0001181431-11-045799.txt : 20110816
0001181431-11-045799.hdr.sgml : 20110816
20110816180157
ACCESSION NUMBER: 0001181431-11-045799
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110812
FILED AS OF DATE: 20110816
DATE AS OF CHANGE: 20110816
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASSURED GUARANTY LTD
CENTRAL INDEX KEY: 0001273813
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 000000000
STATE OF INCORPORATION: D0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
BUSINESS PHONE: 441-279-5700
MAIL ADDRESS:
STREET 1: 30 WOOD BOURNE AVE
CITY: HAMILTON BERMUDA
STATE: D0
ZIP: 0000
FORMER COMPANY:
FORMER CONFORMED NAME: AGR LTD
DATE OF NAME CHANGE: 20040122
FORMER COMPANY:
FORMER CONFORMED NAME: AGC HOLDINGS LTD
DATE OF NAME CHANGE: 20031218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSS WILBUR L JR
CENTRAL INDEX KEY: 0001026610
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32141
FILM NUMBER: 111040987
MAIL ADDRESS:
STREET 1: 328 EL VEDADO ROAD
CITY: PALM BEACH
STATE: FL
ZIP: 33480
4
1
rrd320028.xml
X0304
4
2011-08-12
0
0001273813
ASSURED GUARANTY LTD
AGO
0001026610
ROSS WILBUR L JR
1166 AVENUE OF THE AMERICAS
NEW YORK
NY
10036
1
0
0
0
Common Stock
2011-08-12
4
P
0
116000
11.34
A
16132396
I
See footnote
Common Stock
2011-08-15
4
P
0
3600
11.79
A
16135996
I
See footnotes
Common Stock
16294
D
The Common Stock reported herein was purchased at a range of between $11.21 and $11.50 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
These shares were purchased by the following funds: 110,296 by WLR Recovery Fund IV, L.P. ("Fund IV"), 375 by WLR IV Parallel ESC, L.P. ("Parallel Fund") and 5,329 by WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund"); the aggregate total includes shares owned by the entities listed in footnotes 5 and 6.
The Common Stock reported herein was purchased at a range of between $11.78 and $11.79 per share. The purchase price reported above represents the weighted average purchase price for the reported transaction and has been rounded to the nearest cent.
These shares were purchased by the following funds: 3,423 by Fund IV, 12 by Parallel Fund and 165 by WLR/GS Fund; the aggregate total includes shares owned by the entities listed in footnotes 5 and 6.
WLR Recovery Fund IV, L.P. ("Fund IV") holds 13,064,184 shares directly. WLR Recovery Fund III, L.P. ("Fund III") holds 1,348,803 shares directly. WLR IV Parallel ESC, L.P. ("Parallel Fund") holds 45,003 shares directly. WLR/GS Master Co-Investment, L.P. ("WLR/GS Fund") holds 632,804 shares directly. WLR AGO Co-Invest, L.P. ("Co-Invest Fund") holds 1,045,202 shares directly. Mr. Ross is the managing member of El Vedado, LLC. El Vedado, LLC is the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). (Continued in footnote 6)
Accordingly, Mr. Ross, El Vedado, LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund. Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.
/s/Wilbur L. Ross, Jr.
2011-08-16