0001127602-24-003950.txt : 20240208 0001127602-24-003950.hdr.sgml : 20240208 20240208151134 ACCESSION NUMBER: 0001127602-24-003950 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240206 FILED AS OF DATE: 20240208 DATE AS OF CHANGE: 20240208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IANNACONE NICOLE M CENTRAL INDEX KEY: 0001731826 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 24608608 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: ST. LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-06 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001731826 IANNACONE NICOLE M 150 N. MERAMEC CLAYTON MO 63105 1 SEVP, Chief Legal Officer 0 Common Stock 2024-02-06 4 M 0 857 0 A 9104 D Common Stock 2024-02-06 4 F 0 407 39.52 D 8697 D Common Stock 2024-02-06 4 A 0 3430 0 A 12127 D Common Stock 2024-02-06 4 F 0 1441 39.52 D 10686 D Common Stock 2024-02-06 4 A 0 2367 0 A 13053 D Common Stock 2024-02-06 4 F 0 1112 39.52 D 11941 D Restricted Share Units 2024-02-06 4 M 0 857 0 D Common Stock 857 0 D Non Qualified Stock Option (Right to Buy) 43.81 2031-02-25 Common Stock 4521 4521 D Non Qualified Stock Option (Right to Buy) 48.34 2032-02-24 Common Stock 4946 4946 D Non Qualified Stock Option (Right to Buy) 54.46 2033-02-28 Common Stock 4985 4985 D Restricted Share Units Common Stock 874 874 D Restricted Share Units Common Stock 1019 1019 D Restricted Share Units Common Stock 9978 9978 D Withholding of stock to satisfy tax withholding obligation on issuance of common stock. The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person. This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person. This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. /s/ Nicole M. Iannacone 2024-02-08