The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
QUALCOMM Inc | Common Stock | 747525103 | 37,898 | 683,959 | SH | SOLE | None | 0 | 0 | 683,959 | |
Bank of America Corporation | Common Stock | 060505104 | 24,041 | 801,616 | SH | SOLE | None | 0 | 0 | 801,616 | |
JPMorgan Chase & Co | Common Stock | 46625H100 | 21,463 | 195,168 | SH | SOLE | None | 0 | 0 | 195,168 | |
Apple Inc | Common Stock | 037833100 | 19,961 | 118,965 | SH | SOLE | None | 0 | 0 | 118,965 | |
Intel Corp | Common Stock | 458140100 | 19,525 | 374,910 | SH | SOLE | None | 0 | 0 | 374,910 | |
Micron Technology Inc | Common Stock | 595112103 | 18,582 | 356,383 | SH | SOLE | None | 0 | 0 | 356,383 | |
Chevron Corp | Common Stock | 166764100 | 17,587 | 154,219 | SH | SOLE | None | 0 | 0 | 154,219 | |
Pfizer Inc | Common Stock | 717081103 | 17,565 | 494,923 | SH | SOLE | None | 0 | 0 | 494,923 | |
The Home Depot Inc | Common Stock | 437076102 | 16,430 | 92,176 | SH | SOLE | None | 0 | 0 | 92,176 | |
Citigroup Inc | Common Stock | 172967424 | 15,316 | 226,892 | SH | SOLE | None | 0 | 0 | 226,892 | |
Visa Inc Class A | Common Stock | 92826C839 | 15,056 | 125,866 | SH | SOLE | None | 0 | 0 | 125,866 | |
Johnson & Johnson | Common Stock | 478160104 | 14,607 | 113,981 | SH | SOLE | None | 0 | 0 | 113,981 | |
Schwab Value Advantage Money Inv | Other Assets | 808515605 | 13,807 | 0 | SH | SOLE | None | 0 | 0 | 0 | |
Exxon Mobil Corp | Common Stock | 30231G102 | 13,184 | 176,709 | SH | SOLE | None | 0 | 0 | 176,709 | |
Merck & Co Inc | Common Stock | 58933Y105 | 13,007 | 238,791 | SH | SOLE | None | 0 | 0 | 238,791 | |
Microsoft Corp | Common Stock | 594918104 | 12,803 | 140,277 | SH | SOLE | None | 0 | 0 | 140,277 | |
Schwab Value Advantage Money Ultra | Other Assets | 808515696 | 12,770 | 0 | SH | SOLE | None | 0 | 0 | 0 | |
AT&T Inc | Common Stock | 00206R102 | 12,036 | 337,615 | SH | SOLE | None | 0 | 0 | 337,615 | |
Costco Wholesale Corp | Common Stock | 22160K105 | 12,011 | 63,743 | SH | SOLE | None | 0 | 0 | 63,743 | |
United Technologies Corp | Common Stock | 913017109 | 11,490 | 91,320 | SH | SOLE | None | 0 | 0 | 91,320 | |
Alphabet Inc C | Common Stock | 02079K107 | 9,878 | 9,481 | SH | SOLE | None | 0 | 0 | 9,481 | |
Bristol-Myers Squibb Company | Common Stock | 110122108 | 9,708 | 153,490 | SH | SOLE | None | 0 | 0 | 153,490 | |
International Business Machines Corp | Common Stock | 459200101 | 9,398 | 61,249 | SH | SOLE | None | 0 | 0 | 61,249 | |
Gilead Sciences Inc | Common Stock | 375558103 | 9,294 | 123,280 | SH | SOLE | None | 0 | 0 | 123,280 | |
Colgate-Palmolive Co | Common Stock | 194162103 | 9,290 | 129,607 | SH | SOLE | None | 0 | 0 | 129,607 | |
Starbucks Corp | Common Stock | 855244109 | 8,455 | 146,050 | SH | SOLE | None | 0 | 0 | 146,050 | |
Emerson Electric Co | Common Stock | 291011104 | 7,681 | 112,455 | SH | SOLE | None | 0 | 0 | 112,455 | |
