0001140361-16-083140.txt : 20161020 0001140361-16-083140.hdr.sgml : 20161020 20161020145515 ACCESSION NUMBER: 0001140361-16-083140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161018 FILED AS OF DATE: 20161020 DATE AS OF CHANGE: 20161020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/ CENTRAL INDEX KEY: 0000797468 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 954035997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 BUSINESS PHONE: 7132157000 MAIL ADDRESS: STREET 1: 5 GREENWAY PLAZA STREET 2: SUITE 110 CITY: HOUSTON STATE: TX ZIP: 77046 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAZEN STEPHEN I CENTRAL INDEX KEY: 0001026545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09210 FILM NUMBER: 161944258 MAIL ADDRESS: STREET 1: 1700 E. PUTNAM AVE STREET 2: SUITE 500 CITY: OLD GREENWICH STATE: CT ZIP: 06870 4 1 doc1.xml FORM 4 X0306 4 2016-10-18 0 0000797468 OCCIDENTAL PETROLEUM CORP /DE/ OXY 0001026545 CHAZEN STEPHEN I OCCIDENTAL PETROLEUM CORPORATION 5 GREENWAY PLAZA, STE. 110 HOUSTON TX 77046 1 0 0 0 Common Stock 2016-10-18 4 S 0 4500 71.95 D 1619119 D Common Stock 2016-10-20 4 S 0 2500 74.01 D 1616619 D Common Stock 2016-10-20 4 S 0 2000 74.58 D 1614619 D Common Stock 14597 I By OPC Savings Plan The sales reported in this Form 4 were effected pursuant to two Rule 10b5-1 trading plans adopted by the reporting person on October 30, 2015 and June 20, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.78 to $72.13, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.42 to $74.37, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.43 to $74.68, inclusive. The reporting person undertakes to provide to Occidental Petroleum Corporation, any security holder of Occidental Petroleum Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 4 of this Form 4. Based on a plan statement dated October 14, 2016. /s/ Kelly A. Gaide, Attorney-in-Fact for Stephen I. Chazen 2016-10-20