-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fcvbn5d/OkDDMKOITjJ4+p2LeGSlZsclYNaIulmkWSJ54EreeRLuMRK04NSCk8wM +/KayIWM+RT8z/rLjxJhLw== 0000914760-01-500046.txt : 20010613 0000914760-01-500046.hdr.sgml : 20010613 ACCESSION NUMBER: 0000914760-01-500046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010531 FILED AS OF DATE: 20010612 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPIANT TECHNOLOGIES INC CENTRAL INDEX KEY: 0001025985 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 841360852 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-21999 FILM NUMBER: 1659138 BUSINESS ADDRESS: STREET 1: 6663 OWENS DRIVE STREET 2: STE 250 CITY: PLEASANTON STATE: CA ZIP: 94588- BUSINESS PHONE: 9252513333 MAIL ADDRESS: STREET 1: 6663 OWENS DRIVE STREET 2: SUITE 265 CITY: PLEASANTON STATE: CA ZIP: 94588- FORMER COMPANY: FORMER CONFORMED NAME: NHANCEMENT TECHNOLOGIES INC DATE OF NAME CHANGE: 19961028 COMPANY DATA: COMPANY CONFORMED NAME: BALDWIN L THOMAS III CENTRAL INDEX KEY: 0001121605 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 141 WEST JACKSON BLVD STREET 2: SUITE 2850 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3124609200 MAIL ADDRESS: STREET 1: 141 WEST JACKSON BLVD STREET 2: SUITE 2850 CITY: CHICAGO STATE: IL ZIP: 60604 4 1 b61758f31.txt FORM 4, AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Baldwin, III, L. Thomas 141 West Jackson Boulevard, Suite 2850 Chicago, IL 60606 USA 2. Issuer Name and Ticker or Trading Symbol Appiant Technologies, Inc. APPS 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year May 2001 5. If Amendment, Date of Original (Month/Year) 4/10/01 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director (X) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| No change from prior statem| | | | | | | | | | ent. | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Convertible Promissory|(1) |3/21/|A |V|(1) |A |(2) |(2) |Common Stock|(1)(2) |2,500,0|(1) |D | | Note | |01 | | | | | | | | |00 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________| Explanation of Responses: (1) Conversion price is 80% of the average of the lowest closing market prices (meaning the last highest bid prices) for any 5 trading days beginning on March 16, 2001 and ending on Maturity of the Note; provided, that such conversion price shall not be less than $1.00. (2) Immediately convertible at the election of the holder; provided that the number of underlying shares issuable on conversion shall not exceed 19.9% of the number of share of Common Stock then issued and outstanding, without obtaining stockholder approval of such issuance (as of 2/13/01, 12,849,890 shares outstanding).
SIGNATURE OF REPORTING PERSON /s/ L. Thomas Baldwin, III DATE June 11, 2001 -----END PRIVACY-ENHANCED MESSAGE-----