-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TamsNe1aY31AwZKH6LrpkKCLYGACcGtQ+HosT9iq4kgR2a4i41mXMZ+1hho1lkuo zeq2x1hsaBZ4lvkHq2dkzQ== 0000922996-01-000031.txt : 20010322 0000922996-01-000031.hdr.sgml : 20010322 ACCESSION NUMBER: 0000922996-01-000031 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000228 FILED AS OF DATE: 20010321 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PNI TECHNOLOGIES INC CENTRAL INDEX KEY: 0000893335 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 581954892 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-27658 FILM NUMBER: 1573200 BUSINESS ADDRESS: STREET 1: 850 CENTER WAY STREET 2: SUITE 320 CITY: NORCROSS STATE: GA ZIP: 30071 BUSINESS PHONE: 7705823500 MAIL ADDRESS: STREET 1: 850 CENTER WAY STREET 2: STE 320 CITY: NORCROSS STATE: GA ZIP: 30071 FORMER COMPANY: FORMER CONFORMED NAME: PREFERRED NETWORKS INC DATE OF NAME CHANGE: 19951219 COMPANY DATA: COMPANY CONFORMED NAME: CENTENNIAL FUND IV LP CENTRAL INDEX KEY: 0001026813 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1428 15TH STREET CITY: DENVER STATE: CO ZIP: 80202 MAIL ADDRESS: STREET 1: 1428 15TH STREET CITY: DENVER STATE: CO ZIP: 80202 4 1 0001.txt FORM 4 - FEBRUARY/2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Centennial Fund IV,, L.P. 1428 Fifteenth Street Denver, CO 80202-1318 USA 2. Issuer Name and Ticker or Trading Symbol Preferred Networks, Inc. PFNT 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year February/2000 5. If Amendment, Date of Original (Month/Year) February/2000 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |2/7/00|S | |150,000 |D |1.1494 | |D(1) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/8/00|S | |95,000 |D |2.0345 | |D(1) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/9/00|S | |40,000 |D |1.9545 | |D(1) | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/11/0|S | |40,000 |D |1.875 | |D(1) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/14/0|S | |22,500 |D |1.9375 | |D(1) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/22/0|S | |5,000 |D |2.00 | |D(1) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/23/0|S | |10,000 |D |2.0 | |D(1) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/24/0|S | |15,500 |D |2.0 | |D(1) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/28/0|S | |60,000 |D |2.0417 | |D(1) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |2/29/0|S | |185,000 |D |2.4113 | |D(1) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/24/0|J(2)| |15,000 |D | |419,502(3) |D | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Centennial Holdings IV, L.P., a Delaware limited partnership ("Holdings IV"), is the sole general partner of the Reporting Person, Centennial Fund IV, L.P. ("Fund IV"). By virtue of the relationship described above, Holdings IV may be deemed to control Fund IV and possess indirect beneficial ownership of the securities of the Issuer directly beneficially held by Fund IV. Steven C. Halstedt, Jeffrey H. Schutz, Adam Goldman, Donald H. Parsons, Jr. and David C. Hull, Jr. are the sole general partners of Holdings IV (the "Individual Partners"). By virtue of the relationship described above and their roles with Fund IV and Holdings IV, each of the Individual Partners may be deemed to control Holdings IV and Fund IV and may be deemed to possess indirect beneficial ownership of the Issuer securities held by Fund IV. However, none of the Individual Partners, acting alone, has voting or investment power with respect to the Issuer securities directly beneficially held by Fund IV, and, as a result, each Individual Partner disclaims beneficial ownership of the Issuer securities directly beneficially owned by Fund IV. Each of the Individual Partners disclaims any pecuniary interest in any Issuer securities, other than to the extent of such Individual Partner's indirect proportionate interest in Fund IV. (2) Awarded pursuant to the Issuer's 1995 Non-Employee Directors' Restricted Stock Award Plan and canceled upon Mr. Schutz's resignation as a Director of Issuer on January 24, 2000. (3) This amendment is filed to correct the amount of securities beneficially owned at end of month for February 2000. SIGNATURE OF REPORTING PERSON /s/ Jeffrey Schutz DATE March 21, 2001 -----END PRIVACY-ENHANCED MESSAGE-----