0001181431-13-034100.txt : 20130611 0001181431-13-034100.hdr.sgml : 20130611 20130611142617 ACCESSION NUMBER: 0001181431-13-034100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130610 FILED AS OF DATE: 20130611 DATE AS OF CHANGE: 20130611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUTCHINS GLENN H CENTRAL INDEX KEY: 0001027038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 13905835 MAIL ADDRESS: STREET 1: C/O SILVER LAKE PARTNERS STREET 2: 2725 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 rrd383115.xml FORM 4 - GLENN HUTCHINS - 6/10/2013 X0306 4 2013-06-10 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001027038 HUTCHINS GLENN H 9 WEST 57TH STREET 32ND FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock, par value $0.01 per share 2013-06-10 4 S 0 16564 32.72 D 23033 D Under Mr. Hutchins' arrangements with Silver Lake or its affiliates with respect to director compensation, the proceeds of these sales are expected to be assigned to Silver Lake or its affiliates. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.64 to $32.85, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Represents shares or units of restricted stock granted pursuant to The NASDAQ OMX Group, Inc. ("NASDAQ OMX") Equity Incentive Plan, of which 16,737 are vested. Mr. Hutchins disclaims beneficial ownership of any NASDAQ OMX securities that may be held by Silver Lake or its affiliates, except to the extent of any pecuniary interest he may have therein. /s/ Edward S. Knight, by power of attorney 2013-06-11