0001127602-20-012932.txt : 20200403
0001127602-20-012932.hdr.sgml : 20200403
20200403095737
ACCESSION NUMBER: 0001127602-20-012932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200401
FILED AS OF DATE: 20200403
DATE AS OF CHANGE: 20200403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUMLAO TROY
CENTRAL INDEX KEY: 0001283697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15373
FILM NUMBER: 20772029
MAIL ADDRESS:
STREET 1: 821 17TH STREET
STREET 2: C/O VOXWARE INC
CITY: DENVER
STATE: CO
ZIP: 80229
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ENTERPRISE FINANCIAL SERVICES CORP
CENTRAL INDEX KEY: 0001025835
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 431706259
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
BUSINESS PHONE: 3147255500
MAIL ADDRESS:
STREET 1: 150 NORTH MERAMEC
STREET 2: 150 NORTH MERAMEC
CITY: CLAYTON
STATE: MO
ZIP: 63105
FORMER COMPANY:
FORMER CONFORMED NAME: ENTERBANK HOLDINGS INC
DATE OF NAME CHANGE: 19961024
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-04-01
0001025835
ENTERPRISE FINANCIAL SERVICES CORP
EFSC
0001283697
DUMLAO TROY
150 N. MERAMEC
ST LOUIS
MO
63105
1
SVP, Chief Accounting Officer
Common Stock
2020-04-01
4
M
0
366
0
A
556
D
Common Stock
2020-04-01
4
F
0
129
26.53
D
427
D
Restricted Share Units
2020-04-01
4
M
0
366
0
D
Common Stock
366
732
D
Restricted Share Units
Common Stock
1106
1106
D
Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 1, 2022. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 26, 2023. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
/s/ Troy Dumlao
2020-04-03