0001127602-23-003672.txt : 20230207
0001127602-23-003672.hdr.sgml : 20230207
20230207133648
ACCESSION NUMBER: 0001127602-23-003672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230203
FILED AS OF DATE: 20230207
DATE AS OF CHANGE: 20230207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PONDER MARK G
CENTRAL INDEX KEY: 0001550076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 23594085
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-03
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001550076
PONDER MARK G
150 N. MERAMEC
CLAYTON
MO
63105
1
EVP, Chief Admin. Officer
Common Stock
2023-02-03
5
G
0
E
200
0
D
5335
D
Common Stock
794
I
401(K) Plan
Common Stock
10674
D
Common Stock
200
I
Self IRA
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
4521
4521
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
4878
4878
D
Restricted Share Units
Common Stock
857
857
D
Restricted Share Units
Common Stock
862
862
D
Restricted Share Units
Common Stock
9978
9978
D
Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
These shares are held jointly with spouse.
These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. The Reporting Person has 1,624 units in the 401(k) Plan, which units consisted of 794 shares of common stock.
This option becomes exercisable after a three year period on 2/25/24.
This option becomes exercisable after a three year period on 2/24/25.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/ MARK G PONDER
2023-02-07