0001127602-21-030801.txt : 20211213
0001127602-21-030801.hdr.sgml : 20211213
20211213144254
ACCESSION NUMBER: 0001127602-21-030801
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211208
FILED AS OF DATE: 20211213
DATE AS OF CHANGE: 20211213
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hui Peter
CENTRAL INDEX KEY: 0001736754
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 211487794
MAIL ADDRESS:
STREET 1: 17785 CENTER COURT DRIVE
STREET 2: SUITE 750
CITY: CERRITOS
STATE: CA
ZIP: 90703
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-12-08
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001736754
Hui Peter
150 N. MERAMEC
CLAYTON
MO
63105
1
Common Stock
2021-12-08
5
J
0
E
31000
0
D
453248
D
Common Stock
2021-12-08
5
J
0
E
31000
0
A
31000
I
Charitable Trust
Common Stock
2021-12-10
4
S
0
27000
48.08
D
4000
I
Charitable Trust
Common Stock
2021-12-13
4
S
0
4000
47.55
D
0
I
Charitable Trust
Common Stock
62032
I
By Spouse
Common Stock
5436
I
By Spouse IRA
Phantom Stock
2021-12-09
4
A
0
144
0
A
Common Stock
144
1848
D
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote
Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account.
Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company.
Represents shares issued under the Non-Management Director Stock Plan.
/s/ Peter Hui
2021-12-13