0001127602-22-016977.txt : 20220607
0001127602-22-016977.hdr.sgml : 20220607
20220607160708
ACCESSION NUMBER: 0001127602-22-016977
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220531
FILED AS OF DATE: 20220607
DATE AS OF CHANGE: 20220607
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KEENE S TURNER
CENTRAL INDEX KEY: 0001482570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 221001291
BUSINESS ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
BUSINESS PHONE: 610-369-6293
MAIL ADDRESS:
STREET 1: P O BOX 547
CITY: BOYERTOWN
STATE: PA
ZIP: 19512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-05-31
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001482570
KEENE S TURNER
150 N. MERAMEC
CLAYTON
MO
63105
1
EVP, Chief Financial Officer
Common Stock
2022-05-31
5
J
0
E
533
39.36
A
34430
D
Common Stock
1490
I
401(k) Plan
Depository Shares
2000
D
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
9042
9042
D
Non Qualified Stock Option (Right to Buy)
48.34
2032-02-24
Common Stock
9934
9934
D
Restricted Share Units
Common Stock
940
940
D
Restricted Share Units
Common Stock
1715
1715
D
Restricted Share Units
Common Stock
1756
1756
D
Restricted Share Units
Common Stock
14967
14967
D
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2021 through May 31, 2022. This transaction is exempt under Section 16b-3(c).
In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on May 31, 2022.
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
This option becomes exercisable after a three year period on 2/25/24.
This option becomes exercisable after a three year period on 2/24/25.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/ Keene S. Turner
2022-06-07