    Thereafter  

EQ/Equity Growth PLUS (formerly, EQ/Focus PLUS)

   0.500   0.450   0.425   0.400   0.375

EQ/International Core PLUS

   0.600   0.550   0.525   0.500   0.475

EQ/Mid Cap Value PLUS

   0.550   0.500   0.475   0.450   0.425

EQ/Large Cap Growth PLUS

   0.500   0.450   0.425   0.400   0.375

EQ/Large Cap Core PLUS

   0.500   0.450   0.425   0.400   0.375

EQ/Large Cap Value PLUS

   0.500   0.450   0.425   0.400   0.375

 

(as a percentage of average daily net assets)

 

PLUS Portfolio

   First
$4 Billion
    Next
$4 Billion
    Thereafter  

EQ/Global Bond PLUS

   0.55   0.53   0.51

EQ/Quality Bond PLUS

   0.40   0.38   0.36

 

(as a percentage of average daily net assets)

 

Tactical Portfolios

      

AXA Tactical Manager 500 Portfolio-I, II, III

   0.450

AXA Tactical Manager 2000 Portfolio-I, II, III

   0.450

AXA Tactical Manager 400 Portfolio-I, II, III

   0.450

AXA Tactical Manager International Portfolio-I, II, III

   0.450