0001127602-22-006974.txt : 20220228
0001127602-22-006974.hdr.sgml : 20220228
20220228141200
ACCESSION NUMBER: 0001127602-22-006974
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220224
FILED AS OF DATE: 20220228
DATE AS OF CHANGE: 20220228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman Scott Richard
CENTRAL INDEX KEY: 0001454515
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 22687391
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-24
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001454515
Goodman Scott Richard
150 N. MERAMEC
CLAYTON
MO
63105
1
President
Common Stock
45317
D
Common Stock
4616
I
401(k) Plan
Restricted Share Units
2022-02-24
4
A
0
1172
A
Common Stock
1172
1172
D
Non Qualified Stock Option (Right to Buy)
48.34
2022-02-24
4
A
0
6631
0
A
2032-02-24
Common Stock
6631
6631
D
Restricted Share Units
2022-02-24
4
A
0
14967
A
Common Stock
14967
14967
D
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
6280
6280
D
Restricted Share Units
Common Stock
737
737
D
Restricted Share Units
Common Stock
1191
1191
D
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
This option becomes exercisable after a three year period on 2/24/25.
The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
This option becomes exercisable after a three year period on 2/25/24.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
/s/ Scott Richard Goodman
2022-02-28