Amazon.com Inc | Common Stock | 023135106 | 7,461 | 5,155 | SH | SOLE | None | 0 | 0 | 5,155 | |
Walt Disney Co | Common Stock | 254687106 | 7,449 | 74,166 | SH | SOLE | None | 0 | 0 | 74,166 | |
Oracle Corp | Common Stock | 68389X105 | 7,420 | 162,177 | SH | SOLE | None | 0 | 0 | 162,177 | |
Raytheon Co | Common Stock | 755111507 | 7,268 | 33,675 | SH | SOLE | None | 0 | 0 | 33,675 | |
PacWest Bancorp | Common Stock | 695263103 | 6,879 | 138,875 | SH | SOLE | None | 0 | 0 | 138,875 | |
BP PLC ADR | Common Stock | 055622104 | 6,272 | 154,704 | SH | SOLE | None | 0 | 0 | 154,704 | |
Eaton Corp PLC | Common Stock | G29183103 | 6,179 | 77,321 | SH | SOLE | None | 0 | 0 | 77,321 | |
PepsiCo Inc | Common Stock | 713448108 | 6,026 | 55,208 | SH | SOLE | None | 0 | 0 | 55,208 | |
Wells Fargo & Co | Common Stock | 949746101 | 5,962 | 113,752 | SH | SOLE | None | 0 | 0 | 113,752 | |
Pentair PLC | Common Stock | G7S00T104 | 5,886 | 86,392 | SH | SOLE | None | 0 | 0 | 86,392 | |
Procter & Gamble Co | Common Stock | 742718109 | 5,857 | 73,873 | SH | SOLE | None | 0 | 0 | 73,873 | |
Novartis Ag | Common Stock | 66987V109 | 5,693 | 70,415 | SH | SOLE | None | 0 | 0 | 70,415 | |
Alibaba Group Holding Ltd ADR | Common Stock | 01609W102 | 5,542 | 30,193 | SH | SOLE | None | 0 | 0 | 30,193 | |
Berkshire Hathaway Inc B | Common Stock | 084670702 | 5,469 | 27,415 | SH | SOLE | None | 0 | 0 | 27,415 | |
Autodesk Inc | Common Stock | 052769106 | 5,342 | 42,539 | SH | SOLE | None | 0 | 0 | 42,539 | |
Cisco Systems Inc | Common Stock | 17275R102 | 5,042 | 117,558 | SH | SOLE | None | 0 | 0 | 117,558 | |
General Electric Co | Common Stock | 369604103 | 4,819 | 357,513 | SH | SOLE | None | 0 | 0 | 357,513 | |
Kinder Morgan Inc P | Common Stock | 49456B101 | 4,681 | 310,822 | SH | SOLE | None | 0 | 0 | 310,822 | |
Invesco S&P 500 Low Volatility ETF | Exchange Traded Funds (ETF) | 46138E354 | 4,667 | 99,352 | SH | SOLE | None | 0 | 0 | 99,352 | |
Xylem Inc | Common Stock | 98419M100 | 4,599 | 59,793 | SH | SOLE | None | 0 | 0 | 59,793 | |
Schwab Treasury Oblig Money Inv | Other Assets | 808515621 | 4,570 | 0 | SH | SOLE | None | 0 | 0 | 0 | |
Fluor Corp | Common Stock | 343412102 | 4,538 | 79,315 | SH | SOLE | None | 0 | 0 | 79,315 | |
Charles Schwab Corp | Common Stock | 808513105 | 4,192 | 80,282 | SH | SOLE | None | 0 | 0 | 80,282 | |
Freeport-McMoRan Inc | Common Stock | 35671D857 | 3,960 | 225,356 | SH | SOLE | None | 0 | 0 | 225,356 | |
Berkshire Hat A 100th | Common Stock | 084990175 | 3,888 | 1,300 | SH | SOLE | None | 0 | 0 | 1,300 | |
SPDR S&P 500 ETF | Exchange Traded Funds (ETF) | 78462F103 | 3,874 | 14,720 | SH | SOLE | None | 0 | 0 | 14,720 | |
DowDuPont Inc | Common Stock | 26078J100 | 3,831 | 60,136 | SH | SOLE | None | 0 | 0 | 60,136 | |
Allstate Corp | Common Stock | 020002101 | 3,754 | 39,601 | SH | SOLE | None | 0 | 0 | 39,601 | |
Southern Co | Common Stock | 842587107 | 3,576 | 80,079 | SH | SOLE | None | 0 | 0 | 80,079 | |
