0001209191-14-022098.txt : 20140320
0001209191-14-022098.hdr.sgml : 20140320
20140320115630
ACCESSION NUMBER: 0001209191-14-022098
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140319
FILED AS OF DATE: 20140320
DATE AS OF CHANGE: 20140320
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSURED GUARANTY LTD
CENTRAL INDEX KEY: 0001273813
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
BUSINESS PHONE: 441-279-5700
MAIL ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
FORMER COMPANY:
FORMER CONFORMED NAME: AGR LTD
DATE OF NAME CHANGE: 20040122
FORMER COMPANY:
FORMER CONFORMED NAME: AGC HOLDINGS LTD
DATE OF NAME CHANGE: 20031218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS WILBUR L JR
CENTRAL INDEX KEY: 0001026610
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 14706074
MAIL ADDRESS:
STREET 1: 328 EL VEDADO ROAD
CITY: PALM BEACH
STATE: FL
ZIP: 33480
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-03-19
0
0001273813
ASSURED GUARANTY LTD
AGO
0001026610
ROSS WILBUR L JR
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
2014-03-19
4
S
0
3994305
25.43
D
10848183
I
See Footnotes
Common Stock
2014-03-19
4
S
0
5695
25.43
D
15466
D
These shares were sold by the following funds: 3,323,787 by WLR Recovery Fund IV, L.P. ("Fund IV"), 271,612 by WLR Recovery Fund III, L.P. ("Fund III"), 11,421 by WLR IV Parallel ESC, L.P. ("Parallel Fund"), 160,915 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") and 226,570 by WLR AGO Co-Invest, L.P. ("Co-Invest Fund").
Fund IV holds 9,027,115 shares directly. Fund III holds 736,676 shares directly. Parallel Fund holds 31,017 shares directly. WLR/GS Fund holds 437,030 shares directly. Co-Invest Fund holds 615,345 shares directly. Mr. Ross is the managing member of El Vedado, LLC, the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 3)
Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement pursuant to which WLR Recovery Associates IV LLC has been appointed as representative and attorney of Parallel Fund to, among other things, exercise all rights, powers and privileges with respect to the Class A Common Stock owned by Parallel Fund that it deems fit. Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.
/s/ Wilbur L. Ross, Jr.
2014-03-20