0001127602-21-030801.txt : 20211213 0001127602-21-030801.hdr.sgml : 20211213 20211213144254 ACCESSION NUMBER: 0001127602-21-030801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211213 DATE AS OF CHANGE: 20211213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hui Peter CENTRAL INDEX KEY: 0001736754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 211487794 MAIL ADDRESS: STREET 1: 17785 CENTER COURT DRIVE STREET 2: SUITE 750 CITY: CERRITOS STATE: CA ZIP: 90703 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-12-08 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001736754 Hui Peter 150 N. MERAMEC CLAYTON MO 63105 1 Common Stock 2021-12-08 5 J 0 E 31000 0 D 453248 D Common Stock 2021-12-08 5 J 0 E 31000 0 A 31000 I Charitable Trust Common Stock 2021-12-10 4 S 0 27000 48.08 D 4000 I Charitable Trust Common Stock 2021-12-13 4 S 0 4000 47.55 D 0 I Charitable Trust Common Stock 62032 I By Spouse Common Stock 5436 I By Spouse IRA Phantom Stock 2021-12-09 4 A 0 144 0 A Common Stock 144 1848 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.00 to $48.17, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with in the ranges set forth in this footnote Each phantom share represents the right to receive one share of common stock upon distribution from the Non-Management Director Stock Plan deferred compensation account. Shares of common stock will be distributed following termination of the reporting person's services as an Independent Director of the Company. Represents shares issued under the Non-Management Director Stock Plan. /s/ Peter Hui 2021-12-13