EX-99.(D)(1)(X) 3 dex99d1x.txt AMENDMENT TO THE AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Exhibit (d)(1)(x) AMENDMENT NO. 4 TO THE AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Amendment No. 4 to the Amended and Restated Investment Management Agreement ("Amendment No. 4"), dated as of May 2, 2003, between EQ Advisors Trust, a Delaware business trust the ("Trust") and The Equitable Life Assurance Society of the United States, a New York stock life insurance company ("Equitable" or "Manager"). The Trust and Equitable agree to modify and amend the Amended and Restated Investment Management Agreement dated as of May 1, 2000 ("Agreement") and as amended by Amendment No. 1 dated as of September 1, 2000, Amendment No. 2 dated as of September 1, 2001 and Amendment No. 3 dated as of November 22, 2002 (collectively, the "Amendments"), as follows: 1. Appendix A. Appendix A to the Agreement and Amendments, which set forth the Portfolios of the Trust for which Equitable is appointed investment manager is hereby replaced in its entirety by Appendix A attached hereto, and 2. Appendix B. Appendix B to the Agreement and Amendments, which set forth the fees payable to Equitable with respect to each Portfolio, is hereby replaced in its entirety by Appendix B attached hereto. Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in fully force and effect in accordance with its terms. IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 4 as of the date first above set forth. EQ ADVISORS TRUST THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES /s/ Steven M. Joenk /s/ Peter D. Noris ------------------- ---------------------------------- Steven M. Joenk Peter D. Noris President Executive Vice President and Chief Investment Officer APPENDIX A AMENDMENT NO. 4 AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT Portfolios EQ/Alliance International Portfolio EQ/Alliance Common Stock Portfolio EQ/Alliance Growth and Income Portfolio EQ/High Yield Portfolio (fka EQ/Alliance High Yield Portfolio) EQ/Alliance Intermediate Government Securities Portfolio EQ/Money Market Portfolio EQ/Aggressive Stock Portfolio (fka Alliance Aggressive Stock Portfolio) EQ/Alliance Premier Growth Portfolio EQ/Alliance Technology Portfolio EQ/Alliance Quality Bond Portfolio EQ/Alliance Small Cap Growth Portfolio EQ/Balanced Portfolio (fka Alliance Balanced Portfolio) EQ/Bernstein Diversified Value Portfolio EQ/Calvert Socially Responsible Portfolio EQ/Capital Guardian International Portfolio EQ/Capital Guardian Research Portfolio EQ/Capital Guardian U.S. Equity Portfolio EQ/Evergreen Omega Portfolio (fka Evergreen Portfolio) EQ/Equity 500 Index Portfolio (fka Alliance Equity Index Portfolio) EQ/FI Mid Cap Portfolio EQ/FI Small/Mid Cap Value Portfolio (fka Warburg Pincus Small Co. Value Portfolio) EQ/Janus Large Cap Growth Portfolio EQ/J.P. Morgan Core Bond Portfolio (fka JPM Core Bond Portfolio) EQ/Lazard Small Cap Value Portfolio EQ/Marsico Focus Portfolio EQ/Mercury Basic Value Equity Portfolio (fka Merrill Lynch Basic Value Equity Portfolio) EQ/MFS Investors Trust Portfolio (fka MFS Growth with Income Portfolio) EQ/MFS Emerging Growth Companies Portfolio EQ/Emerging Markets Equity Portfolio EQ/Putnam Growth & Income Value Portfolio EQ/Putnam International Equity Portfolio EQ/Putnam Voyager Portfolio (fka EQ/Putnam Growth Investors Portfolio) EQ/Small Company Index Portfolio (fka BT Small Company Index Portfolio) APPENDIX B AMENDMENT NO. 4 TO THE AMENDED AND RESTATED INVESTMENT MANAGEMENT AGREEMENT The Trust shall pay the Manager, at the end of each calendar month, compensation computed daily at an annual rate equal to the following: (as a percentage of average daily net assets) (fee on all assets) INDEX PORTFOLIOS ---------------- EQ/Equity 500 Index 0.250% EQ/Small Company Index 0.250% (as a percentage of average daily net assets)
FIRST NEXT NEXT NEXT DEBT PORTFOLIOS $750 MILLION $750 MILLION $1 BILLION $2.5 BILLION THEREAFTER --------------- ------------ ------------ ---------- ------------ ---------- EQ/High Yield 0.600% 0.575% 0.550% 0.530% 0.520% EQ/Alliance Intermediate Government Securities 0.500% 0.475% 0.450% 0.430% 0.420% EQ/Money Market 0.350% 0.325% 0.300% 0.280% 0.270% EQ/Alliance Quality Bond 0.525% 0.500% 0.475% 0.455% 0.445% EQ/J.P. Morgan Core Bond 0.450% 0.425% 0.400% 0.380% 0.370%
(as a percentage of average daily net assets)
FIRST NEXT NEXT EQUITY PORTFOLIOS $1 BILLION $1 BILLION NEXT $3 BILLION $5 BILLION THEREAFTER ----------------- ---------- ---------- --------------- ---------- ---------- EQ/Alliance Common Stock 0.550% 0.500% 0.475% 0.450% 0.425% EQ/Alliance Growth and Income 0.600% 0.550% 0.525% 0.500% 0.475% EQ/Alliance International 0.750% 0.700% 0.675% 0.650% 0.625% EQ/Alliance Premier Growth 0.900% 0.850% 0.825% 0.800% 0.775% EQ/Alliance Small Cap Growth 0.750% 0.700% 0.675% 0.650% 0.625% EQ/Alliance Technology 0.900% 0.850% 0.825% 0.800% 0.775% EQ/Aggressive Stock 0.650% 0.600% 0.575% 0.550% 0.525% EQ/Balanced 0.600% 0.550% 0.525% 0.500% 0.475% EQ/Bernstein Diversified Value 0.650% 0.600% 0.575% 0.550% 0.525% EQ/Calvert Socially Responsible 0.650% 0.600% 0.575% 0.550% 0.525% EQ/Capital Guardian International 0.850% 0.800% 0.775% 0.750% 0.725% EQ/Capital Guardian Research 0.650% 0.600% 0.575% 0.550% 0.525% EQ/Capital Guardian U.S. Equity 0.650% 0.600% 0.575% 0.550% 0.525% EQ/Evergreen Omega 0.650% 0.600% 0.575% 0.550% 0.525% EQ/FI Small/Mid Cap Value 0.750% 0.700% 0.675% 0.650% 0.625% EQ/FI Mid Cap 0.700% 0.650% 0.625% 0.600% 0.575% EQ/Janus Large Cap Growth 0.900% 0.850% 0.825% 0.800% 0.775% EQ/Lazard Small Cap Value 0.750% 0.700% 0.675% 0.650% 0.625% EQ/Marsico Focus 0.900% 0.850% 0.825% 0.800% 0.775% EQ/Mercury Basic Value Equity 0.600% 0.550% 0.525% 0.500% 0.475% EQ/MFS Emerging Growth Companies 0.650% 0.600% 0.575% 0.550% 0.525% EQ/MFS Investors Trust 0.600% 0.550% 0.525% 0.500% 0.475% EQ/Emerging Markets Equity 1.150% 1.100% 1.075% 1.050% 1.025% EQ/Putnam Growth & Income Value 0.600% 0.550% 0.525% 0.500% 0.475% EQ/Putnam International Equity 0.850% 0.800% 0.775% 0.750% 0.725% EQ/Putnam Voyager 0.650% 0.600% 0.575% 0.550% 0.525%