0001437749-21-029458.txt : 20211230 0001437749-21-029458.hdr.sgml : 20211230 20211230120547 ACCESSION NUMBER: 0001437749-21-029458 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211230 FILED AS OF DATE: 20211230 DATE AS OF CHANGE: 20211230 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pointer David William CENTRAL INDEX KEY: 0001592839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-22897 FILM NUMBER: 211531527 MAIL ADDRESS: STREET 1: PO BOX 402 CITY: NEWMAN LAKE STATE: WA ZIP: 99025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATION COMPANIES, INC. CENTRAL INDEX KEY: 0001025953 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531] IRS NUMBER: 742830661 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9229 WARD PARKWAY STREET 2: SUITE 340 CITY: KANSAS CITY STATE: MO ZIP: 64114 BUSINESS PHONE: 8162377000 MAIL ADDRESS: STREET 1: 9229 WARD PARKWAY STREET 2: SUITE 340 CITY: KANSAS CITY STATE: MO ZIP: 64114 FORMER COMPANY: FORMER CONFORMED NAME: NOVASTAR FINANCIAL INC DATE OF NAME CHANGE: 19970723 4 1 rdgdoc.xml DAVE POINTER FORM 4 X0306 4 2021-12-30 0001025953 NOVATION COMPANIES, INC. NOVC 0001592839 Pointer David William C/O NOVATION COMPANIES, INC. 9229 WARD PARKWAY, SUITE 340 KANSAS CITY MO 64114 1 1 Chief Executive Officer Common stock 2021-12-30 4 J 0 2000000 0 D 0 D Forfeiture of restricted shares of common stock under the Novation Companies, Inc. 2015 Incentive Stock Plan, which vested on October 1, 2021. /s/ David W. Pointer 2021-12-30