0001127602-23-002947.txt : 20230201
0001127602-23-002947.hdr.sgml : 20230201
20230201173254
ACCESSION NUMBER: 0001127602-23-002947
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230130
FILED AS OF DATE: 20230201
DATE AS OF CHANGE: 20230201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAUCHE DOUGLAS
CENTRAL INDEX KEY: 0001682456
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 23577984
MAIL ADDRESS:
STREET 1: 150 N MERMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-01-30
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001682456
BAUCHE DOUGLAS
150 N. MERAMEC
CLAYTON
MO
63105
1
Chief Credit Officer
Common Stock
2023-01-30
4
M
0
557
0
A
10826
D
Common Stock
2023-01-30
4
F
0
224
51.82
D
10602
D
Common Stock
2023-01-30
4
A
0
2932
0
A
13534
D
Common Stock
2023-01-30
4
F
0
1222
51.82
D
12312
D
Common Stock
2693
I
401(K) Plan
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
4730
4730
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
5081
5081
D
Restricted Share Units
Common Stock
897
897
D
Restricted Share Units
Common Stock
898
898
D
Restricted Share Units
Common Stock
9978
9978
D
Restricted Share Units
2023-01-30
4
M
0
557
0
D
Common Stock
557
0
D
Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time. The Reporting Person has 5,508 units in the 401(k) Plan, which units consisted of 2,693 shares of common stock.
This option becomes exercisable after a three year period on 2/25/24.
This option becomes exercisable after a three year period on 2/24/25.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
/s/ Douglas Bauche
2023-02-01