0001127602-24-003940.txt : 20240208
0001127602-24-003940.hdr.sgml : 20240208
20240208150544
ACCESSION NUMBER: 0001127602-24-003940
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240206
FILED AS OF DATE: 20240208
DATE AS OF CHANGE: 20240208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PONDER MARK G
CENTRAL INDEX KEY: 0001550076
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 24608580
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-06
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001550076
PONDER MARK G
150 N. MERAMEC
CLAYTON
MO
63105
1
SEVP, Chief Admin. Officer
0
Common Stock
1007
I
401(K) Plan
Common Stock
200
I
Self IRA
Common Stock
5335
D
Common Stock
2024-02-06
4
M
0
857
0
A
12012
D
Common Stock
2024-02-06
4
F
0
424
39.52
D
11588
D
Common Stock
2024-02-06
4
A
0
3430
0
A
15018
D
Common Stock
2024-02-06
4
F
0
1509
39.52
D
13509
D
Common Stock
2024-02-06
4
A
0
2367
0
A
15876
D
Common Stock
2024-02-07
4
F
0
1160
39.52
D
14716
D
Restricted Share Units
2024-02-06
4
M
0
857
0
D
Common Stock
857
0
D
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
4521
4521
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
4878
4878
D
Non Qualified Stock Option (Right to Buy)
54.46
2033-02-28
Common Stock
4925
4925
D
Restricted Share Units
Common Stock
862
862
D
Restricted Share Units
Common Stock
1006
1006
D
Restricted Share Units
Common Stock
9978
9978
D
These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
These shares are held jointly with spouse.
Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/ MARK G PONDER
2024-02-08