0001127602-21-001558.txt : 20210113
0001127602-21-001558.hdr.sgml : 20210113
20210113105327
ACCESSION NUMBER: 0001127602-21-001558
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201231
FILED AS OF DATE: 20210113
DATE AS OF CHANGE: 20210113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PONDER MARK G
CENTRAL INDEX KEY: 0001550076
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 21525410
MAIL ADDRESS:
STREET 1: 150 N. MERAMEC
CITY: ST. LOUIS
STATE: MO
ZIP: 63105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
5
1
form5.xml
PRIMARY DOCUMENT
X0306
5
2020-12-31
0
0
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001550076
PONDER MARK G
150 N. MERAMEC
CLAYTON
MO
63105
1
EVP, Chief Admin. Officer
Common Stock
873
I
401(K) Plan
Common Stock
11709
D
Common Stock
200
I
Self IRA
Restricted Share Units
Common Stock
285
285
D
Restricted Share Units
Common Stock
390
390
D
Restricted Share Units
Common Stock
531
531
D
The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSU's vest 100% in the first quarter of 2021, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
/s/ MARK G PONDER
2021-01-13