0001127602-22-001364.txt : 20220112
0001127602-22-001364.hdr.sgml : 20220112
20220112100151
ACCESSION NUMBER: 0001127602-22-001364
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220112
DATE AS OF CHANGE: 20220112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goodman Scott Richard
CENTRAL INDEX KEY: 0001454515
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 22525766
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2021-12-31
0
0
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001454515
Goodman Scott Richard
150 N. MERAMEC
CLAYTON
MO
63105
1
President
Common Stock
44119
D
Common Stock
4616
I
401(k) Plan
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
6280
6280
D
Restricted Share Units
Common Stock
616
616
D
Restricted Share Units
Common Stock
737
737
D
Restricted Share Units
Common Stock
1191
1191
D
Balance includes a correction from an administrative error that overstated the number of shares owned at 12/31/20.
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
This option becomes exercisable after a three year period on 2/25/24.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
/s/ Scott Richard Goodman
2022-01-12