0001144204-17-055668.txt : 20171102 0001144204-17-055668.hdr.sgml : 20171102 20171102093017 ACCESSION NUMBER: 0001144204-17-055668 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171101 FILED AS OF DATE: 20171102 DATE AS OF CHANGE: 20171102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRISP LINDSEY A CENTRAL INDEX KEY: 0001638417 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22219 FILM NUMBER: 171170983 MAIL ADDRESS: STREET 1: 302 CHRISTIAN SERVICE CAMP ROAD CITY: WASHINGTON STATE: NC ZIP: 27889 FORMER NAME: FORMER CONFORMED NAME: CRISP LINDSAY A DATE OF NAME CHANGE: 20150401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST SOUTH BANCORP INC /VA/ CENTRAL INDEX KEY: 0001027183 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 561999749 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1311 CAROLINA AVE CITY: WASHINGTON STATE: NC ZIP: 27889 BUSINESS PHONE: 2529464178 MAIL ADDRESS: STREET 1: 1311 CAROLINA AVENUE CITY: WASHINGTON STATE: NC ZIP: 27889 FORMER COMPANY: FORMER CONFORMED NAME: NEWSOUTH BANCORP INC DATE OF NAME CHANGE: 19961115 4 1 tv478364_form4.xml FORM 4 X0306 4 2017-11-01 1 0001027183 FIRST SOUTH BANCORP INC /VA/ FSBK 0001638417 CRISP LINDSEY A 131 RIVERVIEW DRIVE WASHINGTON NC 27889 1 0 0 0 Common Stock 2017-11-01 4 D 0 10700 D 0 I By IRA Common Stock 2017-11-01 4 D 0 1950 D 0 I By Roth IRA Disposed of pursuant to the Agreement and Plan of Merger and Reorganization, dated as of June 9, 2017 (the "Merger Agreement"), between Carolina Financial Corporation ("CARO") and the Issuer, pursuant to which the Issuer was merged with and into CARO effective November 1, 2017 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each issued and outstanding share of Issuer common stock was converted into the right to receive 0.5064 shares of CARO common stock (subject to the payment of cash in lieu of fractional shares). As a result of the Merger, the Reporting Person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock. /s/ Lindsey A. Crisp 2017-11-02