0001127602-23-008202.txt : 20230302
0001127602-23-008202.hdr.sgml : 20230302
20230302132629
ACCESSION NUMBER: 0001127602-23-008202
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230228
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEENE S TURNER
CENTRAL INDEX KEY: 0001482570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 23697755
BUSINESS ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
BUSINESS PHONE: 610-369-6293
MAIL ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-28
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001482570
KEENE S TURNER
150 N. MERAMEC
CLAYTON
MO
63105
1
EVP, Chief Financial Officer
Common Stock
37563
D
Common Stock
1534
I
401(k) Plan
Depository Shares
2000
D
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
9042
9042
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
9934
9934
D
Restricted Share Units
Common Stock
1715
1715
D
Restricted Share Units
Common Stock
1756
1756
D
Restricted Share Units
Common Stock
14967
14967
D
Restricted Share Units
2023-02-28
4
A
0
1964
0
A
Common Stock
1964
1964
D
Non Qualified Stock Option (Right to Buy)
54.46
2023-02-28
4
A
0
9610
0
A
2033-02-28
Common Stock
9610
9610
D
These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. The Reporting Person has 3,136 units in the 401(k) Plan, which units consisted of 1,534 shares of common stock.
1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
This option becomes exercisable after a three year period on 2/25/24.
This option becomes exercisable after a three year period on 2/24/25.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
The option becomes exercisable after a three year period on 2/28/26.
/s/ Keene S. Turner
2023-03-02