0001127602-24-012872.txt : 20240415
0001127602-24-012872.hdr.sgml : 20240415
20240415153831
ACCESSION NUMBER: 0001127602-24-012872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240414
FILED AS OF DATE: 20240415
DATE AS OF CHANGE: 20240415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUMLAO TROY
CENTRAL INDEX KEY: 0001283697
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 24844508
MAIL ADDRESS:
STREET 1: 821 17TH STREET
STREET 2: C/O VOXWARE INC
CITY: DENVER
STATE: CO
ZIP: 80229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-04-14
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001283697
DUMLAO TROY
150 N. MERAMEC
ST LOUIS
MO
63105
1
EVP, Chief Accounting Officer
0
Common Stock
2024-04-14
4
M
0
381
0
A
5809
D
Common Stock
2024-04-14
4
F
0
114
38.30
D
5695
D
Depository Shares
400
D
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
1058
1058
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
1266
1266
D
Non Qualified Stock Option (Right to Buy)
54.46
2033-02-28
Common Stock
1769
1769
D
Non Qualified Stock Option (Right to Buy)
39.50
2034-02-28
Common Stock
2722
2722
D
Restricted Share Units
Common Stock
244
244
D
Restricted Share Units
Common Stock
361
361
D
Restricted Share Units
Common Stock
520
520
D
Restricted Share Units
2024-04-14
4
M
0
381
0
D
Common Stock
381
761
D
Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024
The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025.
This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/ Troy Dumlao
2024-04-15