SPDR EURO STOXX 50 ETF | Exchange Traded Funds (ETF) | 78463X202 | 3,484 | 86,528 | SH | SOLE | None | 0 | 0 | 86,528 | |
SPDR S&P MidCap 400 ETF | Exchange Traded Funds (ETF) | 78467Y107 | 3,043 | 8,904 | SH | SOLE | None | 0 | 0 | 8,904 | |
Illumina Inc | Common Stock | 452327109 | 2,707 | 11,448 | SH | SOLE | None | 0 | 0 | 11,448 | |
Heron Therapeutics Inc | Common Stock | 427746102 | 2,697 | 97,725 | SH | SOLE | None | 0 | 0 | 97,725 | |
Duke Energy Corp | Common Stock | 26441C204 | 2,633 | 33,952 | SH | SOLE | None | 0 | 0 | 33,952 | |
Welltower Inc Com | Common Stock | 95040Q104 | 2,557 | 46,980 | SH | SOLE | None | 0 | 0 | 46,980 | |
Occidental Petroleum Corp | Common Stock | 674599105 | 2,455 | 37,800 | SH | SOLE | None | 0 | 0 | 37,800 | |
iShares Core S&P Mid-Cap | Exchange Traded Funds (ETF) | 464287507 | 2,396 | 12,773 | SH | SOLE | None | 0 | 0 | 12,773 | |
Salesforce.com Inc | Common Stock | 79466L302 | 2,256 | 19,396 | SH | SOLE | None | 0 | 0 | 19,396 | |
Alphabet Inc A | Common Stock | 02079K305 | 2,064 | 1,990 | SH | SOLE | None | 0 | 0 | 1,990 | |
BlackRock Inc | Common Stock | 09247X101 | 2,007 | 3,704 | SH | SOLE | None | 0 | 0 | 3,704 | |
Verizon Communications Inc | Common Stock | 92343V104 | 1,937 | 40,499 | SH | SOLE | None | 0 | 0 | 40,499 | |
BofI Holding Inc | Common Stock | 05566U108 | 1,909 | 47,104 | SH | SOLE | None | 0 | 0 | 47,104 | |
JP Morgan Chase & Co | Preferred Stock | 46637G124 | 1,905 | 75,550 | SH | SOLE | None | 0 | 0 | 75,550 | |
Stryker Corp | Common Stock | 863667101 | 1,899 | 11,800 | SH | SOLE | None | 0 | 0 | 11,800 | |
Union Pacific Corp | Common Stock | 907818108 | 1,849 | 13,758 | SH | SOLE | None | 0 | 0 | 13,758 | |
Schwab Government Money | Other Assets | 808515209 | 1,771 | 0 | SH | SOLE | None | 0 | 0 | 0 | |
Realty Income Corp | Common Stock | 756109104 | 1,720 | 33,245 | SH | SOLE | None | 0 | 0 | 33,245 | |
Diageo PLC | Common Stock | 25243Q205 | 1,700 | 12,555 | SH | SOLE | None | 0 | 0 | 12,555 | |
Devon Energy Corp | Common Stock | 25179M103 | 1,558 | 49,015 | SH | SOLE | None | 0 | 0 | 49,015 | |
American Express Co | Common Stock | 025816109 | 1,474 | 15,800 | SH | SOLE | None | 0 | 0 | 15,800 | |
Abbott Laboratories | Common Stock | 002824100 | 1,369 | 22,838 | SH | SOLE | None | 0 | 0 | 22,838 | |
Sempra Energy | Common Stock | 816851109 | 1,267 | 11,391 | SH | SOLE | None | 0 | 0 | 11,391 | |
iShares Core S&P 500 | Exchange Traded Funds (ETF) | 464287200 | 1,259 | 4,745 | SH | SOLE | None | 0 | 0 | 4,745 | |
3M Co | Common Stock | 88579Y101 | 1,238 | 5,638 | SH | SOLE | None | 0 | 0 | 5,638 | |
Eli Lilly and Co | Common Stock | 532457108 | 1,206 | 15,590 | SH | SOLE | None | 0 | 0 | 15,590 | |
Becton Dickinson and Co | Common Stock | 075887109 | 1,142 | 5,272 | SH | SOLE | None | 0 | 0 | 5,272 | |
ProShares Short 7-10 Year Treasury | Exchange Traded Funds (ETF). | 74348A608 | 1,099 | 38,000 | SH | SOLE | None | 0 | 0 | 38,000 | |
