0001127602-21-030175.txt : 20211203
0001127602-21-030175.hdr.sgml : 20211203
20211203115826
ACCESSION NUMBER: 0001127602-21-030175
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211130
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PONDER MARK G
CENTRAL INDEX KEY: 0001550076
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 211469198
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2021-11-30
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001550076
PONDER MARK G
150 N. MERAMEC
CLAYTON
MO
63105
1
EVP, Chief Admin. Officer
Common Stock
2021-11-30
4
J
0
257
39.41
A
13314
D
Common Stock
873
I
401(K) Plan
Common Stock
200
I
Self IRA
Non Qualified Stock Option (Right to Buy)
43.81
2031-02-25
Common Stock
4521
4521
D
Restricted Share Units
Common Stock
390
390
D
Restricted Share Units
Common Stock
531
531
D
Restricted Share Units
Common Stock
857
857
D
The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of June 1, 2021 through November 30, 2021. This transaction is exempt under Section 16b-3(c).
In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on November 30, 2021.
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
This option becomes exercisable after a three year period on 2/25/24.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
/s/ MARK G PONDER
2021-12-03