0001127602-24-012872.txt : 20240415 0001127602-24-012872.hdr.sgml : 20240415 20240415153831 ACCESSION NUMBER: 0001127602-24-012872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240414 FILED AS OF DATE: 20240415 DATE AS OF CHANGE: 20240415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUMLAO TROY CENTRAL INDEX KEY: 0001283697 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 24844508 MAIL ADDRESS: STREET 1: 821 17TH STREET STREET 2: C/O VOXWARE INC CITY: DENVER STATE: CO ZIP: 80229 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-04-14 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001283697 DUMLAO TROY 150 N. MERAMEC ST LOUIS MO 63105 1 EVP, Chief Accounting Officer 0 Common Stock 2024-04-14 4 M 0 381 0 A 5809 D Common Stock 2024-04-14 4 F 0 114 38.30 D 5695 D Depository Shares 400 D Non Qualified Stock Option (Right to Buy) 43.81 2031-02-25 Common Stock 1058 1058 D Non Qualified Stock Option (Right to Buy) 48.34 2032-02-24 Common Stock 1266 1266 D Non Qualified Stock Option (Right to Buy) 54.46 2033-02-28 Common Stock 1769 1769 D Non Qualified Stock Option (Right to Buy) 39.50 2034-02-28 Common Stock 2722 2722 D Restricted Share Units Common Stock 244 244 D Restricted Share Units Common Stock 361 361 D Restricted Share Units Common Stock 520 520 D Restricted Share Units 2024-04-14 4 M 0 381 0 D Common Stock 381 761 D Withholding of stock to satisfy tax withholding obligation on issuance of common stock. 1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering. The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024 The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person. This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person. The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. /s/ Troy Dumlao 2024-04-15