Wal-Mart Stores Inc | Common Stock | 931142103 | 1,086 | 12,205 | SH | SOLE | None | 0 | 0 | 12,205 | |
Proshares Short 20 Treasury | Exchange Traded Funds (ETF) | 74347X849 | 1,044 | 46,000 | SH | SOLE | None | 0 | 0 | 46,000 | |
AbbVie Inc | Common Stock | 00287Y109 | 995 | 10,515 | SH | SOLE | None | 0 | 0 | 10,515 | |
Boeing Co | Common Stock | 097023105 | 944 | 2,878 | SH | SOLE | None | 0 | 0 | 2,878 | |
China Mobile Ltd | Common Stock | 16941M109 | 923 | 20,173 | SH | SOLE | None | 0 | 0 | 20,173 | |
Schwab CA Municipal Money Inv | Other Assets | 808508204 | 856 | 0 | SH | SOLE | None | 0 | 0 | 0 | |
Royal Dutch Shell PLC | Common Stock | 780259206 | 844 | 13,234 | SH | SOLE | None | 0 | 0 | 13,234 | |
Invesco QQQ ETF | Exchange Traded Funds (ETF) | 46090E103 | 796 | 4,970 | SH | SOLE | None | 0 | 0 | 4,970 | |
iShares Russell 2000 | Exchange Traded Funds (ETF) | 464287655 | 747 | 4,918 | SH | SOLE | None | 0 | 0 | 4,918 | |
McDonald s Corp | Common Stock | 580135101 | 716 | 4,576 | SH | SOLE | None | 0 | 0 | 4,576 | |
Amgen Inc | Common Stock | 031162100 | 708 | 4,155 | SH | SOLE | None | 0 | 0 | 4,155 | |
Financial Select Sector SPDR ETF | Exchange Traded Funds (ETF) | 81369Y605 | 688 | 24,962 | SH | SOLE | None | 0 | 0 | 24,962 | |
Vanguard FTSE Emerging Markets ETF | Exchange Traded Funds (ETF) | 922042858 | 679 | 14,463 | SH | SOLE | None | 0 | 0 | 14,463 | |
iShares MSCI EAFE | Exchange Traded Funds (ETF) | 464287465 | 661 | 9,488 | SH | SOLE | None | 0 | 0 | 9,488 | |
PayPal Holdings Inc | Common Stock | 70450Y103 | 654 | 8,620 | SH | SOLE | None | 0 | 0 | 8,620 | |
Nike Inc B | Common Stock | 654106103 | 649 | 9,760 | SH | SOLE | None | 0 | 0 | 9,760 | |
Philip Morris International Inc | Common Stock | 718172109 | 616 | 6,194 | SH | SOLE | None | 0 | 0 | 6,194 | |
Superior Energy Services Inc | Common Stock | 868157108 | 597 | 70,819 | SH | SOLE | None | 0 | 0 | 70,819 | |
Technology Select Sector SPDR ETF | Exchange Traded Funds (ETF) | 81369Y803 | 580 | 8,862 | SH | SOLE | None | 0 | 0 | 8,862 | |
Carnival Corp | Common Stock | 143658300 | 559 | 8,525 | SH | SOLE | None | 0 | 0 | 8,525 | |
Southwest Gas Holdings Inc | Common Stock | 844895102 | 528 | 7,800 | SH | SOLE | None | 0 | 0 | 7,800 | |
Coca-Cola Co | Common Stock | 191216100 | 527 | 12,132 | SH | SOLE | None | 0 | 0 | 12,132 | |
New York Community Bancorp Inc | Common Stock | 649445103 | 511 | 39,250 | SH | SOLE | None | 0 | 0 | 39,250 | |
Vale SA | Common Stock | 91912E105 | 509 | 40,016 | SH | SOLE | None | 0 | 0 | 40,016 | |
PG&E Corp | Common Stock | 69331C108 | 495 | 11,275 | SH | SOLE | None | 0 | 0 | 11,275 | |
Edison International | Common Stock | 281020107 | 489 | 7,685 | SH | SOLE | None | 0 | 0 | 7,685 | |
SPDR S&P Bank ETF | Exchange Traded Funds (ETF) | 78464A797 | 479 | 10,000 | SH | SOLE | None | 0 | 0 | 10,000 | |
