0001127602-22-006974.txt : 20220228 0001127602-22-006974.hdr.sgml : 20220228 20220228141200 ACCESSION NUMBER: 0001127602-22-006974 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220224 FILED AS OF DATE: 20220228 DATE AS OF CHANGE: 20220228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Scott Richard CENTRAL INDEX KEY: 0001454515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 22687391 MAIL ADDRESS: STREET 1: 150 N. MERAMEC CITY: ST. LOUIS STATE: MO ZIP: 63105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2022-02-24 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001454515 Goodman Scott Richard 150 N. MERAMEC CLAYTON MO 63105 1 President Common Stock 45317 D Common Stock 4616 I 401(k) Plan Restricted Share Units 2022-02-24 4 A 0 1172 A Common Stock 1172 1172 D Non Qualified Stock Option (Right to Buy) 48.34 2022-02-24 4 A 0 6631 0 A 2032-02-24 Common Stock 6631 6631 D Restricted Share Units 2022-02-24 4 A 0 14967 A Common Stock 14967 14967 D Non Qualified Stock Option (Right to Buy) 43.81 2031-02-25 Common Stock 6280 6280 D Restricted Share Units Common Stock 737 737 D Restricted Share Units Common Stock 1191 1191 D The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person. This option becomes exercisable after a three year period on 2/24/25. The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock. This option becomes exercisable after a three year period on 2/25/24. The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. /s/ Scott Richard Goodman 2022-02-28