0001127602-21-009993.txt : 20210310 0001127602-21-009993.hdr.sgml : 20210310 20210310110459 ACCESSION NUMBER: 0001127602-21-009993 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210308 FILED AS OF DATE: 20210310 DATE AS OF CHANGE: 20210310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KEENE S TURNER CENTRAL INDEX KEY: 0001482570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15373 FILM NUMBER: 21728673 BUSINESS ADDRESS: STREET 1: P O BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 BUSINESS PHONE: 610-369-6293 MAIL ADDRESS: STREET 1: P O BOX 547 CITY: BOYERTOWN STATE: PA ZIP: 19512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP CENTRAL INDEX KEY: 0001025835 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 431706259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 3147255500 MAIL ADDRESS: STREET 1: 150 NORTH MERAMEC STREET 2: 150 NORTH MERAMEC CITY: CLAYTON STATE: MO ZIP: 63105 FORMER COMPANY: FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC DATE OF NAME CHANGE: 19961024 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2021-03-08 0001025835 ENTERPRISE FINANCIAL SERVICES CORP EFSC 0001482570 KEENE S TURNER 150 N. MERAMEC CLAYTON MO 63105 1 EVP, Chief Financial Officer Common Stock 2021-03-08 4 M 0 1157 0 A 32567 D Common Stock 2021-03-08 4 F 0 518 48.74 D 32049 D Common Stock 2029 I 401(k) Plan Restricted Share Units 2021-03-08 4 M 0 1157 0 D Common Stock 1157 0 D Non Qualified Stock Option (Right to Buy) 43.81 2031-02-25 Common Stock 9042 9042 D Restricted Share Units Common Stock 670 670 D Restricted Share Units Common Stock 940 940 D Restricted Share Units Common Stock 1715 1715 D Withholding of stock to satisfy tax withholding obligation on issuance of common stock. The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account. The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement. The RSU's vest 50% on the first anniversary of the closing date of the merger with Trinity Capital Corporation and 50% on the second anniversary of the closing of the merger with Trinity Capital Corporation, subject to continued employment of the reporting person and other terms of the award agreement. On the vesting date, the reporting person will receive one share of Common Stock for each RSU. This option becomes exercisable after a three year period on 2/25/24. The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person. The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person. /s/ Keene S. Turner 2021-03-10