0001127602-24-007039.txt : 20240227
0001127602-24-007039.hdr.sgml : 20240227
20240227131930
ACCESSION NUMBER: 0001127602-24-007039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240224
FILED AS OF DATE: 20240227
DATE AS OF CHANGE: 20240227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman Scott Richard
CENTRAL INDEX KEY: 0001454515
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 24684686
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-24
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001454515
Goodman Scott Richard
150 N. MERAMEC
CLAYTON
MO
63105
1
President
0
Common Stock
4852
I
401(k) Plan
Common Stock
2024-02-24
4
M
0
4989
0
A
58810
D
Common Stock
2024-02-24
4
F
0
1804
40.83
D
57006
D
Restricted Share Units
2024-02-24
4
M
0
4989
0
D
Common Stock
4989
9978
D
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
6280
6280
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
6631
6631
D
Non Qualified Stock Option (Right to Buy)
54.46
2033-02-28
Common Stock
6474
6474
D
Restricted Share Units
Common Stock
1172
1172
D
Restricted Share Units
Common Stock
1323
1323
D
These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
/s/ Scott Richard Goodman
2024-02-27