Transocean Ltd | Common Stock | H8817H100 | 467 | 47,215 | SH | SOLE | None | 0 | 0 | 47,215 | |
Wells Fargo & Co | Preferred Stock | 949746747 | 461 | 18,800 | SH | SOLE | None | 0 | 0 | 18,800 | |
Honeywell International Inc | Common Stock | 438516106 | 460 | 3,180 | SH | SOLE | None | 0 | 0 | 3,180 | |
Facebook Inc A | Common Stock | 30303M102 | 447 | 2,798 | SH | SOLE | None | 0 | 0 | 2,798 | |
Nestle SA ADR | Common Stock | 641069406 | 442 | 5,597 | SH | SOLE | None | 0 | 0 | 5,597 | |
Ameriprise Financial Inc | Common Stock | 03076C106 | 428 | 2,890 | SH | SOLE | None | 0 | 0 | 2,890 | |
SPDR Gold Shares | Exchange Traded Funds (ETF) | 78463V107 | 424 | 3,367 | SH | SOLE | None | 0 | 0 | 3,367 | |
Netflix Inc | Common Stock | 64110L106 | 422 | 1,429 | SH | SOLE | None | 0 | 0 | 1,429 | |
NXP Semiconductors NV | Common Stock | N6596X109 | 398 | 3,400 | SH | SOLE | None | 0 | 0 | 3,400 | |
Barclays Bank PLC | Preferred Stock | 06739H362 | 375 | 14,250 | SH | SOLE | None | 0 | 0 | 14,250 | |
Schlumberger Ltd | Common Stock | 806857108 | 372 | 5,746 | SH | SOLE | None | 0 | 0 | 5,746 | |
Toronto Dominion Bk Ont Com New | Common Stock | 891160509 | 371 | 6,524 | SH | SOLE | None | 0 | 0 | 6,524 | |
Public Service Enterprise Group Inc | Common Stock | 744573106 | 370 | 7,364 | SH | SOLE | None | 0 | 0 | 7,364 | |
Dreyfus Strategic Muni Bond | Closed End Income Funds Non-Taxable | 26202F107 | 358 | 47,000 | SH | SOLE | None | 0 | 0 | 47,000 | |
Public Storage | Common Stock | 74460D109 | 357 | 1,780 | SH | SOLE | None | 0 | 0 | 1,780 | |
Schwab Government Money Inv | Other Assets | 808515613 | 355 | 0 | SH | SOLE | None | 0 | 0 | 0 | |
Lennar Corp | Common Stock | 526057104 | 354 | 6,000 | SH | SOLE | None | 0 | 0 | 6,000 | |
ConocoPhillips | Common Stock | 20825C104 | 349 | 5,880 | SH | SOLE | None | 0 | 0 | 5,880 | |
Waste Management Inc | Common Stock | 94106L109 | 342 | 4,066 | SH | SOLE | None | 0 | 0 | 4,066 | |
CVS Health Corp | Common Stock | 126650100 | 342 | 5,492 | SH | SOLE | None | 0 | 0 | 5,492 | |
NVIDIA Corp | Common Stock | 67066G104 | 313 | 1,353 | SH | SOLE | None | 0 | 0 | 1,353 | |
Adobe Systems Inc | Common Stock | 00724F101 | 313 | 1,450 | SH | SOLE | None | 0 | 0 | 1,450 | |
General Dynamics Corp | Common Stock | 369550108 | 313 | 1,416 | SH | SOLE | None | 0 | 0 | 1,416 | |
Invesco S&P Global Water ETF | Exchange Traded Funds (ETF) | 46138E263 | 311 | 9,115 | SH | SOLE | None | 0 | 0 | 9,115 | |
Kimberly-Clark Corp | Common Stock | 494368103 | 289 | 2,623 | SH | SOLE | None | 0 | 0 | 2,623 | |
iShares 1-3 Year Credit Bond | Exchange Traded Funds (ETF). | 464288646 | 288 | 2,775 | SH | SOLE | None | 0 | 0 | 2,775 | |
Phillips 66 | Common Stock | 718546104 | 287 | 2,994 | SH | SOLE | None | 0 | 0 | 2,994 | |
Select Sector Spdr Fund Shs Ben Consumer Discretio | Exchange Traded Funds (ETF) | 81369Y407 | 275 | 2,718 | SH | SOLE | None | 0 | 0 | 2,718 | |
