X0306 4 2016-09-30 1 0001027207 EPIQ SYSTEMS INC EPIQ 0001612994 Tjon Sien Fat Karin - Joyce 501 KANSAS AVE KANSAS CITY KS 66105 0 1 0 0 EVP & CFO Common Stock 2016-09-30 4 A 0 34042 0.00 A 193732 D Common Stock 2016-09-30 4 D 0 151711 16.50 D 42021 D Common Stock 2016-09-30 4 D 0 42021 16.50 D 0 D Represents unvested performance restricted stock units (PRSUs) granted on January 28, 2016 that represented a contingent right to receive one share of common stock per PRSU. Pursuant to the Agreement and Plan of Merger, dated as of July 26, 2016, by and among Epiq Systems, Inc., Document Technologies, LLC and DTI Merger Sub, Inc. (the "Merger Agreement") and the applicable award agreement, these PRSUs became fully vested at the effective time of the merger. Pursuant to the Merger Agreement, these shares were canceled and converted into the right to receive $16.50 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Pursuant to the Merger Agreement, these shares of unvested restricted stock became fully vested at the effective time of the merger and were canceled and converted into the right to receive the Merger Consideration. /s/ Karin-Joyce Tjon Sien Fat 2016-09-30