0001127602-23-002950.txt : 20230201 0001127602-23-002950.hdr.sgml : 20230201 20230201173429 ACCESSION NUMBER: 0001127602-23-002950 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230130 FILED AS OF DATE: 20230201 DATE AS OF CHANGE: 20230201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IANNACONE NICOLE M CENTRAL INDEX KEY: 0001731826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 23577994 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: ST. LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-01-30 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001731826 IANNACONE NICOLE M 150 N. MERAMEC CLAYTON MO 63105 1 EVP, Chief Legal Officer Common Stock 2023-01-30 4 M 0 540 0 A 6502 D Common Stock 2023-01-30 4 F 0 250 51.82 D 6252 D Common Stock 2023-01-30 4 A 0 2838 0 A 9090 D Common Stock 2023-01-30 4 F 0 1323 51.82 D 7767 D Non Qualified Stock Option (Right to Buy) 43.81 2031-02-25 Common Stock 4521 4521 D Non Qualified Stock Option (Right to Buy) 48.34 2032-02-24 Common Stock 4946 4946 D Restricted Share Units Common Stock 857 857 D Restricted Share Units Common Stock 874 874 D Restricted Share Units 2023-01-30 4 M 0 540 0 D Common Stock 540 0 D Withholding of stock to satisfy tax withholding obligation on issuance of common stock. The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan. This option becomes exercisable after a three year period on 2/25/24. This option becomes exercisable after a three year period on 2/24/25. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. /s/ Nicole M. Iannacone 2023-02-01