Select Sector Spdr Trust The Health Care Select Se | Exchange Traded Funds (ETF) | 81369Y209 | 275 | 3,374 | SH | SOLE | None | 0 | 0 | 3,374 | |
Enterprise Products Partners LP | Common Stock | 293792107 | 271 | 11,054 | SH | SOLE | None | 0 | 0 | 11,054 | |
Dominion Resources Inc | Common Stock | 25746U109 | 259 | 3,840 | SH | SOLE | None | 0 | 0 | 3,840 | |
Southwest Airlines Co | Common Stock | 844741108 | 253 | 4,410 | SH | SOLE | None | 0 | 0 | 4,410 | |
Industrial Select Sector SPDR ETF | Exchange Traded Funds (ETF) | 81369Y704 | 245 | 3,294 | SH | SOLE | None | 0 | 0 | 3,294 | |
Biomarin Pharmaceutical Inc | Common Stock | 09061G101 | 243 | 3,000 | SH | SOLE | None | 0 | 0 | 3,000 | |
Mastercard Inc A | Common Stock | 57636Q104 | 236 | 1,350 | SH | SOLE | None | 0 | 0 | 1,350 | |
SunTrust Banks Inc | Common Stock | 867914103 | 235 | 3,446 | SH | SOLE | None | 0 | 0 | 3,446 | |
Tesla Motors Inc | Common Stock | 88160R101 | 233 | 875 | SH | SOLE | None | 0 | 0 | 875 | |
Magellan Midstream Partners LP | Common Stock | 559080106 | 232 | 3,976 | SH | SOLE | None | 0 | 0 | 3,976 | |
Comcast Corp Class A | Common Stock | 20030N101 | 228 | 6,669 | SH | SOLE | None | 0 | 0 | 6,669 | |
Toll Brothers Inc | Common Stock | 889478103 | 216 | 5,000 | SH | SOLE | None | 0 | 0 | 5,000 | |
Altria Group Inc | Common Stock | 02209S103 | 211 | 3,381 | SH | SOLE | None | 0 | 0 | 3,381 | |
UnitedHealth Group Inc | Common Stock | 91324P102 | 208 | 971 | SH | SOLE | None | 0 | 0 | 971 | |
EQT Corp | Common Stock | 26884L109 | 208 | 4,375 | SH | SOLE | None | 0 | 0 | 4,375 | |
Vanguard Total Bond Market ETF | Exchange Traded Funds (ETF). | 921937835 | 208 | 2,600 | SH | SOLE | None | 0 | 0 | 2,600 | |
NextEra Energy Inc | Common Stock | 65339F101 | 204 | 1,250 | SH | SOLE | None | 0 | 0 | 1,250 | |
Iteris Inc | Common Stock | 46564T107 | 198 | 40,000 | SH | SOLE | None | 0 | 0 | 40,000 | |
MedReleaf Corp | Common Stock | 58506X104 | 172 | 12,700 | SH | SOLE | None | 0 | 0 | 12,700 | |
Nuveen CA Quality Muni Income | Closed End Income Funds Non-Taxable | 67066Y105 | 147 | 11,000 | SH | SOLE | None | 0 | 0 | 11,000 | |
Franklin US Government Secs A | Closed End Income Funds Non-Taxable | 353496607 | 76 | 12,782 | SH | SOLE | None | 0 | 0 | 12,782 | |
REVA Medical Inc | Common Stock | U8000C103 | 43 | 129,000 | SH | SOLE | None | 0 | 0 | 129,000 | |
Invivo Therapeutics Hldgs Corp Com New | Common Stock | 46186M407 | 11 | 19,730 | SH | SOLE | None | 0 | 0 | 19,730 | |
Regulus Therapeutics Inc | Common Stock | 75915K101 | 8 | 11,000 | SH | SOLE | None | 0 | 0 | 11,000 | |
Seadrill Ltd | Common Stock | G7945E105 | 6 | 30,400 | SH | SOLE | None | 0 | 0 | 30,400 | |
E Digital Corp | Common Stock | 26841Y103 | 0 | 46,811 | SH | SOLE | None | 0 | 0 | 46,811 | |
Bio-Matrix Scientific Group Inc | Common Stock | 09065C106 | 0 | 12,500 | SH | SOLE | None | 0 | 0 | 12,500 |